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Nasdaq · USD

ATRA

Atara Biotherapeutics, Inc.

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6828
SEC CIK
0001604464
Parsed reports
491

Last 12 months

Inside the activity.

2 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202505
Dec 202500
Jan 202601
Feb 202600
Mar 202608
Apr 202600
May 202613
Jun 202600
Jul 202600
Aug 202601
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 06, 2020 Filed Apr 7, 2020 20:21 UTC
Newell JoeChief Operations Officer
SaleCommon Stock 657 $7.94 $5,216.58
Disclosure

SEC source: 0001209191-20-023763 · doc4.xml · nonDerivative · entry 1

Newell Joe · CIK 0001702457 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,484

F1 · kind: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of Restricted Stock Units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. The sale is intended to comply with the requirements of Rule 10b5-1(c)(1)(i)(B) under the Exchange Act and be interpreted to meet the requirements of Rule 10b5-1(c).

Read SEC document
March 27, 2020 Filed Mar 30, 2020 20:06 UTC
Koppikar UtpalChief Financial Officer
SaleCommon Stock 1,827 $9.17 $16,753.59
Disclosure

SEC source: 0001209191-20-021699 · doc4.xml · nonDerivative · entry 1

Koppikar Utpal · CIK 0001742696 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,330

F1 · kind: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of Restricted Stock Units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. The sale is intended to comply with the requirements of Rule 10b5-1(c)(1)(i)(B) under the Exchange Act and be interpreted to meet the requirements of Rule 10b5-1(c).

Read SEC document
March 27, 2020 Filed Mar 30, 2020 20:05 UTC
Newell JoeChief Operations Officer
SaleCommon Stock 2,740 $9.17 $25,125.80
Disclosure

SEC source: 0001209191-20-021698 · doc4.xml · nonDerivative · entry 1

Newell Joe · CIK 0001702457 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,141

F1 · kind: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of Restricted Stock Units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. The sale is intended to comply with the requirements of Rule 10b5-1(c)(1)(i)(B) under the Exchange Act and be interpreted to meet the requirements of Rule 10b5-1(c).

Read SEC document
March 01, 2020 Filed Mar 3, 2020 16:59 UTC
Touchon PascalDirector · President and CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 242,000 $0.00 Strike: $12.15 $0.00
Disclosure

SEC source: 0001209191-20-015349 · doc4.xml · derivative · entry 2

Touchon Pascal · CIK 0001780060 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,000

Underlying: Common Stock · 242,000 shares

Expires 2030-02-28

F2 · derivative.exercise_date: 1/48th of the shares subject to the stock option vest and become exercisable each month with the initial installment vesting on April 1, 2020, subject to the reporting person's continuous service.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 16:59 UTC
Touchon PascalDirector · President and CEO
GrantCommon Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015349 · doc4.xml · nonDerivative · entry 1

Touchon Pascal · CIK 0001780060 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,174

F1 · shares: These restricted stock units vest in 16 equal quarterly installments on each Company Quarterly Vesting Date (as defined below), with the initial installment vesting on May 15, 2020, subject to the reporting person's continuous service. Company Quarterly Vesting Date means March 1, May 15, August 15 and November 15 of each year.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 22:01 UTC
Koppikar UtpalChief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 73,750 $0.00 Strike: $12.15 $0.00
Disclosure

SEC source: 0001209191-20-015362 · doc4.xml · derivative · entry 2

Koppikar Utpal · CIK 0001742696 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,750

Underlying: Common Stock · 73,750 shares

Expires 2030-02-28

F2 · derivative.exercise_date: 1/48th of the shares subject to the stock option vest and become exercisable each month with the initial installment vesting on April 1, 2020, subject to the reporting person's continuous service.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 22:01 UTC
Koppikar UtpalChief Financial Officer
GrantCommon Stock 66,875 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015362 · doc4.xml · nonDerivative · entry 1

Koppikar Utpal · CIK 0001742696 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,157

F1 · shares: These restricted stock units vest in 16 equal quarterly installments on each Company Quarterly Vesting Date (as defined below), with the initial installment vesting on May 15, 2020, subject to the reporting person's continuous service. Company Quarterly Vesting Date means March 1, May 15, August 15 and November 15 of each year.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 22:00 UTC
Newell JoeChief Operations Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 17,000 $0.00 Strike: $12.15 $0.00
Disclosure

SEC source: 0001209191-20-015351 · doc4.xml · derivative · entry 3

Newell Joe · CIK 0001702457 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

Underlying: Common Stock · 17,000 shares

Expires 2030-02-28

F2 · derivative.exercise_date: 1/48th of the shares subject to the stock option vest and become exercisable each month with the initial installment vesting on April 1, 2020, subject to the reporting person's continuous service.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 22:00 UTC
Newell JoeChief Operations Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 53,000 $0.00 Strike: $12.15 $0.00
Disclosure

SEC source: 0001209191-20-015351 · doc4.xml · derivative · entry 2

Newell Joe · CIK 0001702457 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,000

Underlying: Common Stock · 53,000 shares

Expires 2030-02-28

F2 · derivative.exercise_date: 1/48th of the shares subject to the stock option vest and become exercisable each month with the initial installment vesting on April 1, 2020, subject to the reporting person's continuous service.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 22:00 UTC
Newell JoeChief Operations Officer
GrantCommon Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015351 · doc4.xml · nonDerivative · entry 1

Newell Joe · CIK 0001702457 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,881

F1 · shares: These restricted stock units vest in 16 equal quarterly installments on each Company Quarterly Vesting Date (as defined below), with the initial installment vesting on May 15, 2020, subject to the reporting person's continuous service. Company Quarterly Vesting Date means March 1, May 15, August 15 and November 15 of each year.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 22:00 UTC
Yarema KristinChief Commercial Officer
GrantCommon Stock 55,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015360 · doc4.xml · nonDerivative · entry 1

Yarema Kristin · CIK 0001803794 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,000

F1 · kind: These restricted stock units vest as to 25% of the shares on March 1, 2021 and the remaining shares vest in 12 equal quarterly installments on each Company Quarterly Vesting Date (as defined below) following March 1, 2021, subject to the reporting person's continuous service. Company Quarterly Vesting Date means March 1, May 15, August 15 and November 15 of each year.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 01:53 UTC
Yarema KristinChief Commercial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 110,000 $0.00 Strike: $14.56 $0.00
Disclosure

SEC source: 0001209191-20-010848 · doc4.xml · derivative · entry 1

Yarema Kristin · CIK 0001803794 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Common Stock · 110,000 shares

Expires 2030-02-17

F1 · derivative.exercise_date: 25% of the shares subject to the option vest on February 18, 2021 and the remaining shares vest in equal monthly installments over the following 36 months.

Read SEC document
February 06, 2020 Filed Feb 11, 2020 00:48 UTC
Newell JoeChief Tech. Operations Officer
SaleCommon Stock 4,117 $14.21 $58,502.57
Disclosure

SEC source: 0001209191-20-008126 · doc4.xml · nonDerivative · entry 1

Newell Joe · CIK 0001702457 · Chief Tech. Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,881

F1 · kind: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of Restricted Stock Units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. The sale is intended to comply with the requirements of Rule 10b5-1(c)(1)(i)(B) under the Exchange Act and be interpreted to meet the requirements of Rule 10b5-1(c).

Read SEC document
February 06, 2020 Filed Feb 11, 2020 00:47 UTC
Koppikar UtpalChief Financial Officer
SaleCommon Stock 1,781 $14.21 $25,308.01
Disclosure

SEC source: 0001209191-20-008125 · doc4.xml · nonDerivative · entry 1

Koppikar Utpal · CIK 0001742696 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,282

F1 · kind: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of Restricted Stock Units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. The sale is intended to comply with the requirements of Rule 10b5-1(c)(1)(i)(B) under the Exchange Act and be interpreted to meet the requirements of Rule 10b5-1(c).

Read SEC document
January 24, 2020 Filed Jan 28, 2020 16:31 UTC
Touchon PascalDirector · President and CEO
Tax withholdingCommon Stock 9,900 $13.62 $134,838.00
Disclosure

SEC source: 0001209191-20-005140 · doc4.xml · nonDerivative · entry 1

Touchon Pascal · CIK 0001780060 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,174

F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
September 27, 2019 Filed Sep 30, 2019 20:25 UTC
Newell JoeChief Tech. Operations Officer
SaleCommon Stock 3,500 $13.51 $47,285.00
Disclosure

SEC source: 0001209191-19-051095 · doc4.xml · nonDerivative · entry 1

Newell Joe · CIK 0001702457 · Chief Tech. Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,998

F1 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $13.50 to $13.52. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
June 27, 2019 Filed Jul 1, 2019 21:01 UTC GrantNon-Qualified Stock Option (Right to Buy) · Derivative 13,000 $0.00 Strike: $20.25 $0.00
Disclosure

SEC source: 0001209191-19-039770 · doc4.xml · derivative · entry 3

DOBMEIER ERIC · CIK 0001202785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Underlying: Common Stock · 13,000 shares

Expires 2029-06-26

F2 · derivative.exercise_date: The option shall vest on the earlier of June 27, 2020 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service.

Read SEC document
June 27, 2019 Filed Jul 1, 2019 21:01 UTC GrantCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-039770 · doc4.xml · nonDerivative · entry 2

DOBMEIER ERIC · CIK 0001202785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · shares: These restricted stock units shall vest on the earlier of June 27, 2020 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service.

Read SEC document
June 27, 2019 Filed Jul 1, 2019 21:01 UTC PurchaseCommon Stock 2,000 $19.50 $39,000.00
Disclosure

SEC source: 0001209191-19-039770 · doc4.xml · nonDerivative · entry 1

DOBMEIER ERIC · CIK 0001202785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Read SEC document
June 27, 2019 Filed Jul 1, 2019 21:58 UTC GrantNon-Qualified Stock Option (Right to Buy) · Derivative 13,000 $0.00 Strike: $20.25 $0.00
Disclosure

SEC source: 0001209191-19-039802 · doc4.xml · derivative · entry 6

SEIDENBERG BETH C · CIK 0001184592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Underlying: Common Stock · 13,000 shares

Expires 2029-06-26

F6 · derivative.exercise_date: The option shall vest on the earlier of June 27, 2020 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service.

Read SEC document
June 27, 2019 Filed Jul 1, 2019 21:58 UTC GrantCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-039802 · doc4.xml · nonDerivative · entry 1

SEIDENBERG BETH C · CIK 0001184592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,189

F1 · shares: These restricted stock units shall vest on the earlier of June 27, 2020 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service.

Read SEC document
June 27, 2019 Filed Jul 1, 2019 20:59 UTC GrantNon-Qualified Stock Option (Right to Buy) · Derivative 13,000 $0.00 Strike: $20.25 $0.00
Disclosure

SEC source: 0001209191-19-039763 · doc4.xml · derivative · entry 2

HEIDEN WILLIAM K · CIK 0001214939 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Underlying: Common Stock · 13,000 shares

Expires 2029-06-26

F2 · derivative.exercise_date: The option shall vest on the earlier of June 27, 2020 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service.

Read SEC document
June 27, 2019 Filed Jul 1, 2019 20:59 UTC GrantCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-039763 · doc4.xml · nonDerivative · entry 1

HEIDEN WILLIAM K · CIK 0001214939 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

F1 · shares: These restricted stock units shall vest on the earlier of June 27, 2020 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service.

Read SEC document
June 27, 2019 Filed Jul 1, 2019 21:00 UTC GrantNon-Qualified Stock Option (Right to Buy) · Derivative 13,000 $0.00 Strike: $20.25 $0.00
Disclosure

SEC source: 0001209191-19-039767 · doc4.xml · derivative · entry 2

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Underlying: Common Stock · 13,000 shares

Expires 2029-06-26

F2 · derivative.exercise_date: The option shall vest on the earlier of June 27, 2020 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service.

Read SEC document
June 27, 2019 Filed Jul 1, 2019 21:00 UTC GrantCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-039767 · doc4.xml · nonDerivative · entry 1

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,818

F1 · shares: These restricted stock units shall vest on the earlier of June 27, 2020 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service.

Read SEC document
June 27, 2019 Filed Jul 1, 2019 21:00 UTC GrantNon-Qualified Stock Option (Right to Buy) · Derivative 13,000 $0.00 Strike: $20.25 $0.00
Disclosure

SEC source: 0001209191-19-039765 · doc4.xml · derivative · entry 2

Fust Matthew K · CIK 0001397266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Underlying: Common Stock · 13,000 shares

Expires 2029-06-26

F2 · derivative.exercise_date: The option shall vest on the earlier of June 27, 2020 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service.

Read SEC document
June 27, 2019 Filed Jul 1, 2019 21:00 UTC GrantCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-039765 · doc4.xml · nonDerivative · entry 1

Fust Matthew K · CIK 0001397266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,854

F1 · shares: These restricted stock units shall vest on the earlier of June 27, 2020 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service.

Read SEC document
June 27, 2019 Filed Jul 1, 2019 20:58 UTC GrantNon-Qualified Stock Option (Right to Buy) · Derivative 13,000 $0.00 Strike: $20.25 $0.00
Disclosure

SEC source: 0001209191-19-039762 · doc4.xml · derivative · entry 2

Baynes Roy D. · CIK 0001680739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Underlying: Common Stock · 13,000 shares

Expires 2029-06-26

F2 · derivative.exercise_date: The option shall vest on the earlier of June 27, 2020 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service.

Read SEC document
June 27, 2019 Filed Jul 1, 2019 20:58 UTC GrantCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-039762 · doc4.xml · nonDerivative · entry 1

Baynes Roy D. · CIK 0001680739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

F1 · shares: These restricted stock units shall vest on the earlier of June 27, 2020 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service.

Read SEC document
June 24, 2019 Filed Jun 25, 2019 16:20 UTC
Touchon PascalDirector · President and CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 225,000 $0.00 Strike: $20.43 $0.00
Disclosure

SEC source: 0001209191-19-038914 · doc4.xml · derivative · entry 2

Touchon Pascal · CIK 0001780060 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Common Stock · 225,000 shares

Expires 2029-06-24

F2 · derivative.exercise_date: 25% of the shares subject to the option vest on June 24, 2020 and the remaining shares vest in equal monthly installments over the following 36 months.

Read SEC document
June 24, 2019 Filed Jun 25, 2019 16:20 UTC
Touchon PascalDirector · President and CEO
GrantCommon Stock 140,074 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-038914 · doc4.xml · nonDerivative · entry 1

Touchon Pascal · CIK 0001780060 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,074

F1 · shares: 27,574 of the shares subject to restricted stock units vest in full on January 24, 2020. 28,125 of the shares subject to restricted stock units vest on June 24, 2020 and the remaining shares vest in equal annual installments over the following 3 years.

Read SEC document
May 30, 2019 Filed May 31, 2019 16:16 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 1,500 $23.70 $35,550.00
Disclosure

SEC source: 0001209191-19-033638 · doc4.xml · nonDerivative · entry 4

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 290,687

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 23, 2018.

F6 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $23.54 to $23.80. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
May 30, 2019 Filed May 31, 2019 16:16 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 1,425 $22.72 $32,376.00
Disclosure

SEC source: 0001209191-19-033638 · doc4.xml · nonDerivative · entry 3

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 292,187

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 23, 2018.

F5 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $22.48 to $23.365. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
May 29, 2019 Filed May 31, 2019 16:16 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 725 $23.30 $16,892.50
Disclosure

SEC source: 0001209191-19-033638 · doc4.xml · nonDerivative · entry 2

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 293,612

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 23, 2018.

F4 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $23.23 to $23.335. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
May 29, 2019 Filed May 31, 2019 16:16 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 2,200 $22.85 $50,270.00
Disclosure

SEC source: 0001209191-19-033638 · doc4.xml · nonDerivative · entry 1

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 294,337

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 23, 2018.

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $22.21 to $23.19. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
May 14, 2019 Filed May 15, 2019 16:35 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 3,900 $24.92 $97,188.00
Disclosure

SEC source: 0001209191-19-030024 · doc4.xml · nonDerivative · entry 3

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 296,537

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 23, 2018.

F5 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $24.51 to $25.08. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
May 13, 2019 Filed May 15, 2019 16:35 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 400 $24.95 $9,980.00
Disclosure

SEC source: 0001209191-19-030024 · doc4.xml · nonDerivative · entry 2

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 300,437

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 23, 2018.

F4 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $24.91 to $25.05. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
May 13, 2019 Filed May 15, 2019 16:35 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 3,500 $24.23 $84,805.00
Disclosure

SEC source: 0001209191-19-030024 · doc4.xml · nonDerivative · entry 1

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 300,837

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 23, 2018.

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $23.75 to $24.62. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

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May 07, 2019 Filed May 8, 2019 20:32 UTC
Berger DietmarGlobal Head of R&D
Tax withholdingCommon Stock 4,322 $33.46 $144,614.12
Disclosure

SEC source: 0001209191-19-028232 · doc4.xml · nonDerivative · entry 1

Berger Dietmar · CIK 0001739515 · Global Head of R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,678

F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
May 06, 2019 Filed May 7, 2019 20:31 UTC
Newell JoeChief Tech. Operations Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,500 $0.00 Strike: $20.40 $0.00
Disclosure

SEC source: 0001209191-19-027981 · doc4.xml · derivative · entry 3

Newell Joe · CIK 0001702457 · Chief Tech. Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 1,500 shares

Expires 2024-04-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 29, 2018.

F2 · derivative.exercise_date: 25% of the shares shall vest one year from April 3, 2017, and the remaining shares shall vest in 36 equal monthly installment thereafter, subject to the reporting person's continuous service.

Read SEC document
May 06, 2019 Filed May 7, 2019 20:31 UTC
Newell JoeChief Tech. Operations Officer
SaleCommon Stock 1,500 $35.00 $52,500.00
Disclosure

SEC source: 0001209191-19-027981 · doc4.xml · nonDerivative · entry 2

Newell Joe · CIK 0001702457 · Chief Tech. Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,498

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 29, 2018.

Read SEC document
May 06, 2019 Filed May 7, 2019 20:31 UTC
Newell JoeChief Tech. Operations Officer
Exercise / conversionCommon Stock 1,500 $20.40 $30,600.00
Disclosure

SEC source: 0001209191-19-027981 · doc4.xml · nonDerivative · entry 1

Newell Joe · CIK 0001702457 · Chief Tech. Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,998

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 29, 2018.

Read SEC document
April 26, 2019 Filed Apr 29, 2019 17:36 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 3,900 $33.47 $130,533.00
Disclosure

SEC source: 0001209191-19-026446 · doc4.xml · nonDerivative · entry 3

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 304,337

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 23, 2018.

F5 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $33.11 to $33.935. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
April 25, 2019 Filed Apr 29, 2019 17:36 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 300 $33.99 $10,197.00
Disclosure

SEC source: 0001209191-19-026446 · doc4.xml · nonDerivative · entry 2

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 308,237

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 23, 2018.

F4 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $33.98 to $34.01. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
April 25, 2019 Filed Apr 29, 2019 17:36 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 3,600 $33.57 $120,852.00
Disclosure

SEC source: 0001209191-19-026446 · doc4.xml · nonDerivative · entry 1

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 308,537

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 23, 2018.

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $32.97 to $33.865. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
April 11, 2019 Filed Apr 12, 2019 16:19 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 3,900 $36.27 $141,453.00
Disclosure

SEC source: 0001209191-19-024482 · doc4.xml · nonDerivative · entry 2

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 312,137

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 23, 2018.

F4 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $36.00 to $36.64. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
April 10, 2019 Filed Apr 12, 2019 16:19 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 3,900 $37.04 $144,456.00
Disclosure

SEC source: 0001209191-19-024482 · doc4.xml · nonDerivative · entry 1

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 316,037

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 23, 2018.

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $36.74 to $37.48. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
April 09, 2019 Filed Apr 10, 2019 16:33 UTC
Kim MinaSenior VP & General Counsel
Tax withholdingCommon Stock 3,674 $36.85 $135,386.90
Disclosure

SEC source: 0001209191-19-024245 · doc4.xml · nonDerivative · entry 1

Kim Mina · CIK 0001668163 · Senior VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,389

F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
April 03, 2019 Filed Apr 3, 2019 23:22 UTC
Newell JoeChief Tech. Operations Officer
Tax withholdingCommon Stock 648 $41.04 $26,593.92
Disclosure

SEC source: 0001209191-19-023491 · doc4.xml · nonDerivative · entry 3

Newell Joe · CIK 0001702457 · Chief Tech. Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,498

F3 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:22 UTC
Newell JoeChief Tech. Operations Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,500 $0.00 Strike: $20.40 $0.00
Disclosure

SEC source: 0001209191-19-023491 · doc4.xml · derivative · entry 4

Newell Joe · CIK 0001702457 · Chief Tech. Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,500

Underlying: Common Stock · 1,500 shares

Expires 2024-04-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 29, 2018.

F4 · derivative.exercise_date: 25% of the shares shall vest one year from April 3, 2017, and the remaining shares shall vest in 36 equal monthly installment thereafter, subject to the reporting person's continuous service.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.