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Nasdaq · USD

ATOM

Atomera Inc

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Tapewire entity
1513
SEC CIK
0001420520
Parsed reports
246

Last 12 months

Inside the activity.

0 purchase rows · 65 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 2025012
Jan 202600
Feb 202601
Mar 2026012
Apr 202600
May 202600
Jun 2026024
Jul 202601
Aug 202601
Sep 2026014
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 01, 2023 Filed Dec 5, 2023 21:01 UTC
BIBAUD SCOTT A.Director · CEO and President
SaleCommon Stock 885 $6.67 $5,902.95
Disclosure

SEC source: 0001683168-23-008636 · ownership.xml · nonDerivative · entry 4

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 294,469

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 21:01 UTC
BIBAUD SCOTT A.Director · CEO and President
SaleCommon Stock 1,766 $6.67 $11,779.22
Disclosure

SEC source: 0001683168-23-008636 · ownership.xml · nonDerivative · entry 3

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 295,354

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 21:01 UTC
BIBAUD SCOTT A.Director · CEO and President
SaleCommon Stock 575 $6.67 $3,835.25
Disclosure

SEC source: 0001683168-23-008636 · ownership.xml · nonDerivative · entry 2

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 297,120

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 21:01 UTC
BIBAUD SCOTT A.Director · CEO and President
SaleCommon Stock 4,754 $6.67 $31,709.18
Disclosure

SEC source: 0001683168-23-008636 · ownership.xml · nonDerivative · entry 1

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 297,695

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 21:01 UTC SaleCommon Stock 1,316 $6.67 $8,777.72
Disclosure

SEC source: 0001683168-23-008634 · ownership.xml · nonDerivative · entry 4

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,648

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 21:01 UTC SaleCommon Stock 864 $6.67 $5,762.88
Disclosure

SEC source: 0001683168-23-008634 · ownership.xml · nonDerivative · entry 3

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,964

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 21:01 UTC SaleCommon Stock 202 $6.67 $1,347.34
Disclosure

SEC source: 0001683168-23-008634 · ownership.xml · nonDerivative · entry 2

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,828

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 21:01 UTC SaleCommon Stock 390 $6.67 $2,601.30
Disclosure

SEC source: 0001683168-23-008634 · ownership.xml · nonDerivative · entry 1

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,030

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 21:01 UTC
Mears Robert JChief Technology Officer
Exercise / conversionStock Option (right to buy) · Derivative 2,882 $0.00 Strike: $3.90 $0.00
Disclosure

SEC source: 0001683168-23-008635 · ownership.xml · derivative · entry 9

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,041

Underlying: Common Stock · 2,882 shares

Expires 2029-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: This transaction is part of a 10b5-1 plan adopted on June 16, 2023 by the Reporting Person.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 21:01 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 2,882 $6.67 $19,222.94
Disclosure

SEC source: 0001683168-23-008635 · ownership.xml · nonDerivative · entry 6

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,054

F2 · shares: This transaction is part of a 10b5-1 plan adopted on June 16, 2023 by the Reporting Person.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 21:01 UTC
Mears Robert JChief Technology Officer
Exercise / conversionCommon Stock 2,882 $3.90 $11,239.80
Disclosure

SEC source: 0001683168-23-008635 · ownership.xml · nonDerivative · entry 5

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,936

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: This transaction is part of a 10b5-1 plan adopted on June 16, 2023 by the Reporting Person.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 21:01 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 773 $6.67 $5,155.91
Disclosure

SEC source: 0001683168-23-008635 · ownership.xml · nonDerivative · entry 4

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,054

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 21:01 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 1,447 $6.67 $9,651.49
Disclosure

SEC source: 0001683168-23-008635 · ownership.xml · nonDerivative · entry 3

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,827

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 21:01 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 381 $6.67 $2,541.27
Disclosure

SEC source: 0001683168-23-008635 · ownership.xml · nonDerivative · entry 2

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,274

Read SEC document
December 01, 2023 Filed Dec 5, 2023 21:01 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 181 $6.67 $1,207.27
Disclosure

SEC source: 0001683168-23-008635 · ownership.xml · nonDerivative · entry 1

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,655

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
September 15, 2023 Filed Sep 18, 2023 20:01 UTC
Mears Robert JChief Technology Officer
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $3.90 $0.00
Disclosure

SEC source: 0001683168-23-006522 · ownership.xml · derivative · entry 5

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 26,923

Underlying: Common Stock · 10,000 shares

Expires 2029-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction is part of a 10b5-1 plan adopted on June 16, 2023 by the Reporting Person

Read SEC document
September 15, 2023 Filed Sep 18, 2023 20:01 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 3,304 $5.75 $18,998.00
Disclosure

SEC source: 0001683168-23-006522 · ownership.xml · nonDerivative · entry 3

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 119,836

F1 · shares: This transaction is part of a 10b5-1 plan adopted on June 16, 2023 by the Reporting Person

Read SEC document
September 15, 2023 Filed Sep 18, 2023 20:01 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 10,000 $5.75 $57,500.00
Disclosure

SEC source: 0001683168-23-006522 · ownership.xml · nonDerivative · entry 2

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 123,140

F1 · shares: This transaction is part of a 10b5-1 plan adopted on June 16, 2023 by the Reporting Person

Read SEC document
September 15, 2023 Filed Sep 18, 2023 20:01 UTC
Mears Robert JChief Technology Officer
Exercise / conversionCommon Stock 10,000 $3.90 $39,000.00
Disclosure

SEC source: 0001683168-23-006522 · ownership.xml · nonDerivative · entry 1

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 133,140

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction is part of a 10b5-1 plan adopted on June 16, 2023 by the Reporting Person

Read SEC document
September 01, 2023 Filed Sep 5, 2023 17:35 UTC
Lewis Jeffrey ASVP, Marketing and Bus. Dev
SaleCommon Stock 190 $6.28 $1,193.20
Disclosure

SEC source: 0001683168-23-006272 · ownership.xml · nonDerivative · entry 2

Lewis Jeffrey A · CIK 0001865501 · SVP, Marketing and Bus. Dev

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,749

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
September 01, 2023 Filed Sep 5, 2023 17:35 UTC
Lewis Jeffrey ASVP, Marketing and Bus. Dev
SaleCommon Stock 472 $6.28 $2,964.16
Disclosure

SEC source: 0001683168-23-006272 · ownership.xml · nonDerivative · entry 1

Lewis Jeffrey A · CIK 0001865501 · SVP, Marketing and Bus. Dev

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,939

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
September 01, 2023 Filed Sep 5, 2023 21:34 UTC
BIBAUD SCOTT A.Director · CEO and President
SaleCommon Stock 1,732 $6.28 $10,876.96
Disclosure

SEC source: 0001683168-23-006270 · ownership.xml · nonDerivative · entry 4

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 302,449

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
September 01, 2023 Filed Sep 5, 2023 21:34 UTC
BIBAUD SCOTT A.Director · CEO and President
SaleCommon Stock 868 $6.28 $5,451.04
Disclosure

SEC source: 0001683168-23-006270 · ownership.xml · nonDerivative · entry 3

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 304,181

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
September 01, 2023 Filed Sep 5, 2023 21:34 UTC
BIBAUD SCOTT A.Director · CEO and President
SaleCommon Stock 564 $6.28 $3,541.92
Disclosure

SEC source: 0001683168-23-006270 · ownership.xml · nonDerivative · entry 2

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 305,049

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
September 01, 2023 Filed Sep 5, 2023 21:34 UTC
BIBAUD SCOTT A.Director · CEO and President
SaleCommon Stock 4,662 $6.28 $29,277.36
Disclosure

SEC source: 0001683168-23-006270 · ownership.xml · nonDerivative · entry 1

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 305,613

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
September 01, 2023 Filed Sep 5, 2023 21:35 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 179 $6.28 $1,124.12
Disclosure

SEC source: 0001683168-23-006273 · ownership.xml · nonDerivative · entry 4

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,140

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
September 01, 2023 Filed Sep 5, 2023 21:35 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 373 $6.28 $2,342.44
Disclosure

SEC source: 0001683168-23-006273 · ownership.xml · nonDerivative · entry 3

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,319

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
September 01, 2023 Filed Sep 5, 2023 21:35 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 1,419 $6.28 $8,911.32
Disclosure

SEC source: 0001683168-23-006273 · ownership.xml · nonDerivative · entry 2

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,692

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
September 01, 2023 Filed Sep 5, 2023 21:35 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 758 $6.28 $4,760.24
Disclosure

SEC source: 0001683168-23-006273 · ownership.xml · nonDerivative · entry 1

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,111

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
September 01, 2023 Filed Sep 5, 2023 21:35 UTC SaleCommon Stock 1,291 $6.28 $8,107.48
Disclosure

SEC source: 0001683168-23-006271 · ownership.xml · nonDerivative · entry 4

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,420

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
September 01, 2023 Filed Sep 5, 2023 21:35 UTC SaleCommon Stock 199 $6.28 $1,249.72
Disclosure

SEC source: 0001683168-23-006271 · ownership.xml · nonDerivative · entry 3

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,711

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
September 01, 2023 Filed Sep 5, 2023 21:35 UTC SaleCommon Stock 383 $6.28 $2,405.24
Disclosure

SEC source: 0001683168-23-006271 · ownership.xml · nonDerivative · entry 2

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,910

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
September 01, 2023 Filed Sep 5, 2023 21:35 UTC SaleCommon Stock 848 $6.28 $5,325.44
Disclosure

SEC source: 0001683168-23-006271 · ownership.xml · nonDerivative · entry 1

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,293

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
June 02, 2023 Filed Jun 2, 2023 21:38 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 2,800 $8.64 $24,192.00
Disclosure

SEC source: 0001683168-23-003891 · ownership.xml · nonDerivative · entry 7

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 125,869

F2 · shares: This transaction is part of a 10b5-1 plan adopted on July 8, 2022 by the Reporting Person.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 17:38 UTC
Lewis Jeffrey ASVP, Marketing and Bus. Dev
SaleCommon Stock 190 $9.00 $1,710.00
Disclosure

SEC source: 0001683168-23-003890 · ownership.xml · nonDerivative · entry 2

Lewis Jeffrey A · CIK 0001865501 · SVP, Marketing and Bus. Dev

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,411

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 17:38 UTC
Lewis Jeffrey ASVP, Marketing and Bus. Dev
SaleCommon Stock 474 $9.00 $4,266.00
Disclosure

SEC source: 0001683168-23-003890 · ownership.xml · nonDerivative · entry 1

Lewis Jeffrey A · CIK 0001865501 · SVP, Marketing and Bus. Dev

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,601

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 21:36 UTC
BIBAUD SCOTT A.Director · CEO and President
SaleCommon Stock 4,690 $9.00 $42,210.00
Disclosure

SEC source: 0001683168-23-003885 · ownership.xml · nonDerivative · entry 4

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 310,275

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 21:36 UTC
BIBAUD SCOTT A.Director · CEO and President
SaleCommon Stock 873 $9.00 $7,857.00
Disclosure

SEC source: 0001683168-23-003885 · ownership.xml · nonDerivative · entry 3

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 314,965

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 21:36 UTC
BIBAUD SCOTT A.Director · CEO and President
SaleCommon Stock 568 $9.00 $5,112.00
Disclosure

SEC source: 0001683168-23-003885 · ownership.xml · nonDerivative · entry 2

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 315,838

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 21:36 UTC
BIBAUD SCOTT A.Director · CEO and President
SaleCommon Stock 1,742 $9.00 $15,678.00
Disclosure

SEC source: 0001683168-23-003885 · ownership.xml · nonDerivative · entry 1

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 316,406

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 21:38 UTC
Mears Robert JChief Technology Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $3.90 $0.00
Disclosure

SEC source: 0001683168-23-003891 · ownership.xml · derivative · entry 9

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 36,923

Underlying: Common Stock · 10,000 shares

Expires 2029-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: This transaction is part of a 10b5-1 plan adopted on July 8, 2022 by the Reporting Person.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 21:38 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 10,000 $8.81 $88,100.00
Disclosure

SEC source: 0001683168-23-003891 · ownership.xml · nonDerivative · entry 6

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 128,669

F2 · shares: This transaction is part of a 10b5-1 plan adopted on July 8, 2022 by the Reporting Person.

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June 01, 2023 Filed Jun 2, 2023 21:38 UTC
Mears Robert JChief Technology Officer
Exercise / conversionCommon Stock 10,000 $3.90 $39,000.00
Disclosure

SEC source: 0001683168-23-003891 · ownership.xml · nonDerivative · entry 5

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 138,669

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: This transaction is part of a 10b5-1 plan adopted on July 8, 2022 by the Reporting Person.

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June 01, 2023 Filed Jun 2, 2023 21:38 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 118 $9.00 $1,062.00
Disclosure

SEC source: 0001683168-23-003891 · ownership.xml · nonDerivative · entry 4

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 128,669

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

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June 01, 2023 Filed Jun 2, 2023 21:38 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 505 $9.00 $4,545.00
Disclosure

SEC source: 0001683168-23-003891 · ownership.xml · nonDerivative · entry 3

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 128,787

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

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June 01, 2023 Filed Jun 2, 2023 21:38 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 249 $9.00 $2,241.00
Disclosure

SEC source: 0001683168-23-003891 · ownership.xml · nonDerivative · entry 2

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 129,292

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

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June 01, 2023 Filed Jun 2, 2023 21:38 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 945 $9.00 $8,505.00
Disclosure

SEC source: 0001683168-23-003891 · ownership.xml · nonDerivative · entry 1

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 129,541

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

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June 01, 2023 Filed Jun 2, 2023 21:37 UTC SaleCommon Stock 1,298 $9.00 $11,682.00
Disclosure

SEC source: 0001683168-23-003887 · ownership.xml · nonDerivative · entry 4

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,141

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

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June 01, 2023 Filed Jun 2, 2023 21:37 UTC SaleCommon Stock 852 $9.00 $7,668.00
Disclosure

SEC source: 0001683168-23-003887 · ownership.xml · nonDerivative · entry 3

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,439

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

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June 01, 2023 Filed Jun 2, 2023 21:37 UTC SaleCommon Stock 385 $9.00 $3,465.00
Disclosure

SEC source: 0001683168-23-003887 · ownership.xml · nonDerivative · entry 2

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,291

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.