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Anterix Inc.

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Tapewire entity
4597
SEC CIK
0001304492
Parsed reports
446

Last 12 months

Inside the activity.

2 purchase rows · 48 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202520
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 2026018
Jul 202600
Aug 2026013
Sep 2026011
Oct 202605

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 29, 2019 Filed Jul 29, 2019 17:18 UTC PurchaseCommon Stock 16,000 $44.88 $718,022.40
Disclosure

SEC source: 0000902664-19-003172 · ownership.xml · nonDerivative · entry 3

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,200,770

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
July 26, 2019 Filed Jul 29, 2019 17:18 UTC PurchaseCommon Stock 8,200 $45.00 $369,000.00
Disclosure

SEC source: 0000902664-19-003172 · ownership.xml · nonDerivative · entry 2

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,184,770

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
July 25, 2019 Filed Jul 29, 2019 17:18 UTC PurchaseCommon Stock, par value $0.0001 per share ("Common Stock") 17,100 $44.87 $767,319.75
Disclosure

SEC source: 0000902664-19-003172 · ownership.xml · nonDerivative · entry 1

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,176,570

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
July 24, 2019 Filed Jul 24, 2019 17:23 UTC PurchaseCommon Stock 37,230 $45.00 $1,675,212.25
Disclosure

SEC source: 0000902664-19-003147 · ownership.xml · nonDerivative · entry 6

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,159,470

F2 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F3 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
July 23, 2019 Filed Jul 24, 2019 17:23 UTC PurchaseCommon Stock 1,400 $44.90 $62,861.54
Disclosure

SEC source: 0000902664-19-003147 · ownership.xml · nonDerivative · entry 5

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,122,240

F2 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F3 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
July 23, 2019 Filed Jul 24, 2019 17:23 UTC PurchaseCommon Stock 10,000 $44.50 $445,000.00
Disclosure

SEC source: 0000902664-19-003147 · ownership.xml · nonDerivative · entry 4

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,120,840

F2 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F3 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
July 23, 2019 Filed Jul 24, 2019 17:23 UTC PurchaseCommon Stock 6,000 $44.09 $264,553.80
Disclosure

SEC source: 0000902664-19-003147 · ownership.xml · nonDerivative · entry 3

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,110,840

F2 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F3 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
July 22, 2019 Filed Jul 24, 2019 17:23 UTC PurchaseCommon Stock 5,536 $42.94 $237,719.16
Disclosure

SEC source: 0000902664-19-003147 · ownership.xml · nonDerivative · entry 2

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,104,840

F2 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F3 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
July 22, 2019 Filed Jul 24, 2019 17:23 UTC PurchaseCommon Stock, par value $0.0001 per share ("Common Stock") 23,005 $43.07 $990,777.04
Disclosure

SEC source: 0000902664-19-003147 · ownership.xml · nonDerivative · entry 1

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,099,304

F1 · balance_after: This amount of shares gives effect to the amendments reported on the Form 4/A filed by the Reporting Persons on July 24, 2019.

F2 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F3 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
July 19, 2019 Filed Jul 19, 2019 17:06 UTC PurchaseCommon Stock 13,786 $43.97 $606,105.63
Disclosure

SEC source: 0000902664-19-003103 · ownership.xml · nonDerivative · entry 5

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,076,159

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
July 19, 2019 Filed Jul 19, 2019 17:06 UTC PurchaseCommon Stock 12,519 $43.84 $548,883.04
Disclosure

SEC source: 0000902664-19-003103 · ownership.xml · nonDerivative · entry 4

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,062,373

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
July 19, 2019 Filed Jul 23, 2019 22:35 UTC
Ashe Gena LGeneral Counsel & Secretary
GrantCommon Stock 5,766 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-042981 · doc4.xml · nonDerivative · entry 1

Ashe Gena L · CIK 0001669943 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,766

F1 · shares: Represents the issuance of restricted stock units (the "RSUs"). 25% of the RSUs vest and become exercisable on August 15, 2020 with the remaining shares vesting in 3 equal annual installments thereafter.

Read SEC document
July 18, 2019 Filed Jul 19, 2019 17:06 UTC PurchaseCommon Stock 491 $43.85 $21,531.23
Disclosure

SEC source: 0000902664-19-003103 · ownership.xml · nonDerivative · entry 3

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,049,854

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
July 17, 2019 Filed Jul 19, 2019 17:06 UTC PurchaseCommon Stock 4,963 $43.95 $218,105.49
Disclosure

SEC source: 0000902664-19-003103 · ownership.xml · nonDerivative · entry 2

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,049,363

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
July 17, 2019 Filed Jul 19, 2019 17:06 UTC PurchaseCommon Stock, par value $0.0001 per share ("Common Stock") 396,727 $45.00 $17,852,715.00
Disclosure

SEC source: 0000902664-19-003103 · ownership.xml · nonDerivative · entry 1

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,044,400

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
July 17, 2019 Filed Jul 24, 2019 17:02 UTC Amendment PurchaseCommon Stock 5,163 $43.95 $226,894.75
Disclosure

SEC source: 0000902664-19-003146 · ownership.xml · nonDerivative · entry 2

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,049,503

F4 · shares: The Form 4 filed on July 19, 2019 by the Reporting Persons incorrectly reported a purchase of 4,963 shares of Common Stock at a purchase price of $43.9463 on July 17, 2019. The purchase on July 17, 2019 at a purchase price of $43.9463 was in fact for 5,163 shares of Common Stock.

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
July 17, 2019 Filed Jul 24, 2019 17:02 UTC Amendment PurchaseCommon Stock, par value $0.0001 per share ("Common Stock") 396,667 $45.00 $17,850,015.00
Disclosure

SEC source: 0000902664-19-003146 · ownership.xml · nonDerivative · entry 1

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,044,340

F3 · shares: The Form 4 filed on July 19, 2019 by the Reporting Persons incorrectly reported a purchase of 396,727 shares of Common Stock at a purchase price of $45 on July 17, 2019. The purchase on July 17, 2019 at a purchase price of $45 was in fact for 396,667 shares of Common Stock.

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
June 13, 2019 Filed Jun 13, 2019 20:00 UTC SaleCommon Stock, par value $0.0001 per share 14,426 $48.82 $704,277.32
Disclosure

SEC source: 0000905718-19-000525 · ownership.xml · nonDerivative · entry 5

FEINBERG STEPHEN · CIK 0000947822 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,816,599

F1 · ownership.nature: As of June 13, 2019 and after the transactions as set forth in this Form 4, Cerberus Institutional Partners V, L.P., Cerberus International II Master Fund, L.P., Cerberus Partners II, L.P., and Cerberus Institutional Partners VI, L.P. (collectively, the "Funds") hold 2,816,599 shares of the Common Stock, par value $0.0001 per share of pdvWireless, Inc. (the "Common Stock"). The Reporting Person, through one or more intermediate entities, exercises sole voting and dispositive control with respect to all shares of the Common Stock held by the Funds. The Reporting Person's interest in the shares of the Common Stock reported herein is limited to his pecuniary interest, if any, in such shares.

Read SEC document
June 13, 2019 Filed Jun 13, 2019 20:00 UTC SaleCommon Stock, par value $0.0001 per share 12,131 $48.91 $593,327.21
Disclosure

SEC source: 0000905718-19-000525 · ownership.xml · nonDerivative · entry 4

FEINBERG STEPHEN · CIK 0000947822 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,831,025

F1 · ownership.nature: As of June 13, 2019 and after the transactions as set forth in this Form 4, Cerberus Institutional Partners V, L.P., Cerberus International II Master Fund, L.P., Cerberus Partners II, L.P., and Cerberus Institutional Partners VI, L.P. (collectively, the "Funds") hold 2,816,599 shares of the Common Stock, par value $0.0001 per share of pdvWireless, Inc. (the "Common Stock"). The Reporting Person, through one or more intermediate entities, exercises sole voting and dispositive control with respect to all shares of the Common Stock held by the Funds. The Reporting Person's interest in the shares of the Common Stock reported herein is limited to his pecuniary interest, if any, in such shares.

Read SEC document
June 12, 2019 Filed Jun 13, 2019 20:00 UTC SaleCommon Stock, par value $0.0001 per share 23,265 $49.00 $1,139,985.00
Disclosure

SEC source: 0000905718-19-000525 · ownership.xml · nonDerivative · entry 3

FEINBERG STEPHEN · CIK 0000947822 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,843,156

F1 · ownership.nature: As of June 13, 2019 and after the transactions as set forth in this Form 4, Cerberus Institutional Partners V, L.P., Cerberus International II Master Fund, L.P., Cerberus Partners II, L.P., and Cerberus Institutional Partners VI, L.P. (collectively, the "Funds") hold 2,816,599 shares of the Common Stock, par value $0.0001 per share of pdvWireless, Inc. (the "Common Stock"). The Reporting Person, through one or more intermediate entities, exercises sole voting and dispositive control with respect to all shares of the Common Stock held by the Funds. The Reporting Person's interest in the shares of the Common Stock reported herein is limited to his pecuniary interest, if any, in such shares.

Read SEC document
June 12, 2019 Filed Jun 13, 2019 20:00 UTC SaleCommon Stock, par value $0.0001 per share 20,986 $49.00 $1,028,314.00
Disclosure

SEC source: 0000905718-19-000525 · ownership.xml · nonDerivative · entry 2

FEINBERG STEPHEN · CIK 0000947822 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,866,421

F1 · ownership.nature: As of June 13, 2019 and after the transactions as set forth in this Form 4, Cerberus Institutional Partners V, L.P., Cerberus International II Master Fund, L.P., Cerberus Partners II, L.P., and Cerberus Institutional Partners VI, L.P. (collectively, the "Funds") hold 2,816,599 shares of the Common Stock, par value $0.0001 per share of pdvWireless, Inc. (the "Common Stock"). The Reporting Person, through one or more intermediate entities, exercises sole voting and dispositive control with respect to all shares of the Common Stock held by the Funds. The Reporting Person's interest in the shares of the Common Stock reported herein is limited to his pecuniary interest, if any, in such shares.

Read SEC document
June 11, 2019 Filed Jun 13, 2019 20:00 UTC SaleCommon Stock, par value $0.0001 per share 2,035 $49.00 $99,715.00
Disclosure

SEC source: 0000905718-19-000525 · ownership.xml · nonDerivative · entry 1

FEINBERG STEPHEN · CIK 0000947822 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,887,407

F1 · ownership.nature: As of June 13, 2019 and after the transactions as set forth in this Form 4, Cerberus Institutional Partners V, L.P., Cerberus International II Master Fund, L.P., Cerberus Partners II, L.P., and Cerberus Institutional Partners VI, L.P. (collectively, the "Funds") hold 2,816,599 shares of the Common Stock, par value $0.0001 per share of pdvWireless, Inc. (the "Common Stock"). The Reporting Person, through one or more intermediate entities, exercises sole voting and dispositive control with respect to all shares of the Common Stock held by the Funds. The Reporting Person's interest in the shares of the Common Stock reported herein is limited to his pecuniary interest, if any, in such shares.

Read SEC document
June 04, 2019 Filed Jun 4, 2019 20:00 UTC SaleCommon Stock, par value $0.0001 per share 46,352 $48.01 $2,225,359.52
Disclosure

SEC source: 0000905718-19-000501 · ownership.xml · nonDerivative · entry 3

FEINBERG STEPHEN · CIK 0000947822 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,889,442

F1 · ownership.nature: As of June 4, 2019 and after the transactions as set forth in this Form 4, Cerberus Institutional Partners V, L.P., Cerberus International II Master Fund, L.P., Cerberus Partners II, L.P., and Cerberus Institutional Partners VI, L.P. (collectively, the "Funds") hold 2,889,442 shares of the Common Stock, par value $0.0001 per share of pdvWireless, Inc. (the "Common Stock"). The Reporting Person, through one or more intermediate entities, exercises sole voting and dispositive control with respect to all shares of the Common Stock held by the Funds. The Reporting Person's interest in the shares of the Common Stock reported herein is limited to his pecuniary interest, if any, in such shares.

Read SEC document
June 03, 2019 Filed Jun 4, 2019 20:00 UTC SaleCommon Stock, par value $0.0001 per share 46,847 $48.01 $2,249,124.47
Disclosure

SEC source: 0000905718-19-000501 · ownership.xml · nonDerivative · entry 2

FEINBERG STEPHEN · CIK 0000947822 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,935,794

F1 · ownership.nature: As of June 4, 2019 and after the transactions as set forth in this Form 4, Cerberus Institutional Partners V, L.P., Cerberus International II Master Fund, L.P., Cerberus Partners II, L.P., and Cerberus Institutional Partners VI, L.P. (collectively, the "Funds") hold 2,889,442 shares of the Common Stock, par value $0.0001 per share of pdvWireless, Inc. (the "Common Stock"). The Reporting Person, through one or more intermediate entities, exercises sole voting and dispositive control with respect to all shares of the Common Stock held by the Funds. The Reporting Person's interest in the shares of the Common Stock reported herein is limited to his pecuniary interest, if any, in such shares.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 20:00 UTC SaleCommon Stock, par value $0.0001 per share 46,214 $48.78 $2,254,318.92
Disclosure

SEC source: 0000905718-19-000501 · ownership.xml · nonDerivative · entry 1

FEINBERG STEPHEN · CIK 0000947822 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,982,641

F1 · ownership.nature: As of June 4, 2019 and after the transactions as set forth in this Form 4, Cerberus Institutional Partners V, L.P., Cerberus International II Master Fund, L.P., Cerberus Partners II, L.P., and Cerberus Institutional Partners VI, L.P. (collectively, the "Funds") hold 2,889,442 shares of the Common Stock, par value $0.0001 per share of pdvWireless, Inc. (the "Common Stock"). The Reporting Person, through one or more intermediate entities, exercises sole voting and dispositive control with respect to all shares of the Common Stock held by the Funds. The Reporting Person's interest in the shares of the Common Stock reported herein is limited to his pecuniary interest, if any, in such shares.

Read SEC document
May 30, 2019 Filed May 30, 2019 20:00 UTC SaleCommon Stock, par value $0.0001 per share 123,620 $49.34 $6,099,410.80
Disclosure

SEC source: 0000905718-19-000497 · ownership.xml · nonDerivative · entry 4

FEINBERG STEPHEN · CIK 0000947822 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,028,855

F1 · ownership.nature: As of May 30, 2019 and after the transactions as set forth in this Form 4, Cerberus Institutional Partners V, L.P., Cerberus International II Master Fund, L.P., Cerberus Partners II, L.P., and Cerberus Institutional Partners VI, L.P. (collectively, the "Funds") hold 3,028,855 shares of the Common Stock, par value $0.0001 per share of pdvWireless, Inc. (the "Common Stock"). The Reporting Person, through one or more intermediate entities, exercises sole voting and dispositive control with respect to all shares of the Common Stock held by the Funds. The Reporting Person's interest in the shares of the Common Stock reported herein is limited to his pecuniary interest, if any, in such shares.

Read SEC document
May 29, 2019 Filed May 30, 2019 20:00 UTC SaleCommon Stock, par value $0.0001 per share 73,848 $49.77 $3,675,414.96
Disclosure

SEC source: 0000905718-19-000497 · ownership.xml · nonDerivative · entry 3

FEINBERG STEPHEN · CIK 0000947822 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,152,475

F1 · ownership.nature: As of May 30, 2019 and after the transactions as set forth in this Form 4, Cerberus Institutional Partners V, L.P., Cerberus International II Master Fund, L.P., Cerberus Partners II, L.P., and Cerberus Institutional Partners VI, L.P. (collectively, the "Funds") hold 3,028,855 shares of the Common Stock, par value $0.0001 per share of pdvWireless, Inc. (the "Common Stock"). The Reporting Person, through one or more intermediate entities, exercises sole voting and dispositive control with respect to all shares of the Common Stock held by the Funds. The Reporting Person's interest in the shares of the Common Stock reported herein is limited to his pecuniary interest, if any, in such shares.

Read SEC document
May 28, 2019 Filed May 30, 2019 20:00 UTC SaleCommon Stock, par value $0.0001 per share 180,134 $49.87 $8,983,282.58
Disclosure

SEC source: 0000905718-19-000497 · ownership.xml · nonDerivative · entry 2

FEINBERG STEPHEN · CIK 0000947822 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,226,323

F1 · ownership.nature: As of May 30, 2019 and after the transactions as set forth in this Form 4, Cerberus Institutional Partners V, L.P., Cerberus International II Master Fund, L.P., Cerberus Partners II, L.P., and Cerberus Institutional Partners VI, L.P. (collectively, the "Funds") hold 3,028,855 shares of the Common Stock, par value $0.0001 per share of pdvWireless, Inc. (the "Common Stock"). The Reporting Person, through one or more intermediate entities, exercises sole voting and dispositive control with respect to all shares of the Common Stock held by the Funds. The Reporting Person's interest in the shares of the Common Stock reported herein is limited to his pecuniary interest, if any, in such shares.

Read SEC document
May 28, 2019 Filed May 30, 2019 20:00 UTC SaleCommon Stock, par value $0.0001 per share 100,000 $50.75 $5,075,000.00
Disclosure

SEC source: 0000905718-19-000497 · ownership.xml · nonDerivative · entry 1

FEINBERG STEPHEN · CIK 0000947822 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,406,457

F1 · ownership.nature: As of May 30, 2019 and after the transactions as set forth in this Form 4, Cerberus Institutional Partners V, L.P., Cerberus International II Master Fund, L.P., Cerberus Partners II, L.P., and Cerberus Institutional Partners VI, L.P. (collectively, the "Funds") hold 3,028,855 shares of the Common Stock, par value $0.0001 per share of pdvWireless, Inc. (the "Common Stock"). The Reporting Person, through one or more intermediate entities, exercises sole voting and dispositive control with respect to all shares of the Common Stock held by the Funds. The Reporting Person's interest in the shares of the Common Stock reported herein is limited to his pecuniary interest, if any, in such shares.

Read SEC document
May 24, 2019 Filed May 29, 2019 18:13 UTC
MCAULEY BRIANDirector · Chairman of the Board
SaleCommon Stock 5,000 $50.53 $252,650.00
Disclosure

SEC source: 0001209191-19-033270 · doc4.xml · nonDerivative · entry 2

MCAULEY BRIAN · CIK 0001014804 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,685

Read SEC document
May 24, 2019 Filed May 29, 2019 18:13 UTC
MCAULEY BRIANDirector · Chairman of the Board
SaleCommon Stock 31,000 $50.22 $1,556,820.00
Disclosure

SEC source: 0001209191-19-033270 · doc4.xml · nonDerivative · entry 1

MCAULEY BRIAN · CIK 0001014804 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,685

Read SEC document
May 23, 2019 Filed May 24, 2019 16:25 UTC
MCAULEY BRIANDirector · Chairman of the Board
Tax withholdingCommon Stock 929 $44.20 $41,061.80
Disclosure

SEC source: 0001209191-19-032717 · doc4.xml · nonDerivative · entry 1

MCAULEY BRIAN · CIK 0001014804 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,685

F1 · shares: The shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the partial vesting and settlement of restricted stock units granted May 2017.

Read SEC document
May 23, 2019 Filed May 24, 2019 20:26 UTC
Schwartz Robert HarrisPresident and COO
Tax withholdingCommon Stock 1,203 $44.20 $53,172.60
Disclosure

SEC source: 0001209191-19-032721 · doc4.xml · nonDerivative · entry 1

Schwartz Robert Harris · CIK 0001654170 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,478

F1 · shares: The shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the partial vesting and settlement of restricted stock units granted May 2017.

Read SEC document
May 23, 2019 Filed May 24, 2019 20:24 UTC
Gray TimothyChief Financial Officer
Tax withholdingCommon Stock 1,076 $44.20 $47,559.20
Disclosure

SEC source: 0001209191-19-032715 · doc4.xml · nonDerivative · entry 1

Gray Timothy · CIK 0001629762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,500

F1 · shares: The shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the partial vesting and settlement of restricted stock units granted May 2017.

Read SEC document
May 09, 2019 Filed May 10, 2019 19:04 UTC
OBRIEN MORGAN EDirector · Chief Executive Officer
GrantCommon Stock 17,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-029110 · doc4.xml · nonDerivative · entry 1

OBRIEN MORGAN E · CIK 0000937846 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,766

F1 · shares: Represents the issuance of restricted stock units (the "RSUs"). 25% of the RSUs vest and become exercisable on May 15, 2020 with the remaining shares vesting in 3 equal annual installments thereafter.

Read SEC document
May 09, 2019 Filed May 10, 2019 19:03 UTC
MCAULEY BRIANDirector · Chairman of the Board
GrantCommon Stock 13,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-029107 · doc4.xml · nonDerivative · entry 1

MCAULEY BRIAN · CIK 0001014804 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,114

F1 · shares: Represents the issuance of restricted stock units (the "RSUs"). 25% of the RSUs vest and become exercisable on May 15, 2020 with the remaining shares vesting in 3 equal annual installments thereafter.

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May 09, 2019 Filed May 10, 2019 23:05 UTC
Schwartz Robert HarrisPresident and COO
GrantCommon Stock 17,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-029113 · doc4.xml · nonDerivative · entry 1

Schwartz Robert Harris · CIK 0001654170 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,681

F1 · shares: Represents the issuance of restricted stock units (the "RSUs"). 25% of the RSUs vest and become exercisable on May 15, 2020 with the remaining shares vesting in 3 equal annual installments thereafter.

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May 09, 2019 Filed May 10, 2019 23:00 UTC
Gray TimothyChief Financial Officer
GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-029103 · doc4.xml · nonDerivative · entry 1

Gray Timothy · CIK 0001629762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,576

F1 · shares: Represents the issuance of restricted stock units (the "RSUs"). 25% of the RSUs vest and become exercisable on May 15, 2020 with the remaining shares vesting in 3 equal annual installments thereafter.

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February 12, 2019 Filed Feb 14, 2019 18:58 UTC
MCAULEY BRIANDirector · Chairman of the Board
Tax withholdingCommon Stock 523 $42.14 $22,039.22
Disclosure

SEC source: 0001209191-19-010422 · doc4.xml · nonDerivative · entry 1

MCAULEY BRIAN · CIK 0001014804 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383,614

F1 · shares: The shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the partial vesting and settlement of restricted stock units granted January 2016.

F2 · balance_after: Mr. McAuley and his wife have resigned as the trustees of The Beth Kathryn McAuley Trust, The Christian Brian McAuley Trust, The Mary Elizabeth McAuley Trust and The Tricia Florence McAuley Trust. The shares of common stock held by these trusts will no longer be reported as indirectly owned by Mr. McAuley because he no longer has voting or dispositive power with respect to these shares.

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February 12, 2019 Filed Feb 15, 2019 00:00 UTC
Schwartz Robert HarrisPresident and COO
Tax withholdingCommon Stock 199 $42.14 $8,385.86
Disclosure

SEC source: 0001209191-19-010423 · doc4.xml · nonDerivative · entry 1

Schwartz Robert Harris · CIK 0001654170 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,681

F1 · shares: The shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the partial vesting and settlement of restricted stock units granted January 2017.

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February 12, 2019 Filed Feb 14, 2019 23:57 UTC
Gray TimothyChief Financial Officer
Tax withholdingCommon Stock 947 $42.14 $39,906.58
Disclosure

SEC source: 0001209191-19-010420 · doc4.xml · nonDerivative · entry 1

Gray Timothy · CIK 0001629762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,576

F1 · shares: The shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the partial vesting and settlement of restricted stock units granted January 2016.

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December 06, 2018 Filed May 14, 2019 17:47 UTC
MCAULEY BRIANDirector · Chairman of the Board
GiftCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-029733 · doc5.xml · nonDerivative · entry 8

MCAULEY BRIAN · CIK 0001014804 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,614

F1 · kind: These transactions represent gifts or charitable contributions by the Reporting Person.

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November 29, 2018 Filed May 14, 2019 17:47 UTC
MCAULEY BRIANDirector · Chairman of the Board
GiftCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-029733 · doc5.xml · nonDerivative · entry 7

MCAULEY BRIAN · CIK 0001014804 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,614

F1 · kind: These transactions represent gifts or charitable contributions by the Reporting Person.

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November 07, 2018 Filed Nov 8, 2018 17:00 UTC
Haller GregDirector
GrantCommon Stock 1,610 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-057768 · doc4.xml · nonDerivative · entry 1

Haller Greg · CIK 0001756620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,610

F1 · shares: The restricted stock vests in full on the earlier of (i) August 7, 2019 or (ii) immediately prior to commencement of the Issuer's next annual stockholder meeting; provided, however, that if the vesting would otherwise occur on a date that is closed for trading under the Issuer's Insider Trading Policy, the vesting shall be automatically deemed to occur on the next trading day on which the sale of shares of common stock by the Reporting Person in the open market would be permitted under the Issuer's Insider Trading Policy.

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October 17, 2018 Filed May 14, 2019 17:47 UTC
MCAULEY BRIANDirector · Chairman of the Board
GiftCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-029733 · doc5.xml · nonDerivative · entry 6

MCAULEY BRIAN · CIK 0001014804 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,114

F1 · kind: These transactions represent gifts or charitable contributions by the Reporting Person.

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September 14, 2018 Filed May 14, 2019 17:47 UTC
MCAULEY BRIANDirector · Chairman of the Board
GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-029733 · doc5.xml · nonDerivative · entry 5

MCAULEY BRIAN · CIK 0001014804 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,614

F1 · kind: These transactions represent gifts or charitable contributions by the Reporting Person.

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September 10, 2018 Filed Sep 11, 2018 21:35 UTC
Sidman Thomas J.Chief Legal Officer
PurchaseCommon Stock 642 $28.00 $17,976.00
Disclosure

SEC source: 0001209191-18-050537 · doc4.xml · nonDerivative · entry 1

Sidman Thomas J. · CIK 0001644283 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,880

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September 04, 2018 Filed May 14, 2019 17:47 UTC
MCAULEY BRIANDirector · Chairman of the Board
GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-029733 · doc5.xml · nonDerivative · entry 4

MCAULEY BRIAN · CIK 0001014804 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,614

F1 · kind: These transactions represent gifts or charitable contributions by the Reporting Person.

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August 20, 2018 Filed Aug 23, 2018 01:50 UTC
FIE II LLC10% owner
SaleCOMMON STOCK 25,000 $31.84 $795,990.00
Disclosure

SEC source: 0001209191-18-048099 · doc4.xml · nonDerivative · entry 2

FIE II LLC · CIK 0001631290 · 10% owner

PIMCO BRAVO FUND II, L.P. · CIK 0001572531 · 10% owner

PACIFIC INVESTMENT MANAGEMENT CO LLC · CIK 0001163368 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,449,900

F1 · ownership.direct: FIE II LLC ("FIE II") is the direct holder of the common stock reported herein. PIMCO BRAVO Fund II, L.P. ("BRAVO Fund II") is the sole member of FIE II. PIMCO GP XII, LLC ("PIMCO GP") is the sole general partner of BRAVO Fund II. Pacific Investment Management Company LLC ("PIMCO") is the sole manager of PIMCO GP and has ultimate voting and investment control over the shares held by FIE II, but disclaims beneficial ownership except to the extent of its pecuniary interest therein. PIMCO is an indirect subsidiary of Allianz SE, which is a publicly held company in Germany.

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August 20, 2018 Filed Aug 23, 2018 01:50 UTC
FIE II LLC10% owner
SaleCOMMON STOCK 100 $33.05 $3,305.00
Disclosure

SEC source: 0001209191-18-048099 · doc4.xml · nonDerivative · entry 1

FIE II LLC · CIK 0001631290 · 10% owner

PIMCO BRAVO FUND II, L.P. · CIK 0001572531 · 10% owner

PACIFIC INVESTMENT MANAGEMENT CO LLC · CIK 0001163368 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,474,900

F1 · ownership.direct: FIE II LLC ("FIE II") is the direct holder of the common stock reported herein. PIMCO BRAVO Fund II, L.P. ("BRAVO Fund II") is the sole member of FIE II. PIMCO GP XII, LLC ("PIMCO GP") is the sole general partner of BRAVO Fund II. Pacific Investment Management Company LLC ("PIMCO") is the sole manager of PIMCO GP and has ultimate voting and investment control over the shares held by FIE II, but disclaims beneficial ownership except to the extent of its pecuniary interest therein. PIMCO is an indirect subsidiary of Allianz SE, which is a publicly held company in Germany.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.