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Nasdaq · USD

ATOM

Atomera Inc

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1513
SEC CIK
0001420520
Parsed reports
246

Last 12 months

Inside the activity.

0 purchase rows · 65 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 2025012
Jan 202600
Feb 202601
Mar 2026012
Apr 202600
May 202600
Jun 2026024
Jul 202601
Aug 202601
Sep 2026014
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2022 Filed Mar 3, 2022 21:03 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 537 $15.95 $8,565.15
Disclosure

SEC source: 0001683168-22-001418 · ownership.xml · nonDerivative · entry 3

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,785

F3 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:03 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 10,000 $16.17 $161,700.00
Disclosure

SEC source: 0001683168-22-001418 · ownership.xml · nonDerivative · entry 2

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,322

F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:03 UTC
Mears Robert JChief Technology Officer
Exercise / conversionCommon Stock 10,000 $7.01 $70,100.00
Disclosure

SEC source: 0001683168-22-001418 · ownership.xml · nonDerivative · entry 1

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,322

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:01 UTC SaleCommon Stock 779 $15.95 $12,425.05
Disclosure

SEC source: 0001683168-22-001417 · ownership.xml · nonDerivative · entry 4

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,019

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:01 UTC SaleCommon Stock 1,044 $15.95 $16,651.80
Disclosure

SEC source: 0001683168-22-001417 · ownership.xml · nonDerivative · entry 3

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,798

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:01 UTC SaleCommon Stock 758 $15.95 $12,090.10
Disclosure

SEC source: 0001683168-22-001417 · ownership.xml · nonDerivative · entry 2

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,842

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:01 UTC SaleCommon Stock 163 $15.95 $2,599.85
Disclosure

SEC source: 0001683168-22-001417 · ownership.xml · nonDerivative · entry 1

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,600

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 16:02 UTC
Lewis Jeffrey ASVP, Marketing and Bus. Dev
GrantNon-Qualified Stock Option (right to buy) · Derivative 15,758 $0.00 Strike: $14.54 $0.00
Disclosure

SEC source: 0001683168-22-001292 · ownership.xml · derivative · entry 3

Lewis Jeffrey A · CIK 0001865501 · SVP, Marketing and Bus. Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,758

Underlying: Common Stock · 15,758 shares

Expires 2032-02-23

F1 · derivative.exercise_date: 6.25% shall vest each quarter for the next 48 months commencing on June 1, 2022

Read SEC document
February 23, 2022 Filed Feb 25, 2022 16:02 UTC
Lewis Jeffrey ASVP, Marketing and Bus. Dev
GrantIncentive Stock Option (right to buy) · Derivative 2,418 $0.00 Strike: $14.54 $0.00
Disclosure

SEC source: 0001683168-22-001292 · ownership.xml · derivative · entry 2

Lewis Jeffrey A · CIK 0001865501 · SVP, Marketing and Bus. Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,418

Underlying: Common Stock · 2,418 shares

Expires 2032-02-23

F1 · derivative.exercise_date: 6.25% shall vest each quarter for the next 48 months commencing on June 1, 2022

Read SEC document
February 23, 2022 Filed Feb 25, 2022 16:02 UTC
Lewis Jeffrey ASVP, Marketing and Bus. Dev
GrantCommon Stock 8,528 $0.00 $0.00
Disclosure

SEC source: 0001683168-22-001292 · ownership.xml · nonDerivative · entry 1

Lewis Jeffrey A · CIK 0001865501 · SVP, Marketing and Bus. Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,528

F1 · shares: 6.25% shall vest each quarter for the next 48 months commencing on June 1, 2022

Read SEC document
February 23, 2022 Filed Feb 25, 2022 21:02 UTC
BIBAUD SCOTT A.Director · CEO and President
GrantNon-Qualified Stock Option (right to buy) · Derivative 70,218 $0.00 Strike: $14.54 $0.00
Disclosure

SEC source: 0001683168-22-001295 · ownership.xml · derivative · entry 3

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,218

Underlying: Common Stock · 70,218 shares

Expires 2032-02-23

F1 · derivative.exercise_date: 6.25% shall vest each quarter for the next 48 months commencing on June 1, 2022

Read SEC document
February 23, 2022 Filed Feb 25, 2022 21:02 UTC
BIBAUD SCOTT A.Director · CEO and President
GrantIncentive Stock Option (right to buy) · Derivative 7,942 $0.00 Strike: $14.54 $0.00
Disclosure

SEC source: 0001683168-22-001295 · ownership.xml · derivative · entry 2

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,942

Underlying: Common Stock · 7,942 shares

Expires 2032-02-23

F1 · derivative.exercise_date: 6.25% shall vest each quarter for the next 48 months commencing on June 1, 2022

Read SEC document
February 23, 2022 Filed Feb 25, 2022 21:02 UTC
BIBAUD SCOTT A.Director · CEO and President
GrantCommon Stock 27,504 $0.00 $0.00
Disclosure

SEC source: 0001683168-22-001295 · ownership.xml · nonDerivative · entry 1

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,718

F1 · shares: 6.25% shall vest each quarter for the next 48 months commencing on June 1, 2022

Read SEC document
February 23, 2022 Filed Feb 25, 2022 21:02 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 18,639 $0.00 Strike: $14.54 $0.00
Disclosure

SEC source: 0001683168-22-001293 · ownership.xml · derivative · entry 3

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,639

Underlying: Common Stock · 18,639 shares

Expires 2032-02-23

F1 · derivative.exercise_date: 6.25% shall vest each quarter for the next 48 months commencing on June 1, 2022

Read SEC document
February 23, 2022 Filed Feb 25, 2022 21:02 UTC GrantIncentive Stock Option (right to buy) · Derivative 7,153 $0.00 Strike: $14.54 $0.00
Disclosure

SEC source: 0001683168-22-001293 · ownership.xml · derivative · entry 2

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,153

Underlying: Common Stock · 7,153 shares

Expires 2032-02-23

F1 · derivative.exercise_date: 6.25% shall vest each quarter for the next 48 months commencing on June 1, 2022

Read SEC document
February 23, 2022 Filed Feb 25, 2022 21:02 UTC GrantCommon Stock 12,112 $0.00 $0.00
Disclosure

SEC source: 0001683168-22-001293 · ownership.xml · nonDerivative · entry 1

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,763

F1 · shares: 6.25% shall vest each quarter for the next 48 months commencing on June 1, 2022

Read SEC document
February 23, 2022 Filed Feb 25, 2022 21:02 UTC
Mears Robert JChief Technology Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 20,844 $0.00 Strike: $14.54 $0.00
Disclosure

SEC source: 0001683168-22-001294 · ownership.xml · derivative · entry 4

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,844

Underlying: Common Stock · 20,844 shares

Expires 2032-02-23

F1 · derivative.exercise_date: 6.25% shall vest each quarter for the next 48 months commencing on June 1, 2022

Read SEC document
February 23, 2022 Filed Feb 25, 2022 21:02 UTC
Mears Robert JChief Technology Officer
GrantIncentive Stock Option (right to buy) · Derivative 7,300 $0.00 Strike: $14.54 $0.00
Disclosure

SEC source: 0001683168-22-001294 · ownership.xml · derivative · entry 3

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,300

Underlying: Common Stock · 7,300 shares

Expires 2032-02-23

F1 · derivative.exercise_date: 6.25% shall vest each quarter for the next 48 months commencing on June 1, 2022

Read SEC document
February 23, 2022 Filed Feb 25, 2022 21:02 UTC
Mears Robert JChief Technology Officer
GrantCommon Stock 13,200 $0.00 $0.00
Disclosure

SEC source: 0001683168-22-001294 · ownership.xml · nonDerivative · entry 1

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,322

F1 · shares: 6.25% shall vest each quarter for the next 48 months commencing on June 1, 2022

Read SEC document
December 02, 2021 Filed Dec 3, 2021 22:06 UTC Exercise / conversionStock Option (right to buy) · Derivative 2,000 $0.00 Strike: $3.90 $0.00
Disclosure

SEC source: 0001683168-21-006095 · ownership.xml · derivative · entry 8

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,923

Underlying: Common Stock · 2,000 shares

Expires 2029-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.

Read SEC document
December 02, 2021 Filed Dec 3, 2021 22:06 UTC SaleCommon Stock 1,500 $22.69 $34,035.00
Disclosure

SEC source: 0001683168-21-006095 · ownership.xml · nonDerivative · entry 7

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,651

F3 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
December 02, 2021 Filed Dec 3, 2021 22:06 UTC SaleCommon Stock 2,000 $22.70 $45,400.00
Disclosure

SEC source: 0001683168-21-006095 · ownership.xml · nonDerivative · entry 6

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,151

Read SEC document
December 02, 2021 Filed Dec 3, 2021 22:06 UTC Exercise / conversionCommon Stock 2,000 $3.90 $7,800.00
Disclosure

SEC source: 0001683168-21-006095 · ownership.xml · nonDerivative · entry 5

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,151

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.

Read SEC document
December 02, 2021 Filed Dec 3, 2021 22:08 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 2,800 $22.68 $63,504.00
Disclosure

SEC source: 0001683168-21-006097 · ownership.xml · nonDerivative · entry 7

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,122

F3 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 22:05 UTC
BIBAUD SCOTT A.Director · CEO and President
SaleCommon Stock 559 $24.24 $13,550.16
Disclosure

SEC source: 0001683168-21-006093 · ownership.xml · nonDerivative · entry 4

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,214

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 22:05 UTC
BIBAUD SCOTT A.Director · CEO and President
SaleCommon Stock 1,387 $24.24 $33,620.88
Disclosure

SEC source: 0001683168-21-006093 · ownership.xml · nonDerivative · entry 3

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,773

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 22:05 UTC
BIBAUD SCOTT A.Director · CEO and President
SaleCommon Stock 4,609 $24.24 $111,722.16
Disclosure

SEC source: 0001683168-21-006093 · ownership.xml · nonDerivative · entry 2

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,160

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 22:05 UTC
BIBAUD SCOTT A.Director · CEO and President
SaleCommon Stock 2,400 $24.24 $58,176.00
Disclosure

SEC source: 0001683168-21-006093 · ownership.xml · nonDerivative · entry 1

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,769

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 22:06 UTC SaleCommon Stock 1,438 $24.24 $34,857.12
Disclosure

SEC source: 0001683168-21-006095 · ownership.xml · nonDerivative · entry 4

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,151

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 22:06 UTC SaleCommon Stock 894 $24.24 $21,670.56
Disclosure

SEC source: 0001683168-21-006095 · ownership.xml · nonDerivative · entry 3

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,589

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 22:06 UTC SaleCommon Stock 1,083 $24.24 $26,251.92
Disclosure

SEC source: 0001683168-21-006095 · ownership.xml · nonDerivative · entry 2

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,483

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 22:06 UTC SaleCommon Stock 221 $24.24 $5,357.04
Disclosure

SEC source: 0001683168-21-006095 · ownership.xml · nonDerivative · entry 1

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,566

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 22:08 UTC
Mears Robert JChief Technology Officer
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $3.90 $0.00
Disclosure

SEC source: 0001683168-21-006097 · ownership.xml · derivative · entry 9

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,923

Underlying: Common Stock · 10,000 shares

Expires 2029-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 22:08 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 569 $24.24 $13,792.56
Disclosure

SEC source: 0001683168-21-006097 · ownership.xml · nonDerivative · entry 6

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,922

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 22:08 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 1,004 $24.24 $24,336.96
Disclosure

SEC source: 0001683168-21-006097 · ownership.xml · nonDerivative · entry 5

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,491

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 22:08 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 451 $24.24 $10,932.24
Disclosure

SEC source: 0001683168-21-006097 · ownership.xml · nonDerivative · entry 4

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,495

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 22:08 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 10,000 $24.75 $247,500.00
Disclosure

SEC source: 0001683168-21-006097 · ownership.xml · nonDerivative · entry 3

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,946

F3 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 22:08 UTC
Mears Robert JChief Technology Officer
Exercise / conversionCommon Stock 10,000 $7.01 $70,100.00
Disclosure

SEC source: 0001683168-21-006097 · ownership.xml · nonDerivative · entry 2

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,946

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 22:08 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 176 $24.24 $4,266.24
Disclosure

SEC source: 0001683168-21-006097 · ownership.xml · nonDerivative · entry 1

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,946

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
September 02, 2021 Filed Sep 3, 2021 20:02 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 2,800 $24.50 $68,600.00
Disclosure

SEC source: 0001683168-21-004094 · ownership.xml · nonDerivative · entry 4

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,122

F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
September 02, 2021 Filed Sep 3, 2021 20:02 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 2,000 $0.00 Strike: $3.90 $0.00
Disclosure

SEC source: 0001683168-21-004095 · ownership.xml · derivative · entry 5

Laurencio Francis · CIK 0001680612 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,923

Underlying: Common Stock · 2,000 shares

Expires 2029-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.

Read SEC document
September 02, 2021 Filed Sep 3, 2021 20:02 UTC SaleCommon Stock 2,000 $24.53 $49,060.00
Disclosure

SEC source: 0001683168-21-004095 · ownership.xml · nonDerivative · entry 4

Laurencio Francis · CIK 0001680612 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,787

F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
September 02, 2021 Filed Sep 3, 2021 20:02 UTC Exercise / conversionCommon Stock 2,000 $3.90 $7,800.00
Disclosure

SEC source: 0001683168-21-004095 · ownership.xml · nonDerivative · entry 3

Laurencio Francis · CIK 0001680612 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,787

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.

Read SEC document
September 02, 2021 Filed Sep 3, 2021 20:02 UTC SaleCommon Stock 1,500 $24.54 $36,810.00
Disclosure

SEC source: 0001683168-21-004095 · ownership.xml · nonDerivative · entry 2

Laurencio Francis · CIK 0001680612 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,787

F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 20:02 UTC
BIBAUD SCOTT A.Director · CEO and President
SaleCommon Stock 9,005 $24.40 $219,722.00
Disclosure

SEC source: 0001683168-21-004096 · ownership.xml · nonDerivative · entry 1

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,169

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

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September 01, 2021 Filed Sep 3, 2021 20:02 UTC
Mears Robert JChief Technology Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 10,000 $0.00 Strike: $7.01 $0.00
Disclosure

SEC source: 0001683168-21-004094 · ownership.xml · derivative · entry 6

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,843

Underlying: Common Stock · 10,000 shares

Expires 2027-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.

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September 01, 2021 Filed Sep 3, 2021 20:02 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 10,000 $24.18 $241,800.00
Disclosure

SEC source: 0001683168-21-004094 · ownership.xml · nonDerivative · entry 3

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,992

F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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September 01, 2021 Filed Sep 3, 2021 20:02 UTC
Mears Robert JChief Technology Officer
Exercise / conversionCommon Stock 10,000 $7.01 $70,100.00
Disclosure

SEC source: 0001683168-21-004094 · ownership.xml · nonDerivative · entry 2

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,992

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.

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September 01, 2021 Filed Sep 3, 2021 20:02 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 2,076 $24.40 $50,654.40
Disclosure

SEC source: 0001683168-21-004094 · ownership.xml · nonDerivative · entry 1

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,992

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

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September 01, 2021 Filed Sep 3, 2021 20:02 UTC SaleCommon Stock 3,655 $24.40 $89,182.00
Disclosure

SEC source: 0001683168-21-004095 · ownership.xml · nonDerivative · entry 1

Laurencio Francis · CIK 0001680612 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,287

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.