Tapewire

Nasdaq · USD

AUPH

Aurinia Pharmaceuticals Inc.

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Tapewire entity
4463
SEC CIK
0001600620
Parsed reports
183

Last 12 months

Inside the activity.

11 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202630
Mar 202630
Apr 202600
May 202620
Jun 202630
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 10, 2021 Filed Nov 12, 2021 21:13 UTC
Solomons NeilChief Medical Officer
Exercise / conversionStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $5.30 $0.00
Disclosure

SEC source: 0001628280-21-023153 · wf-form4_163675158142693.xml · derivative · entry 9

Solomons Neil · CIK 0001837720 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 30,000 shares

Expires 2028-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Converted to U.S. dollars based on the average daily exchange rate of the Bank of Canada reported on the grant date.

F8 · derivative.exercise_date: The shares subject to the option vest in thirty-six equal monthly installments from the grant date.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 21:13 UTC
Solomons NeilChief Medical Officer
Exercise / conversionStock Option (right to buy) · Derivative 70,000 $0.00 Strike: $6.06 $0.00
Disclosure

SEC source: 0001628280-21-023153 · wf-form4_163675158142693.xml · derivative · entry 8

Solomons Neil · CIK 0001837720 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 70,000 shares

Expires 2029-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Converted to U.S. dollars based on the average daily exchange rate of the Bank of Canada reported on the grant date.

F7 · derivative.exercise_date: The shares subject to the option vest in twenty-four equal monthly installments from the grant date.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 21:13 UTC
Solomons NeilChief Medical Officer
SaleCommon Stock 10,000 $30.55 $305,500.00
Disclosure

SEC source: 0001628280-21-023153 · wf-form4_163675158142693.xml · nonDerivative · entry 5

Solomons Neil · CIK 0001837720 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,299

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $30.30 to $30.80, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 21:13 UTC
Solomons NeilChief Medical Officer
SaleCommon Stock 90,000 $31.17 $2,805,300.00
Disclosure

SEC source: 0001628280-21-023153 · wf-form4_163675158142693.xml · nonDerivative · entry 4

Solomons Neil · CIK 0001837720 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,299

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $31.00 to $31.55, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 21:13 UTC
Solomons NeilChief Medical Officer
Exercise / conversionCommon Stock 30,000 $5.30 $159,000.00
Disclosure

SEC source: 0001628280-21-023153 · wf-form4_163675158142693.xml · nonDerivative · entry 3

Solomons Neil · CIK 0001837720 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,299

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Converted to U.S. dollars based on the average daily exchange rate of the Bank of Canada reported on the grant date.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 21:13 UTC
Solomons NeilChief Medical Officer
Exercise / conversionCommon Stock 70,000 $6.06 $424,200.00
Disclosure

SEC source: 0001628280-21-023153 · wf-form4_163675158142693.xml · nonDerivative · entry 2

Solomons Neil · CIK 0001837720 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,299

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Converted to U.S. dollars based on the average daily exchange rate of the Bank of Canada reported on the grant date.

Read SEC document
November 09, 2021 Filed Nov 12, 2021 21:18 UTC
Martin Michael RobertChief Business Officer
SaleCommon Shares 50,000 $30.17 $1,508,500.00
Disclosure

SEC source: 0001628280-21-023169 · wf-form4_163675187710828.xml · nonDerivative · entry 1

Martin Michael Robert · CIK 0001837647 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,861

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $30.00 to $30.40, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 09, 2021 Filed Nov 12, 2021 21:13 UTC
Solomons NeilChief Medical Officer
SaleCommon Shares 50,000 $30.17 $1,508,500.00
Disclosure

SEC source: 0001628280-21-023153 · wf-form4_163675158142693.xml · nonDerivative · entry 1

Solomons Neil · CIK 0001837720 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,299

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $30.00 to $30.40, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 20:24 UTC
Solomons NeilChief Medical Officer
Exercise / conversionStock Option (right to buy) · Derivative 45,000 $0.00 Strike: $5.30 $0.00
Disclosure

SEC source: 0001628280-21-021484 · wf-form4_163597106564909.xml · derivative · entry 3

Solomons Neil · CIK 0001837720 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,000

Underlying: Common Stock · 45,000 shares

Expires 2028-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Converted to U.S. dollars based on the average daily exchange rate of the Bank of Canada reported on the grant date.

F4 · derivative.exercise_date: The shares subject to the option vest in thirty-six equal monthly installments from the grant date.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 20:24 UTC
Solomons NeilChief Medical Officer
SaleCommon Stock 45,000 $31.64 $1,423,800.00
Disclosure

SEC source: 0001628280-21-021484 · wf-form4_163597106564909.xml · nonDerivative · entry 2

Solomons Neil · CIK 0001837720 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,299

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $31.50 to $31.74, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 20:24 UTC
Solomons NeilChief Medical Officer
Exercise / conversionCommon Stock 45,000 $5.30 $238,500.00
Disclosure

SEC source: 0001628280-21-021484 · wf-form4_163597106564909.xml · nonDerivative · entry 1

Solomons Neil · CIK 0001837720 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,299

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Converted to U.S. dollars based on the average daily exchange rate of the Bank of Canada reported on the grant date.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 20:20 UTC
Martin Michael RobertChief Business Officer
Exercise / conversionStock Option (right to buy) · Derivative 45,000 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001628280-21-021477 · wf-form4_163597080368439.xml · derivative · entry 3

Martin Michael Robert · CIK 0001837647 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 45,000 shares

Expires 2027-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Converted to U.S. dollars based on the average daily exchange rate of the Bank of Canada reported on the grant date.

F4 · derivative.exercise_date: The shares subject to the option are fully vested and immediately exercisable. They vested in thirty-six equal monthly installments from the grant date.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 20:20 UTC
Martin Michael RobertChief Business Officer
SaleCommon Stock 45,000 $31.64 $1,423,800.00
Disclosure

SEC source: 0001628280-21-021477 · wf-form4_163597080368439.xml · nonDerivative · entry 2

Martin Michael Robert · CIK 0001837647 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,861

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $31.50 to $31.74, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 20:20 UTC
Martin Michael RobertChief Business Officer
Exercise / conversionCommon Stock 45,000 $3.20 $144,000.00
Disclosure

SEC source: 0001628280-21-021477 · wf-form4_163597080368439.xml · nonDerivative · entry 1

Martin Michael Robert · CIK 0001837647 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,861

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Converted to U.S. dollars based on the average daily exchange rate of the Bank of Canada reported on the grant date.

Read SEC document
October 25, 2021 Filed Oct 26, 2021 20:33 UTC Exercise / conversionStock Option (right to buy) · Derivative 95,000 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001628280-21-020527 · wf-form4_163528039067523.xml · derivative · entry 3

Huizinga Robert Bindert · CIK 0001837648 · EVP of Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,864

Underlying: Common Stock · 95,000 shares

Expires 2027-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Converted to U.S. dollars based on the average daily exchange rate of the Bank of Canada reported on the grant date.

F4 · derivative.exercise_date: The shares subject to the option are fully vested and immediately exercisable. They vested in thirty-six equal monthly installments from the grant date.

Read SEC document
October 25, 2021 Filed Oct 26, 2021 20:33 UTC SaleCommon Stock 130,000 $29.75 $3,867,500.00
Disclosure

SEC source: 0001628280-21-020527 · wf-form4_163528039067523.xml · nonDerivative · entry 2

Huizinga Robert Bindert · CIK 0001837648 · EVP of Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,728

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $29.50 to $30.07, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
October 25, 2021 Filed Oct 26, 2021 20:33 UTC Exercise / conversionCommon Stock 95,000 $3.20 $304,000.00
Disclosure

SEC source: 0001628280-21-020527 · wf-form4_163528039067523.xml · nonDerivative · entry 1

Huizinga Robert Bindert · CIK 0001837648 · EVP of Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,728

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Converted to U.S. dollars based on the average daily exchange rate of the Bank of Canada reported on the grant date.

Read SEC document
September 21, 2021 Filed Sep 22, 2021 20:53 UTC Exercise / conversionStock Option (right to buy) · Derivative 11,136 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001628280-21-019051 · wf-form4_163234399960979.xml · derivative · entry 6

Huizinga Robert Bindert · CIK 0001837648 · EVP of Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,864

Underlying: Common Stock · 11,136 shares

Expires 2027-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Converted to U.S. dollars based on the average daily exchange rate of the Bank of Canada reported on the grant date.

F6 · derivative.exercise_date: The shares subject to the option are fully vested and immediately exercisable. They vested in thirty-six equal monthly installments from the grant date.

Read SEC document
September 21, 2021 Filed Sep 22, 2021 20:53 UTC Exercise / conversionStock Option (right to buy) · Derivative 16,000 $0.00 Strike: $2.63 $0.00
Disclosure

SEC source: 0001628280-21-019051 · wf-form4_163234399960979.xml · derivative · entry 5

Huizinga Robert Bindert · CIK 0001837648 · EVP of Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,000 shares

Expires 2022-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Converted to U.S. dollars based on the average daily exchange rate of the Bank of Canada reported on the grant date.

F5 · derivative.exercise_date: The shares subject to the option are fully vested and immediately exercisable. They vested in three equal monthly installments from the grant date.

Read SEC document
September 21, 2021 Filed Sep 22, 2021 20:53 UTC SaleCommon Stock 5,364 $23.66 $126,912.24
Disclosure

SEC source: 0001628280-21-019051 · wf-form4_163234399960979.xml · nonDerivative · entry 4

Huizinga Robert Bindert · CIK 0001837648 · EVP of Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,728

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $23.64 to $23.87, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 21, 2021 Filed Sep 22, 2021 20:53 UTC SaleCommon Stock 27,136 $24.05 $652,620.80
Disclosure

SEC source: 0001628280-21-019051 · wf-form4_163234399960979.xml · nonDerivative · entry 3

Huizinga Robert Bindert · CIK 0001837648 · EVP of Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,092

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $24.02 to $24.15, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 21, 2021 Filed Sep 22, 2021 20:53 UTC Exercise / conversionCommon Stock 11,136 $3.20 $35,635.20
Disclosure

SEC source: 0001628280-21-019051 · wf-form4_163234399960979.xml · nonDerivative · entry 2

Huizinga Robert Bindert · CIK 0001837648 · EVP of Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,228

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Converted to U.S. dollars based on the average daily exchange rate of the Bank of Canada reported on the grant date.

Read SEC document
September 21, 2021 Filed Sep 22, 2021 20:53 UTC Exercise / conversionCommon Stock 16,000 $2.63 $42,080.00
Disclosure

SEC source: 0001628280-21-019051 · wf-form4_163234399960979.xml · nonDerivative · entry 1

Huizinga Robert Bindert · CIK 0001837648 · EVP of Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,092

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Converted to U.S. dollars based on the average daily exchange rate of the Bank of Canada reported on the grant date.

Read SEC document
September 21, 2021 Filed Sep 22, 2021 20:31 UTC
Martin Michael RobertChief Business Officer
Exercise / conversionOption Grant (right to buy) · Derivative 10,000 $0.00 Strike: $18.38 $0.00
Disclosure

SEC source: 0001628280-21-019048 · wf-form4_163234265014624.xml · derivative · entry 11

Martin Michael Robert · CIK 0001837647 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,900

Underlying: Common Stock · 10,000 shares

Expires 2030-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Converted to U.S. dollars based on the average daily exchange rate of the Bank of Canada reported on the grant date.

F7 · derivative.exercise_date: The shares subject to the option vest in thirty-six equal monthly installments from the grant date.

Read SEC document
September 21, 2021 Filed Sep 22, 2021 20:31 UTC
Martin Michael RobertChief Business Officer
Exercise / conversionOption Grant (right to buy) · Derivative 70,000 $0.00 Strike: $6.06 $0.00
Disclosure

SEC source: 0001628280-21-019048 · wf-form4_163234265014624.xml · derivative · entry 10

Martin Michael Robert · CIK 0001837647 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 70,000 shares

Expires 2029-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Converted to U.S. dollars based on the average daily exchange rate of the Bank of Canada reported on the grant date.

F8 · derivative.exercise_date: The shares subject to the option vest in twenty-four equal monthly installments from the grant date.

Read SEC document
September 21, 2021 Filed Sep 22, 2021 20:31 UTC
Martin Michael RobertChief Business Officer
Exercise / conversionOption Grant (right to buy) · Derivative 7,500 $0.00 Strike: $5.30 $0.00
Disclosure

SEC source: 0001628280-21-019048 · wf-form4_163234265014624.xml · derivative · entry 9

Martin Michael Robert · CIK 0001837647 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2028-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Converted to U.S. dollars based on the average daily exchange rate of the Bank of Canada reported on the grant date.

F7 · derivative.exercise_date: The shares subject to the option vest in thirty-six equal monthly installments from the grant date.

Read SEC document
September 21, 2021 Filed Sep 22, 2021 20:31 UTC
Martin Michael RobertChief Business Officer
SaleCommon Shares 87,500 $24.02 $2,101,750.00
Disclosure

SEC source: 0001628280-21-019048 · wf-form4_163234265014624.xml · nonDerivative · entry 7

Martin Michael Robert · CIK 0001837647 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,861

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F6 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $23.90 to $24.17, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 21, 2021 Filed Sep 22, 2021 20:31 UTC
Martin Michael RobertChief Business Officer
Exercise / conversionCommon Stock 10,000 $18.38 $183,800.00
Disclosure

SEC source: 0001628280-21-019048 · wf-form4_163234265014624.xml · nonDerivative · entry 6

Martin Michael Robert · CIK 0001837647 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,361

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Converted to U.S. dollars based on the average daily exchange rate of the Bank of Canada reported on the grant date.

Read SEC document
September 21, 2021 Filed Sep 22, 2021 20:31 UTC
Martin Michael RobertChief Business Officer
Exercise / conversionCommon Stock 70,000 $6.06 $424,200.00
Disclosure

SEC source: 0001628280-21-019048 · wf-form4_163234265014624.xml · nonDerivative · entry 5

Martin Michael Robert · CIK 0001837647 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,361

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Converted to U.S. dollars based on the average daily exchange rate of the Bank of Canada reported on the grant date.

Read SEC document
September 21, 2021 Filed Sep 22, 2021 20:31 UTC
Martin Michael RobertChief Business Officer
Exercise / conversionCommon Stock 7,500 $5.30 $39,750.00
Disclosure

SEC source: 0001628280-21-019048 · wf-form4_163234265014624.xml · nonDerivative · entry 4

Martin Michael Robert · CIK 0001837647 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,361

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Converted to U.S. dollars based on the average daily exchange rate of the Bank of Canada reported on the grant date.

Read SEC document
September 20, 2021 Filed Sep 22, 2021 20:31 UTC
Martin Michael RobertChief Business Officer
Exercise / conversionOption Grant (right to buy) · Derivative 28,500 $5.30 Strike: $5.30 $151,050.00
Disclosure

SEC source: 0001628280-21-019048 · wf-form4_163234265014624.xml · derivative · entry 8

Martin Michael Robert · CIK 0001837647 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 28,500 shares

Expires 2028-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Converted to U.S. dollars based on the average daily exchange rate of the Bank of Canada reported on the grant date.

F7 · derivative.exercise_date: The shares subject to the option vest in thirty-six equal monthly installments from the grant date.

Read SEC document
September 20, 2021 Filed Sep 22, 2021 20:31 UTC
Martin Michael RobertChief Business Officer
SaleCommon Shares 16,000 $21.60 $345,600.00
Disclosure

SEC source: 0001628280-21-019048 · wf-form4_163234265014624.xml · nonDerivative · entry 3

Martin Michael Robert · CIK 0001837647 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,861

F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in connection with a divorce settlement agreement.

F5 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $21.56 to $21.61, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

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September 20, 2021 Filed Sep 22, 2021 20:31 UTC
Martin Michael RobertChief Business Officer
SaleCommon Shares 12,500 $21.71 $271,375.00
Disclosure

SEC source: 0001628280-21-019048 · wf-form4_163234265014624.xml · nonDerivative · entry 2

Martin Michael Robert · CIK 0001837647 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,861

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $21.70 to $21.73, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 20, 2021 Filed Sep 22, 2021 20:31 UTC
Martin Michael RobertChief Business Officer
Exercise / conversionCommon Stock 28,500 $5.30 $151,050.00
Disclosure

SEC source: 0001628280-21-019048 · wf-form4_163234265014624.xml · nonDerivative · entry 1

Martin Michael Robert · CIK 0001837647 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,361

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Converted to U.S. dollars based on the average daily exchange rate of the Bank of Canada reported on the grant date.

Read SEC document
September 14, 2021 Filed Sep 14, 2021 22:16 UTC
Martin Michael RobertChief Business Officer
Exercise / conversionOption Grant (right to buy) · Derivative 45,000 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001628280-21-018603 · wf-form4_163165777007172.xml · derivative · entry 8

Martin Michael Robert · CIK 0001837647 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires 2027-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Converted to U.S. dollars based on the average daily exchange rate of the Bank of Canada reported on the grant date.

F8 · derivative.exercise_date: The shares subject to the option are fully vested and immediately exercisable. They vested in thirty-six equal monthly installments from the grant date.

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September 14, 2021 Filed Sep 14, 2021 22:16 UTC
Martin Michael RobertChief Business Officer
Exercise / conversionOption Grant (right to buy) · Derivative 45,000 $0.00 Strike: $5.30 $0.00
Disclosure

SEC source: 0001628280-21-018603 · wf-form4_163165777007172.xml · derivative · entry 7

Martin Michael Robert · CIK 0001837647 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 45,000 shares

Expires 2028-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Converted to U.S. dollars based on the average daily exchange rate of the Bank of Canada reported on the grant date.

F7 · derivative.exercise_date: The shares subject to the option vest in thirty-six equal monthly installments from the grant date.

Read SEC document
September 14, 2021 Filed Sep 14, 2021 22:16 UTC
Martin Michael RobertChief Business Officer
SaleCommon Stock 90,000 $21.19 $1,907,217.00
Disclosure

SEC source: 0001628280-21-018603 · wf-form4_163165777007172.xml · nonDerivative · entry 5

Martin Michael Robert · CIK 0001837647 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,861

F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in connection with a divorce settlement agreement.

F5 · price: The price in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $21.00 to $21.42, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
September 14, 2021 Filed Sep 14, 2021 22:16 UTC
Martin Michael RobertChief Business Officer
Exercise / conversionCommon Stock 45,000 $3.20 $144,000.00
Disclosure

SEC source: 0001628280-21-018603 · wf-form4_163165777007172.xml · nonDerivative · entry 4

Martin Michael Robert · CIK 0001837647 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,861

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Converted to U.S. dollars based on the average daily exchange rate of the Bank of Canada reported on the grant date.

Read SEC document
September 14, 2021 Filed Sep 14, 2021 22:16 UTC
Martin Michael RobertChief Business Officer
Exercise / conversionCommon Stock 45,000 $5.30 $238,500.00
Disclosure

SEC source: 0001628280-21-018603 · wf-form4_163165777007172.xml · nonDerivative · entry 3

Martin Michael Robert · CIK 0001837647 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,861

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Converted to U.S. dollars based on the average daily exchange rate of the Bank of Canada reported on the grant date.

Read SEC document
September 14, 2021 Filed Sep 14, 2021 21:12 UTC SaleCommon Stock 22,500 $21.75 $489,375.00
Disclosure

SEC source: 0001628280-21-018595 · wf-form4_163165391729313.xml · nonDerivative · entry 3

Huizinga Robert Bindert · CIK 0001837648 · EVP of Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,092

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
September 14, 2021 Filed Sep 16, 2021 21:01 UTC
Martin Michael RobertChief Business Officer
Exercise / conversionOption Grant (right to buy) · Derivative 44,000 $0.00 Strike: $5.30 $0.00
Disclosure

SEC source: 0001628280-21-018782 · wf-form4_163182609831779.xml · derivative · entry 4

Martin Michael Robert · CIK 0001837647 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,000

Underlying: Common Stock · 44,000 shares

Expires 2028-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Converted to U.S. dollars based on the average daily exchange rate of the Bank of Canada reported on the grant date.

F6 · derivative.exercise_date: The shares subject to the option vest in thirty-six equal monthly installments from the grant date.

Read SEC document
September 14, 2021 Filed Sep 16, 2021 21:01 UTC
Martin Michael RobertChief Business Officer
SaleCommon Shares 30,000 $21.80 $654,000.00
Disclosure

SEC source: 0001628280-21-018782 · wf-form4_163182609831779.xml · nonDerivative · entry 3

Martin Michael Robert · CIK 0001837647 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,861

F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $21.75 to $21.85, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 14, 2021 Filed Sep 16, 2021 21:01 UTC
Martin Michael RobertChief Business Officer
SaleCommon Shares 14,000 $21.73 $304,220.00
Disclosure

SEC source: 0001628280-21-018782 · wf-form4_163182609831779.xml · nonDerivative · entry 2

Martin Michael Robert · CIK 0001837647 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,861

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in connection with a divorce agreement.

F3 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $21.71 to $21.76, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 14, 2021 Filed Sep 16, 2021 21:01 UTC
Martin Michael RobertChief Business Officer
Exercise / conversionCommon Stock 44,000 $5.30 $233,200.00
Disclosure

SEC source: 0001628280-21-018782 · wf-form4_163182609831779.xml · nonDerivative · entry 1

Martin Michael Robert · CIK 0001837647 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,861

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Converted to U.S. dollars based on the average daily exchange rate of the Bank of Canada reported on the grant date.

Read SEC document
September 13, 2021 Filed Sep 14, 2021 22:16 UTC
Martin Michael RobertChief Business Officer
Exercise / conversionOption Grant (right to buy) · Derivative 25,000 $0.00 Strike: $5.30 $0.00
Disclosure

SEC source: 0001628280-21-018603 · wf-form4_163165777007172.xml · derivative · entry 6

Martin Michael Robert · CIK 0001837647 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 25,000 shares

Expires 2028-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Converted to U.S. dollars based on the average daily exchange rate of the Bank of Canada reported on the grant date.

F6 · derivative.exercise_date: The shares subject to the option are fully vested and immediately exercisable. They vested in twelve equal monthly installments from the grant date.

Read SEC document
September 13, 2021 Filed Sep 14, 2021 22:16 UTC
Martin Michael RobertChief Business Officer
Exercise / conversionCommon Shares 25,000 $5.30 $132,500.00
Disclosure

SEC source: 0001628280-21-018603 · wf-form4_163165777007172.xml · nonDerivative · entry 1

Martin Michael Robert · CIK 0001837647 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,861

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Converted to U.S. dollars based on the average daily exchange rate of the Bank of Canada reported on the grant date.

Read SEC document
September 13, 2021 Filed Sep 14, 2021 21:11 UTC
Solomons NeilChief Medical Officer
Exercise / conversionStock Option (right to buy) · Derivative 150,000 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001628280-21-018594 · wf-form4_163165384671882.xml · derivative · entry 3

Solomons Neil · CIK 0001837720 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 150,000 shares

Expires 2027-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Converted to U.S. dollars based on the average daily exchange rate of the Bank of Canada reported on the grant date.

F4 · derivative.exercise_date: The shares subject to the option are fully vested and immediately exercisable. They vested in thirty-six equal monthly installments from the grant date.

Read SEC document
September 13, 2021 Filed Sep 14, 2021 21:11 UTC
Solomons NeilChief Medical Officer
Exercise / conversionCommon Shares 150,000 $3.20 $480,000.00
Disclosure

SEC source: 0001628280-21-018594 · wf-form4_163165384671882.xml · nonDerivative · entry 1

Solomons Neil · CIK 0001837720 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,299

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Converted to U.S. dollars based on the average daily exchange rate of the Bank of Canada reported on the grant date.

Read SEC document
September 10, 2021 Filed Sep 14, 2021 22:16 UTC
Martin Michael RobertChief Business Officer
SaleCommon Shares 25,000 $19.80 $495,000.00
Disclosure

SEC source: 0001628280-21-018603 · wf-form4_163165777007172.xml · nonDerivative · entry 2

Martin Michael Robert · CIK 0001837647 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,861

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $19.76 to $19.87, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
September 10, 2021 Filed Sep 14, 2021 21:12 UTC SaleCommon Stock 5,000 $19.76 $98,800.00
Disclosure

SEC source: 0001628280-21-018595 · wf-form4_163165391729313.xml · nonDerivative · entry 2

Huizinga Robert Bindert · CIK 0001837648 · EVP of Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,592

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.