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Nasdaq · USD

ATRA

Atara Biotherapeutics, Inc.

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Tapewire entity
6828
SEC CIK
0001604464
Parsed reports
491

Last 12 months

Inside the activity.

2 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202505
Dec 202500
Jan 202601
Feb 202600
Mar 202608
Apr 202600
May 202613
Jun 202600
Jul 202600
Aug 202601
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 03, 2017 Filed Jan 5, 2017 22:36 UTC GrantNon-Qualified Stock Option (Right to Buy) · Derivative 5,500 $0.00 Strike: $15.08 $0.00
Disclosure

SEC source: 0001209191-17-002265 · doc4.xml · derivative · entry 2

HEIDEN WILLIAM K · CIK 0001214939 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,500

Underlying: Common Stock · 5,500 shares

Expires 2024-01-03

F2 · derivative.exercise_date: The option shall vest on June 8, 2017, the date of the Company's annual stockholder meeting, subject to the Reporting Person's continuous service.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 22:36 UTC GrantCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-002265 · doc4.xml · nonDerivative · entry 1

HEIDEN WILLIAM K · CIK 0001214939 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

F1 · shares: These restricted stock units shall vest on June 8, 2017, the date of the Company's annual stockholder meeting, subject to the Reporting Person's continuous service.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 21:21 UTC GrantNon-Qualified Stock Option (Right to Buy) · Derivative 5,500 $0.00 Strike: $15.08 $0.00
Disclosure

SEC source: 0001209191-17-002064 · doc4.xml · derivative · entry 4

MARCUS JOEL S · CIK 0001216955 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,500

Underlying: Common Stock · 5,500 shares

Expires 2024-01-03

F3 · derivative.exercise_date: The option shall vest on June 8, 2017, the date of the Company's annual stockholder meeting, subject to the Reporting Person's continuous service.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 21:21 UTC GrantCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-002064 · doc4.xml · nonDerivative · entry 1

MARCUS JOEL S · CIK 0001216955 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

F1 · shares: These restricted stock units shall vest on June 8, 2017, the date of the Company's annual stockholder meeting, subject to the Reporting Person's continuous service.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 21:20 UTC GrantNon-Qualified Stock Option (Right to Buy) · Derivative 5,500 $0.00 Strike: $15.08 $0.00
Disclosure

SEC source: 0001209191-17-002058 · doc4.xml · derivative · entry 2

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,500

Underlying: Common Stock · 5,500 shares

Expires 2024-01-03

F2 · derivative.exercise_date: The option shall vest on June 8, 2017, the date of the Company's annual stockholder meeting, subject to the Reporting Person's continuous service.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 21:20 UTC GrantCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-002058 · doc4.xml · nonDerivative · entry 1

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,010

F1 · shares: These restricted stock units shall vest on June 8, 2017, the date of the Company's annual stockholder meeting, subject to the Reporting Person's continuous service.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 21:19 UTC GrantNon-Qualified Stock Option (Right to Buy) · Derivative 5,500 $0.00 Strike: $15.08 $0.00
Disclosure

SEC source: 0001209191-17-002051 · doc4.xml · derivative · entry 2

Fust Matthew K · CIK 0001397266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,500

Underlying: Common Stock · 5,500 shares

Expires 2024-01-03

F2 · derivative.exercise_date: The option shall vest on June 8, 2017, the date of the Company's annual stockholder meeting, subject to the Reporting Person's continuous service.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 21:19 UTC GrantCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-002051 · doc4.xml · nonDerivative · entry 1

Fust Matthew K · CIK 0001397266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,093

F1 · shares: These restricted stock units shall vest on June 8, 2017, the date of the Company's annual stockholder meeting, subject to the Reporting Person's continuous service.

Read SEC document
December 23, 2016 Filed Dec 23, 2016 18:52 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 2,400 $15.25 $36,600.00
Disclosure

SEC source: 0001209191-16-156701 · doc4.xml · nonDerivative · entry 3

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 372,978

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted March 22, 2016.

F5 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $15.10 to $15.625. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
December 22, 2016 Filed Dec 23, 2016 18:52 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 100 $15.82 $1,582.00
Disclosure

SEC source: 0001209191-16-156701 · doc4.xml · nonDerivative · entry 2

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 375,378

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted March 22, 2016.

F4 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $15.80 to $15.85. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
December 22, 2016 Filed Dec 23, 2016 18:52 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 2,300 $15.17 $34,891.00
Disclosure

SEC source: 0001209191-16-156701 · doc4.xml · nonDerivative · entry 1

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 375,478

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted March 22, 2016.

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $14.55 to $15.55. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 00:28 UTC
Haqq ChristopherChief Medical Officer
SaleCommon Stock 6,000 $15.40 $92,400.00
Disclosure

SEC source: 0001209191-16-155509 · doc4.xml · nonDerivative · entry 1

Haqq Christopher · CIK 0001612095 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,105

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted September 27, 2016.

Read SEC document
December 07, 2016 Filed Dec 8, 2016 17:16 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 3,600 $17.30 $62,280.00
Disclosure

SEC source: 0001209191-16-154212 · doc4.xml · nonDerivative · entry 2

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 377,778

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted March 22, 2016.

F4 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $17.05 to $17.70. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
December 06, 2016 Filed Dec 8, 2016 17:16 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 3,600 $18.55 $66,780.00
Disclosure

SEC source: 0001209191-16-154212 · doc4.xml · nonDerivative · entry 1

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 381,378

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted March 22, 2016.

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $18.25 to $18.95. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
November 23, 2016 Filed Nov 23, 2016 20:13 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 1,100 $19.22 $21,142.00
Disclosure

SEC source: 0001209191-16-152005 · doc4.xml · nonDerivative · entry 3

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 384,978

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted March 22, 2016.

F5 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $19.00 to $19.40. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
November 23, 2016 Filed Nov 23, 2016 20:13 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 2,500 $18.40 $46,000.00
Disclosure

SEC source: 0001209191-16-152005 · doc4.xml · nonDerivative · entry 2

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 386,078

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted March 22, 2016.

F4 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $17.95 to $18.90. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 20:13 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 8,400 $18.21 $152,964.00
Disclosure

SEC source: 0001209191-16-152005 · doc4.xml · nonDerivative · entry 1

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 388,578

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted March 22, 2016.

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $17.85 to $18.75. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
November 21, 2016 Filed Nov 22, 2016 23:40 UTC
Haqq ChristopherChief Medical Officer
SaleCommon Stock 7,068 $17.85 $126,163.80
Disclosure

SEC source: 0001209191-16-151797 · doc4.xml · nonDerivative · entry 1

Haqq Christopher · CIK 0001612095 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,105

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted September 27, 2016.

Read SEC document
November 17, 2016 Filed Nov 22, 2016 17:31 UTC
Soffer GadChief Operating Officer
SaleCommon Stock 1,480 $18.41 $27,246.80
Disclosure

SEC source: 0001209191-16-151759 · doc4.xml · nonDerivative · entry 1

Soffer Gad · CIK 0001612090 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,812

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted September 26, 2016.

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $18.10 to $18.85. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
November 16, 2016 Filed Nov 16, 2016 20:17 UTC
Soffer GadChief Operating Officer
SaleCommon Stock 7,136 $19.27 $137,510.72
Disclosure

SEC source: 0001209191-16-150727 · doc4.xml · nonDerivative · entry 4

Soffer Gad · CIK 0001612090 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,292

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted September 26, 2016.

F4 · kind: Shares sold to cover tax liability from settlement of RSUs.

F5 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $18.80 to $19.55. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
November 16, 2016 Filed Nov 17, 2016 16:28 UTC
Clark Mitchall G.Chief R & QA Officer
SaleCommon Stock 2,995 $19.53 $58,492.35
Disclosure

SEC source: 0001209191-16-150862 · doc4.xml · nonDerivative · entry 2

Clark Mitchall G. · CIK 0001612094 · Chief R & QA Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,187

F2 · kind: Shares sold to cover tax obligation from settlement of vested restricted stock units.

F3 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted October 12, 2016.

Read SEC document
November 16, 2016 Filed Nov 17, 2016 21:51 UTC SaleCommon Stock 1,184 $19.35 $22,910.40
Disclosure

SEC source: 0001209191-16-150910 · doc4.xml · nonDerivative · entry 3

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,010

F2 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted October 14, 2016.

Read SEC document
November 15, 2016 Filed Nov 16, 2016 20:17 UTC
Soffer GadChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 4,146 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-150727 · doc4.xml · derivative · entry 6

Soffer Gad · CIK 0001612090 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,347

Underlying: Common Stock · 4,146 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock or a cash settlement.

F9 · derivative.exercise_date: The RSUs were granted with both (a) a liquidity event-based vesting condition and (b) a service-based vesting condition, both of which conditions must be satisfied in order for the RSUs to vest. The liquidity event-based condition was satisfied upon the closing of the Issuer's initial public offering (the "IPO"). The shares that vested on the closing date of the IPO, and the shares that vested thereafter through May 15, 2015, were settled on May 15, 2015. The service-based vesting condition provides that 1/48th of the total number of shares shall vest monthly from January 10, 2014, subject to the holder's continuous service through each such date.

F10 · derivative.expiration_date: The earlier of (i) January 10, 2021 or (ii) the recipient's termination date.

Read SEC document
November 15, 2016 Filed Nov 16, 2016 20:17 UTC
Soffer GadChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 9,615 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-150727 · doc4.xml · derivative · entry 5

Soffer Gad · CIK 0001612090 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,026

Underlying: Common Stock · 9,615 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock or a cash settlement.

F7 · derivative.exercise_date: The RSUs were granted with both (a) a liquidity event-based vesting condition and (b) a service-based vesting condition, both of which conditions must be satisfied in order for the RSUs to vest. The liquidity event-based condition was satisfied upon the closing of the Issuer's initial public offering (the "IPO"). The shares that vested on the closing date of the IPO, and the shares that vested thereafter through May 15, 2015, were settled on May 15, 2015. The service-based vesting condition provides that 25% of the total number of shares on March 25, 2014 and 1/48th of the total number of shares monthly thereafter, subject to the holder's continuous service through each such date.

F8 · derivative.expiration_date: The earlier of (i) March 13, 2020 or (ii) the recipient's termination date.

Read SEC document
November 15, 2016 Filed Nov 16, 2016 20:17 UTC
Soffer GadChief Operating Officer
Exercise / conversionCommon Stock 4,146 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-150727 · doc4.xml · nonDerivative · entry 3

Soffer Gad · CIK 0001612090 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,428

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Shares issued upon settlement of vested restricted stock units ("RSUs").

Read SEC document
November 15, 2016 Filed Nov 16, 2016 20:17 UTC
Soffer GadChief Operating Officer
Exercise / conversionCommon Stock 9,615 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-150727 · doc4.xml · nonDerivative · entry 2

Soffer Gad · CIK 0001612090 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,282

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Shares issued upon settlement of vested restricted stock units ("RSUs").

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:53 UTC
Haqq ChristopherChief Medical Officer
Exercise / conversionRestricted Stock Units · Derivative 829 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-150914 · doc4.xml · derivative · entry 5

Haqq Christopher · CIK 0001612095 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,869

Underlying: Common Stock · 829 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock or a cash settlement.

F7 · derivative.exercise_date: The RSUs were granted with both (a) a liquidity event-based vesting condition and (b) a service-based vesting condition, both of which conditions must be satisfied in order for the RSUs to vest. The liquidity event-based condition was satisfied upon the closing of the Issuer's initial public offering (the "IPO"). The shares that vested on the closing date of the IPO, and the shares that vested thereafter through May 15, 2015, were settled on May 15, 2015. The service-based vesting condition provides that 1/48th of the total number of shares shall vest monthly from January 10, 2014, subject to the holder's continuous service through each such date.

F8 · derivative.expiration_date: The earlier of (i) January 10, 2021 or (ii) the recipient's termination date.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:53 UTC
Haqq ChristopherChief Medical Officer
SaleCommon Stock 1,604 $19.95 $31,999.80
Disclosure

SEC source: 0001209191-16-150914 · doc4.xml · nonDerivative · entry 2

Haqq Christopher · CIK 0001612095 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383,173

F2 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted December 7, 2015.

F3 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $19.55 to $20.30. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:53 UTC
Haqq ChristopherChief Medical Officer
Exercise / conversionCommon Stock 829 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-150914 · doc4.xml · nonDerivative · entry 1

Haqq Christopher · CIK 0001612095 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,777

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares issued upon settlement of vested restricted stock units ("RSUs").

Read SEC document
November 15, 2016 Filed Nov 17, 2016 16:54 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 5,908 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-150918 · doc4.xml · derivative · entry 4

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,569

Underlying: Common Stock · 5,908 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock or a cash settlement.

F6 · derivative.exercise_date: The RSUs were granted with both (a) a liquidity event-based vesting condition and (b) a service-based vesting condition, both of which conditions must be satisfied in order for the RSUs to vest. The liquidity event-based condition was satisfied upon the closing of the Issuer's initial public offering (the "IPO"). The shares that vested on the closing date of the IPO, and the shares that vested thereafter through May 15, 2015, were settled on May 15, 2015. The service-based vesting condition provides that 1/48th of the total number of shares shall vest monthly from January 10, 2014, subject to the holder's continuous service through each such date.

F7 · derivative.expiration_date: The earlier of (i) January 10, 2021 or (ii) the recipient's termination date.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 16:54 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
Exercise / conversionCommon Stock 5,908 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-150918 · doc4.xml · nonDerivative · entry 1

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 555,044

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares issued upon settlement of vested restricted stock units ("RSUs").

Read SEC document
November 15, 2016 Filed Nov 17, 2016 16:28 UTC
Clark Mitchall G.Chief R & QA Officer
Exercise / conversionRestricted Stock Unites · Derivative 7,212 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-150862 · doc4.xml · derivative · entry 3

Clark Mitchall G. · CIK 0001612094 · Chief R & QA Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,865

Underlying: Common Stock · 7,212 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock or a cash settlement.

F5 · derivative.exercise_date: The RSUs were granted with both (a) a liquidity event-based vesting condition and (b) a service-based vesting condition, both of which conditions must be satisfied in order for the RSUs to vest. The liquidity event-based condition was satisfied upon the closing of the Issuer's initial public offering (the "IPO"). The shares that vested on the closing date of the IPO, and the shares that vested thereafter through May 15, 2015, were settled on May 15, 2015. The service-based vesting condition provides that 25% of the total number of shares on March 17, 2015 and 1/48th of the total number of shares monthly thereafter, subject to the holder's continuous service through each such date.

F6 · derivative.expiration_date: The earlier of (i) March 27, 2021 or (ii) the recepient's termination date.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 16:28 UTC
Clark Mitchall G.Chief R & QA Officer
Exercise / conversionCommon Stock 7,212 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-150862 · doc4.xml · nonDerivative · entry 1

Clark Mitchall G. · CIK 0001612094 · Chief R & QA Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,182

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares issued upon settlement of vested restricted stock units ("RSUs").

Read SEC document
November 15, 2016 Filed Nov 17, 2016 16:53 UTC
MCGRATH JOHNChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 7,698 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-150916 · doc4.xml · derivative · entry 4

MCGRATH JOHN · CIK 0001205442 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 35,921

Underlying: Common Stock · 7,698 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock or a cash settlement.

F6 · derivative.exercise_date: The RSUs were granted with both (a) a liquidity event-based vesting condition and (b) a service-based vesting condition, both of which conditions must be satisfied in order for the RSUs to vest. The liquidity event-based condition was satisfied upon the closing of the Issuer's initial public offering (the "IPO"). The shares that vested on the closing date of the IPO, and the shares that vested thereafter through May 15, 2015, were settled on May 15, 2015. The service-based vesting condition provides that 25% of the total number of shares on January 6, 2015 and 1/48th of the total number of shares monthly thereafter, subject to the holder's continuous service through each such date.

F7 · derivative.expiration_date: The earlier of (i) December 12, 2020 or (ii) the recipient's termination date.

F5 · ownership.nature: The shares are held by the David B. Horowitz and John McGrath Jr. Revocable Living Trust dated 6/3/11, of which the Reporting Person is trustee.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 16:53 UTC
MCGRATH JOHNChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 2,805 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-150916 · doc4.xml · derivative · entry 3

MCGRATH JOHN · CIK 0001205442 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,739

Underlying: Common Stock · 2,805 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock or a cash settlement.

F3 · derivative.exercise_date: The RSUs were granted with both (a) a liquidity event-based vesting condition and (b) a service-based vesting condition, both of which conditions must be satisfied in order for the RSUs to vest. The liquidity event-based condition was satisfied upon the closing of the Issuer's initial public offering (the "IPO"). The shares that vested on the closing date of the IPO, and the shares that vested thereafter through May 15, 2015, were settled on May 15, 2015. The service-based vesting condition provides that 25% of the total number of shares on March 13, 2014 and 1/48th of the total number of shares monthly thereafter, subject to the holder's continuous service through each such date.

F4 · derivative.expiration_date: The earlier of (i) March 13, 2020 or (ii) the recepient's termination date.

F5 · ownership.nature: The shares are held by the David B. Horowitz and John McGrath Jr. Revocable Living Trust dated 6/3/11, of which the Reporting Person is trustee.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 16:53 UTC
MCGRATH JOHNChief Financial Officer
Exercise / conversionCommon Stock 7,698 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-150916 · doc4.xml · nonDerivative · entry 2

MCGRATH JOHN · CIK 0001205442 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,826

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares issued upon settlement of vested restricted stock units ("RSUs").

Read SEC document
November 15, 2016 Filed Nov 17, 2016 16:53 UTC
MCGRATH JOHNChief Financial Officer
Exercise / conversionCommon Stock 2,805 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-150916 · doc4.xml · nonDerivative · entry 1

MCGRATH JOHN · CIK 0001205442 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,128

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares issued upon settlement of vested restricted stock units ("RSUs").

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:51 UTC Exercise / conversionRestricted Stock Units · Derivative 817 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-150910 · doc4.xml · derivative · entry 5

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,631

Underlying: Common Stock · 817 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock or a cash settlement.

F6 · derivative.exercise_date: The restricted stock units ("RSUs") were granted with both (a) a liquidity event-based vesting condition and (b) a service-based vesting condition, both of which conditions must be satisfied in order for the RSUs to vest. The liquidity event-based condition was satisfied upon the closing of the Issuer's initial public offering (the "IPO"). The shares that vested on the closing date of the IPO, and the shares that vested thereafter through August 17, 2015, were settled on August 17, 2015. The service-based vesting condition provides that 1/48th of the total number of shares vest monthly from March 25, 2014, subject to the holder's continuous service through each such date.

F7 · derivative.expiration_date: The earlier of (i) March 27, 2021 or (ii) the recipient's termination date.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:51 UTC Exercise / conversionRestricted Stock Units · Derivative 1,549 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-150910 · doc4.xml · derivative · entry 4

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,742

Underlying: Common Stock · 1,549 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock or a cash settlement.

F4 · derivative.exercise_date: The restricted stock units ("RSUs") were granted with both (a) a liquidity event-based vesting condition and (b) a service-based vesting condition, both of which conditions must be satisfied in order for the RSUs to vest. The liquidity event-based condition was satisfied upon the closing of the Issuer's initial public offering (the "IPO"). The shares that vested on the closing date of the IPO, and the shares that vested thereafter through August 17, 2015, were settled on August 17, 2015. The service-based vesting condition provides that 1/48th of the total number of shares vest monthly from January 30, 2014, subject to the holder's continuous service through each such date.

F5 · derivative.expiration_date: The earlier of (i) January 30, 2021 or (ii) the second anniversary of termination date.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:51 UTC Exercise / conversionCommon Stock 817 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-150910 · doc4.xml · nonDerivative · entry 2

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,194

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares issued upon settlement of vested restricted stock units.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:51 UTC Exercise / conversionCommon Stock 1,549 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-150910 · doc4.xml · nonDerivative · entry 1

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,377

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares issued upon settlement of vested restricted stock units.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:30 UTC Exercise / conversionRestricted Stock Units · Derivative 1,602 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-150869 · doc4.xml · derivative · entry 2

Fust Matthew K · CIK 0001397266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,547

Underlying: Common Stock · 1,602 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock or a cash settlement.

F3 · derivative.exercise_date: The restricted stock units ("RSUs") were granted with both (a) a liquidity event-based vesting condition and (b) a service-based vesting condition, both of which conditions must be satisfied in order for the RSUs to vest. The liquidity event-based condition was satisfied upon the closing of the Issuer's initial public offering (the "IPO"). The shares that vested on the closing date of the IPO, and the shares that vested thereafter through May 15, 2015, were settled on May 15, 2015. The service-based vesting condition provides that 25% of the total number of shares on March 14, 2015 and 1/48th of the total number of shares monthly thereafter, subject to the holder's continuous service through each such date.

F4 · derivative.expiration_date: The earlier of (i) March 27, 2021 or (ii) the recipient's termination date.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:30 UTC Exercise / conversionCommon Stock 1,602 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-150869 · doc4.xml · nonDerivative · entry 1

Fust Matthew K · CIK 0001397266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,093

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares issued upon settlement of vested restricted stock units.

Read SEC document
November 14, 2016 Filed Nov 16, 2016 20:17 UTC
Soffer GadChief Operating Officer
SaleCommon Stock 9,582 $20.55 $196,910.10
Disclosure

SEC source: 0001209191-16-150727 · doc4.xml · nonDerivative · entry 1

Soffer Gad · CIK 0001612090 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,667

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted September 26, 2016.

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $20.15 to $21.05. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
November 11, 2016 Filed Nov 14, 2016 16:45 UTC
MCGRATH JOHNChief Financial Officer
SaleCommon Stock 2,500 $19.37 $48,425.00
Disclosure

SEC source: 0001209191-16-149731 · doc4.xml · nonDerivative · entry 2

MCGRATH JOHN · CIK 0001205442 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,323

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted July 6, 2016.

F3 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $19.30 to $19.45. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 16:45 UTC
MCGRATH JOHNChief Financial Officer
SaleCommon Stock 2,500 $20.30 $50,750.00
Disclosure

SEC source: 0001209191-16-149731 · doc4.xml · nonDerivative · entry 1

MCGRATH JOHN · CIK 0001205442 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,823

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted July 6, 2016.

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $19.55 to $21.25. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
October 27, 2016 Filed Oct 28, 2016 20:37 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 2,400 $13.70 $32,880.00
Disclosure

SEC source: 0001209191-16-147360 · doc4.xml · nonDerivative · entry 2

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 396,978

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted March 22, 2016.

F4 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $13.40 $14.15. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
October 26, 2016 Filed Oct 28, 2016 20:37 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 2,400 $13.91 $33,384.00
Disclosure

SEC source: 0001209191-16-147360 · doc4.xml · nonDerivative · entry 1

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 399,378

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted March 22, 2016.

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $13.80 to $14.00. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
October 14, 2016 Filed Oct 17, 2016 16:27 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 2,400 $16.01 $38,424.00
Disclosure

SEC source: 0001209191-16-146047 · doc4.xml · nonDerivative · entry 2

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 401,778

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted March 22, 2016.

F4 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $15.725 to $16.25. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
October 13, 2016 Filed Oct 17, 2016 16:27 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 2,400 $15.91 $38,184.00
Disclosure

SEC source: 0001209191-16-146047 · doc4.xml · nonDerivative · entry 1

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 404,178

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted March 22, 2016.

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $15.70 to $16.10. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.