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Nasdaq · USD

ATRA

Atara Biotherapeutics, Inc.

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6828
SEC CIK
0001604464
Parsed reports
491

Last 12 months

Inside the activity.

2 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202505
Dec 202500
Jan 202601
Feb 202600
Mar 202608
Apr 202600
May 202613
Jun 202600
Jul 202600
Aug 202601
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 15, 2018 Filed May 17, 2018 00:37 UTC
Haqq ChristopherEVP, R&D & Chief Scientific Of
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $11.00 $0.00
Disclosure

SEC source: 0001209191-18-030722 · doc4.xml · derivative · entry 7

Haqq Christopher · CIK 0001612095 · EVP, R&D & Chief Scientific Of

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2021-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 25, 2018.

F7 · derivative.exercise_date: 1/48th of the shares subject to the stock option vest and become exercisable each month following October 15, 2014.

Read SEC document
May 15, 2018 Filed May 17, 2018 00:37 UTC
Haqq ChristopherEVP, R&D & Chief Scientific Of
SaleCommon Stock 9,252 $46.02 $425,777.04
Disclosure

SEC source: 0001209191-18-030722 · doc4.xml · nonDerivative · entry 4

Haqq Christopher · CIK 0001612095 · EVP, R&D & Chief Scientific Of

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,130

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 25, 2018.

F4 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $45.85 to $46.30. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
May 15, 2018 Filed May 17, 2018 00:37 UTC
Haqq ChristopherEVP, R&D & Chief Scientific Of
SaleCommon Stock 9,638 $45.21 $435,733.98
Disclosure

SEC source: 0001209191-18-030722 · doc4.xml · nonDerivative · entry 3

Haqq Christopher · CIK 0001612095 · EVP, R&D & Chief Scientific Of

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,382

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 25, 2018.

F3 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $44.80 to $45.80. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
May 15, 2018 Filed May 17, 2018 00:37 UTC
Haqq ChristopherEVP, R&D & Chief Scientific Of
SaleCommon Stock 6,885 $44.44 $305,969.40
Disclosure

SEC source: 0001209191-18-030722 · doc4.xml · nonDerivative · entry 2

Haqq Christopher · CIK 0001612095 · EVP, R&D & Chief Scientific Of

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,020

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 25, 2018.

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $43.75 to $44.75. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
May 15, 2018 Filed May 17, 2018 00:37 UTC
Haqq ChristopherEVP, R&D & Chief Scientific Of
Exercise / conversionCommon Stock 25,000 $11.00 $275,000.00
Disclosure

SEC source: 0001209191-18-030722 · doc4.xml · nonDerivative · entry 1

Haqq Christopher · CIK 0001612095 · EVP, R&D & Chief Scientific Of

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357,905

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 25, 2018.

Read SEC document
May 15, 2018 Filed May 16, 2018 20:39 UTC
Soffer GadEVP & Chief Strategy Officer
Tax withholdingCommon Stock 382 $45.90 $17,533.80
Disclosure

SEC source: 0001209191-18-030725 · doc4.xml · nonDerivative · entry 1

Soffer Gad · CIK 0001612090 · EVP & Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,506

F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
May 15, 2018 Filed May 17, 2018 00:37 UTC Exercise / conversionRestricted Stock Units · Derivative 545 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-030723 · doc4.xml · derivative · entry 3

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 545 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock or a cash settlement.

F4 · derivative.exercise_date: The restricted stock units ("RSUs") were granted with both (a) a liquidity event-based vesting condition and (b) a service-based vesting condition, both of which conditions must be satisfied in order for the RSUs to vest. The liquidity event-based condition was satisfied upon the closing of the Issuer's initial public offering (the "IPO"). The shares that vested on the closing date of the IPO, and the shares that vested thereafter through August 17, 2015, were settled on August 17, 2015. The service-based vesting condition provides that 1/48th of the total number of shares vest monthly from March 25, 2014, subject to the holder's continuous service through each such date.

F5 · derivative.expiration_date: The earlier of (i) March 27, 2021 or (ii) the recipient's termination date.

Read SEC document
May 15, 2018 Filed May 17, 2018 00:37 UTC Exercise / conversionCommon Stock 545 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-030723 · doc4.xml · nonDerivative · entry 1

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,465

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares issued upon settlement of vested restricted stock units.

Read SEC document
May 15, 2018 Filed May 17, 2018 00:40 UTC Exercise / conversionRestricted Stock Units · Derivative 534 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-030726 · doc4.xml · derivative · entry 3

Fust Matthew K · CIK 0001397266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 534 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock or a cash settlement.

F4 · derivative.exercise_date: The restricted stock units ("RSUs") were granted with both (a) a liquidity event-based vesting condition and (b) a service-based vesting condition, both of which conditions must be satisfied in order for the RSUs to vest. The liquidity event-based condition was satisfied upon the closing of the Issuer's initial public offering (the "IPO"). The shares that vested on the closing date of the IPO, and the shares that vested thereafter through May 15, 2015, were settled on May 15, 2015. The service-based vesting condition provides that 25% of the total number of shares on March 14, 2015 and 1/48th of the total number of shares monthly thereafter, subject to the holder's continuous service through each such date.

F5 · derivative.expiration_date: The earlier of (i) March 27, 2021 or (ii) the recipient's termination date.

Read SEC document
May 15, 2018 Filed May 17, 2018 00:40 UTC Exercise / conversionCommon Stock 534 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-030726 · doc4.xml · nonDerivative · entry 2

Fust Matthew K · CIK 0001397266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,354

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Shares issued upon settlement of vested restricted stock units.

Read SEC document
May 14, 2018 Filed May 17, 2018 00:40 UTC SaleCommon Stock 12,286 $43.57 $535,301.02
Disclosure

SEC source: 0001209191-18-030726 · doc4.xml · nonDerivative · entry 1

Fust Matthew K · CIK 0001397266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,820

F1 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $43.25 to $43.85. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range

Read SEC document
May 10, 2018 Filed May 10, 2018 19:46 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 2,200 $40.98 $90,156.00
Disclosure

SEC source: 0001209191-18-029380 · doc4.xml · nonDerivative · entry 4

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 180,078

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 18, 2017.

F6 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $40.75 to $41.20. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
May 10, 2018 Filed May 10, 2018 19:46 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 2,200 $40.08 $88,176.00
Disclosure

SEC source: 0001209191-18-029380 · doc4.xml · nonDerivative · entry 3

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 182,278

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 18, 2017.

F5 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $39.70 to $40.65. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
May 09, 2018 Filed May 10, 2018 19:46 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 3,100 $39.50 $122,450.00
Disclosure

SEC source: 0001209191-18-029380 · doc4.xml · nonDerivative · entry 2

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 184,478

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 18, 2017.

F4 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $39.025 to $39.90. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
May 09, 2018 Filed May 10, 2018 19:46 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 1,300 $38.35 $49,855.00
Disclosure

SEC source: 0001209191-18-029380 · doc4.xml · nonDerivative · entry 1

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 187,578

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 18, 2017.

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $38.00 to $38.80. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
May 08, 2018 Filed May 9, 2018 00:18 UTC
Porter DerrellSVP, Head of Global Commercial
SaleCommon Stock 1,544 $40.15 $61,991.60
Disclosure

SEC source: 0001209191-18-028714 · doc4.xml · nonDerivative · entry 1

Porter Derrell · CIK 0001706400 · SVP, Head of Global Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted March 9, 2018.

Read SEC document
May 07, 2018 Filed May 7, 2018 23:02 UTC
Berger DietmarGlobal Head of R&D
GrantEmployee Stock Option (Right to Buy) · Derivative 85,000 $0.00 Strike: $42.05 $0.00
Disclosure

SEC source: 0001209191-18-028449 · doc4.xml · derivative · entry 2

Berger Dietmar · CIK 0001739515 · Global Head of R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,000

Underlying: Common Stock · 85,000 shares

Expires 2025-05-06

F2 · derivative.exercise_date: 25% of the shares subject to the option vest on May 7, 2019 and the remaining shares vest in equal monthly installments over the following 36 months.

Read SEC document
May 07, 2018 Filed May 7, 2018 23:02 UTC
Berger DietmarGlobal Head of R&D
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-028449 · doc4.xml · nonDerivative · entry 1

Berger Dietmar · CIK 0001739515 · Global Head of R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

F1 · shares: 25% of the shares subject to restricted stock units vest on May 7, 2019 and the remaining shares vest in equal annual installments over the following 3 years.

Read SEC document
April 27, 2018 Filed Apr 30, 2018 16:15 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 500 $43.95 $21,975.00
Disclosure

SEC source: 0001209191-18-026838 · doc4.xml · nonDerivative · entry 4

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 188,878

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 18, 2017.

F6 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $43.75 to $44.00. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
April 27, 2018 Filed Apr 30, 2018 16:15 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 3,900 $42.63 $166,257.00
Disclosure

SEC source: 0001209191-18-026838 · doc4.xml · nonDerivative · entry 3

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 189,378

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 18, 2017.

F5 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $42.25 to $43.15. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
April 26, 2018 Filed Apr 30, 2018 16:15 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 1,100 $42.60 $46,860.00
Disclosure

SEC source: 0001209191-18-026838 · doc4.xml · nonDerivative · entry 2

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 193,278

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 18, 2017.

F4 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $42.50 to $42.775. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
April 26, 2018 Filed Apr 30, 2018 16:15 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 3,300 $41.99 $138,567.00
Disclosure

SEC source: 0001209191-18-026838 · doc4.xml · nonDerivative · entry 1

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 194,378

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 18, 2017.

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $41.35 to $42.35. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
April 12, 2018 Filed Apr 12, 2018 18:14 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 1,200 $43.69 $52,428.00
Disclosure

SEC source: 0001209191-18-024774 · doc4.xml · nonDerivative · entry 4

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 197,678

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 18, 2017.

F6 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $43.35 to $44.00. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
April 12, 2018 Filed Apr 12, 2018 18:14 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 3,200 $42.63 $136,416.00
Disclosure

SEC source: 0001209191-18-024774 · doc4.xml · nonDerivative · entry 3

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 198,878

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 18, 2017.

F5 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $42.10 to $43.10. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
April 11, 2018 Filed Apr 12, 2018 18:14 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 400 $41.37 $16,548.00
Disclosure

SEC source: 0001209191-18-024774 · doc4.xml · nonDerivative · entry 2

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 202,078

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 18, 2017.

F4 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $41.275 to $41.40. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
April 11, 2018 Filed Apr 12, 2018 18:14 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 4,000 $40.77 $163,080.00
Disclosure

SEC source: 0001209191-18-024774 · doc4.xml · nonDerivative · entry 1

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 202,478

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 18, 2017.

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $40.25 to $41.25. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
April 09, 2018 Filed Apr 9, 2018 20:14 UTC
Kim MinaSenior VP & General Counsel
GrantEmployee Stock Option (Right to Buy) · Derivative 70,000 $0.00 Strike: $36.00 $0.00
Disclosure

SEC source: 0001209191-18-024449 · doc4.xml · derivative · entry 2

Kim Mina · CIK 0001668163 · Senior VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 70,000 shares

Expires 2025-04-08

F2 · derivative.exercise_date: 25% of the shares subject to the option vest on April 9, 2019 and the remaining shares vest in equal monthly installments over the following 36 months.

Read SEC document
April 09, 2018 Filed Apr 9, 2018 20:14 UTC
Kim MinaSenior VP & General Counsel
GrantCommon Stock 42,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-024449 · doc4.xml · nonDerivative · entry 1

Kim Mina · CIK 0001668163 · Senior VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,500

F1 · shares: 25% of the shares subject to restricted stock units vest on April 9, 2019 and the remaining shares vest in equal annual installments over the following 3 years.

Read SEC document
April 03, 2018 Filed Apr 4, 2018 20:09 UTC
Newell JoeChief Tech. Operations Officer
Tax withholdingCommon Stock 642 $36.25 $23,272.50
Disclosure

SEC source: 0001209191-18-023596 · doc4.xml · nonDerivative · entry 1

Newell Joe · CIK 0001702457 · Chief Tech. Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,858

F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
March 29, 2018 Filed Apr 3, 2018 16:14 UTC
Clark Mitchall G.EVP & Chief R & QA Officer
SaleCommon Stock 22,400 $40.07 $897,568.00
Disclosure

SEC source: 0001209191-18-022904 · doc4.xml · nonDerivative · entry 1

Clark Mitchall G. · CIK 0001612094 · EVP & Chief R & QA Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,671

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 25, 2018.

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $40.00 to $40.25. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
March 27, 2018 Filed Mar 27, 2018 20:30 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 200 $38.40 $7,680.00
Disclosure

SEC source: 0001209191-18-021844 · doc4.xml · nonDerivative · entry 5

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,478

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 18, 2017.

F7 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $38.30 to $38.50. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
March 27, 2018 Filed Mar 27, 2018 20:30 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 1,500 $37.68 $56,520.00
Disclosure

SEC source: 0001209191-18-021844 · doc4.xml · nonDerivative · entry 4

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 206,678

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 18, 2017.

F6 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $37.15 to $38.00. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
March 27, 2018 Filed Mar 27, 2018 20:30 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 2,700 $36.63 $98,901.00
Disclosure

SEC source: 0001209191-18-021844 · doc4.xml · nonDerivative · entry 3

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 208,178

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 18, 2017.

F5 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $36.00 to $37.00. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

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March 27, 2018 Filed Mar 28, 2018 20:10 UTC
Clark Mitchall G.EVP & Chief R & QA Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 11,406 $0.00 Strike: $11.00 $0.00
Disclosure

SEC source: 0001209191-18-021991 · doc4.xml · derivative · entry 12

Clark Mitchall G. · CIK 0001612094 · EVP & Chief R & QA Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,125

Underlying: Common Stock · 11,406 shares

Expires 2021-10-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 25, 2018.

F9 · derivative.exercise_date: 1/48th of the shares subject to the stock option vest and become exercisable each month following October 15, 2014.

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March 27, 2018 Filed Mar 28, 2018 20:10 UTC
Clark Mitchall G.EVP & Chief R & QA Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 32,500 $0.00 Strike: $22.72 $0.00
Disclosure

SEC source: 0001209191-18-021991 · doc4.xml · derivative · entry 11

Clark Mitchall G. · CIK 0001612094 · EVP & Chief R & QA Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,500

Underlying: Common Stock · 32,500 shares

Expires 2022-12-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 25, 2018.

F8 · derivative.exercise_date: 1/48th of the shares subject to the stock option vest and become exercisable each month following December 17, 2015.

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March 27, 2018 Filed Mar 28, 2018 20:10 UTC
Clark Mitchall G.EVP & Chief R & QA Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 28,848 $0.00 Strike: $25.15 $0.00
Disclosure

SEC source: 0001209191-18-021991 · doc4.xml · derivative · entry 10

Clark Mitchall G. · CIK 0001612094 · EVP & Chief R & QA Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,194

Underlying: Common Stock · 28,848 shares

Expires 2022-01-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 25, 2018.

F7 · derivative.exercise_date: 1/48th of the shares subject to the stock option vest and become exercisable each month following January 16, 2015.

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March 27, 2018 Filed Mar 28, 2018 20:10 UTC
Clark Mitchall G.EVP & Chief R & QA Officer
SaleCommon Stock 11,103 $41.10 $456,333.30
Disclosure

SEC source: 0001209191-18-021991 · doc4.xml · nonDerivative · entry 9

Clark Mitchall G. · CIK 0001612094 · EVP & Chief R & QA Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,071

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 25, 2018.

Read SEC document
March 27, 2018 Filed Mar 28, 2018 20:10 UTC
Clark Mitchall G.EVP & Chief R & QA Officer
SaleCommon Stock 2,800 $40.40 $113,120.00
Disclosure

SEC source: 0001209191-18-021991 · doc4.xml · nonDerivative · entry 8

Clark Mitchall G. · CIK 0001612094 · EVP & Chief R & QA Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,174

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 25, 2018.

F6 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $40.00 to $40.65. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

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March 27, 2018 Filed Mar 28, 2018 20:10 UTC
Clark Mitchall G.EVP & Chief R & QA Officer
SaleCommon Stock 2,170 $39.53 $85,780.10
Disclosure

SEC source: 0001209191-18-021991 · doc4.xml · nonDerivative · entry 7

Clark Mitchall G. · CIK 0001612094 · EVP & Chief R & QA Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,974

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 25, 2018.

F5 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $38.85 to $39.75. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
March 27, 2018 Filed Mar 28, 2018 20:10 UTC
Clark Mitchall G.EVP & Chief R & QA Officer
SaleCommon Stock 29,980 $38.23 $1,146,135.40
Disclosure

SEC source: 0001209191-18-021991 · doc4.xml · nonDerivative · entry 6

Clark Mitchall G. · CIK 0001612094 · EVP & Chief R & QA Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,144

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 25, 2018.

F4 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $37.80 to $38.80. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
March 27, 2018 Filed Mar 28, 2018 20:10 UTC
Clark Mitchall G.EVP & Chief R & QA Officer
SaleCommon Stock 31,356 $37.10 $1,163,307.60
Disclosure

SEC source: 0001209191-18-021991 · doc4.xml · nonDerivative · entry 5

Clark Mitchall G. · CIK 0001612094 · EVP & Chief R & QA Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,124

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 25, 2018.

F3 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $36.75 to $37.75. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
March 27, 2018 Filed Mar 28, 2018 20:10 UTC
Clark Mitchall G.EVP & Chief R & QA Officer
SaleCommon Stock 22,794 $36.43 $830,385.42
Disclosure

SEC source: 0001209191-18-021991 · doc4.xml · nonDerivative · entry 4

Clark Mitchall G. · CIK 0001612094 · EVP & Chief R & QA Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,480

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 25, 2018.

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $35.70 to $36.70. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
March 27, 2018 Filed Mar 28, 2018 20:10 UTC
Clark Mitchall G.EVP & Chief R & QA Officer
Exercise / conversionCommon Stock 11,406 $11.00 $125,466.00
Disclosure

SEC source: 0001209191-18-021991 · doc4.xml · nonDerivative · entry 3

Clark Mitchall G. · CIK 0001612094 · EVP & Chief R & QA Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,274

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 25, 2018.

Read SEC document
March 27, 2018 Filed Mar 28, 2018 20:10 UTC
Clark Mitchall G.EVP & Chief R & QA Officer
Exercise / conversionCommon Stock 32,500 $22.72 $738,400.00
Disclosure

SEC source: 0001209191-18-021991 · doc4.xml · nonDerivative · entry 2

Clark Mitchall G. · CIK 0001612094 · EVP & Chief R & QA Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 25, 2018.

Read SEC document
March 27, 2018 Filed Mar 28, 2018 20:10 UTC
Clark Mitchall G.EVP & Chief R & QA Officer
Exercise / conversionCommon Stock 28,848 $25.15 $725,527.20
Disclosure

SEC source: 0001209191-18-021991 · doc4.xml · nonDerivative · entry 1

Clark Mitchall G. · CIK 0001612094 · EVP & Chief R & QA Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 25, 2018.

Read SEC document
March 27, 2018 Filed Apr 3, 2018 18:55 UTC Amendment
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 200 $38.40 $7,680.00
Disclosure

SEC source: 0001209191-18-023327 · doc4a.xml · nonDerivative · entry 1

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 206,478

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 18, 2017.

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $38.30 to $38.50. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
March 26, 2018 Filed Mar 27, 2018 20:30 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 1,200 $41.12 $49,344.00
Disclosure

SEC source: 0001209191-18-021844 · doc4.xml · nonDerivative · entry 2

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 210,878

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 18, 2017.

F4 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $40.85 to $41.45. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
March 26, 2018 Filed Mar 27, 2018 20:30 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 3,200 $39.72 $127,104.00
Disclosure

SEC source: 0001209191-18-021844 · doc4.xml · nonDerivative · entry 1

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 212,078

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 18, 2017.

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $39.25 to $40.20. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
March 26, 2018 Filed Mar 27, 2018 20:16 UTC
Haqq ChristopherEVP, R&D & Chief Scientific Of
SaleCommon Stock 1,100 $40.29 $44,319.00
Disclosure

SEC source: 0001209191-18-021728 · doc4.xml · nonDerivative · entry 2

Haqq Christopher · CIK 0001612095 · EVP, R&D & Chief Scientific Of

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,905

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 25, 2018.

F3 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $40.20 to $40.50. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
March 26, 2018 Filed Mar 27, 2018 20:16 UTC
Haqq ChristopherEVP, R&D & Chief Scientific Of
SaleCommon Stock 17,227 $39.76 $684,945.52
Disclosure

SEC source: 0001209191-18-021728 · doc4.xml · nonDerivative · entry 1

Haqq Christopher · CIK 0001612095 · EVP, R&D & Chief Scientific Of

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,005

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 25, 2018.

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $39.15 to $40.15. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.