Tapewire

Nasdaq · USD

ATEX

Anterix Inc.

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Tapewire entity
4597
SEC CIK
0001304492
Parsed reports
446

Last 12 months

Inside the activity.

2 purchase rows · 48 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202520
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 2026018
Jul 202600
Aug 2026013
Sep 2026011
Oct 202605

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 20, 2021 Filed Sep 20, 2021 23:14 UTC
Schwartz Robert HarrisDirector · President and CEO
SaleCommon Stock 5,727 $56.59 $324,097.80
Disclosure

SEC source: 0001209191-21-056954 · doc4.xml · nonDerivative · entry 13

Schwartz Robert Harris · CIK 0001654170 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,324

F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F11 · price: This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $56.05 to $57.02. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 20, 2021 Filed Sep 20, 2021 23:14 UTC
Schwartz Robert HarrisDirector · President and CEO
SaleCommon Stock 3,790 $55.25 $209,404.32
Disclosure

SEC source: 0001209191-21-056954 · doc4.xml · nonDerivative · entry 12

Schwartz Robert Harris · CIK 0001654170 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,051

F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F10 · price: This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $55.00 to $56.00. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 17, 2021 Filed Sep 20, 2021 23:14 UTC
Schwartz Robert HarrisDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 16,212 $0.00 Strike: $24.45 $0.00
Disclosure

SEC source: 0001209191-21-056954 · doc4.xml · derivative · entry 17

Schwartz Robert Harris · CIK 0001654170 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,089

Underlying: Common Stock · 16,212 shares

Expires 2026-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time.

Read SEC document
September 17, 2021 Filed Sep 20, 2021 23:14 UTC
Schwartz Robert HarrisDirector · President and CEO
SaleCommon Stock 361 $58.17 $21,000.49
Disclosure

SEC source: 0001209191-21-056954 · doc4.xml · nonDerivative · entry 11

Schwartz Robert Harris · CIK 0001654170 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,841

F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F9 · price: This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $58.10 to $58.255. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 17, 2021 Filed Sep 20, 2021 23:14 UTC
Schwartz Robert HarrisDirector · President and CEO
SaleCommon Stock 13,391 $57.38 $768,409.06
Disclosure

SEC source: 0001209191-21-056954 · doc4.xml · nonDerivative · entry 10

Schwartz Robert Harris · CIK 0001654170 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,202

F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F8 · price: This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $57.06 to $58.04. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 17, 2021 Filed Sep 20, 2021 23:14 UTC
Schwartz Robert HarrisDirector · President and CEO
SaleCommon Stock 6,472 $56.47 $365,481.61
Disclosure

SEC source: 0001209191-21-056954 · doc4.xml · nonDerivative · entry 9

Schwartz Robert Harris · CIK 0001654170 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,593

F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · price: This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $56.02 to $57.00. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 17, 2021 Filed Sep 20, 2021 23:14 UTC
Schwartz Robert HarrisDirector · President and CEO
SaleCommon Stock 8,530 $55.35 $472,110.76
Disclosure

SEC source: 0001209191-21-056954 · doc4.xml · nonDerivative · entry 8

Schwartz Robert Harris · CIK 0001654170 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,065

F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $55.01 to $56.00. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 17, 2021 Filed Sep 20, 2021 23:14 UTC
Schwartz Robert HarrisDirector · President and CEO
Exercise / conversionCommon Stock 16,212 $24.45 $396,383.40
Disclosure

SEC source: 0001209191-21-056954 · doc4.xml · nonDerivative · entry 7

Schwartz Robert Harris · CIK 0001654170 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,595

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2021 Filed Sep 20, 2021 23:14 UTC
Schwartz Robert HarrisDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 9,699 $0.00 Strike: $24.45 $0.00
Disclosure

SEC source: 0001209191-21-056954 · doc4.xml · derivative · entry 16

Schwartz Robert Harris · CIK 0001654170 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,301

Underlying: Common Stock · 9,699 shares

Expires 2026-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time.

Read SEC document
September 16, 2021 Filed Sep 20, 2021 23:14 UTC
Schwartz Robert HarrisDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 13,223 $0.00 Strike: $26.59 $0.00
Disclosure

SEC source: 0001209191-21-056954 · doc4.xml · derivative · entry 15

Schwartz Robert Harris · CIK 0001654170 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,040

Underlying: Common Stock · 13,223 shares

Expires 2025-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time.

Read SEC document
September 16, 2021 Filed Sep 20, 2021 23:14 UTC
Schwartz Robert HarrisDirector · President and CEO
SaleCommon Stock 6,598 $57.63 $380,238.78
Disclosure

SEC source: 0001209191-21-056954 · doc4.xml · nonDerivative · entry 6

Schwartz Robert Harris · CIK 0001654170 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,383

F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $57.49 to $57.91. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 16, 2021 Filed Sep 20, 2021 23:14 UTC
Schwartz Robert HarrisDirector · President and CEO
SaleCommon Stock 7,514 $57.23 $430,008.94
Disclosure

SEC source: 0001209191-21-056954 · doc4.xml · nonDerivative · entry 5

Schwartz Robert Harris · CIK 0001654170 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,981

F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $56.485 to $57.485. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 16, 2021 Filed Sep 20, 2021 23:14 UTC
Schwartz Robert HarrisDirector · President and CEO
SaleCommon Stock 3,415 $55.90 $190,907.38
Disclosure

SEC source: 0001209191-21-056954 · doc4.xml · nonDerivative · entry 4

Schwartz Robert Harris · CIK 0001654170 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,495

F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $55.44 to $56.41. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 16, 2021 Filed Sep 20, 2021 23:14 UTC
Schwartz Robert HarrisDirector · President and CEO
SaleCommon Stock 5,395 $54.88 $296,088.93
Disclosure

SEC source: 0001209191-21-056954 · doc4.xml · nonDerivative · entry 3

Schwartz Robert Harris · CIK 0001654170 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,910

F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $54.43 to $54.42. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 16, 2021 Filed Sep 20, 2021 23:14 UTC
Schwartz Robert HarrisDirector · President and CEO
Exercise / conversionCommon Stock 9,699 $24.45 $237,140.55
Disclosure

SEC source: 0001209191-21-056954 · doc4.xml · nonDerivative · entry 2

Schwartz Robert Harris · CIK 0001654170 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,305

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2021 Filed Sep 20, 2021 23:14 UTC
Schwartz Robert HarrisDirector · President and CEO
Exercise / conversionCommon Stock 13,223 $26.59 $351,599.57
Disclosure

SEC source: 0001209191-21-056954 · doc4.xml · nonDerivative · entry 1

Schwartz Robert Harris · CIK 0001654170 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,606

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2021 Filed Sep 16, 2021 01:19 UTC
Schwartz Robert HarrisDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 21,010 $0.00 Strike: $26.59 $0.00
Disclosure

SEC source: 0001209191-21-056304 · doc4.xml · derivative · entry 15

Schwartz Robert Harris · CIK 0001654170 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,263

Underlying: Common Stock · 21,010 shares

Expires 2025-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time.

Read SEC document
September 15, 2021 Filed Sep 16, 2021 01:19 UTC
Schwartz Robert HarrisDirector · President and CEO
SaleCommon Stock 271 $57.36 $15,543.67
Disclosure

SEC source: 0001209191-21-056304 · doc4.xml · nonDerivative · entry 12

Schwartz Robert Harris · CIK 0001654170 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,383

F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F9 · price: This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $57.18 to $57.46. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 15, 2021 Filed Sep 16, 2021 01:19 UTC
Schwartz Robert HarrisDirector · President and CEO
SaleCommon Stock 12,356 $56.31 $695,734.23
Disclosure

SEC source: 0001209191-21-056304 · doc4.xml · nonDerivative · entry 11

Schwartz Robert Harris · CIK 0001654170 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,654

F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F8 · price: This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $56.10 to $57.01. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 15, 2021 Filed Sep 16, 2021 01:19 UTC
Schwartz Robert HarrisDirector · President and CEO
SaleCommon Stock 8,383 $55.68 $466,737.78
Disclosure

SEC source: 0001209191-21-056304 · doc4.xml · nonDerivative · entry 10

Schwartz Robert Harris · CIK 0001654170 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,010

F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · price: This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $55.095 to $56.095. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 15, 2021 Filed Sep 16, 2021 01:19 UTC
Schwartz Robert HarrisDirector · President and CEO
Exercise / conversionCommon Stock 21,010 $26.59 $558,655.90
Disclosure

SEC source: 0001209191-21-056304 · doc4.xml · nonDerivative · entry 9

Schwartz Robert Harris · CIK 0001654170 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 19:08 UTC
OBRIEN MORGAN EDirector · Executive Chairman
SaleCommon Stock 377 $57.34 $21,616.43
Disclosure

SEC source: 0001209191-21-056734 · doc4.xml · nonDerivative · entry 3

OBRIEN MORGAN E · CIK 0000937846 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,287

F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $57.25 to $57.55. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 19:08 UTC
OBRIEN MORGAN EDirector · Executive Chairman
SaleCommon Stock 13,869 $56.30 $780,783.09
Disclosure

SEC source: 0001209191-21-056734 · doc4.xml · nonDerivative · entry 2

OBRIEN MORGAN E · CIK 0000937846 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,664

F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $56.05 to $56.895. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 19:08 UTC
OBRIEN MORGAN EDirector · Executive Chairman
SaleCommon Stock 2,649 $55.53 $147,096.32
Disclosure

SEC source: 0001209191-21-056734 · doc4.xml · nonDerivative · entry 1

OBRIEN MORGAN E · CIK 0000937846 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,533

F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $55.10 to $55.895. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 14, 2021 Filed Sep 16, 2021 01:19 UTC
Schwartz Robert HarrisDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 10,505 $0.00 Strike: $26.59 $0.00
Disclosure

SEC source: 0001209191-21-056304 · doc4.xml · derivative · entry 14

Schwartz Robert Harris · CIK 0001654170 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,273

Underlying: Common Stock · 10,505 shares

Expires 2025-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time.

Read SEC document
September 14, 2021 Filed Sep 16, 2021 01:19 UTC
Schwartz Robert HarrisDirector · President and CEO
SaleCommon Stock 2,052 $58.63 $120,298.91
Disclosure

SEC source: 0001209191-21-056304 · doc4.xml · nonDerivative · entry 8

Schwartz Robert Harris · CIK 0001654170 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,383

F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $58.435 to $58.865. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 14, 2021 Filed Sep 16, 2021 01:19 UTC
Schwartz Robert HarrisDirector · President and CEO
SaleCommon Stock 8,453 $57.94 $489,738.08
Disclosure

SEC source: 0001209191-21-056304 · doc4.xml · nonDerivative · entry 7

Schwartz Robert Harris · CIK 0001654170 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,435

F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $57.43 to $58.425. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 14, 2021 Filed Sep 16, 2021 01:19 UTC
Schwartz Robert HarrisDirector · President and CEO
Exercise / conversionCommon Stock 10,505 $26.59 $279,327.95
Disclosure

SEC source: 0001209191-21-056304 · doc4.xml · nonDerivative · entry 6

Schwartz Robert Harris · CIK 0001654170 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2021 Filed Sep 16, 2021 01:19 UTC
Schwartz Robert HarrisDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 10,222 $0.00 Strike: $26.59 $0.00
Disclosure

SEC source: 0001209191-21-056304 · doc4.xml · derivative · entry 13

Schwartz Robert Harris · CIK 0001654170 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,778

Underlying: Common Stock · 10,222 shares

Expires 2025-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time.

Read SEC document
September 13, 2021 Filed Sep 16, 2021 01:19 UTC
Schwartz Robert HarrisDirector · President and CEO
SaleCommon Stock 118 $61.25 $7,227.50
Disclosure

SEC source: 0001209191-21-056304 · doc4.xml · nonDerivative · entry 5

Schwartz Robert Harris · CIK 0001654170 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,383

F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
September 13, 2021 Filed Sep 16, 2021 01:19 UTC
Schwartz Robert HarrisDirector · President and CEO
SaleCommon Stock 1,792 $60.44 $108,308.12
Disclosure

SEC source: 0001209191-21-056304 · doc4.xml · nonDerivative · entry 4

Schwartz Robert Harris · CIK 0001654170 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,501

F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $60.005 to $60.95. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 13, 2021 Filed Sep 16, 2021 01:19 UTC
Schwartz Robert HarrisDirector · President and CEO
SaleCommon Stock 1,192 $59.23 $70,605.74
Disclosure

SEC source: 0001209191-21-056304 · doc4.xml · nonDerivative · entry 3

Schwartz Robert Harris · CIK 0001654170 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,293

F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $58.88 to $59.64. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 13, 2021 Filed Sep 16, 2021 01:19 UTC
Schwartz Robert HarrisDirector · President and CEO
SaleCommon Stock 7,120 $58.30 $415,061.11
Disclosure

SEC source: 0001209191-21-056304 · doc4.xml · nonDerivative · entry 2

Schwartz Robert Harris · CIK 0001654170 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,485

F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $57.86 to $58.83. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 13, 2021 Filed Sep 16, 2021 01:19 UTC
Schwartz Robert HarrisDirector · President and CEO
Exercise / conversionCommon Stock 10,222 $26.59 $271,802.98
Disclosure

SEC source: 0001209191-21-056304 · doc4.xml · nonDerivative · entry 1

Schwartz Robert Harris · CIK 0001654170 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,605

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2021 Filed Sep 8, 2021 18:50 UTC
OBRIEN MORGAN EDirector · Executive Chairman
GrantStock Option (Right to Buy) · Derivative 65,595 $0.00 Strike: $60.92 $0.00
Disclosure

SEC source: 0001209191-21-055208 · doc4.xml · derivative · entry 1

OBRIEN MORGAN E · CIK 0000937846 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,595

Underlying: Common Stock · 65,595 shares

Expires 2031-09-07

F1 · derivative.exercise_date: 33 1/3% of the option shares vest and become exercisable on September 7, 2022 with the remaining shares vesting in 2 equal annual installments thereafter.

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September 07, 2021 Filed Jun 8, 2022 21:05 UTC Amendment
OBRIEN MORGAN EDirector · Executive Chairman
GrantStock Option (Right to Buy) · Derivative 65,768 $0.00 Strike: $60.92 $0.00
Disclosure

SEC source: 0001209191-22-035272 · doc4a.xml · derivative · entry 1

OBRIEN MORGAN E · CIK 0000937846 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,768

Underlying: Common Stock · 65,768 shares

Expires 2031-09-07

F1 · shares: The prior Form 4 incorrectly reported the option grant for 65,595 shares.

F2 · derivative.exercise_date: 33 1/3% of the option shares vest and become exercisable on September 7, 2022 with the remaining shares vesting in 2 equal annual installments thereafter.

F1 · derivative.underlying_shares: The prior Form 4 incorrectly reported the option grant for 65,595 shares.

F1 · balance_after: The prior Form 4 incorrectly reported the option grant for 65,595 shares.

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August 23, 2021 Filed Aug 25, 2021 22:30 UTC
Schwartz Robert HarrisDirector · President and CEO
GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $57.00 $0.00
Disclosure

SEC source: 0001209191-21-053361 · doc4.xml · derivative · entry 2

Schwartz Robert Harris · CIK 0001654170 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2031-08-23

F2 · derivative.exercise_date: 25% of the option shares vest and become exercisable on August 23, 2022 with the remaining shares vesting in 3 equal annual installments thereafter.

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August 23, 2021 Filed Aug 25, 2021 22:30 UTC
Schwartz Robert HarrisDirector · President and CEO
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-053361 · doc4.xml · nonDerivative · entry 1

Schwartz Robert Harris · CIK 0001654170 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,383

F1 · kind: Represents the issuance of restricted stock units (the "RSUs"). 25% of the RSUs vest and become exercisable on August 23, 2022 with the remaining shares vesting in 3 equal annual installments thereafter.

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August 19, 2021 Filed Aug 19, 2021 22:55 UTC
Gray TimothyChief Financial Officer
PurchaseCommon Stock 100 $55.49 $5,549.15
Disclosure

SEC source: 0001209191-21-052628 · doc4.xml · nonDerivative · entry 2

Gray Timothy · CIK 0001629762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,615

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August 18, 2021 Filed Aug 19, 2021 22:52 UTC PurchaseCommon Stock 1,000 $55.35 $55,350.00
Disclosure

SEC source: 0001209191-21-052627 · doc4.xml · nonDerivative · entry 1

DANIELS LESLIE B · CIK 0001052559 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k)

Disclosed balance after: 5,000

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August 18, 2021 Filed Aug 19, 2021 22:51 UTC
Ashe Gena LChief Legal Officer & Corp Sec
Tax withholdingCommon Stock 445 $55.31 $24,612.95
Disclosure

SEC source: 0001209191-21-052626 · doc4.xml · nonDerivative · entry 1

Ashe Gena L · CIK 0001669943 · Chief Legal Officer & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,120

F1 · kind: The shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of restricted stock units granted July 2019.

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August 18, 2021 Filed Aug 19, 2021 22:55 UTC
Gray TimothyChief Financial Officer
Tax withholdingCommon Stock 1,053 $55.31 $58,241.43
Disclosure

SEC source: 0001209191-21-052628 · doc4.xml · nonDerivative · entry 1

Gray Timothy · CIK 0001629762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,515

F1 · kind: The shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of restricted stock units granted August 2018.

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August 16, 2021 Filed Aug 17, 2021 18:09 UTC
OBRIEN MORGAN EDirector · Executive Chairman
Tax withholdingCommon Stock 2,365 $56.49 $133,598.85
Disclosure

SEC source: 0001209191-21-052008 · doc4.xml · nonDerivative · entry 2

OBRIEN MORGAN E · CIK 0000937846 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,182

F2 · kind: The shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of restricted stock units granted August 2018.

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August 16, 2021 Filed Aug 18, 2021 23:12 UTC PurchaseCommon Stock 1,700 $56.40 $95,881.70
Disclosure

SEC source: 0001209191-21-052402 · doc4.xml · nonDerivative · entry 1

Akhavan Hamid · CIK 0001295252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,606

F1 · price: This transaction was executed in multiple purchases through a purchase order executed by a broker-dealer at prices ranging from $56.11 to $56.54. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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August 13, 2021 Filed Aug 17, 2021 18:09 UTC
OBRIEN MORGAN EDirector · Executive Chairman
SaleCommon Stock 5,000 $56.50 $282,485.00
Disclosure

SEC source: 0001209191-21-052008 · doc4.xml · nonDerivative · entry 1

OBRIEN MORGAN E · CIK 0000937846 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,547

F1 · price: This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $56.28 to $57.00. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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August 13, 2021 Filed Aug 17, 2021 22:03 UTC
Ashe Gena LChief Legal Officer & Corp Sec
SaleCommon Stock 2,301 $56.11 $129,109.11
Disclosure

SEC source: 0001209191-21-052002 · doc4.xml · nonDerivative · entry 1

Ashe Gena L · CIK 0001669943 · Chief Legal Officer & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,565

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August 06, 2021 Filed Aug 10, 2021 22:49 UTC GrantCommon Stock 2,834 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-050690 · doc4.xml · nonDerivative · entry 1

PRATT GREGORY A · CIK 0001094960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,135

F1 · shares: The restricted stock vests in full on the earlier of (i) August 6, 2022 or (ii) immediately prior to commencement of the Issuer's next annual stockholder meeting; provided, however, that if the vesting would otherwise occur on a date that is closed for trading under the Issuer's Insider Trading Policy, the vesting shall be automatically deemed to occur on the next trading day on which the sale of shares of common stock by the Reporting Person in the open market would be permitted under the Issuer's Insider Trading Policy.

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August 06, 2021 Filed Aug 10, 2021 22:46 UTC GrantCommon Stock 2,834 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-050687 · doc4.xml · nonDerivative · entry 1

DANIELS LESLIE B · CIK 0001052559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,906

F1 · shares: The restricted stock vests in full on the earlier of (i) August 6, 2022 or (ii) immediately prior to commencement of the Issuer's next annual stockholder meeting; provided, however, that if the vesting would otherwise occur on a date that is closed for trading under the Issuer's Insider Trading Policy, the vesting shall be automatically deemed to occur on the next trading day on which the sale of shares of common stock by the Reporting Person in the open market would be permitted under the Issuer's Insider Trading Policy.

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August 06, 2021 Filed Aug 10, 2021 18:47 UTC
Haller GregDirector
GrantCommon Stock 2,834 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-050688 · doc4.xml · nonDerivative · entry 1

Haller Greg · CIK 0001756620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,610

F1 · shares: The restricted stock vests in full on the earlier of (i) August 6, 2022 or (ii) immediately prior to commencement of the Issuer's next annual stockholder meeting; provided, however, that if the vesting would otherwise occur on a date that is closed for trading under the Issuer's Insider Trading Policy, the vesting shall be automatically deemed to occur on the next trading day on which the sale of shares of common stock by the Reporting Person in the open market would be permitted under the Issuer's Insider Trading Policy.

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August 06, 2021 Filed Aug 10, 2021 22:51 UTC GrantCommon Stock 2,834 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-050692 · doc4.xml · nonDerivative · entry 1

YAZDI MAHVASH · CIK 0001182496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,834

F1 · shares: The restricted stock vests in full on the earlier of (i) August 6, 2022 or (ii) immediately prior to commencement of the Issuer's next annual stockholder meeting; provided, however, that if the vesting would otherwise occur on a date that is closed for trading under the Issuer's Insider Trading Policy, the vesting shall be automatically deemed to occur on the next trading day on which the sale of shares of common stock by the Reporting Person in the open market would be permitted under the Issuer's Insider Trading Policy.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.