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Anterix Inc.

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Tapewire entity
4597
SEC CIK
0001304492
Parsed reports
446

Last 12 months

Inside the activity.

2 purchase rows · 48 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202520
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 2026018
Jul 202600
Aug 2026013
Sep 2026011
Oct 202605

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 06, 2021 Filed Aug 10, 2021 22:45 UTC GrantCommon Stock 2,834 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-050686 · doc4.xml · nonDerivative · entry 1

Akhavan Hamid · CIK 0001295252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,906

F1 · shares: The restricted stock vests in full on the earlier of (i) August 6, 2022 or (ii) immediately prior to commencement of the Issuer's next annual stockholder meeting; provided, however, that if the vesting would otherwise occur on a date that is closed for trading under the Issuer's Insider Trading Policy, the vesting shall be automatically deemed to occur on the next trading day on which the sale of shares of common stock by the Reporting Person in the open market would be permitted under the Issuer's Insider Trading Policy.

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August 06, 2021 Filed Aug 10, 2021 18:48 UTC GrantCommon Stock 3,334 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-050689 · doc4.xml · nonDerivative · entry 1

MCALLISTER SINGLETON B · CIK 0001209079 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,242

F1 · shares: The restricted stock vests in full on the earlier of (i) August 6, 2022 or (ii) immediately prior to commencement of the Issuer's next annual stockholder meeting; provided, however, that if the vesting would otherwise occur on a date that is closed for trading under the Issuer's Insider Trading Policy, the vesting shall be automatically deemed to occur on the next trading day on which the sale of shares of common stock by the Reporting Person in the open market would be permitted under the Issuer's Insider Trading Policy.

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August 06, 2021 Filed Aug 10, 2021 18:50 UTC
SALEH PAUL NDirector
GrantCommon Stock 2,834 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-050691 · doc4.xml · nonDerivative · entry 1

SALEH PAUL N · CIK 0001196630 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,371

F1 · shares: The restricted stock vests in full on the earlier of (i) August 6, 2022 or (ii) immediately prior to commencement of the Issuer's next annual stockholder meeting; provided, however, that if the vesting would otherwise occur on a date that is closed for trading under the Issuer's Insider Trading Policy, the vesting shall be automatically deemed to occur on the next trading day on which the sale of shares of common stock by the Reporting Person in the open market would be permitted under the Issuer's Insider Trading Policy.

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July 01, 2021 Filed Jul 6, 2021 17:48 UTC
OBRIEN MORGAN EDirector · Executive Chairman
Tax withholdingCommon Stock 18,170 $60.00 $1,090,200.00
Disclosure

SEC source: 0001209191-21-045601 · doc4.xml · nonDerivative · entry 1

OBRIEN MORGAN E · CIK 0000937846 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,547

F1 · shares: The shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of restricted stock units granted June 2020.

Read SEC document
June 07, 2021 Filed Jun 7, 2021 18:00 UTC
OBRIEN MORGAN EDirector · Executive Chairman
Exercise / conversionStock Option (Right to Buy) · Derivative 13,209 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001209191-21-038738 · doc4.xml · derivative · entry 9

OBRIEN MORGAN E · CIK 0000937846 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 13,209 shares

Expires 2024-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option shares are fully vested.

Read SEC document
June 07, 2021 Filed Jun 7, 2021 18:00 UTC
OBRIEN MORGAN EDirector · Executive Chairman
SaleCommon Stock 13,209 $50.35 $665,083.72
Disclosure

SEC source: 0001209191-21-038738 · doc4.xml · nonDerivative · entry 6

OBRIEN MORGAN E · CIK 0000937846 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,717

F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $50.00 to $50.66. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 07, 2021 Filed Jun 7, 2021 18:00 UTC
OBRIEN MORGAN EDirector · Executive Chairman
Exercise / conversionCommon Stock 13,209 $20.00 $264,180.00
Disclosure

SEC source: 0001209191-21-038738 · doc4.xml · nonDerivative · entry 5

OBRIEN MORGAN E · CIK 0000937846 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,926

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2021 Filed Jun 7, 2021 18:00 UTC
OBRIEN MORGAN EDirector · Executive Chairman
Exercise / conversionStock Option (Right to Buy) · Derivative 6,672 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001209191-21-038738 · doc4.xml · derivative · entry 8

OBRIEN MORGAN E · CIK 0000937846 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,209

Underlying: Common Stock · 6,672 shares

Expires 2024-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option shares are fully vested.

Read SEC document
June 04, 2021 Filed Jun 7, 2021 18:00 UTC
OBRIEN MORGAN EDirector · Executive Chairman
SaleCommon Stock 6,672 $50.03 $333,804.83
Disclosure

SEC source: 0001209191-21-038738 · doc4.xml · nonDerivative · entry 4

OBRIEN MORGAN E · CIK 0000937846 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,717

F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $49.75 to $50.24. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 04, 2021 Filed Jun 7, 2021 18:00 UTC
OBRIEN MORGAN EDirector · Executive Chairman
Exercise / conversionCommon Stock 6,672 $20.00 $133,440.00
Disclosure

SEC source: 0001209191-21-038738 · doc4.xml · nonDerivative · entry 3

OBRIEN MORGAN E · CIK 0000937846 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,389

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2021 Filed Jun 7, 2021 18:00 UTC
OBRIEN MORGAN EDirector · Executive Chairman
Exercise / conversionStock Option (Right to Buy) · Derivative 11,785 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001209191-21-038738 · doc4.xml · derivative · entry 7

OBRIEN MORGAN E · CIK 0000937846 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,881

Underlying: Common Stock · 11,785 shares

Expires 2024-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option shares are fully vested.

Read SEC document
June 03, 2021 Filed Jun 7, 2021 18:00 UTC
OBRIEN MORGAN EDirector · Executive Chairman
SaleCommon Stock 11,785 $49.74 $586,176.47
Disclosure

SEC source: 0001209191-21-038738 · doc4.xml · nonDerivative · entry 2

OBRIEN MORGAN E · CIK 0000937846 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,717

F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $49.20 to $50.34. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 03, 2021 Filed Jun 7, 2021 18:00 UTC
OBRIEN MORGAN EDirector · Executive Chairman
Exercise / conversionCommon Stock 11,785 $20.00 $235,700.00
Disclosure

SEC source: 0001209191-21-038738 · doc4.xml · nonDerivative · entry 1

OBRIEN MORGAN E · CIK 0000937846 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,502

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 21:58 UTC
Schwartz Robert HarrisDirector · President and CEO
SaleCommon Stock 3,409 $48.32 $164,722.88
Disclosure

SEC source: 0001209191-21-036909 · doc4.xml · nonDerivative · entry 1

Schwartz Robert Harris · CIK 0001654170 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,383

F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 plan in order to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
May 25, 2021 Filed May 26, 2021 00:11 UTC
Gray TimothyChief Financial Officer
SaleCommon Stock 5,347 $47.76 $255,373.79
Disclosure

SEC source: 0001209191-21-035816 · doc4.xml · nonDerivative · entry 1

Gray Timothy · CIK 0001629762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,568

F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 plan in order to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
May 24, 2021 Filed May 24, 2021 19:44 UTC
OBRIEN MORGAN EDirector · Executive Chairman
SaleCommon Stock 1,333 $48.58 $64,751.81
Disclosure

SEC source: 0001209191-21-035532 · doc4.xml · nonDerivative · entry 1

OBRIEN MORGAN E · CIK 0000937846 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,717

F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 plan in order to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $48.50 to $48.725. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 24, 2021 Filed May 24, 2021 23:43 UTC
Ashe Gena LChief Legal Officer & Corp Sec
SaleCommon Stock 1,307 $48.65 $63,585.55
Disclosure

SEC source: 0001209191-21-035530 · doc4.xml · nonDerivative · entry 1

Ashe Gena L · CIK 0001669943 · Chief Legal Officer & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,866

F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 plan in order to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
May 24, 2021 Filed May 24, 2021 23:43 UTC
Gangeri ElaineChief Acc Officer, Treasurer
SaleCommon Stock 854 $48.65 $41,545.39
Disclosure

SEC source: 0001209191-21-035531 · doc4.xml · nonDerivative · entry 1

Gangeri Elaine · CIK 0001782270 · Chief Acc Officer, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,646

F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 plan in order to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $47.12 to $48.65. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 05, 2021 Filed May 6, 2021 21:46 UTC
Gerbrandt RyanChief Operating Officer
GrantCommon Stock 26,087 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-030681 · doc4.xml · nonDerivative · entry 1

Gerbrandt Ryan · CIK 0001821509 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,881

F1 · shares: Represents the issuance of restricted stock units (the "RSUs"). 25% of the RSUs vest and become exercisable on May 5, 2022 with the remaining shares vesting in 3 equal annual installments thereafter.

Read SEC document
May 05, 2021 Filed May 6, 2021 21:42 UTC
Ashe Gena LGeneral Counsel & Secretary
GrantCommon Stock 19,566 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-030676 · doc4.xml · nonDerivative · entry 1

Ashe Gena L · CIK 0001669943 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,173

F1 · shares: Represents the issuance of restricted stock units (the "RSUs"). 25% of the RSUs vest and become exercisable on May 5, 2022 with the remaining shares vesting in 3 equal annual installments thereafter.

Read SEC document
May 05, 2021 Filed May 6, 2021 21:51 UTC
Guttman-McCabe ChristopherChief Reg & Comm Officer
GrantCommon Stock 21,740 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-030690 · doc4.xml · nonDerivative · entry 1

Guttman-McCabe Christopher · CIK 0001828490 · Chief Reg & Comm Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,222

F1 · shares: Represents the issuance of restricted stock units (the "RSUs"). 25% of the RSUs vest and become exercisable on May 5, 2022 with the remaining shares vesting in 3 equal annual installments thereafter.

Read SEC document
May 05, 2021 Filed May 6, 2021 21:50 UTC
Gray TimothyChief Financial Officer
GrantCommon Stock 19,566 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-030689 · doc4.xml · nonDerivative · entry 1

Gray Timothy · CIK 0001629762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,915

F1 · shares: Represents the issuance of restricted stock units (the "RSUs"). 25% of the RSUs vest and become exercisable on May 5, 2022 with the remaining shares vesting in 3 equal annual installments thereafter.

Read SEC document
May 05, 2021 Filed May 6, 2021 21:44 UTC
Gangeri ElaineChief Acc Officer, Treasurer
GrantCommon Stock 10,870 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-030680 · doc4.xml · nonDerivative · entry 1

Gangeri Elaine · CIK 0001782270 · Chief Acc Officer, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

F1 · shares: Represents the issuance of restricted stock units (the "RSUs"). 25% of the RSUs vest and become exercisable on May 5, 2022 with the remaining shares vesting in 3 equal annual installments thereafter.

Read SEC document
May 05, 2021 Filed May 10, 2021 22:33 UTC Amendment
Gerbrandt RyanChief Operating Officer
GrantCommon Stock 26,087 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-031399 · doc4a.xml · nonDerivative · entry 1

Gerbrandt Ryan · CIK 0001821509 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,881

F1 · shares: Represents the issuance of restricted stock units (the "RSUs"). 25% of the RSUs vest and become exercisable on May 15, 2022, with the remaining RSUs vesting in 3 equal annual installments thereafter. The prior Form 4 incorrectly reported that 25% of the RSUs vest and become exercisable on May 5, 2022, with the remaining RSUs vesting in 3 equal annual installments thereafter.

Read SEC document
May 05, 2021 Filed May 10, 2021 22:30 UTC Amendment
Ashe Gena LChief Legal Officer & Corp Sec
GrantCommon Stock 19,566 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-031397 · doc4a.xml · nonDerivative · entry 1

Ashe Gena L · CIK 0001669943 · Chief Legal Officer & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,173

F1 · shares: Represents the issuance of restricted stock units (the "RSUs"). 25% of the RSUs vest and become exercisable on May 15, 2022, with the remaining RSUs vesting in 3 equal annual installments thereafter. The prior Form 4 incorrectly reported that 25% of the RSUs vest and become exercisable on May 5, 2022, with the remaining RSUs vesting in 3 equal annual installments thereafter.

Read SEC document
May 05, 2021 Filed May 10, 2021 22:35 UTC Amendment
Guttman-McCabe ChristopherChief Reg & Comm Officer
GrantCommon Stock 21,740 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-031402 · doc4a.xml · nonDerivative · entry 1

Guttman-McCabe Christopher · CIK 0001828490 · Chief Reg & Comm Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,222

F1 · shares: Represents the issuance of restricted stock units (the "RSUs"). 25% of the RSUs vest and become exercisable on May 15, 2022, with the remaining RSUs vesting in 3 equal annual installments thereafter. The prior Form 4 incorrectly reported that 25% of the RSUs vest and become exercisable on May 5, 2022, with the remaining RSUs vesting in 3 equal annual installments thereafter.

Read SEC document
May 05, 2021 Filed May 10, 2021 22:34 UTC Amendment
Gray TimothyChief Financial Officer
GrantCommon Stock 19,566 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-031400 · doc4a.xml · nonDerivative · entry 1

Gray Timothy · CIK 0001629762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,915

F1 · shares: Represents the issuance of restricted stock units (the "RSUs"). 25% of the RSUs vest and become exercisable on May 15, 2022, with the remaining RSUs vesting in 3 equal annual installments thereafter. The prior Form 4 incorrectly reported that 25% of the RSUs vest and become exercisable on May 5, 2022, with the remaining RSUs vesting in 3 equal annual installments thereafter.

Read SEC document
May 05, 2021 Filed May 10, 2021 22:32 UTC Amendment
Gangeri ElaineChief Acc Officer, Treasurer
GrantCommon Stock 10,870 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-031398 · doc4a.xml · nonDerivative · entry 1

Gangeri Elaine · CIK 0001782270 · Chief Acc Officer, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

F1 · shares: Represents the issuance of restricted stock units (the "RSUs"). 25% of the RSUs vest and become exercisable on May 15, 2022, with the remaining RSUs vesting in 3 equal annual installments thereafter. The prior Form 4 incorrectly reported that 25% of the RSUs vest and become exercisable on May 5, 2022, with the remaining RSUs vesting in 3 equal annual installments thereafter.

Read SEC document
March 05, 2021 Filed Mar 8, 2021 23:21 UTC PurchaseCommon Stock 4,000 $41.00 $164,000.00
Disclosure

SEC source: 0001209191-21-018689 · doc4.xml · nonDerivative · entry 1

DANIELS LESLIE B · CIK 0001052559 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k)

Disclosed balance after: 4,000

Read SEC document
February 26, 2021 Filed Mar 1, 2021 23:04 UTC PurchaseCommon Stock 2,000 $42.25 $84,500.00
Disclosure

SEC source: 0001209191-21-015375 · doc4.xml · nonDerivative · entry 2

DANIELS LESLIE B · CIK 0001052559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,072

Read SEC document
February 26, 2021 Filed Mar 2, 2021 23:11 UTC PurchaseCommon Stock 750 $43.26 $32,445.00
Disclosure

SEC source: 0001209191-21-016427 · doc4.xml · nonDerivative · entry 2

YAZDI MAHVASH · CIK 0001182496 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k)

Disclosed balance after: 750

Read SEC document
February 26, 2021 Filed Mar 2, 2021 23:11 UTC PurchaseCommon Stock 250 $42.50 $10,625.00
Disclosure

SEC source: 0001209191-21-016427 · doc4.xml · nonDerivative · entry 1

YAZDI MAHVASH · CIK 0001182496 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Yazdi Family Trust UA Oct 03, 1988

Disclosed balance after: 250

F1 · ownership.nature: Ms. Yazdi is a trustee of the Yazdi Family Trust UA Oct 03, 1998 and has voting and dispositive power with respect to these shares. Ms. Yazdi disclaims beneficial ownership except to the extent of her pecuniary interest therein.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 23:04 UTC PurchaseCommon Stock 2,000 $43.50 $87,000.00
Disclosure

SEC source: 0001209191-21-015375 · doc4.xml · nonDerivative · entry 1

DANIELS LESLIE B · CIK 0001052559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,072

Read SEC document
February 24, 2021 Filed Feb 25, 2021 20:30 UTC PurchaseCommon Stock 162 $42.85 $6,941.30
Disclosure

SEC source: 0000902664-21-001614 · ownership.xml · nonDerivative · entry 4

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

Owl Creek Special Situations Fund, L.P. · CIK 0001774065 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 5,411,738

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI"), Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund") and Owl Creek Special Situations Fund, L.P., a Delaware limited partnership ("Owl Creek Special Situations," and together with Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund, the "Owl Creek Funds").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II, Owl Creek Credit Fund and Owl Creek Special Situations. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, each of the Owl Creek Funds. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
February 24, 2021 Filed Feb 25, 2021 20:30 UTC PurchaseCommon Stock 1,713 $42.50 $72,799.93
Disclosure

SEC source: 0000902664-21-001614 · ownership.xml · nonDerivative · entry 3

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

Owl Creek Special Situations Fund, L.P. · CIK 0001774065 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 5,411,576

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI"), Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund") and Owl Creek Special Situations Fund, L.P., a Delaware limited partnership ("Owl Creek Special Situations," and together with Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund, the "Owl Creek Funds").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II, Owl Creek Credit Fund and Owl Creek Special Situations. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, each of the Owl Creek Funds. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

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February 23, 2021 Filed Feb 25, 2021 20:30 UTC PurchaseCommon Stock 3,830 $42.46 $162,611.46
Disclosure

SEC source: 0000902664-21-001614 · ownership.xml · nonDerivative · entry 2

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

Owl Creek Special Situations Fund, L.P. · CIK 0001774065 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 5,409,863

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI"), Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund") and Owl Creek Special Situations Fund, L.P., a Delaware limited partnership ("Owl Creek Special Situations," and together with Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund, the "Owl Creek Funds").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II, Owl Creek Credit Fund and Owl Creek Special Situations. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, each of the Owl Creek Funds. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

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February 23, 2021 Filed Feb 25, 2021 20:30 UTC PurchaseCommon Stock, par value $0.0001 per share ("Common Stock") 3,901 $42.46 $165,636.85
Disclosure

SEC source: 0000902664-21-001614 · ownership.xml · nonDerivative · entry 1

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

Owl Creek Special Situations Fund, L.P. · CIK 0001774065 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 5,406,033

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI"), Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund") and Owl Creek Special Situations Fund, L.P., a Delaware limited partnership ("Owl Creek Special Situations," and together with Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund, the "Owl Creek Funds").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II, Owl Creek Credit Fund and Owl Creek Special Situations. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, each of the Owl Creek Funds. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

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February 22, 2021 Filed Feb 25, 2021 00:14 UTC PurchaseCommon Stock 3,000 $42.88 $128,625.00
Disclosure

SEC source: 0001209191-21-013995 · doc4.xml · nonDerivative · entry 1

DANIELS LESLIE B · CIK 0001052559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,072

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February 19, 2021 Filed Feb 22, 2021 23:17 UTC
Ashe Gena LGeneral Counsel & Secretary
SaleCommon Stock 948 $45.04 $42,697.92
Disclosure

SEC source: 0001209191-21-012860 · doc4.xml · nonDerivative · entry 1

Ashe Gena L · CIK 0001669943 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,607

Read SEC document
February 19, 2021 Filed Feb 22, 2021 23:18 UTC
Gray TimothyChief Financial Officer
PurchaseCommon Stock 225 $44.57 $10,028.88
Disclosure

SEC source: 0001209191-21-012861 · doc4.xml · nonDerivative · entry 1

Gray Timothy · CIK 0001629762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,349

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February 18, 2021 Filed Feb 20, 2021 00:55 UTC
Guttman-McCabe ChristopherChief Reg & Comm Officer
SaleCommon Stock 7,538 $44.26 $333,594.19
Disclosure

SEC source: 0001209191-21-012592 · doc4.xml · nonDerivative · entry 1

Guttman-McCabe Christopher · CIK 0001828490 · Chief Reg & Comm Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,482

F1 · price: This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $44.01 to $44.63. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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February 18, 2021 Filed Feb 24, 2021 00:41 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-013478 · doc4.xml · nonDerivative · entry 1

YAZDI MAHVASH · CIK 0001182496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

F1 · shares: The restricted stock vests in full on the earlier of (i) September 2, 2021 or (ii) immediately prior to commencement of the Issuer's next annual stockholder meeting; provided, however, that if the vesting would otherwise occur on a date that is closed for trading under the Issuer's Insider Trading Policy, the vesting shall be automatically deemed to occur on the next trading day on which the sale of shares of common stock by the Reporting Person in the open market would be permitted under the Issuer's Insider Trading Policy.

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February 17, 2021 Filed Feb 18, 2021 00:39 UTC
Gerbrandt RyanChief Operating Officer
SaleCommon Stock 2,018 $42.00 $84,756.00
Disclosure

SEC source: 0001209191-21-011525 · doc4.xml · nonDerivative · entry 1

Gerbrandt Ryan · CIK 0001821509 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,794

F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 plan in order to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

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February 17, 2021 Filed Feb 18, 2021 00:35 UTC
Gangeri ElaineChief Acc Officer, Treasurer
SaleCommon Stock 668 $42.00 $28,056.00
Disclosure

SEC source: 0001209191-21-011521 · doc4.xml · nonDerivative · entry 1

Gangeri Elaine · CIK 0001782270 · Chief Acc Officer, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,630

F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 plan in order to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 16:17 UTC PurchaseCommon Stock 38,618 $42.68 $1,648,038.60
Disclosure

SEC source: 0000902664-21-001528 · ownership.xml · nonDerivative · entry 3

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

Owl Creek Special Situations Fund, L.P. · CIK 0001774065 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 5,402,132

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI"), Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund") and Owl Creek Special Situations Fund, L.P., a Delaware limited partnership ("Owl Creek Special Situations," and together with Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund, the "Owl Creek Funds").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II, Owl Creek Credit Fund and Owl Creek Special Situations. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, each of the Owl Creek Funds. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 16:17 UTC PurchaseCommon Stock 84,199 $43.40 $3,654,463.94
Disclosure

SEC source: 0000902664-21-001528 · ownership.xml · nonDerivative · entry 2

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

Owl Creek Special Situations Fund, L.P. · CIK 0001774065 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 5,363,514

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI"), Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund") and Owl Creek Special Situations Fund, L.P., a Delaware limited partnership ("Owl Creek Special Situations," and together with Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund, the "Owl Creek Funds").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II, Owl Creek Credit Fund and Owl Creek Special Situations. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, each of the Owl Creek Funds. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 16:17 UTC PurchaseCommon Stock, par value $0.0001 per share ("Common Stock") 28,300 $41.85 $1,184,405.94
Disclosure

SEC source: 0000902664-21-001528 · ownership.xml · nonDerivative · entry 1

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

Owl Creek Special Situations Fund, L.P. · CIK 0001774065 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 5,279,315

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI"), Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund") and Owl Creek Special Situations Fund, L.P., a Delaware limited partnership ("Owl Creek Special Situations," and together with Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund, the "Owl Creek Funds").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II, Owl Creek Credit Fund and Owl Creek Special Situations. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, each of the Owl Creek Funds. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
February 16, 2021 Filed Feb 17, 2021 19:33 UTC
OBRIEN MORGAN EDirector · Executive Chairman
Exercise / conversionStock Option (Right to Buy) · Derivative 31,667 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001209191-21-011520 · doc4.xml · derivative · entry 3

OBRIEN MORGAN E · CIK 0000937846 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,666

Underlying: Common Stock · 31,667 shares

Expires 2024-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option shares are fully vested.

Read SEC document
February 16, 2021 Filed Feb 17, 2021 19:33 UTC
OBRIEN MORGAN EDirector · Executive Chairman
SaleCommon Stock 31,667 $40.16 $1,271,901.89
Disclosure

SEC source: 0001209191-21-011520 · doc4.xml · nonDerivative · entry 2

OBRIEN MORGAN E · CIK 0000937846 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,250

F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $40.00 to $40.795. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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February 16, 2021 Filed Feb 17, 2021 19:33 UTC
OBRIEN MORGAN EDirector · Executive Chairman
Exercise / conversionCommon Stock 31,667 $20.00 $633,340.00
Disclosure

SEC source: 0001209191-21-011520 · doc4.xml · nonDerivative · entry 1

OBRIEN MORGAN E · CIK 0000937846 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.