Last 12 months
Inside the activity.
2 purchase rows · 18 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 5 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 8 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 1 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 15, 2017 Filed Sep 18, 2017 21:46 UTC |
Haqq ChristopherEVP, R&D & Chief Scientific Of
|
SaleCommon Stock | 6,000 | $15.30 | $91,800.00 |
DisclosureSEC source: 0001209191-17-053206 · doc4.xml · nonDerivative · entry 1 Haqq Christopher · CIK 0001612095 · EVP, R&D & Chief Scientific Of 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,305 F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted September 27, 2016. Read SEC document |
| September 07, 2017 Filed Sep 8, 2017 16:02 UTC |
Ciechanover Isaac E.Director · Chief Executive Officer
|
SaleCommon Stock | 2,200 | $14.98 | $32,956.00 |
DisclosureSEC source: 0001209191-17-052034 · doc4.xml · nonDerivative · entry 2 Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 437,378 F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 18, 2017. F4 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $14.75 to $15.10. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee. Read SEC document |
| September 06, 2017 Filed Sep 8, 2017 16:02 UTC |
Ciechanover Isaac E.Director · Chief Executive Officer
|
SaleCommon Stock | 2,200 | $15.05 | $33,110.00 |
DisclosureSEC source: 0001209191-17-052034 · doc4.xml · nonDerivative · entry 1 Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 439,578 F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 18, 2017. F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $14.85 to $15.20. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee. Read SEC document |
| August 23, 2017 Filed Aug 24, 2017 17:10 UTC |
Ciechanover Isaac E.Director · Chief Executive Officer
|
SaleCommon Stock | 2,200 | $13.51 | $29,722.00 |
DisclosureSEC source: 0001209191-17-050166 · doc4.xml · nonDerivative · entry 2 Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 441,778 F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 18, 2017. F4 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $13.40 to $13.55. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee. Read SEC document |
| August 22, 2017 Filed Aug 24, 2017 17:10 UTC |
Ciechanover Isaac E.Director · Chief Executive Officer
|
SaleCommon Stock | 2,200 | $13.56 | $29,832.00 |
DisclosureSEC source: 0001209191-17-050166 · doc4.xml · nonDerivative · entry 1 Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 443,978 F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 18, 2017. F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $13.40 to $13.85. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee. Read SEC document |
| August 16, 2017 Filed Aug 17, 2017 17:34 UTC |
Clark Mitchall G.EVP & Chief R & QA Officer
|
SaleCommon Stock | 3,021 | $14.33 | $43,290.93 |
DisclosureSEC source: 0001209191-17-049447 · doc4.xml · nonDerivative · entry 2 Clark Mitchall G. · CIK 0001612094 · EVP & Chief R & QA Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,130 F3 · kind: Shares sold to cover tax obligation from settlement of vested restricted stock units. F4 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted October 12, 2016. Read SEC document |
| August 16, 2017 Filed Aug 17, 2017 17:37 UTC |
Soffer GadEVP & Chief Strategy Officer
|
SaleCommon Stock | 2,464 | $14.53 | $35,801.92 |
DisclosureSEC source: 0001209191-17-049451 · doc4.xml · nonDerivative · entry 3 Soffer Gad · CIK 0001612090 · EVP & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,090 F3 · kind: Shares sold to cover tax liability from settlement of RSUs. F4 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $14.30 to $14.85. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| August 16, 2017 Filed Aug 17, 2017 17:36 UTC |
MCGRATH JOHNEVP & Chief Financial Officer
|
SaleCommon Stock | 2,100 | $14.39 | $30,219.00 |
DisclosureSEC source: 0001209191-17-049449 · doc4.xml · nonDerivative · entry 3 MCGRATH JOHN · CIK 0001205442 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,957 F2 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted July 6, 2016. F4 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $14.05 to $14.60. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| August 16, 2017 Filed Aug 17, 2017 21:38 UTC |
Gallagher Carol GiltnerDirector
|
SaleCommon Stock | 1,184 | $14.30 | $16,931.20 |
DisclosureSEC source: 0001209191-17-049452 · doc4.xml · nonDerivative · entry 3 Gallagher Carol Giltner · CIK 0001329959 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,556 F2 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted October 14, 2016. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 17:34 UTC |
Ciechanover Isaac E.Director · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 5,908 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-049446 · doc4.xml · derivative · entry 3 Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,846 Underlying: Common Stock · 5,908 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock or a cash settlement. F4 · derivative.exercise_date: The RSUs were granted with both (a) a liquidity event-based vesting condition and (b) a service-based vesting condition, both of which conditions must be satisfied in order for the RSUs to vest. The liquidity event-based condition was satisfied upon the closing of the Issuer's initial public offering (the "IPO"). The shares that vested on the closing date of the IPO, and the shares that vested thereafter through May 15, 2015, were settled on May 15, 2015. The service-based vesting condition provides that 1/48th of the total number of shares shall vest monthly from January 10, 2014, subject to the holder's continuous service through each such date. F5 · derivative.expiration_date: The earlier of (i) January 10, 2021 or (ii) the recipient's termination date. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 17:34 UTC |
Ciechanover Isaac E.Director · Chief Executive Officer
|
Exercise / conversionCommon Stock | 5,908 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-049446 · doc4.xml · nonDerivative · entry 1 Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 737,767 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares issued upon settlement of vested restricted stock units ("RSUs"). Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 17:34 UTC |
Clark Mitchall G.EVP & Chief R & QA Officer
|
Exercise / conversionRestricted Stock Unites · Derivative | 7,211 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-049447 · doc4.xml · derivative · entry 3 Clark Mitchall G. · CIK 0001612094 · EVP & Chief R & QA Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,231 Underlying: Common Stock · 7,211 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock or a cash settlement. F6 · derivative.exercise_date: The RSUs were granted with both (a) a liquidity event-based vesting condition and (b) a service-based vesting condition, both of which conditions must be satisfied in order for the RSUs to vest. The liquidity event-based condition was satisfied upon the closing of the Issuer's initial public offering (the "IPO"). The shares that vested on the closing date of the IPO, and the shares that vested thereafter through May 15, 2015, were settled on May 15, 2015. The service-based vesting condition provides that 25% of the total number of shares on March 17, 2015 and 1/48th of the total number of shares monthly thereafter, subject to the holder's continuous service through each such date. F7 · derivative.expiration_date: The earlier of (i) March 27, 2021 or (ii) the recepient's termination date. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 17:34 UTC |
Clark Mitchall G.EVP & Chief R & QA Officer
|
Exercise / conversionCommon Stock | 7,211 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-049447 · doc4.xml · nonDerivative · entry 1 Clark Mitchall G. · CIK 0001612094 · EVP & Chief R & QA Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,151 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares issued upon settlement of vested restricted stock units ("RSUs"). F2 · balance_after: Includes 1,940 shares issued on May 31, 2017 pursuant to the Issuer's Employee Stock Purchase Plan. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 17:37 UTC |
Soffer GadEVP & Chief Strategy Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 4,145 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-049451 · doc4.xml · derivative · entry 4 Soffer Gad · CIK 0001612090 · EVP & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,910 Underlying: Common Stock · 4,145 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock or a cash settlement. F6 · derivative.exercise_date: The RSUs were granted with both (a) a liquidity event-based vesting condition and (b) a service-based vesting condition, both of which conditions must be satisfied in order for the RSUs to vest. The liquidity event-based condition was satisfied upon the closing of the Issuer's initial public offering (the "IPO"). The shares that vested on the closing date of the IPO, and the shares that vested thereafter through May 15, 2015, were settled on May 15, 2015. The service-based vesting condition provides that 1/48th of the total number of shares shall vest monthly from January 10, 2014, subject to the holder's continuous service through each such date. F7 · derivative.expiration_date: The earlier of (i) January 10, 2021 or (ii) the recipient's termination date. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 17:37 UTC |
Soffer GadEVP & Chief Strategy Officer
|
Exercise / conversionCommon Stock | 4,145 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-049451 · doc4.xml · nonDerivative · entry 2 Soffer Gad · CIK 0001612090 · EVP & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,554 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Shares issued upon settlement of vested restricted stock units ("RSUs"). Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 17:37 UTC |
Soffer GadEVP & Chief Strategy Officer
|
SaleCommon Stock | 7,000 | $15.00 | $105,000.00 |
DisclosureSEC source: 0001209191-17-049451 · doc4.xml · nonDerivative · entry 1 Soffer Gad · CIK 0001612090 · EVP & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,409 F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted September 26, 2016. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 21:35 UTC |
Haqq ChristopherEVP, R&D & Chief Scientific Of
|
Exercise / conversionRestricted Stock Units · Derivative | 829 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-049448 · doc4.xml · derivative · entry 5 Haqq Christopher · CIK 0001612095 · EVP, R&D & Chief Scientific Of 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,382 Underlying: Common Stock · 829 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock or a cash settlement. F6 · derivative.exercise_date: The RSUs were granted with both (a) a liquidity event-based vesting condition and (b) a service-based vesting condition, both of which conditions must be satisfied in order for the RSUs to vest. The liquidity event-based condition was satisfied upon the closing of the Issuer's initial public offering (the "IPO"). The shares that vested on the closing date of the IPO, and the shares that vested thereafter through May 15, 2015, were settled on May 15, 2015. The service-based vesting condition provides that 1/48th of the total number of shares shall vest monthly from January 10, 2014, subject to the holder's continuous service through each such date. F7 · derivative.expiration_date: The earlier of (i) January 10, 2021 or (ii) the recipient's termination date. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 21:35 UTC |
Haqq ChristopherEVP, R&D & Chief Scientific Of
|
SaleCommon Stock | 7,604 | $14.75 | $112,159.00 |
DisclosureSEC source: 0001209191-17-049448 · doc4.xml · nonDerivative · entry 2 Haqq Christopher · CIK 0001612095 · EVP, R&D & Chief Scientific Of 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355,305 F2 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted September 27, 2016. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 21:35 UTC |
Haqq ChristopherEVP, R&D & Chief Scientific Of
|
Exercise / conversionCommon Stock | 829 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-049448 · doc4.xml · nonDerivative · entry 1 Haqq Christopher · CIK 0001612095 · EVP, R&D & Chief Scientific Of 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,909 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares issued upon settlement of vested restricted stock units ("RSUs"). Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 17:36 UTC |
MCGRATH JOHNEVP & Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 7,697 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-049449 · doc4.xml · derivative · entry 4 MCGRATH JOHN · CIK 0001205442 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 12,829 Underlying: Common Stock · 7,697 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock or a cash settlement. F6 · derivative.exercise_date: The RSUs were granted with both (a) a liquidity event-based vesting condition and (b) a service-based vesting condition, both of which conditions must be satisfied in order for the RSUs to vest. The liquidity event-based condition was satisfied upon the closing of the Issuer's initial public offering (the "IPO"). The shares that vested on the closing date of the IPO, and the shares that vested thereafter through May 15, 2015, were settled on May 15, 2015. The service-based vesting condition provides that 25% of the total number of shares on January 6, 2015 and 1/48th of the total number of shares monthly thereafter, subject to the holder's continuous service through each such date. F7 · derivative.expiration_date: The earlier of (i) December 12, 2020 or (ii) the recipient's termination date. F8 · ownership.nature: The shares are held by the David B. Horowitz and John McGrath Jr. Revocable Living Trust dated 6/3/11, of which the Reporting Person is trustee. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 17:36 UTC |
MCGRATH JOHNEVP & Chief Financial Officer
|
SaleCommon Stock | 2,100 | $14.23 | $29,883.00 |
DisclosureSEC source: 0001209191-17-049449 · doc4.xml · nonDerivative · entry 2 MCGRATH JOHN · CIK 0001205442 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,057 F2 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted July 6, 2016. F3 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $14.20 to $14.275. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 17:36 UTC |
MCGRATH JOHNEVP & Chief Financial Officer
|
Exercise / conversionCommon Stock | 7,697 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-049449 · doc4.xml · nonDerivative · entry 1 MCGRATH JOHN · CIK 0001205442 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,157 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares issued upon settlement of vested restricted stock units ("RSUs"). Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 21:38 UTC |
Gallagher Carol GiltnerDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 818 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-049452 · doc4.xml · derivative · entry 5 Gallagher Carol Giltner · CIK 0001329959 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,179 Underlying: Common Stock · 818 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock or a cash settlement. F6 · derivative.exercise_date: The restricted stock units ("RSUs") were granted with both (a) a liquidity event-based vesting condition and (b) a service-based vesting condition, both of which conditions must be satisfied in order for the RSUs to vest. The liquidity event-based condition was satisfied upon the closing of the Issuer's initial public offering (the "IPO"). The shares that vested on the closing date of the IPO, and the shares that vested thereafter through August 17, 2015, were settled on August 17, 2015. The service-based vesting condition provides that 1/48th of the total number of shares vest monthly from March 25, 2014, subject to the holder's continuous service through each such date. F7 · derivative.expiration_date: The earlier of (i) March 27, 2021 or (ii) the recipient's termination date. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 21:38 UTC |
Gallagher Carol GiltnerDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,548 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-049452 · doc4.xml · derivative · entry 4 Gallagher Carol Giltner · CIK 0001329959 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,097 Underlying: Common Stock · 1,548 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock or a cash settlement. F4 · derivative.exercise_date: The restricted stock units ("RSUs") were granted with both (a) a liquidity event-based vesting condition and (b) a service-based vesting condition, both of which conditions must be satisfied in order for the RSUs to vest. The liquidity event-based condition was satisfied upon the closing of the Issuer's initial public offering (the "IPO"). The shares that vested on the closing date of the IPO, and the shares that vested thereafter through August 17, 2015, were settled on August 17, 2015. The service-based vesting condition provides that 1/48th of the total number of shares vest monthly from January 30, 2014, subject to the holder's continuous service through each such date. F5 · derivative.expiration_date: The earlier of (i) January 30, 2021 or (ii) the second anniversary of termination date. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 21:38 UTC |
Gallagher Carol GiltnerDirector
|
Exercise / conversionCommon Stock | 818 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-049452 · doc4.xml · nonDerivative · entry 2 Gallagher Carol Giltner · CIK 0001329959 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,740 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares issued upon settlement of vested restricted stock units. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 21:38 UTC |
Gallagher Carol GiltnerDirector
|
Exercise / conversionCommon Stock | 1,548 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-049452 · doc4.xml · nonDerivative · entry 1 Gallagher Carol Giltner · CIK 0001329959 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,922 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares issued upon settlement of vested restricted stock units. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 21:41 UTC |
Fust Matthew KDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,603 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-049453 · doc4.xml · derivative · entry 2 Fust Matthew K · CIK 0001397266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,739 Underlying: Common Stock · 1,603 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock or a cash settlement. F3 · derivative.exercise_date: The restricted stock units ("RSUs") were granted with both (a) a liquidity event-based vesting condition and (b) a service-based vesting condition, both of which conditions must be satisfied in order for the RSUs to vest. The liquidity event-based condition was satisfied upon the closing of the Issuer's initial public offering (the "IPO"). The shares that vested on the closing date of the IPO, and the shares that vested thereafter through May 15, 2015, were settled on May 15, 2015. The service-based vesting condition provides that 25% of the total number of shares on March 14, 2015 and 1/48th of the total number of shares monthly thereafter, subject to the holder's continuous service through each such date. F4 · derivative.expiration_date: The earlier of (i) March 27, 2021 or (ii) the recipient's termination date. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 21:41 UTC |
Fust Matthew KDirector
|
Exercise / conversionCommon Stock | 1,603 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-049453 · doc4.xml · nonDerivative · entry 1 Fust Matthew K · CIK 0001397266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,901 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares issued upon settlement of vested restricted stock units. Read SEC document |
| August 11, 2017 Filed Aug 14, 2017 19:23 UTC |
Ciechanover Isaac E.Director · Chief Executive Officer
|
SaleCommon Stock | 2,200 | $14.58 | $32,076.00 |
DisclosureSEC source: 0001209191-17-048820 · doc4.xml · nonDerivative · entry 2 Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 446,178 F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 18, 2017. F4 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $14.40 to $14.75. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 19:23 UTC |
Ciechanover Isaac E.Director · Chief Executive Officer
|
SaleCommon Stock | 2,200 | $14.75 | $32,450.00 |
DisclosureSEC source: 0001209191-17-048820 · doc4.xml · nonDerivative · entry 1 Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 448,378 F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 18, 2017. F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $14.45 to $15.25. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee. Read SEC document |
| July 25, 2017 Filed Jul 26, 2017 16:52 UTC |
Ciechanover Isaac E.Director · Chief Executive Officer
|
SaleCommon Stock | 200 | $16.79 | $3,358.00 |
DisclosureSEC source: 0001209191-17-046332 · doc4.xml · nonDerivative · entry 4 Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 450,578 F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 18, 2017. F6 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $16.70 to $16.85. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee. Read SEC document |
| July 25, 2017 Filed Jul 26, 2017 16:52 UTC |
Ciechanover Isaac E.Director · Chief Executive Officer
|
SaleCommon Stock | 2,500 | $15.97 | $39,925.00 |
DisclosureSEC source: 0001209191-17-046332 · doc4.xml · nonDerivative · entry 3 Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 450,778 F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 18, 2017. F5 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $15.70 to $16.65. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee. Read SEC document |
| July 24, 2017 Filed Jul 26, 2017 16:52 UTC |
Ciechanover Isaac E.Director · Chief Executive Officer
|
SaleCommon Stock | 300 | $17.32 | $5,196.00 |
DisclosureSEC source: 0001209191-17-046332 · doc4.xml · nonDerivative · entry 2 Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 453,278 F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 18, 2017. F4 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $17.30 to $17.35. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee. Read SEC document |
| July 24, 2017 Filed Jul 26, 2017 16:52 UTC |
Ciechanover Isaac E.Director · Chief Executive Officer
|
SaleCommon Stock | 2,500 | $16.89 | $42,225.00 |
DisclosureSEC source: 0001209191-17-046332 · doc4.xml · nonDerivative · entry 1 Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 453,578 F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 18, 2017. F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $16.30 to $17.25. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee. Read SEC document |
| July 17, 2017 Filed Jul 18, 2017 20:24 UTC |
Haqq ChristopherEVP, R&D & Chief Scientific Of
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SaleCommon Stock | 6,000 | $14.92 | $89,520.00 |
DisclosureSEC source: 0001209191-17-045509 · doc4.xml · nonDerivative · entry 1 Haqq Christopher · CIK 0001612095 · EVP, R&D & Chief Scientific Of 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,080 F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted September 27, 2016. F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $14.9161 to $14.95. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| June 15, 2017 Filed Jun 16, 2017 20:47 UTC |
Haqq ChristopherEVP, R&D & Chief Scientific Of
|
SaleCommon Stock | 6,000 | $12.65 | $75,900.00 |
DisclosureSEC source: 0001209191-17-040561 · doc4.xml · nonDerivative · entry 1 Haqq Christopher · CIK 0001612095 · EVP, R&D & Chief Scientific Of 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 368,080 F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted September 27, 2016. Read SEC document |
| June 09, 2017 Filed Jun 12, 2017 21:29 UTC |
Gallagher Carol GiltnerDirector
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SaleCommon Stock | 1,000 | $13.15 | $13,150.00 |
DisclosureSEC source: 0001209191-17-039239 · doc4.xml · nonDerivative · entry 2 Gallagher Carol Giltner · CIK 0001329959 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,374 F2 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted October 14, 2016. Read SEC document |
| June 08, 2017 Filed Jun 12, 2017 21:31 UTC |
SEIDENBERG BETH CDirector
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GrantNonQualified Stock Option (Right to Buy) · Derivative | 21,500 | $0.00 Strike: $13.20 | $0.00 |
DisclosureSEC source: 0001209191-17-039241 · doc4.xml · derivative · entry 6 SEIDENBERG BETH C · CIK 0001184592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,500 Underlying: Common Stock · 21,500 shares Expires 2024-06-08 F6 · derivative.exercise_date: The option shall vest on June 8, 2018, subject to the Reporting Person's continuous service. Read SEC document |
| June 08, 2017 Filed Jun 12, 2017 21:31 UTC |
SEIDENBERG BETH CDirector
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GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-039241 · doc4.xml · nonDerivative · entry 1 SEIDENBERG BETH C · CIK 0001184592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,689 F1 · shares: These restricted stock units shall vest on June 8, 2018, subject to the Reporting Person's continuous service. Read SEC document |
| June 08, 2017 Filed Jun 12, 2017 21:25 UTC |
DOBMEIER ERICDirector
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GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 21,500 | $0.00 Strike: $13.20 | $0.00 |
DisclosureSEC source: 0001209191-17-039231 · doc4.xml · derivative · entry 2 DOBMEIER ERIC · CIK 0001202785 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,500 Underlying: Common Stock · 21,500 shares Expires 2024-06-08 F2 · derivative.exercise_date: The option shall vest on June 8, 2018, subject to the Reporting Person's continuous service. Read SEC document |
| June 08, 2017 Filed Jun 12, 2017 21:25 UTC |
DOBMEIER ERICDirector
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GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-039231 · doc4.xml · nonDerivative · entry 1 DOBMEIER ERIC · CIK 0001202785 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 F1 · shares: These restricted stock units shall vest on June 8, 2018, subject to the Reporting Person's continuous service. Read SEC document |
| June 08, 2017 Filed Jun 12, 2017 21:27 UTC |
HEIDEN WILLIAM KDirector
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GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 21,500 | $0.00 Strike: $13.20 | $0.00 |
DisclosureSEC source: 0001209191-17-039236 · doc4.xml · derivative · entry 2 HEIDEN WILLIAM K · CIK 0001214939 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,500 Underlying: Common Stock · 21,500 shares Expires 2024-06-08 F2 · derivative.exercise_date: The option shall vest on June 8, 2018, subject to the Reporting Person's continuous service. Read SEC document |
| June 08, 2017 Filed Jun 12, 2017 21:27 UTC |
HEIDEN WILLIAM KDirector
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GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-039236 · doc4.xml · nonDerivative · entry 1 HEIDEN WILLIAM K · CIK 0001214939 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 F1 · shares: These restricted stock units shall vest on June 8, 2018, subject to the Reporting Person's continuous service. Read SEC document |
| June 08, 2017 Filed Jun 12, 2017 21:27 UTC |
MARCUS JOEL SDirector
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GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 21,500 | $0.00 Strike: $13.20 | $0.00 |
DisclosureSEC source: 0001209191-17-039238 · doc4.xml · derivative · entry 4 MARCUS JOEL S · CIK 0001216955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,500 Underlying: Common Stock · 21,500 shares Expires 2024-06-08 F3 · derivative.exercise_date: The option shall vest on June 8, 2018, subject to the Reporting Person's continuous service. Read SEC document |
| June 08, 2017 Filed Jun 12, 2017 21:27 UTC |
MARCUS JOEL SDirector
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GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-039238 · doc4.xml · nonDerivative · entry 1 MARCUS JOEL S · CIK 0001216955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 F1 · shares: These restricted stock units shall vest on June 8, 2018, subject to the Reporting Person's continuous service. Read SEC document |
| June 08, 2017 Filed Jun 12, 2017 21:29 UTC |
Gallagher Carol GiltnerDirector
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GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 21,500 | $0.00 Strike: $13.20 | $0.00 |
DisclosureSEC source: 0001209191-17-039239 · doc4.xml · derivative · entry 3 Gallagher Carol Giltner · CIK 0001329959 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,500 Underlying: Common Stock · 21,500 shares Expires 2027-06-08 F3 · derivative.exercise_date: The option shall vest on June 8, 2018, subject to the Reporting Person's continuous service. Read SEC document |
| June 08, 2017 Filed Jun 12, 2017 21:29 UTC |
Gallagher Carol GiltnerDirector
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-039239 · doc4.xml · nonDerivative · entry 1 Gallagher Carol Giltner · CIK 0001329959 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,374 F1 · shares: These restricted stock units shall vest on June 8, 2018, subject to the Reporting Person's continuous service. Read SEC document |
| June 08, 2017 Filed Jun 12, 2017 21:26 UTC |
Fust Matthew KDirector
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GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 21,500 | $0.00 Strike: $13.20 | $0.00 |
DisclosureSEC source: 0001209191-17-039234 · doc4.xml · derivative · entry 2 Fust Matthew K · CIK 0001397266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,500 Underlying: Common Stock · 21,500 shares Expires 2024-06-08 F2 · derivative.exercise_date: The option shall vest on June 8, 2018, subject to the Reporting Person's continuous service. Read SEC document |
| June 08, 2017 Filed Jun 12, 2017 21:26 UTC |
Fust Matthew KDirector
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-039234 · doc4.xml · nonDerivative · entry 1 Fust Matthew K · CIK 0001397266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,298 F1 · shares: These restricted stock units shall vest on June 8, 2018, subject to the Reporting Person's continuous service. Read SEC document |
| May 31, 2017 Filed May 31, 2017 19:44 UTC |
Ciechanover Isaac E.Director · Chief Executive Officer
|
SaleCommon Stock | 3,450 | $13.26 | $45,747.00 |
DisclosureSEC source: 0001209191-17-036609 · doc4.xml · nonDerivative · entry 2 Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 456,078 F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted March 22, 2016. F4 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $13.00 to $13.40. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.