Tapewire

Nasdaq · USD

ATRA

Atara Biotherapeutics, Inc.

Export transactions ↓
Tapewire entity
6828
SEC CIK
0001604464
Parsed reports
491

Last 12 months

Inside the activity.

2 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202505
Dec 202500
Jan 202601
Feb 202600
Mar 202608
Apr 202600
May 202613
Jun 202600
Jul 202600
Aug 202601
Sep 202610
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 06, 2019 Filed Feb 8, 2019 21:28 UTC
Haqq ChristopherEVP, R&D & Chief Scientific Of
SaleCommon Stock 2,677 $38.04 $101,833.08
Disclosure

SEC source: 0001209191-19-008526 · doc4.xml · nonDerivative · entry 1

Haqq Christopher · CIK 0001612095 · EVP, R&D & Chief Scientific Of

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,903

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 25, 2018.

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $37.61 to $38.54. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 16:27 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
Tax withholdingCommon Stock 24,683 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-008521 · doc4.xml · nonDerivative · entry 1

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,611

F1 · kind: Shares sold to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 21:44 UTC
Koppikar UtpalChief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 34,125 $0.00 Strike: $38.47 $0.00
Disclosure

SEC source: 0001209191-19-008568 · doc4.xml · derivative · entry 2

Koppikar Utpal · CIK 0001742696 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,125

Underlying: Common Stock · 34,125 shares

Expires 2029-02-05

F2 · derivative.exercise_date: 1/48th of the shares subject to the stock option vest and become exercisable each month following February 6, 2019, subject to the reporting person's continuous service..

Read SEC document
February 06, 2019 Filed Feb 8, 2019 21:44 UTC
Koppikar UtpalChief Financial Officer
GrantCommon Stock 17,063 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-008568 · doc4.xml · nonDerivative · entry 1

Koppikar Utpal · CIK 0001742696 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,063

F1 · shares: These restricted stock units vest in four equal annual installments on each of the first, second, third and fourth anniversaries of the grant date, subject to the reporting person's continuous service.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 21:26 UTC
Berger DietmarGlobal Head of R&D
GrantEmployee Stock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $38.47 $0.00
Disclosure

SEC source: 0001209191-19-008518 · doc4.xml · derivative · entry 2

Berger Dietmar · CIK 0001739515 · Global Head of R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2029-02-05

F2 · derivative.exercise_date: 1/48th of the shares subject to the stock option vest and become exercisable each month following February 6, 2019, subject to the reporting person's continuous service.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 21:26 UTC
Berger DietmarGlobal Head of R&D
GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-008518 · doc4.xml · nonDerivative · entry 1

Berger Dietmar · CIK 0001739515 · Global Head of R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

F1 · shares: These restricted stock units vest in four equal annual installments on each of the first, second, third and fourth anniversaries of the grant date, subject to the reporting person's continuous service.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 21:22 UTC
Newell JoeChief Tech. Operations Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 35,000 $0.00 Strike: $38.47 $0.00
Disclosure

SEC source: 0001209191-19-008504 · doc4.xml · derivative · entry 3

Newell Joe · CIK 0001702457 · Chief Tech. Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2029-02-05

F3 · derivative.exercise_date: 1/48th of the shares subject to the stock option vest and become exercisable each month following February 6, 2019, subject to the reporting person's continuous service.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 21:22 UTC
Newell JoeChief Tech. Operations Officer
GrantCommon Stock 17,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-008504 · doc4.xml · nonDerivative · entry 2

Newell Joe · CIK 0001702457 · Chief Tech. Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,146

F2 · shares: These restricted stock units vest in four equal annual installments on each of the first, second, third and fourth anniversaries of the grant date, subject to the reporting person's continuous service.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 21:22 UTC
Newell JoeChief Tech. Operations Officer
Tax withholdingCommon Stock 2,212 $38.47 $85,095.64
Disclosure

SEC source: 0001209191-19-008504 · doc4.xml · nonDerivative · entry 1

Newell Joe · CIK 0001702457 · Chief Tech. Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,646

F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
February 06, 2019 Filed Feb 12, 2019 19:17 UTC Amendment
Ciechanover Isaac E.Director · Chief Executive Officer
Tax withholdingCommon Stock 24,683 $38.47 $949,555.01
Disclosure

SEC source: 0001209191-19-009507 · doc4a.xml · nonDerivative · entry 1

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,611

F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

F2 · price: Filed solely to state the price which was inadvertently omitted.

Read SEC document
February 02, 2019 Filed Feb 1, 2019 23:49 UTC
Newell JoeChief Tech. Operations Officer
SaleCommon Stock 500 $38.44 $19,220.00
Disclosure

SEC source: 0001209191-19-006607 · doc4.xml · nonDerivative · entry 3

Newell Joe · CIK 0001702457 · Chief Tech. Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,858

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 29, 2018.

F3 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $38.31 to $38.71. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
February 01, 2019 Filed Feb 1, 2019 23:49 UTC
Newell JoeChief Tech. Operations Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,500 $0.00 Strike: $20.40 $0.00
Disclosure

SEC source: 0001209191-19-006607 · doc4.xml · derivative · entry 4

Newell Joe · CIK 0001702457 · Chief Tech. Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,500

Underlying: Common Stock · 1,500 shares

Expires 2024-04-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 29, 2018.

F4 · derivative.exercise_date: 25% of the shares shall vest one year from April 3, 2017, and the remaining shares shall vest in 36 equal monthly installment thereafter, subject to the reporting person's continuous service.

Read SEC document
February 01, 2019 Filed Feb 1, 2019 23:49 UTC
Newell JoeChief Tech. Operations Officer
SaleCommon Stock 1,000 $37.80 $37,800.00
Disclosure

SEC source: 0001209191-19-006607 · doc4.xml · nonDerivative · entry 2

Newell Joe · CIK 0001702457 · Chief Tech. Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,358

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 29, 2018.

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $37.28 to $38.24. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
February 01, 2019 Filed Feb 1, 2019 23:49 UTC
Newell JoeChief Tech. Operations Officer
Exercise / conversionCommon Stock 1,500 $20.40 $30,600.00
Disclosure

SEC source: 0001209191-19-006607 · doc4.xml · nonDerivative · entry 1

Newell Joe · CIK 0001702457 · Chief Tech. Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 29, 2018.

Read SEC document
February 01, 2019 Filed Apr 1, 2019 20:16 UTC Amendment
Newell JoeChief Tech. Operations Officer
SaleCommon Stock 500 $38.44 $19,220.00
Disclosure

SEC source: 0001209191-19-021971 · doc4a.xml · nonDerivative · entry 1

Newell Joe · CIK 0001702457 · Chief Tech. Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,858

F1 · date: This amendment is being filed solely to correct the date of sale.

F2 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 29, 2018.

F3 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $38.31 to $38.71. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
January 24, 2019 Filed Jan 25, 2019 20:16 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 430 $35.82 $15,402.60
Disclosure

SEC source: 0001209191-19-005448 · doc4.xml · nonDerivative · entry 5

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 296,452

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 23, 2018.

F6 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $35.635 to $36.07. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
January 24, 2019 Filed Jan 25, 2019 20:16 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 3,470 $34.98 $121,380.60
Disclosure

SEC source: 0001209191-19-005448 · doc4.xml · nonDerivative · entry 4

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 296,882

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 23, 2018.

F5 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $34.50 to $35.49. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
January 23, 2019 Filed Jan 25, 2019 20:16 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 100 $36.58 $3,658.00
Disclosure

SEC source: 0001209191-19-005448 · doc4.xml · nonDerivative · entry 3

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 300,352

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 23, 2018.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
January 23, 2019 Filed Jan 25, 2019 20:16 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 800 $35.59 $28,472.00
Disclosure

SEC source: 0001209191-19-005448 · doc4.xml · nonDerivative · entry 2

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 300,452

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 23, 2018.

F4 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $35.40 to $36.40. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
January 23, 2019 Filed Jan 25, 2019 20:16 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 3,000 $34.84 $104,520.00
Disclosure

SEC source: 0001209191-19-005448 · doc4.xml · nonDerivative · entry 1

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 301,252

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 23, 2018.

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $34.35 to $35.12. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
January 10, 2019 Filed Jan 10, 2019 18:08 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 2,200 $34.50 $75,900.00
Disclosure

SEC source: 0001209191-19-003315 · doc4.xml · nonDerivative · entry 4

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,078

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 23, 2018.

F6 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $34.38 to $34.68. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
January 10, 2019 Filed Jan 10, 2019 18:08 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 1,700 $33.93 $57,681.00
Disclosure

SEC source: 0001209191-19-003315 · doc4.xml · nonDerivative · entry 3

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,278

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 23, 2018.

F5 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $33.36 to $34.36. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
January 09, 2019 Filed Jan 10, 2019 18:08 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 2,000 $35.16 $70,320.00
Disclosure

SEC source: 0001209191-19-003315 · doc4.xml · nonDerivative · entry 2

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 7,978

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 23, 2018.

F4 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $34.99 to $35.43. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
January 09, 2019 Filed Jan 10, 2019 18:08 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 1,900 $34.51 $65,569.00
Disclosure

SEC source: 0001209191-19-003315 · doc4.xml · nonDerivative · entry 1

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 9,978

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 23, 2018.

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $33.97 to $34.905. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 00:51 UTC
Newell JoeChief Tech. Operations Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,500 $0.00 Strike: $20.40 $0.00
Disclosure

SEC source: 0001209191-19-000518 · doc4.xml · derivative · entry 3

Newell Joe · CIK 0001702457 · Chief Tech. Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,000

Underlying: Common Stock · 1,500 shares

Expires 2024-04-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 29, 2018.

F2 · derivative.exercise_date: 25% of the shares shall vest one year from April 3, 2017, and the remaining shares shall vest in 36 equal monthly installment thereafter, subject to the reporting person's continuous service.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 00:51 UTC
Newell JoeChief Tech. Operations Officer
SaleCommon Stock 1,500 $35.00 $52,500.00
Disclosure

SEC source: 0001209191-19-000518 · doc4.xml · nonDerivative · entry 2

Newell Joe · CIK 0001702457 · Chief Tech. Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,858

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 29, 2018.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 00:51 UTC
Newell JoeChief Tech. Operations Officer
Exercise / conversionCommon Stock 1,500 $20.40 $30,600.00
Disclosure

SEC source: 0001209191-19-000518 · doc4.xml · nonDerivative · entry 1

Newell Joe · CIK 0001702457 · Chief Tech. Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 29, 2018.

Read SEC document
December 28, 2018 Filed Dec 28, 2018 18:51 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 500 $35.40 $17,700.00
Disclosure

SEC source: 0001209191-18-064352 · doc4.xml · nonDerivative · entry 4

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 11,878

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 23, 2018.

F6 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $35.14 to $35.60. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
December 28, 2018 Filed Dec 28, 2018 18:51 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 3,400 $34.60 $117,640.00
Disclosure

SEC source: 0001209191-18-064352 · doc4.xml · nonDerivative · entry 3

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 12,378

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 23, 2018.

F5 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $34.13 to $35.12. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
December 27, 2018 Filed Dec 28, 2018 18:51 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 653 $34.19 $22,326.07
Disclosure

SEC source: 0001209191-18-064352 · doc4.xml · nonDerivative · entry 2

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 15,778

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 23, 2018.

F4 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $34.05 to $34.27. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
December 27, 2018 Filed Dec 28, 2018 18:51 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 3,247 $32.82 $106,566.54
Disclosure

SEC source: 0001209191-18-064352 · doc4.xml · nonDerivative · entry 1

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 16,431

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 23, 2018.

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $32.48 to $33.45. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
December 13, 2018 Filed Dec 13, 2018 18:58 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 3,900 $42.75 $166,725.00
Disclosure

SEC source: 0001209191-18-062527 · doc4.xml · nonDerivative · entry 2

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 19,678

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 23, 2018.

F4 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $42.48 to $42.96. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
December 12, 2018 Filed Dec 13, 2018 18:58 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 3,900 $42.56 $165,984.00
Disclosure

SEC source: 0001209191-18-062527 · doc4.xml · nonDerivative · entry 1

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 23,578

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 23, 2018.

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $42.17 to $43.16. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
December 03, 2018 Filed Dec 4, 2018 00:00 UTC
Newell JoeChief Tech. Operations Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,500 $0.00 Strike: $20.40 $0.00
Disclosure

SEC source: 0001209191-18-060680 · doc4.xml · derivative · entry 5

Newell Joe · CIK 0001702457 · Chief Tech. Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,500

Underlying: Common Stock · 1,500 shares

Expires 2024-04-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 29, 2018.

F5 · derivative.exercise_date: 25% of the shares shall vest one year from April 3, 2017, and the remaining shares shall vest in 36 equal monthly installment thereafter, subject to the reporting person's continuous service.

Read SEC document
December 03, 2018 Filed Dec 4, 2018 00:00 UTC
Newell JoeChief Tech. Operations Officer
SaleCommon Stock 127 $42.54 $5,402.58
Disclosure

SEC source: 0001209191-18-060680 · doc4.xml · nonDerivative · entry 4

Newell Joe · CIK 0001702457 · Chief Tech. Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,858

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 29, 2018.

F4 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $42.49 to $42.66. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
December 03, 2018 Filed Dec 4, 2018 00:00 UTC
Newell JoeChief Tech. Operations Officer
SaleCommon Stock 400 $41.97 $16,788.00
Disclosure

SEC source: 0001209191-18-060680 · doc4.xml · nonDerivative · entry 3

Newell Joe · CIK 0001702457 · Chief Tech. Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,985

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 29, 2018.

F3 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $41.40 to $42.38. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
December 03, 2018 Filed Dec 4, 2018 00:00 UTC
Newell JoeChief Tech. Operations Officer
SaleCommon Stock 973 $40.61 $39,513.53
Disclosure

SEC source: 0001209191-18-060680 · doc4.xml · nonDerivative · entry 2

Newell Joe · CIK 0001702457 · Chief Tech. Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,385

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 29, 2018.

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $40.30 to $41.28. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
December 03, 2018 Filed Dec 4, 2018 00:00 UTC
Newell JoeChief Tech. Operations Officer
Exercise / conversionCommon Stock 1,500 $20.40 $30,600.00
Disclosure

SEC source: 0001209191-18-060680 · doc4.xml · nonDerivative · entry 1

Newell Joe · CIK 0001702457 · Chief Tech. Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 29, 2018.

Read SEC document
November 29, 2018 Filed Nov 29, 2018 19:39 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 2,500 $42.26 $105,650.00
Disclosure

SEC source: 0001209191-18-060311 · doc4.xml · nonDerivative · entry 4

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 27,478

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 23, 2018.

F6 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $41.68 to $42.65. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
November 29, 2018 Filed Nov 29, 2018 19:39 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 1,400 $41.13 $57,582.00
Disclosure

SEC source: 0001209191-18-060311 · doc4.xml · nonDerivative · entry 3

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 29,978

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 23, 2018.

F5 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $40.65 to $41.63. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
November 28, 2018 Filed Nov 29, 2018 19:39 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 1,200 $39.54 $47,448.00
Disclosure

SEC source: 0001209191-18-060311 · doc4.xml · nonDerivative · entry 2

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 31,378

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 23, 2018.

F4 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $39.15 to $39.705. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
November 28, 2018 Filed Nov 29, 2018 19:39 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 2,700 $38.65 $104,355.00
Disclosure

SEC source: 0001209191-18-060311 · doc4.xml · nonDerivative · entry 1

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 32,578

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 23, 2018.

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $38.14 to $39.10. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
November 15, 2018 Filed Nov 15, 2018 21:53 UTC
Haqq ChristopherEVP, R&D & Chief Scientific Of
SaleCommon Stock 775 $33.81 $26,202.75
Disclosure

SEC source: 0001209191-18-058763 · doc4.xml · nonDerivative · entry 1

Haqq Christopher · CIK 0001612095 · EVP, R&D & Chief Scientific Of

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,580

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 25, 2018.

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $33.65 to $34.10. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
November 15, 2018 Filed Nov 15, 2018 19:06 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 2,800 $35.49 $99,372.00
Disclosure

SEC source: 0001209191-18-058820 · doc4.xml · nonDerivative · entry 4

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 35,278

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 23, 2018.

F6 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $35.11 to $35.89. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
November 15, 2018 Filed Nov 15, 2018 19:06 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 1,100 $34.67 $38,137.00
Disclosure

SEC source: 0001209191-18-058820 · doc4.xml · nonDerivative · entry 3

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 38,078

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 23, 2018.

F5 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $34.07 to $35.07. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
November 14, 2018 Filed Nov 15, 2018 19:06 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 600 $34.51 $20,706.00
Disclosure

SEC source: 0001209191-18-058820 · doc4.xml · nonDerivative · entry 2

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 39,178

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 23, 2018.

F4 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $34.25 to $34.61. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
November 14, 2018 Filed Nov 15, 2018 19:06 UTC
Ciechanover Isaac E.Director · Chief Executive Officer
SaleCommon Stock 3,300 $33.89 $111,837.00
Disclosure

SEC source: 0001209191-18-058820 · doc4.xml · nonDerivative · entry 1

Ciechanover Isaac E. · CIK 0001612096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 39,778

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted January 23, 2018.

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $33.18 to $34.16. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: Shares are held by the Isaac E. Ciechanover and Allison M. Ciechanover Family Trust dated 8/8/08, of which the Reporting Person is a trustee.

Read SEC document
November 07, 2018 Filed Nov 8, 2018 00:44 UTC SaleCommon Stock 21,374 $36.38 $777,586.12
Disclosure

SEC source: 0001209191-18-057696 · doc4.xml · nonDerivative · entry 1

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,818

F1 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $35.87 to $36.84. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
November 07, 2018 Filed Nov 8, 2018 21:08 UTC SaleCommon Stock 10,000 $36.35 $363,500.00
Disclosure

SEC source: 0001209191-18-057739 · doc4.xml · nonDerivative · entry 1

MARCUS JOEL S · CIK 0001216955 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,590

F1 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $36.201 to $36.641. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
November 01, 2018 Filed Nov 3, 2018 00:15 UTC
Newell JoeChief Tech. Operations Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,500 $0.00 Strike: $20.40 $0.00
Disclosure

SEC source: 0001209191-18-057055 · doc4.xml · derivative · entry 3

Newell Joe · CIK 0001702457 · Chief Tech. Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,000

Underlying: Common Stock · 1,500 shares

Expires 2024-04-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 29, 2018.

F2 · derivative.exercise_date: 25% of the shares shall vest one year from April 3, 2017, and the remaining shares shall vest in 36 equal monthly installment thereafter, subject to the reporting person's continuous service.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.