Tapewire

Nasdaq · USD

ATRA

Atara Biotherapeutics, Inc.

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6828
SEC CIK
0001604464
Parsed reports
491

Last 12 months

Inside the activity.

2 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202505
Dec 202500
Jan 202601
Feb 202600
Mar 202608
Apr 202600
May 202613
Jun 202600
Jul 202600
Aug 202601
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 01, 2018 Filed Nov 3, 2018 00:15 UTC
Newell JoeChief Tech. Operations Officer
SaleCommon Stock 1,500 $35.00 $52,500.00
Disclosure

SEC source: 0001209191-18-057055 · doc4.xml · nonDerivative · entry 2

Newell Joe · CIK 0001702457 · Chief Tech. Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,858

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 29, 2018.

Read SEC document
November 01, 2018 Filed Nov 3, 2018 00:15 UTC
Newell JoeChief Tech. Operations Officer
Exercise / conversionCommon Stock 1,500 $20.40 $30,600.00
Disclosure

SEC source: 0001209191-18-057055 · doc4.xml · nonDerivative · entry 1

Newell Joe · CIK 0001702457 · Chief Tech. Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 29, 2018.

Read SEC document
October 23, 2018 Filed Oct 23, 2018 18:10 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 800 $35.18 $28,144.00
Disclosure

SEC source: 0001209191-18-055990 · doc4.xml · nonDerivative · entry 5

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 43,078

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 23, 2018.

F7 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $34.92 to $35.43. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
October 23, 2018 Filed Oct 23, 2018 18:10 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 1,700 $34.39 $58,463.00
Disclosure

SEC source: 0001209191-18-055990 · doc4.xml · nonDerivative · entry 4

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 43,878

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 23, 2018.

F6 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $33.77 to $34.68. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
October 23, 2018 Filed Oct 23, 2018 18:10 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 1,400 $33.17 $46,438.00
Disclosure

SEC source: 0001209191-18-055990 · doc4.xml · nonDerivative · entry 3

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 45,578

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 23, 2018.

F5 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $32.75 to $33.44. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
October 22, 2018 Filed Oct 23, 2018 18:10 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 795 $34.26 $27,236.70
Disclosure

SEC source: 0001209191-18-055990 · doc4.xml · nonDerivative · entry 2

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 46,978

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 23, 2018.

F4 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $34.11 to $34.47. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
October 22, 2018 Filed Oct 23, 2018 18:10 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 3,105 $33.66 $104,514.30
Disclosure

SEC source: 0001209191-18-055990 · doc4.xml · nonDerivative · entry 1

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 47,773

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 23, 2018.

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $33.09 to $34.06. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
October 05, 2018 Filed Oct 5, 2018 19:45 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 100 $41.00 $4,100.00
Disclosure

SEC source: 0001209191-18-054455 · doc4.xml · nonDerivative · entry 5

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 50,878

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 23, 2018.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
October 05, 2018 Filed Oct 5, 2018 19:45 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 1,900 $40.25 $76,475.00
Disclosure

SEC source: 0001209191-18-054455 · doc4.xml · nonDerivative · entry 4

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 50,978

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 23, 2018.

F6 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $39.88 to $40.51. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
October 05, 2018 Filed Oct 5, 2018 19:45 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 1,900 $39.58 $75,202.00
Disclosure

SEC source: 0001209191-18-054455 · doc4.xml · nonDerivative · entry 3

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 52,878

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 23, 2018.

F5 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $38.84 to $39.84. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
October 04, 2018 Filed Oct 5, 2018 19:45 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 1,300 $41.34 $53,742.00
Disclosure

SEC source: 0001209191-18-054455 · doc4.xml · nonDerivative · entry 2

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 54,778

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 23, 2018.

F4 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $41.00 to $41.65. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
October 04, 2018 Filed Oct 5, 2018 19:45 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 2,600 $40.09 $104,234.00
Disclosure

SEC source: 0001209191-18-054455 · doc4.xml · nonDerivative · entry 1

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 56,078

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 23, 2018.

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $39.50 to $40.50. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 20:25 UTC
Newell JoeChief Tech. Operations Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,500 $0.00 Strike: $20.40 $0.00
Disclosure

SEC source: 0001209191-18-053131 · doc4.xml · derivative · entry 4

Newell Joe · CIK 0001702457 · Chief Tech. Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,500

Underlying: Common Stock · 1,500 shares

Expires 2024-04-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 29, 2018.

F4 · derivative.exercise_date: 25% of the shares shall vest one year from April 3, 2017, and the remaining shares shall vest in 36 equal monthly installment thereafter, subject to the reporting person's continuous service.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 20:25 UTC
Newell JoeChief Tech. Operations Officer
SaleCommon Stock 400 $41.99 $16,796.00
Disclosure

SEC source: 0001209191-18-053131 · doc4.xml · nonDerivative · entry 3

Newell Joe · CIK 0001702457 · Chief Tech. Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,858

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 29, 2018.

F3 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $41.75 to $42.21. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 20:25 UTC
Newell JoeChief Tech. Operations Officer
SaleCommon Stock 1,100 $41.02 $45,122.00
Disclosure

SEC source: 0001209191-18-053131 · doc4.xml · nonDerivative · entry 2

Newell Joe · CIK 0001702457 · Chief Tech. Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,258

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 29, 2018.

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $40.53 to $41.36. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 20:25 UTC
Newell JoeChief Tech. Operations Officer
Exercise / conversionCommon Stock 1,500 $20.40 $30,600.00
Disclosure

SEC source: 0001209191-18-053131 · doc4.xml · nonDerivative · entry 1

Newell Joe · CIK 0001702457 · Chief Tech. Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 29, 2018.

Read SEC document
September 26, 2018 Filed Sep 27, 2018 20:56 UTC
Haqq ChristopherEVP, R&D & Chief Scientific Of
SaleCommon Stock 13,500 $43.08 $581,580.00
Disclosure

SEC source: 0001209191-18-052465 · doc4.xml · nonDerivative · entry 1

Haqq Christopher · CIK 0001612095 · EVP, R&D & Chief Scientific Of

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,355

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 25, 2018.

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $42.70 to $43.525. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
September 25, 2018 Filed Sep 25, 2018 21:02 UTC
Haqq ChristopherEVP, R&D & Chief Scientific Of
SaleCommon Stock 3,500 $41.23 $144,305.00
Disclosure

SEC source: 0001209191-18-052162 · doc4.xml · nonDerivative · entry 4

Haqq Christopher · CIK 0001612095 · EVP, R&D & Chief Scientific Of

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,855

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 25, 2018.

F5 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $41.10 to $41.475. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
September 25, 2018 Filed Sep 25, 2018 21:02 UTC
Haqq ChristopherEVP, R&D & Chief Scientific Of
SaleCommon Stock 10,000 $40.26 $402,600.00
Disclosure

SEC source: 0001209191-18-052162 · doc4.xml · nonDerivative · entry 3

Haqq Christopher · CIK 0001612095 · EVP, R&D & Chief Scientific Of

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,355

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 25, 2018.

F4 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $39.975 to $40.95. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
September 24, 2018 Filed Sep 25, 2018 21:02 UTC
Haqq ChristopherEVP, R&D & Chief Scientific Of
SaleCommon Stock 3,931 $40.53 $159,323.43
Disclosure

SEC source: 0001209191-18-052162 · doc4.xml · nonDerivative · entry 2

Haqq Christopher · CIK 0001612095 · EVP, R&D & Chief Scientific Of

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,355

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 25, 2018.

F3 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $40.20 to $40.70. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
September 24, 2018 Filed Sep 25, 2018 21:02 UTC
Haqq ChristopherEVP, R&D & Chief Scientific Of
SaleCommon Stock 14,069 $39.74 $559,102.06
Disclosure

SEC source: 0001209191-18-052162 · doc4.xml · nonDerivative · entry 1

Haqq Christopher · CIK 0001612095 · EVP, R&D & Chief Scientific Of

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,286

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 25, 2018.

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $39.15 to $40.15. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
September 22, 2018 Filed Sep 25, 2018 16:17 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
Tax withholdingCommon Stock 79,328 $39.85 $3,161,220.80
Disclosure

SEC source: 0001209191-18-052146 · doc4.xml · nonDerivative · entry 1

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 733,285

F1 · kind: Shares sold to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
September 22, 2018 Filed Sep 25, 2018 16:17 UTC
Soffer GadEVP & Chief Strategy Officer
Tax withholdingCommon Stock 22,158 $39.85 $882,996.30
Disclosure

SEC source: 0001209191-18-052145 · doc4.xml · nonDerivative · entry 1

Soffer Gad · CIK 0001612090 · EVP & Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,966

F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
September 19, 2018 Filed Sep 20, 2018 16:26 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 3,900 $39.99 $155,961.00
Disclosure

SEC source: 0001209191-18-051790 · doc4.xml · nonDerivative · entry 2

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 58,678

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 23, 2018.

F4 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $39.675 to $40.55. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 16:26 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 3,900 $39.62 $154,518.00
Disclosure

SEC source: 0001209191-18-051790 · doc4.xml · nonDerivative · entry 1

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 62,578

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 23, 2018.

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $39.25 to $40.125. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
September 11, 2018 Filed Sep 12, 2018 21:57 UTC GrantStock Option (Right to Buy) · Derivative 16,500 $0.00 Strike: $41.05 $0.00
Disclosure

SEC source: 0001209191-18-050690 · doc4.xml · derivative · entry 1

Baynes Roy D. · CIK 0001680739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,500

Underlying: Common Stock · 16,500 shares

Expires 2025-09-10

F1 · derivative.exercise_date: 1/3rd of the shares will vest on the first, second and third anniversaries of the grant date, subject to the Director's Continuous Service (as defined in the Plan).

Read SEC document
September 07, 2018 Filed Sep 10, 2018 16:19 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 1,827 $40.23 $73,500.21
Disclosure

SEC source: 0001209191-18-050256 · doc4.xml · nonDerivative · entry 4

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 66,478

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 23, 2018.

F6 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $40.15 to $40.40. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
September 07, 2018 Filed Sep 10, 2018 16:19 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 2,073 $39.74 $82,381.02
Disclosure

SEC source: 0001209191-18-050256 · doc4.xml · nonDerivative · entry 3

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 68,305

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 23, 2018.

F5 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $39.10 to $40.10. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
September 06, 2018 Filed Sep 10, 2018 16:19 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 1,120 $39.42 $44,150.40
Disclosure

SEC source: 0001209191-18-050256 · doc4.xml · nonDerivative · entry 2

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 70,378

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 23, 2018.

F4 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $39.25 to $39.90. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
September 06, 2018 Filed Sep 10, 2018 16:19 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 2,780 $38.45 $106,891.00
Disclosure

SEC source: 0001209191-18-050256 · doc4.xml · nonDerivative · entry 1

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 71,498

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 23, 2018.

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $38.05 to $39.00. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
September 04, 2018 Filed Sep 5, 2018 21:28 UTC
Newell JoeChief Tech. Operations Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,500 $0.00 Strike: $20.40 $0.00
Disclosure

SEC source: 0001209191-18-049620 · doc4.xml · derivative · entry 4

Newell Joe · CIK 0001702457 · Chief Tech. Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,000

Underlying: Common Stock · 1,500 shares

Expires 2024-04-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 29, 2018.

F4 · derivative.exercise_date: 25% of the shares shall vest one year from April 3, 2017, and the remaining shares shall vest in 36 equal monthly installment thereafter, subject to the reporting person's continuous service.

Read SEC document
September 04, 2018 Filed Sep 5, 2018 21:28 UTC
Newell JoeChief Tech. Operations Officer
SaleCommon Stock 498 $40.04 $19,939.92
Disclosure

SEC source: 0001209191-18-049620 · doc4.xml · nonDerivative · entry 3

Newell Joe · CIK 0001702457 · Chief Tech. Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,858

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 29, 2018.

F3 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $39.75 to $40.30. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
September 04, 2018 Filed Sep 5, 2018 21:28 UTC
Newell JoeChief Tech. Operations Officer
SaleCommon Stock 1,002 $39.16 $39,238.32
Disclosure

SEC source: 0001209191-18-049620 · doc4.xml · nonDerivative · entry 2

Newell Joe · CIK 0001702457 · Chief Tech. Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,356

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 29, 2018.

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $38.60 to $39.55. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

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September 04, 2018 Filed Sep 5, 2018 21:28 UTC
Newell JoeChief Tech. Operations Officer
Exercise / conversionCommon Stock 1,500 $20.40 $30,600.00
Disclosure

SEC source: 0001209191-18-049620 · doc4.xml · nonDerivative · entry 1

Newell Joe · CIK 0001702457 · Chief Tech. Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 29, 2018.

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August 21, 2018 Filed Aug 22, 2018 16:19 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 3,900 $36.69 $143,091.00
Disclosure

SEC source: 0001209191-18-047937 · doc4.xml · nonDerivative · entry 2

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 74,278

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 23, 2018.

F4 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $36.35 to $37. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

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August 20, 2018 Filed Aug 22, 2018 16:19 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 3,900 $36.04 $140,556.00
Disclosure

SEC source: 0001209191-18-047937 · doc4.xml · nonDerivative · entry 1

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 78,178

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 23, 2018.

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $35.60 to $36.45. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

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August 15, 2018 Filed Aug 16, 2018 21:12 UTC
Haqq ChristopherEVP, R&D & Chief Scientific Of
SaleCommon Stock 775 $37.54 $29,093.50
Disclosure

SEC source: 0001209191-18-047107 · doc4.xml · nonDerivative · entry 1

Haqq Christopher · CIK 0001612095 · EVP, R&D & Chief Scientific Of

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,355

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 25, 2018.

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $37.20 to $37.80. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

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August 15, 2018 Filed Aug 16, 2018 20:16 UTC
Soffer GadEVP & Chief Strategy Officer
Tax withholdingCommon Stock 382 $35.90 $13,713.80
Disclosure

SEC source: 0001209191-18-047221 · doc4.xml · nonDerivative · entry 1

Soffer Gad · CIK 0001612090 · EVP & Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,124

F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

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August 07, 2018 Filed Aug 7, 2018 17:56 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 300 $37.75 $11,325.00
Disclosure

SEC source: 0001209191-18-045749 · doc4.xml · nonDerivative · entry 3

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 82,078

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 23, 2018.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
August 07, 2018 Filed Aug 7, 2018 17:56 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 3,600 $37.35 $134,460.00
Disclosure

SEC source: 0001209191-18-045749 · doc4.xml · nonDerivative · entry 2

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 82,378

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 23, 2018.

F4 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $36.70 to $37.70. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
August 06, 2018 Filed Aug 7, 2018 17:56 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 3,900 $37.48 $146,172.00
Disclosure

SEC source: 0001209191-18-045749 · doc4.xml · nonDerivative · entry 1

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 85,978

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 23, 2018.

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $36.90 to $37.85. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
August 01, 2018 Filed Aug 1, 2018 22:21 UTC
Newell JoeChief Tech. Operations Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,500 $0.00 Strike: $20.40 $0.00
Disclosure

SEC source: 0001209191-18-044804 · doc4.xml · derivative · entry 6

Newell Joe · CIK 0001702457 · Chief Tech. Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,500

Underlying: Common Stock · 1,500 shares

Expires 2024-04-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 29, 2018.

F4 · derivative.exercise_date: 25% of the shares shall vest one year from April 3, 2017, and the remaining shares shall vest in 36 equal monthly installment thereafter, subject to the reporting person's continuous service.

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August 01, 2018 Filed Aug 1, 2018 22:21 UTC
Newell JoeChief Tech. Operations Officer
SaleCommon Stock 100 $40.40 $4,040.00
Disclosure

SEC source: 0001209191-18-044804 · doc4.xml · nonDerivative · entry 5

Newell Joe · CIK 0001702457 · Chief Tech. Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,858

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 29, 2018.

Read SEC document
August 01, 2018 Filed Aug 1, 2018 22:21 UTC
Newell JoeChief Tech. Operations Officer
SaleCommon Stock 300 $39.05 $11,715.00
Disclosure

SEC source: 0001209191-18-044804 · doc4.xml · nonDerivative · entry 4

Newell Joe · CIK 0001702457 · Chief Tech. Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,958

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 29, 2018.

F3 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $38.70 to $39.40. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
August 01, 2018 Filed Aug 1, 2018 22:21 UTC
Newell JoeChief Tech. Operations Officer
SaleCommon Stock 100 $37.65 $3,765.00
Disclosure

SEC source: 0001209191-18-044804 · doc4.xml · nonDerivative · entry 3

Newell Joe · CIK 0001702457 · Chief Tech. Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,258

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 29, 2018.

Read SEC document
August 01, 2018 Filed Aug 1, 2018 22:21 UTC
Newell JoeChief Tech. Operations Officer
SaleCommon Stock 1,000 $37.09 $37,090.00
Disclosure

SEC source: 0001209191-18-044804 · doc4.xml · nonDerivative · entry 2

Newell Joe · CIK 0001702457 · Chief Tech. Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,358

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 29, 2018.

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $36.50 to $37.50. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
August 01, 2018 Filed Aug 1, 2018 22:21 UTC
Newell JoeChief Tech. Operations Officer
Exercise / conversionCommon Stock 1,500 $20.40 $30,600.00
Disclosure

SEC source: 0001209191-18-044804 · doc4.xml · nonDerivative · entry 1

Newell Joe · CIK 0001702457 · Chief Tech. Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 29, 2018.

Read SEC document
July 30, 2018 Filed Jul 31, 2018 21:08 UTC
Newell JoeChief Tech. Operations Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $20.40 $0.00
Disclosure

SEC source: 0001209191-18-044584 · doc4.xml · derivative · entry 4

Newell Joe · CIK 0001702457 · Chief Tech. Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 10,000 shares

Expires 2024-04-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 29, 2018.

F4 · derivative.exercise_date: 25% of the shares shall vest one year from April 3, 2017, and the remaining shares shall vest in 36 equal monthly installment thereafter, subject to the reporting person's continuous service.

Read SEC document
July 30, 2018 Filed Jul 31, 2018 21:08 UTC
Newell JoeChief Tech. Operations Officer
SaleCommon Stock 1,900 $36.37 $69,103.00
Disclosure

SEC source: 0001209191-18-044584 · doc4.xml · nonDerivative · entry 3

Newell Joe · CIK 0001702457 · Chief Tech. Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,858

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 29, 2018.

F3 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $36.20 to $36.70. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
July 30, 2018 Filed Jul 31, 2018 21:08 UTC
Newell JoeChief Tech. Operations Officer
SaleCommon Stock 8,100 $35.64 $288,684.00
Disclosure

SEC source: 0001209191-18-044584 · doc4.xml · nonDerivative · entry 2

Newell Joe · CIK 0001702457 · Chief Tech. Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,758

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 29, 2018.

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $35.15 to $36.15. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.