Tapewire

Nasdaq · USD

ATRA

Atara Biotherapeutics, Inc.

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Tapewire entity
6828
SEC CIK
0001604464
Parsed reports
491

Last 12 months

Inside the activity.

2 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202505
Dec 202500
Jan 202601
Feb 202600
Mar 202608
Apr 202600
May 202613
Jun 202600
Jul 202600
Aug 202601
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 30, 2018 Filed Jul 31, 2018 21:08 UTC
Newell JoeChief Tech. Operations Officer
Exercise / conversionCommon Stock 10,000 $20.40 $204,000.00
Disclosure

SEC source: 0001209191-18-044584 · doc4.xml · nonDerivative · entry 1

Newell Joe · CIK 0001702457 · Chief Tech. Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,858

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 29, 2018.

Read SEC document
July 27, 2018 Filed Jul 30, 2018 16:43 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 1,700 $37.53 $63,801.00
Disclosure

SEC source: 0001209191-18-044412 · doc4.xml · nonDerivative · entry 4

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 89,878

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 23, 2018.

F5 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $37.20 to $37.95. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
July 27, 2018 Filed Jul 30, 2018 16:43 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 2,200 $36.55 $80,410.00
Disclosure

SEC source: 0001209191-18-044412 · doc4.xml · nonDerivative · entry 3

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 91,578

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 23, 2018.

F4 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $36.00 to $36.825. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
July 27, 2018 Filed Sep 11, 2018 22:49 UTC
Koppikar UtpalChief Financial Officer
PurchaseCommon Stock 2,000 $36.80 $73,600.00
Disclosure

SEC source: 0001209191-18-050564 · doc4.xml · nonDerivative · entry 1

Koppikar Utpal · CIK 0001742696 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,000

F1 · price: The price in Column 4 is a weighted average purchase price. The prices actually paid ranged from $36.40 to $37.20. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 16:43 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 100 $39.45 $3,945.00
Disclosure

SEC source: 0001209191-18-044412 · doc4.xml · nonDerivative · entry 2

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 93,778

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 23, 2018.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 16:43 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 3,800 $39.02 $148,276.00
Disclosure

SEC source: 0001209191-18-044412 · doc4.xml · nonDerivative · entry 1

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 93,878

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 23, 2018.

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $38.40 to $39.35. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
July 10, 2018 Filed Jul 11, 2018 16:09 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 6,100 $40.54 $247,294.00
Disclosure

SEC source: 0001209191-18-042311 · doc4.xml · nonDerivative · entry 4

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 97,678

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 23, 2018.

F6 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $40.325 to $41.15. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
July 10, 2018 Filed Jul 11, 2018 16:09 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 22,300 $39.93 $890,439.00
Disclosure

SEC source: 0001209191-18-042311 · doc4.xml · nonDerivative · entry 3

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 103,778

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 23, 2018.

F5 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $39.30 to $40.30. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
July 09, 2018 Filed Jul 11, 2018 16:09 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 2,141 $40.63 $86,988.83
Disclosure

SEC source: 0001209191-18-042311 · doc4.xml · nonDerivative · entry 2

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 126,078

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 23, 2018.

F4 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $40.475 to $41.20. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
July 09, 2018 Filed Jul 11, 2018 16:09 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 27,859 $39.88 $1,111,016.92
Disclosure

SEC source: 0001209191-18-042311 · doc4.xml · nonDerivative · entry 1

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 128,219

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 23, 2018.

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $39.45 to $40.45. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
June 27, 2018 Filed Jun 27, 2018 19:15 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 500 $39.40 $19,700.00
Disclosure

SEC source: 0001209191-18-039715 · doc4.xml · nonDerivative · entry 4

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 156,078

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 18, 2017.

F6 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $38.80 to $39.55. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
June 27, 2018 Filed Jun 27, 2018 19:15 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 1,500 $37.57 $56,355.00
Disclosure

SEC source: 0001209191-18-039715 · doc4.xml · nonDerivative · entry 3

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 156,578

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 18, 2017.

F5 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $37.05 to $38.05. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
June 26, 2018 Filed Jun 27, 2018 19:15 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 1,700 $40.79 $69,343.00
Disclosure

SEC source: 0001209191-18-039715 · doc4.xml · nonDerivative · entry 2

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 158,078

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 18, 2017.

F4 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $40.65 to $40.90. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
June 26, 2018 Filed Jun 27, 2018 19:15 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 2,700 $40.01 $108,027.00
Disclosure

SEC source: 0001209191-18-039715 · doc4.xml · nonDerivative · entry 1

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 159,778

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 18, 2017.

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $39.50 to $40.40. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
June 18, 2018 Filed Jun 19, 2018 20:35 UTC SaleCommon Stock 400 $45.29 $18,116.00
Disclosure

SEC source: 0001209191-18-038568 · doc4.xml · nonDerivative · entry 2

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,192

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted October 14, 2016.

F3 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $45.25 to $45.45. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
June 18, 2018 Filed Jun 19, 2018 20:35 UTC SaleCommon Stock 2,100 $44.68 $93,828.00
Disclosure

SEC source: 0001209191-18-038568 · doc4.xml · nonDerivative · entry 1

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,592

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted October 14, 2016.

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $44.10 to $45.10. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
June 14, 2018 Filed Jun 18, 2018 23:21 UTC GrantNon-Qualified Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $45.65 $0.00
Disclosure

SEC source: 0001209191-18-038423 · doc4.xml · derivative · entry 6

SEIDENBERG BETH C · CIK 0001184592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2025-06-13

F6 · derivative.exercise_date: The option shall vest on June 14, 2019, subject to the Reporting Person's continuous service.

Read SEC document
June 14, 2018 Filed Jun 18, 2018 23:21 UTC GrantCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-038423 · doc4.xml · nonDerivative · entry 1

SEIDENBERG BETH C · CIK 0001184592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,189

F1 · shares: These restricted stock units shall vest on June 14, 2019, subject to the Reporting Person's continuous service.

Read SEC document
June 14, 2018 Filed Jun 18, 2018 20:23 UTC GrantNon-Qualified Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $45.65 $0.00
Disclosure

SEC source: 0001209191-18-038300 · doc4.xml · derivative · entry 2

DOBMEIER ERIC · CIK 0001202785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2025-06-13

F2 · derivative.exercise_date: The option shall vest on June 14, 2019, subject to the Reporting Person's continuous service.

Read SEC document
June 14, 2018 Filed Jun 18, 2018 20:23 UTC GrantCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-038300 · doc4.xml · nonDerivative · entry 1

DOBMEIER ERIC · CIK 0001202785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

F1 · shares: These restricted stock units shall vest on June 14, 2019, subject to the Reporting Person's continuous service.

Read SEC document
June 14, 2018 Filed Jun 19, 2018 01:15 UTC GrantNon-Qualified Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $45.65 $0.00
Disclosure

SEC source: 0001209191-18-038443 · doc4.xml · derivative · entry 2

HEIDEN WILLIAM K · CIK 0001214939 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2025-06-13

F2 · derivative.exercise_date: The option shall vest on June 14, 2019, subject to the Reporting Person's continuous service.

Read SEC document
June 14, 2018 Filed Jun 19, 2018 01:15 UTC GrantCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-038443 · doc4.xml · nonDerivative · entry 1

HEIDEN WILLIAM K · CIK 0001214939 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,500

F1 · shares: These restricted stock units shall vest on June 14, 2019, subject to the Reporting Person's continuous service.

Read SEC document
June 14, 2018 Filed Jun 18, 2018 20:29 UTC GrantNon-Qualified Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $45.65 $0.00
Disclosure

SEC source: 0001209191-18-038314 · doc4.xml · derivative · entry 4

MARCUS JOEL S · CIK 0001216955 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2025-06-13

F3 · derivative.exercise_date: The option shall vest on June 14, 2019, subject to the Reporting Person's continuous service.

Read SEC document
June 14, 2018 Filed Jun 18, 2018 20:29 UTC GrantCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-038314 · doc4.xml · nonDerivative · entry 1

MARCUS JOEL S · CIK 0001216955 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,500

F1 · shares: These restricted stock units shall vest on June 14, 2019, subject to the Reporting Person's continuous service.

Read SEC document
June 14, 2018 Filed Jun 18, 2018 20:28 UTC GrantNon-Qualified Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $45.65 $0.00
Disclosure

SEC source: 0001209191-18-038309 · doc4.xml · derivative · entry 2

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2025-06-13

F2 · derivative.exercise_date: The option shall vest on June 14, 2019, subject to the Reporting Person's continuous service.

Read SEC document
June 14, 2018 Filed Jun 18, 2018 20:28 UTC GrantCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-038309 · doc4.xml · nonDerivative · entry 1

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,692

F1 · shares: These restricted stock units shall vest on June 14, 2019, subject to the Reporting Person's continuous service.

Read SEC document
June 14, 2018 Filed Jun 18, 2018 20:24 UTC GrantNon-Qualified Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $45.65 $0.00
Disclosure

SEC source: 0001209191-18-038302 · doc4.xml · derivative · entry 2

Fust Matthew K · CIK 0001397266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2025-06-13

F2 · derivative.exercise_date: The option shall vest on June 14, 2019, subject to the Reporting Person's continuous service.

Read SEC document
June 14, 2018 Filed Jun 18, 2018 20:24 UTC GrantCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-038302 · doc4.xml · nonDerivative · entry 1

Fust Matthew K · CIK 0001397266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,854

F1 · shares: These restricted stock units shall vest on June 14, 2019, subject to the Reporting Person's continuous service.

Read SEC document
June 14, 2018 Filed Mar 1, 2019 21:08 UTC Amendment GrantNon-Qualified Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $45.65 $0.00
Disclosure

SEC source: 0001209191-19-014938 · doc4a.xml · derivative · entry 4

MARCUS JOEL S · CIK 0001216955 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2025-06-13

F3 · derivative.exercise_date: The option shall vest on June 14, 2019, subject to the Reporting Person's continuous service.

Read SEC document
June 14, 2018 Filed Mar 1, 2019 21:08 UTC Amendment GrantCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-014938 · doc4a.xml · nonDerivative · entry 1

MARCUS JOEL S · CIK 0001216955 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,500

F1 · shares: These restricted stock units shall vest on June 14, 2019, subject to the Reporting Person's continuous service.

Read SEC document
June 07, 2018 Filed Jun 7, 2018 22:26 UTC
Koppikar UtpalChief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $42.30 $0.00
Disclosure

SEC source: 0001209191-18-036488 · doc4.xml · derivative · entry 2

Koppikar Utpal · CIK 0001742696 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2025-06-06

F2 · derivative.exercise_date: 25% of the shares subject to the option vest on June 7, 2019 and the remaining shares vest in equal monthly installments over the following 36 months.

Read SEC document
June 07, 2018 Filed Jun 7, 2018 22:26 UTC
Koppikar UtpalChief Financial Officer
GrantCommon Stock 45,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-036488 · doc4.xml · nonDerivative · entry 1

Koppikar Utpal · CIK 0001742696 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

F1 · shares: 25% of the shares subject to restricted stock units vest on June 7, 2019 and the remaining shares vest in equal annual installments over the following 3 years.

Read SEC document
June 06, 2018 Filed Jun 6, 2018 19:18 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 1,000 $48.59 $48,590.00
Disclosure

SEC source: 0001209191-18-036168 · doc4.xml · nonDerivative · entry 5

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 162,478

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 18, 2017.

F7 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $48.30 to $48.875. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
June 06, 2018 Filed Jun 6, 2018 19:18 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 1,500 $47.69 $71,535.00
Disclosure

SEC source: 0001209191-18-036168 · doc4.xml · nonDerivative · entry 4

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 163,478

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 18, 2017.

F6 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $47.20 to $48.20. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
June 06, 2018 Filed Jun 6, 2018 19:18 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 1,900 $46.53 $88,407.00
Disclosure

SEC source: 0001209191-18-036168 · doc4.xml · nonDerivative · entry 3

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 164,978

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 18, 2017.

F5 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $46.15 to $47.075. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
June 05, 2018 Filed Jun 6, 2018 19:18 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 1,200 $50.27 $60,324.00
Disclosure

SEC source: 0001209191-18-036168 · doc4.xml · nonDerivative · entry 2

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 166,878

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 18, 2017.

F4 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $50.05 to $50.55. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
June 05, 2018 Filed Jun 6, 2018 19:18 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 3,200 $49.51 $158,432.00
Disclosure

SEC source: 0001209191-18-036168 · doc4.xml · nonDerivative · entry 1

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 168,078

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 18, 2017.

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $49.00 to $50.00. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

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May 22, 2018 Filed May 22, 2018 19:02 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 4,400 $50.88 $223,872.00
Disclosure

SEC source: 0001209191-18-032447 · doc4.xml · nonDerivative · entry 4

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 171,278

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 18, 2017.

F6 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $50.35 to $51.25. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

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May 21, 2018 Filed May 22, 2018 19:02 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 900 $53.64 $48,276.00
Disclosure

SEC source: 0001209191-18-032447 · doc4.xml · nonDerivative · entry 3

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 175,678

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 18, 2017.

F5 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $53.45 to $53.825. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

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May 21, 2018 Filed May 22, 2018 19:02 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 2,000 $52.83 $105,660.00
Disclosure

SEC source: 0001209191-18-032447 · doc4.xml · nonDerivative · entry 2

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 176,578

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 18, 2017.

F4 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $52.40 to $53.40. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

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May 21, 2018 Filed May 22, 2018 19:02 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 1,500 $51.67 $77,505.00
Disclosure

SEC source: 0001209191-18-032447 · doc4.xml · nonDerivative · entry 1

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 178,578

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 18, 2017.

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $51.35 to $52.15. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

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May 18, 2018 Filed May 21, 2018 18:32 UTC
Clark Mitchall G.EVP & Chief R & QA Officer
SaleCommon Stock 25,860 $50.03 $1,293,775.80
Disclosure

SEC source: 0001209191-18-032073 · doc4.xml · nonDerivative · entry 1

Clark Mitchall G. · CIK 0001612094 · EVP & Chief R & QA Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,972

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 25, 2018.

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $50.00 to $50.10. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

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May 16, 2018 Filed May 16, 2018 20:38 UTC
Clark Mitchall G.EVP & Chief R & QA Officer
SaleCommon Stock 300 $46.30 $13,890.00
Disclosure

SEC source: 0001209191-18-030724 · doc4.xml · nonDerivative · entry 3

Clark Mitchall G. · CIK 0001612094 · EVP & Chief R & QA Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,832

F2 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 25, 2018.

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May 16, 2018 Filed May 16, 2018 20:38 UTC
Clark Mitchall G.EVP & Chief R & QA Officer
SaleCommon Stock 4,347 $46.04 $200,135.88
Disclosure

SEC source: 0001209191-18-030724 · doc4.xml · nonDerivative · entry 2

Clark Mitchall G. · CIK 0001612094 · EVP & Chief R & QA Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,132

F2 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 25, 2018.

F3 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $45.25 to $46.25. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

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May 16, 2018 Filed May 17, 2018 00:37 UTC SaleCommon Stock 273 $46.06 $12,574.38
Disclosure

SEC source: 0001209191-18-030723 · doc4.xml · nonDerivative · entry 2

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,192

F2 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted October 14, 2016.

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May 15, 2018 Filed May 17, 2018 00:41 UTC
Porter DerrellSVP, Head of Global Commercial
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 16,334 $0.00 Strike: $14.30 $0.00
Disclosure

SEC source: 0001209191-18-030727 · doc4.xml · derivative · entry 3

Porter Derrell · CIK 0001706400 · SVP, Head of Global Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,666

Underlying: Common Stock · 16,334 shares

Expires 2024-05-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted March 9, 2018.

F3 · derivative.exercise_date: 25% of the shares subject to the option vest and become exercisable on May 10, 2018 and 1/48th of the shares subject to the stock option vest and become exercisable each full month thereafter.

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May 15, 2018 Filed May 17, 2018 00:41 UTC
Porter DerrellSVP, Head of Global Commercial
SaleCommon Stock 16,334 $45.02 $735,356.68
Disclosure

SEC source: 0001209191-18-030727 · doc4.xml · nonDerivative · entry 2

Porter Derrell · CIK 0001706400 · SVP, Head of Global Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted March 9, 2018.

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $45.00 to $45.05. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range

Read SEC document
May 15, 2018 Filed May 17, 2018 00:41 UTC
Porter DerrellSVP, Head of Global Commercial
Exercise / conversionCommon Stock 16,334 $14.30 $233,576.20
Disclosure

SEC source: 0001209191-18-030727 · doc4.xml · nonDerivative · entry 1

Porter Derrell · CIK 0001706400 · SVP, Head of Global Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,834

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted March 9, 2018.

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May 15, 2018 Filed May 16, 2018 20:38 UTC
Clark Mitchall G.EVP & Chief R & QA Officer
Exercise / conversionRestricted Stock Units · Derivative 4,808 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-030724 · doc4.xml · derivative · entry 4

Clark Mitchall G. · CIK 0001612094 · EVP & Chief R & QA Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,808 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock or a cash settlement.

F5 · derivative.exercise_date: The RSUs were granted with both (a) a liquidity event-based vesting condition and (b) a service-based vesting condition, both of which conditions must be satisfied in order for the RSUs to vest. The liquidity event-based condition was satisfied upon the closing of the Issuer's initial public offering (the "IPO"). The shares that vested on the closing date of the IPO, and the shares that vested thereafter through May 15, 2015, were settled on May 15, 2015. The service-based vesting condition provides that 25% of the total number of shares on March 17, 2015 and 1/48th of the total number of shares monthly thereafter, subject to the holder's continuous service through each such date.

F6 · derivative.expiration_date: The earlier of (i) March 27, 2021 or (ii) the recepient's termination date.

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May 15, 2018 Filed May 16, 2018 20:38 UTC
Clark Mitchall G.EVP & Chief R & QA Officer
Exercise / conversionCommon Stock 4,808 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-030724 · doc4.xml · nonDerivative · entry 1

Clark Mitchall G. · CIK 0001612094 · EVP & Chief R & QA Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,479

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares issued upon settlement of vested restricted stock units ("RSUs").

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.