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Nasdaq · USD

ATOM

Atomera Inc

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1513
SEC CIK
0001420520
Parsed reports
246

Last 12 months

Inside the activity.

0 purchase rows · 65 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 2025012
Jan 202600
Feb 202601
Mar 2026012
Apr 202600
May 202600
Jun 2026024
Jul 202601
Aug 202601
Sep 2026014
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 02, 2026 Filed Sep 3, 2026 20:03 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 6,312 $3.87 $24,427.44
Disclosure

SEC source: 0001683168-26-006927 · ownership.xml · nonDerivative · entry 6

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 258,036

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
September 01, 2026 Filed Sep 3, 2026 20:03 UTC
BIBAUD SCOTT A.Director · CEO and President
SaleCommon Stock 5,446 $4.05 $22,056.30
Disclosure

SEC source: 0001683168-26-006926 · ownership.xml · nonDerivative · entry 4

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 682,005

F1 · shares: RRepresents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction pursuant to Rule 10b5-1(c)(1)(ii)(D)(3) under the Exchange Act.

Read SEC document
September 01, 2026 Filed Sep 3, 2026 20:03 UTC
BIBAUD SCOTT A.Director · CEO and President
SaleCommon Stock 4,515 $4.05 $18,285.75
Disclosure

SEC source: 0001683168-26-006926 · ownership.xml · nonDerivative · entry 3

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 687,451

F1 · shares: RRepresents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction pursuant to Rule 10b5-1(c)(1)(ii)(D)(3) under the Exchange Act.

Read SEC document
September 01, 2026 Filed Sep 3, 2026 20:03 UTC
BIBAUD SCOTT A.Director · CEO and President
SaleCommon Stock 1,988 $4.05 $8,051.40
Disclosure

SEC source: 0001683168-26-006926 · ownership.xml · nonDerivative · entry 2

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 691,966

F1 · shares: RRepresents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction pursuant to Rule 10b5-1(c)(1)(ii)(D)(3) under the Exchange Act.

Read SEC document
September 01, 2026 Filed Sep 3, 2026 20:03 UTC
BIBAUD SCOTT A.Director · CEO and President
SaleCommon Stock 1,807 $4.05 $7,318.35
Disclosure

SEC source: 0001683168-26-006926 · ownership.xml · nonDerivative · entry 1

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 693,954

F1 · shares: RRepresents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction pursuant to Rule 10b5-1(c)(1)(ii)(D)(3) under the Exchange Act.

Read SEC document
September 01, 2026 Filed Sep 3, 2026 20:03 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 771 $4.05 $3,122.55
Disclosure

SEC source: 0001683168-26-006927 · ownership.xml · nonDerivative · entry 5

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 264,348

F2 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction pursuant to Rule 10b5-1(c)(1)(ii)(D)(3) under the Exchange Act.

Read SEC document
September 01, 2026 Filed Sep 3, 2026 20:03 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 1,515 $4.05 $6,135.75
Disclosure

SEC source: 0001683168-26-006927 · ownership.xml · nonDerivative · entry 4

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 265,119

F2 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction pursuant to Rule 10b5-1(c)(1)(ii)(D)(3) under the Exchange Act.

Read SEC document
September 01, 2026 Filed Sep 3, 2026 20:03 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 889 $4.05 $3,600.45
Disclosure

SEC source: 0001683168-26-006927 · ownership.xml · nonDerivative · entry 3

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 266,634

F2 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction pursuant to Rule 10b5-1(c)(1)(ii)(D)(3) under the Exchange Act.

Read SEC document
September 01, 2026 Filed Sep 3, 2026 20:03 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 2,192 $4.05 $8,877.60
Disclosure

SEC source: 0001683168-26-006927 · ownership.xml · nonDerivative · entry 2

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 267,523

F2 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction pursuant to Rule 10b5-1(c)(1)(ii)(D)(3) under the Exchange Act.

Read SEC document
September 01, 2026 Filed Sep 3, 2026 20:03 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 1,000 $4.05 $4,050.00
Disclosure

SEC source: 0001683168-26-006927 · ownership.xml · nonDerivative · entry 1

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 269,715

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
September 01, 2026 Filed Sep 3, 2026 20:03 UTC SaleCommon Stock 884 $4.05 $3,580.20
Disclosure

SEC source: 0001683168-26-006928 · ownership.xml · nonDerivative · entry 4

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 246,849

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction pursuant to Rule 10b5-1(c)(1)(ii)(D)(3) under the Exchange Act.

Read SEC document
September 01, 2026 Filed Sep 3, 2026 20:03 UTC SaleCommon Stock 2,085 $4.05 $8,444.25
Disclosure

SEC source: 0001683168-26-006928 · ownership.xml · nonDerivative · entry 3

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 247,733

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction pursuant to Rule 10b5-1(c)(1)(ii)(D)(3) under the Exchange Act.

Read SEC document
September 01, 2026 Filed Sep 3, 2026 20:03 UTC SaleCommon Stock 1,020 $4.05 $4,131.00
Disclosure

SEC source: 0001683168-26-006928 · ownership.xml · nonDerivative · entry 2

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 249,818

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction pursuant to Rule 10b5-1(c)(1)(ii)(D)(3) under the Exchange Act.

Read SEC document
September 01, 2026 Filed Sep 3, 2026 20:03 UTC SaleCommon Stock 2,515 $4.05 $10,185.75
Disclosure

SEC source: 0001683168-26-006928 · ownership.xml · nonDerivative · entry 1

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 250,838

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction pursuant to Rule 10b5-1(c)(1)(ii)(D)(3) under the Exchange Act.

Read SEC document
August 03, 2026 Filed Aug 4, 2026 20:01 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 1,000 $5.05 $5,050.00
Disclosure

SEC source: 0001683168-26-005939 · ownership.xml · nonDerivative · entry 1

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 270,715

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
July 01, 2026 Filed Jul 2, 2026 20:05 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 1,000 $8.40 $8,400.00
Disclosure

SEC source: 0001683168-26-005249 · ownership.xml · nonDerivative · entry 1

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 271,715

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
June 15, 2026 Filed Jun 18, 2026 00:00 UTC
BIBAUD SCOTT A.Director · CEO and President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $7.01 $0.00
Disclosure

SEC source: 0001683168-26-004940 · ownership.xml · derivative · entry 3

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 179,996

Underlying: Common Stock · 50,000 shares

Expires 2027-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2026 Filed Jun 18, 2026 00:00 UTC
BIBAUD SCOTT A.Director · CEO and President
SaleCommon Stock 50,000 $9.37 $468,500.00
Disclosure

SEC source: 0001683168-26-004940 · ownership.xml · nonDerivative · entry 2

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 695,761

Read SEC document
June 15, 2026 Filed Jun 18, 2026 00:00 UTC
BIBAUD SCOTT A.Director · CEO and President
Exercise / conversionCommon Stock 50,000 $7.01 $350,500.00
Disclosure

SEC source: 0001683168-26-004940 · ownership.xml · nonDerivative · entry 1

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 745,761

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2026 Filed Jun 18, 2026 00:00 UTC
Mears Robert JChief Technology Officer
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $7.65 $0.00
Disclosure

SEC source: 0001683168-26-004942 · ownership.xml · derivative · entry 4

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2026-10-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.

Read SEC document
June 15, 2026 Filed Jun 18, 2026 00:00 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 8,182 $9.46 $77,401.72
Disclosure

SEC source: 0001683168-26-004942 · ownership.xml · nonDerivative · entry 2

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 272,715

F2 · shares: This sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adoped by the Reporting Person.

Read SEC document
June 15, 2026 Filed Jun 18, 2026 00:00 UTC
Mears Robert JChief Technology Officer
Exercise / conversionCommon Stock 10,000 $7.65 $76,500.00
Disclosure

SEC source: 0001683168-26-004942 · ownership.xml · nonDerivative · entry 1

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 280,897

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.

Read SEC document
June 15, 2026 Filed Jun 18, 2026 00:00 UTC Exercise / conversionIncentive Stock Option (right to buy) · Derivative 12,500 $0.00 Strike: $7.01 $0.00
Disclosure

SEC source: 0001683168-26-004941 · ownership.xml · derivative · entry 9

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,387

Underlying: Common Stock · 12,500 shares

Expires 2027-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2026 Filed Jun 18, 2026 00:00 UTC Exercise / conversionIncentive Stock Option (right to buy) · Derivative 6,400 $0.00 Strike: $5.64 $0.00
Disclosure

SEC source: 0001683168-26-004941 · ownership.xml · derivative · entry 8

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,256

Underlying: Common Stock · 6,400 shares

Expires 2028-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2026 Filed Jun 18, 2026 00:00 UTC Exercise / conversionIncentive Stock Option (right to buy) · Derivative 1,500 $0.00 Strike: $3.90 $0.00
Disclosure

SEC source: 0001683168-26-004941 · ownership.xml · derivative · entry 7

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,423

Underlying: Common Stock · 1,500 shares

Expires 2029-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2026 Filed Jun 18, 2026 00:00 UTC SaleCommon Stock 12,500 $9.44 $118,000.00
Disclosure

SEC source: 0001683168-26-004941 · ownership.xml · nonDerivative · entry 6

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 253,353

Read SEC document
June 15, 2026 Filed Jun 18, 2026 00:00 UTC Exercise / conversionCommon Stock 12,500 $7.01 $87,625.00
Disclosure

SEC source: 0001683168-26-004941 · ownership.xml · nonDerivative · entry 5

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 265,853

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2026 Filed Jun 18, 2026 00:00 UTC SaleCommon Stock 6,400 $9.44 $60,416.00
Disclosure

SEC source: 0001683168-26-004941 · ownership.xml · nonDerivative · entry 4

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 253,353

Read SEC document
June 15, 2026 Filed Jun 18, 2026 00:00 UTC Exercise / conversionCommon Stock 6,400 $5.64 $36,096.00
Disclosure

SEC source: 0001683168-26-004941 · ownership.xml · nonDerivative · entry 3

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 259,753

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2026 Filed Jun 18, 2026 00:00 UTC SaleCommon Stock 1,500 $9.44 $14,160.00
Disclosure

SEC source: 0001683168-26-004941 · ownership.xml · nonDerivative · entry 2

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 253,353

Read SEC document
June 15, 2026 Filed Jun 18, 2026 00:00 UTC Exercise / conversionCommon Stock 1,500 $3.90 $5,850.00
Disclosure

SEC source: 0001683168-26-004941 · ownership.xml · nonDerivative · entry 1

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 254,853

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 09, 2026 Filed Jun 10, 2026 20:02 UTC
Mears Robert JChief Technology Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $7.01 $0.00
Disclosure

SEC source: 0001683168-26-004705 · ownership.xml · derivative · entry 18

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,378

Underlying: Common Stock · 10,000 shares

Expires 2027-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.

Read SEC document
June 09, 2026 Filed Jun 10, 2026 20:02 UTC
Mears Robert JChief Technology Officer
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $7.01 $0.00
Disclosure

SEC source: 0001683168-26-004705 · ownership.xml · derivative · entry 15

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 18,465

Underlying: Common Stock · 10,000 shares

Expires 2027-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.

Read SEC document
June 09, 2026 Filed Jun 10, 2026 20:02 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 8,012 $8.75 $70,105.00
Disclosure

SEC source: 0001683168-26-004705 · ownership.xml · nonDerivative · entry 12

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 270,897

F1 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.

Read SEC document
June 09, 2026 Filed Jun 10, 2026 20:02 UTC
Mears Robert JChief Technology Officer
Exercise / conversionCommon Stock 10,000 $7.01 $70,100.00
Disclosure

SEC source: 0001683168-26-004705 · ownership.xml · nonDerivative · entry 11

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 278,909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.

Read SEC document
June 09, 2026 Filed Jun 10, 2026 20:02 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 10,000 $8.75 $87,500.00
Disclosure

SEC source: 0001683168-26-004705 · ownership.xml · nonDerivative · entry 10

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 268,909

F1 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.

Read SEC document
June 09, 2026 Filed Jun 10, 2026 20:02 UTC
Mears Robert JChief Technology Officer
Exercise / conversionCommon Stock 10,000 $7.01 $70,100.00
Disclosure

SEC source: 0001683168-26-004705 · ownership.xml · nonDerivative · entry 9

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 278,909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.

Read SEC document
June 08, 2026 Filed Jun 10, 2026 20:02 UTC
Mears Robert JChief Technology Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $7.01 $0.00
Disclosure

SEC source: 0001683168-26-004705 · ownership.xml · derivative · entry 17

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 42,378

Underlying: Common Stock · 10,000 shares

Expires 2027-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.

Read SEC document
June 08, 2026 Filed Jun 10, 2026 20:02 UTC
Mears Robert JChief Technology Officer
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 8,115 $0.00 Strike: $7.65 $0.00
Disclosure

SEC source: 0001683168-26-004705 · ownership.xml · derivative · entry 16

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 8,115 shares

Expires 2026-10-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.

Read SEC document
June 08, 2026 Filed Jun 10, 2026 20:02 UTC
Mears Robert JChief Technology Officer
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $7.01 $0.00
Disclosure

SEC source: 0001683168-26-004705 · ownership.xml · derivative · entry 14

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 28,465

Underlying: Common Stock · 10,000 shares

Expires 2027-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.

Read SEC document
June 08, 2026 Filed Jun 10, 2026 20:02 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 1,000 $8.20 $8,200.00
Disclosure

SEC source: 0001683168-26-004705 · ownership.xml · nonDerivative · entry 8

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 268,909

F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
June 08, 2026 Filed Jun 10, 2026 20:02 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 9,980 $8.20 $81,836.00
Disclosure

SEC source: 0001683168-26-004705 · ownership.xml · nonDerivative · entry 7

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 269,909

F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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June 08, 2026 Filed Jun 10, 2026 20:02 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 7,313 $8.50 $62,160.50
Disclosure

SEC source: 0001683168-26-004705 · ownership.xml · nonDerivative · entry 6

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 279,889

F1 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.

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June 08, 2026 Filed Jun 10, 2026 20:02 UTC
Mears Robert JChief Technology Officer
Exercise / conversionCommon Stock 8,115 $7.65 $62,079.75
Disclosure

SEC source: 0001683168-26-004705 · ownership.xml · nonDerivative · entry 5

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 287,202

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.

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June 08, 2026 Filed Jun 10, 2026 20:02 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 8,863 $8.20 $72,676.60
Disclosure

SEC source: 0001683168-26-004705 · ownership.xml · nonDerivative · entry 4

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 279,087

F1 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.

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June 08, 2026 Filed Jun 10, 2026 20:02 UTC
Mears Robert JChief Technology Officer
Exercise / conversionCommon Stock 10,000 $7.01 $70,100.00
Disclosure

SEC source: 0001683168-26-004705 · ownership.xml · nonDerivative · entry 3

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 287,950

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.

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June 08, 2026 Filed Jun 10, 2026 20:02 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 10,000 $8.20 $82,000.00
Disclosure

SEC source: 0001683168-26-004705 · ownership.xml · nonDerivative · entry 2

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 277,950

F1 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.

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June 08, 2026 Filed Jun 10, 2026 20:02 UTC
Mears Robert JChief Technology Officer
Exercise / conversionCommon Stock 10,000 $7.01 $70,100.00
Disclosure

SEC source: 0001683168-26-004705 · ownership.xml · nonDerivative · entry 1

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 287,950

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.

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June 01, 2026 Filed Jun 2, 2026 20:02 UTC
BIBAUD SCOTT A.Director · CEO and President
SaleCommon Stock 1,837 $9.52 $17,488.24
Disclosure

SEC source: 0001683168-26-004457 · ownership.xml · nonDerivative · entry 4

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 695,761

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting ofrestricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction pursuant to Rule 10b5-l(c)(l)(ii)(D)(3) under the Exchange Act.

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June 01, 2026 Filed Jun 2, 2026 20:02 UTC
BIBAUD SCOTT A.Director · CEO and President
SaleCommon Stock 2,020 $9.52 $19,230.40
Disclosure

SEC source: 0001683168-26-004457 · ownership.xml · nonDerivative · entry 3

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 697,598

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting ofrestricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction pursuant to Rule 10b5-l(c)(l)(ii)(D)(3) under the Exchange Act.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.