AVGO

SEC source: 0001730168-20-000215 · wf-form4_160824317877374.xml · nonDerivative · entry 2

Krause Thomas H. · CIK 0001670643 · President,Infrastructure SW Gp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,596

F2 · balance_after: Includes 45,875 RSUs.

SEC source: 0001730168-20-000215 · wf-form4_160824317877374.xml · nonDerivative · entry 1

Krause Thomas H. · CIK 0001670643 · President,Infrastructure SW Gp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,146

F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · balance_after: Includes 45,875 RSUs.

SEC source: 0001730168-20-000213 · wf-form4_160824277796105.xml · nonDerivative · entry 1

Kawwas Charlie B · CIK 0001608425 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,044

F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · balance_after: Includes 45,625 RSUs.

SEC source: 0001730168-20-000217 · wf-form4_160824351609093.xml · nonDerivative · entry 1

Spears Kirsten M. · CIK 0001670725 · VP CFO & Chief Accounting Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,586

F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · balance_after: Includes 41,562 RSUs.

SEC source: 0001730168-20-000219 · wf-form4_160824388361085.xml · nonDerivative · entry 1

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,857

F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs") previously granted to the Reporting Person.

SEC source: 0001730168-20-000203 · wf-form4_160764155338181.xml · derivative · entry 11

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,125

Underlying: Common Stock, $0.001 par value · 78,125 shares

Expires 2021-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F11 · derivative.exercise_date: Share price performance option granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. This option is fully vested and the exercisability requirements for this option have been met.

SEC source: 0001730168-20-000203 · wf-form4_160764155338181.xml · nonDerivative · entry 10

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,602

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 1,502 restricted stock units.

SEC source: 0001730168-20-000203 · wf-form4_160764155338181.xml · nonDerivative · entry 9

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,702

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F10 · price: Transaction executed in multiple trades at prices ranging from $425.57 to $426.53 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 restricted stock units.

SEC source: 0001730168-20-000203 · wf-form4_160764155338181.xml · nonDerivative · entry 8

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,876

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F9 · price: Transaction executed in multiple trades at prices ranging from $424.57 to $425.56 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 restricted stock units.

SEC source: 0001730168-20-000203 · wf-form4_160764155338181.xml · nonDerivative · entry 7

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,028

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F8 · price: Transaction executed in multiple trades at prices ranging from $423.57 to $424.54 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 restricted stock units.

SEC source: 0001730168-20-000203 · wf-form4_160764155338181.xml · nonDerivative · entry 6

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,029

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · price: Transaction executed in multiple trades at prices ranging from $422.55 to $423.47 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 restricted stock units.

SEC source: 0001730168-20-000203 · wf-form4_160764155338181.xml · nonDerivative · entry 5

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,691

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: Transaction executed in multiple trades at prices ranging from $421.55 to $422.54 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 restricted stock units.

SEC source: 0001730168-20-000203 · wf-form4_160764155338181.xml · nonDerivative · entry 4

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,812

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: Transaction executed in multiple trades at prices ranging from $420.55 to $421.54 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 restricted stock units.

SEC source: 0001730168-20-000203 · wf-form4_160764155338181.xml · nonDerivative · entry 3

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,607

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: Transaction executed in multiple trades at prices ranging from $419.42 to $420.41 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 restricted stock units.

SEC source: 0001730168-20-000203 · wf-form4_160764155338181.xml · nonDerivative · entry 2

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,407

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: Transaction executed in multiple trades at prices ranging from $418.39 to $419.37 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 restricted stock units.

SEC source: 0001730168-20-000203 · wf-form4_160764155338181.xml · nonDerivative · entry 1

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,727

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 1,502 restricted stock units.

SEC source: 0001730168-20-000205 · wf-form4_160765077304971.xml · nonDerivative · entry 1

Spears Kirsten M. · CIK 0001670725 · VP CFO & Chief Accounting Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,330

F1 · date: Award approved on December 8, 2020 with an effective grant date of December 15, 2020.

F2 · shares: Award of Restricted Stock Units ("RSUs") granted pursuant to the LSI Corporation 2003 Equity Incentive Plan, as amended. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. The RSUs vest as to 25% of the shares subject thereto on each annual anniversary of December 15, 2020, subject to continued service with the Issuer.

F3 · balance_after: Includes 43,062 RSUs.

SEC source: 0001730168-20-000192 · wf-form4_160651336945444.xml · derivative · entry 8

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,250

Underlying: Common Stock, $0.001 par value · 78,125 shares

Expires 2021-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F9 · derivative.exercise_date: Share price performance option granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. This option is fully vested and the exercisability requirements for this option have been met.

SEC source: 0001730168-20-000192 · wf-form4_160651336945444.xml · nonDerivative · entry 7

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,602

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F8 · price: Transaction executed in multiple trades at prices ranging from $391.77 to $392.69 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 restricted stock units.

SEC source: 0001730168-20-000192 · wf-form4_160651336945444.xml · nonDerivative · entry 6

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,368

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · price: Transaction executed in multiple trades at prices ranging from $390.77 to $391.76 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 restricted stock units.

SEC source: 0001730168-20-000192 · wf-form4_160651336945444.xml · nonDerivative · entry 5

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,196

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: Transaction executed in multiple trades at prices ranging from $389.77 to $390.76 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 restricted stock units.

SEC source: 0001730168-20-000192 · wf-form4_160651336945444.xml · nonDerivative · entry 4

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,170

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: Transaction executed in multiple trades at prices ranging from $388.71 to $389.70 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 restricted stock units.

SEC source: 0001730168-20-000192 · wf-form4_160651336945444.xml · nonDerivative · entry 3

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,658

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: Transaction executed in multiple trades at prices ranging from $387.65 to $388.64 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 restricted stock units.

SEC source: 0001730168-20-000192 · wf-form4_160651336945444.xml · nonDerivative · entry 2

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,740

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: Transaction executed in multiple trades at prices ranging from $386.65 to $387.64 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 restricted stock units.

SEC source: 0001730168-20-000192 · wf-form4_160651336945444.xml · nonDerivative · entry 1

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,727

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 1,502 restricted stock units.

SEC source: 0001730168-20-000190 · wf-form4_160565534349323.xml · derivative · entry 3

Krause Thomas H. · CIK 0001670643 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.001 par value · 2,500 shares

Expires 2020-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares vested pursuant to a share price performance restricted stock unit award (the "Performance RSU") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan on November 15, 2016. The Performance RSU is subject to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU fully vested on November 15, 2020, subject to the Reporting Person's continued service through such date; and provided, however, that no portion of the Performance RSU may vest unless the average of the closing prices of the Issuer's shares (as reported on the stock exchange on which the shares are listed), over a twenty consecutive trading day period is equal to or greater than 120% of the fair market value of the Issuer's shares on the date of grant (the "Price Contingency"). On January 5, 2017, the Price Contingency was met, and on November 15, 2020, the fourth and final 25% of the Performance RSU vested.

F1 · derivative.exercise_date: Shares vested pursuant to a share price performance restricted stock unit award (the "Performance RSU") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan on November 15, 2016. The Performance RSU is subject to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU fully vested on November 15, 2020, subject to the Reporting Person's continued service through such date; and provided, however, that no portion of the Performance RSU may vest unless the average of the closing prices of the Issuer's shares (as reported on the stock exchange on which the shares are listed), over a twenty consecutive trading day period is equal to or greater than 120% of the fair market value of the Issuer's shares on the date of grant (the "Price Contingency"). On January 5, 2017, the Price Contingency was met, and on November 15, 2020, the fourth and final 25% of the Performance RSU vested.

F1 · derivative.expiration_date: Shares vested pursuant to a share price performance restricted stock unit award (the "Performance RSU") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan on November 15, 2016. The Performance RSU is subject to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU fully vested on November 15, 2020, subject to the Reporting Person's continued service through such date; and provided, however, that no portion of the Performance RSU may vest unless the average of the closing prices of the Issuer's shares (as reported on the stock exchange on which the shares are listed), over a twenty consecutive trading day period is equal to or greater than 120% of the fair market value of the Issuer's shares on the date of grant (the "Price Contingency"). On January 5, 2017, the Price Contingency was met, and on November 15, 2020, the fourth and final 25% of the Performance RSU vested.

SEC source: 0001730168-20-000190 · wf-form4_160565534349323.xml · nonDerivative · entry 2

Krause Thomas H. · CIK 0001670643 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,386

F4 · shares: Consists of shares of common stock withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the Performance RSU and the relevant RSUs previously granted to the Reporting Person.

F3 · balance_after: Includes 48,375 restricted stock units ("RSUs").

SEC source: 0001730168-20-000190 · wf-form4_160565534349323.xml · nonDerivative · entry 1

Krause Thomas H. · CIK 0001670643 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,866

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares vested pursuant to a share price performance restricted stock unit award (the "Performance RSU") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan on November 15, 2016. The Performance RSU is subject to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU fully vested on November 15, 2020, subject to the Reporting Person's continued service through such date; and provided, however, that no portion of the Performance RSU may vest unless the average of the closing prices of the Issuer's shares (as reported on the stock exchange on which the shares are listed), over a twenty consecutive trading day period is equal to or greater than 120% of the fair market value of the Issuer's shares on the date of grant (the "Price Contingency"). On January 5, 2017, the Price Contingency was met, and on November 15, 2020, the fourth and final 25% of the Performance RSU vested.

F2 · price: Each Performance RSU represents the right to receive, at settlement, one share of common stock of the Issuer. This transaction represents the settlement of the Performance RSU in the Issuer's shares of common stock on the scheduled vest date.

F3 · balance_after: Includes 48,375 restricted stock units ("RSUs").

SEC source: 0001730168-20-000188 · wf-form4_160521764811863.xml · derivative · entry 14

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,375

Underlying: Common Stock, $0.001 par value · 78,125 shares

Expires 2021-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F15 · derivative.exercise_date: Share price performance option granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. This option is fully vested and the exercisability requirements for this option have been met.

SEC source: 0001730168-20-000188 · wf-form4_160521764811863.xml · nonDerivative · entry 13

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,602

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F14 · price: Transaction executed in multiple trades at prices ranging from $371.96 to $372.91 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 restricted stock units.

SEC source: 0001730168-20-000188 · wf-form4_160521764811863.xml · nonDerivative · entry 12

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,415

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F13 · price: Transaction executed in multiple trades at prices ranging from $370.85 to $371.53 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 restricted stock units.

SEC source: 0001730168-20-000188 · wf-form4_160521764811863.xml · nonDerivative · entry 11

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,515

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F12 · price: Transaction executed in multiple trades at prices ranging from $369.83 to $370.82 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 restricted stock units.

SEC source: 0001730168-20-000188 · wf-form4_160521764811863.xml · nonDerivative · entry 10

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,308

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F11 · price: Transaction executed in multiple trades at prices ranging from $368.83 to $369.80 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 restricted stock units.

SEC source: 0001730168-20-000188 · wf-form4_160521764811863.xml · nonDerivative · entry 9

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,851

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F10 · price: Transaction executed in multiple trades at prices ranging from $367.82 to $368.81 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 restricted stock units.

SEC source: 0001730168-20-000188 · wf-form4_160521764811863.xml · nonDerivative · entry 8

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,259

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F9 · price: Transaction executed in multiple trades at prices ranging from $366.79 to $367.78 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 restricted stock units.

SEC source: 0001730168-20-000188 · wf-form4_160521764811863.xml · nonDerivative · entry 7

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,499

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F8 · price: Transaction executed in multiple trades at prices ranging from $365.78 to $366.76 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 restricted stock units.

SEC source: 0001730168-20-000188 · wf-form4_160521764811863.xml · nonDerivative · entry 6

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,805

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · price: Transaction executed in multiple trades at prices ranging from $364.74 to $365.72 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 restricted stock units.

SEC source: 0001730168-20-000188 · wf-form4_160521764811863.xml · nonDerivative · entry 5

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,221

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: Transaction executed in multiple trades at prices ranging from $363.74 to $364.73 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 restricted stock units.

SEC source: 0001730168-20-000188 · wf-form4_160521764811863.xml · nonDerivative · entry 4

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,707

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: Transaction executed in multiple trades at prices ranging from $362.73 to $363.72 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 restricted stock units.

SEC source: 0001730168-20-000188 · wf-form4_160521764811863.xml · nonDerivative · entry 3

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,430

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: Transaction executed in multiple trades at prices ranging from $361.73 to $362.72 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 restricted stock units.

SEC source: 0001730168-20-000188 · wf-form4_160521764811863.xml · nonDerivative · entry 2

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,827

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: Transaction executed in multiple trades at prices ranging from $360.68 to $361.65 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 restricted stock units.

SEC source: 0001730168-20-000188 · wf-form4_160521764811863.xml · nonDerivative · entry 1

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,727

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 1,502 restricted stock units.

SEC source: 0001730168-20-000186 · wf-form4_160400455888131.xml · derivative · entry 8

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,500

Underlying: Common Stock, $0.001 par value · 78,125 shares

Expires 2021-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F9 · derivative.exercise_date: Share price performance option granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. This option is fully vested and the exercisability requirements for this option have been met.

SEC source: 0001730168-20-000186 · wf-form4_160400455888131.xml · nonDerivative · entry 7

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,602

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F8 · price: Transaction executed in multiple trades at prices ranging from $364.54 to $364.89 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 restricted stock units.

SEC source: 0001730168-20-000186 · wf-form4_160400455888131.xml · nonDerivative · entry 6

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,102

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · price: Transaction executed in multiple trades at prices ranging from $363.52 to $364.04 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 restricted stock units.

SEC source: 0001730168-20-000186 · wf-form4_160400455888131.xml · nonDerivative · entry 5

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,504

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: Transaction executed in multiple trades at prices ranging from $362.31 to $363.28 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 restricted stock units.

SEC source: 0001730168-20-000186 · wf-form4_160400455888131.xml · nonDerivative · entry 4

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,981

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: Transaction executed in multiple trades at prices ranging from $361.31 to $362.30 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 restricted stock units.

SEC source: 0001730168-20-000186 · wf-form4_160400455888131.xml · nonDerivative · entry 3

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,153

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: Transaction executed in multiple trades at prices ranging from $360.31 to $361.30 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 restricted stock units.

SEC source: 0001730168-20-000186 · wf-form4_160400455888131.xml · nonDerivative · entry 2

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,019

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: Transaction executed in multiple trades at prices ranging from $359.31 to $360.29 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 restricted stock units.

SEC source: 0001730168-20-000186 · wf-form4_160400455888131.xml · nonDerivative · entry 1

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,727

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 1,502 restricted stock units.