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AMTECH SYSTEMS INC

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6122
SEC CIK
0000720500
Parsed reports
149

Last 12 months

Inside the activity.

2 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202610
Sep 202610
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2022 Filed Mar 4, 2022 21:31 UTC GrantAmtech Systems, Inc. Non-Employee Director Stock Option · Derivative 6,000 Not disclosed Strike: $10.22 Not disclosed
Disclosure

SEC source: 0001209191-22-016266 · doc4.xml · derivative · entry 1

GARNREITER MICHAEL · CIK 0001207669 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Amtech Systems, Inc. $0.01 par value common stock · 6,000 shares

Expires 2032-03-02

F1 · price: Price omitted because the transaction is a grant of a stock option

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:33 UTC
MOHAN SUKESHDirector
GrantAmtech Systems, Inc. Non-Employee Director Stock Option · Derivative 6,000 Not disclosed Strike: $10.22 Not disclosed
Disclosure

SEC source: 0001209191-22-016273 · doc4.xml · derivative · entry 1

MOHAN SUKESH · CIK 0001638249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Amtech Systems, Inc. $0.01 par value common stock · 6,000 shares

Expires 2032-03-02

F1 · price: Price omitted because the transaction is a grant of a stock option

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:30 UTC GrantAmtech Systems, Inc. Non-Employee Director Stock Option · Derivative 6,000 Not disclosed Strike: $10.22 Not disclosed
Disclosure

SEC source: 0001209191-22-016262 · doc4.xml · derivative · entry 1

DAIGLE ROBERT C · CIK 0001267540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Amtech Systems, Inc. $0.01 par value common stock · 6,000 shares

Expires 2032-03-02

F1 · price: Price omitted because the transaction is a grant of a stock option

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:02 UTC
Averick Robert MDirector · 10% owner
GrantDirector Stock Option (Right to Buy) · Derivative 6,000 Not disclosed Strike: $10.22 Not disclosed
Disclosure

SEC source: 0001104659-22-030585 · tm228321-1_4seq1.xml · derivative · entry 1

Averick Robert M · CIK 0001343599 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires 2032-03-02

F1 · security: Mr. Averick is a Portfolio Manager at Kokino LLC ("Kokino"), which is a single-family office. Mr. Averick holds an indirect minority interest in shares of the issuer's Common Stock through his minority ownership of one of Kokino's clients, Piton Capital Partners LLC ("Piton") (which ownership may be held directly and indirectly through Piton's managing member, Piton Capital Management LLC ("PCM")).

F2 · security: Also, Mr. Averick's incentive compensation as an employee of Kokino, which is generally calculated in Kokino's discretion, may be based on the performance of shares of the issuer's Common Stock held by Kokino's clients. In addition, the performance of such shares may result in an allocation that increases Mr. Averick's ownership interest in Piton pursuant to Piton's operating agreement. Kokino is the managing member of PCM, and Mr. Averick's and Piton's beneficial ownership of Common Stock is reported in a Schedule 13D filed on January 25, 2016 (as amended most recently on February 24, 2022).

F4 · price: Price omitted because the transaction is a grant of a stock option.

F3 · derivative.exercise_date: The option vests on March 2, 2023.

F5 · balance_after: This is the number of derivative securities, with the same terms and conditions, following the reported transaction. Total of all derivative securities, including those with different terms and conditions, held following the reported transaction is 42,000.

Read SEC document
February 23, 2022 Filed Feb 24, 2022 21:59 UTC
Averick Robert MDirector · 10% owner
PurchaseCommon Stock 20,000 $9.68 $193,600.00
Disclosure

SEC source: 0001104659-22-026690 · tm227649-1_4.xml · nonDerivative · entry 4

Averick Robert M · CIK 0001343599 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

F3 · price: The reported prices in Column 4 regarding the February 22nd and 23rd purchases are weighted average prices rounded to the nearest hundredth. Regarding the February 22, 2022 purchase, the shares were purchased at prices ranging from $9.78 to $9.81 per share. Regarding the February 23, 2022 purchase, the shares were purchased at prices ranging from $9.46 to $9.94 per share. Mr. Averick undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 21:59 UTC
Averick Robert MDirector · 10% owner
PurchaseCommon Stock 500 $9.70 $4,850.00
Disclosure

SEC source: 0001104659-22-026690 · tm227649-1_4.xml · nonDerivative · entry 3

Averick Robert M · CIK 0001343599 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 4 below

Disclosed balance after: 500

F4 · balance_after: Indicates 500 Common Shares held in a custodial account for the benefit of an immediate family member of Mr. Averick.

F4 · ownership.direct: Indicates 500 Common Shares held in a custodial account for the benefit of an immediate family member of Mr. Averick.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 21:59 UTC
Averick Robert MDirector · 10% owner
PurchaseCommon Stock 5,000 $9.80 $49,000.00
Disclosure

SEC source: 0001104659-22-026690 · tm227649-1_4.xml · nonDerivative · entry 2

Averick Robert M · CIK 0001343599 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,000

F3 · price: The reported prices in Column 4 regarding the February 22nd and 23rd purchases are weighted average prices rounded to the nearest hundredth. Regarding the February 22, 2022 purchase, the shares were purchased at prices ranging from $9.78 to $9.81 per share. Regarding the February 23, 2022 purchase, the shares were purchased at prices ranging from $9.46 to $9.94 per share. Mr. Averick undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
November 23, 2021 Filed Nov 24, 2021 21:18 UTC
Averick Robert MDirector · 10% owner
PurchaseCommon Stock 2,500 $10.30 $25,750.00
Disclosure

SEC source: 0001104659-21-143575 · tm2133911-1_4seq1.xml · nonDerivative · entry 3

Averick Robert M · CIK 0001343599 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,000

Read SEC document
November 22, 2021 Filed Nov 24, 2021 21:18 UTC
Averick Robert MDirector · 10% owner
PurchaseCommon Stock 12,500 $10.66 $133,250.00
Disclosure

SEC source: 0001104659-21-143575 · tm2133911-1_4seq1.xml · nonDerivative · entry 2

Averick Robert M · CIK 0001343599 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,500

F3 · price: The reported price in Column 4 regarding the November 22, 2021 is a weighted average price rounded to the nearest hundredth. The shares were purchased in multiple transactions at prices ranging from $10.56 to $10.71 per share. Mr. Averick undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 22:03 UTC
GIBBS LISADirector · VP and Chief Financial Officer
GrantAmtech Systems, Inc. Employee Stock Option · Derivative 10,000 Not disclosed Strike: $15.43 Not disclosed
Disclosure

SEC source: 0001209191-21-065523 · doc4.xml · derivative · entry 1

GIBBS LISA · CIK 0001727911 · Director · VP and Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Amtech Systems, Inc. $0.01 par value common stock · 10,000 shares

Expires 2031-11-16

F2 · price: Price omitted because the transaction is a grant of a stock option

F1 · derivative.exercise_date: One-third of the stock option granted vests on each of the first three anniversaries of the grant date.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 21:58 UTC
WHANG MICHAELDirector · Chief Executive Officer
GrantAmtech Systems, Inc. Employee Stock Option · Derivative 12,000 Not disclosed Strike: $15.43 Not disclosed
Disclosure

SEC source: 0001209191-21-065501 · doc4.xml · derivative · entry 1

WHANG MICHAEL · CIK 0001727924 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Amtech Systems, Inc. $0.01 par value common stock · 12,000 shares

Expires 2031-11-16

F2 · price: Price omitted because the transaction is a grant of a stock option

F1 · derivative.exercise_date: One-third of the stock option granted vests on each of the first three anniversaries of the grant date.

Read SEC document
September 08, 2021 Filed Sep 10, 2021 20:32 UTC
WHANG JONG SDirector · Chairman
Exercise / conversionAmtech Systems, Inc. Employee Stock Option · Derivative 36,667 $7.98 Strike: $7.98 $292,602.66
Disclosure

SEC source: 0001209191-21-055456 · doc4.xml · derivative · entry 3

WHANG JONG S · CIK 0001046064 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Amtech Systems, Inc. $.01 par value common stock · 36,667 shares

Expires 2021-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This is the number of derivative securities, with the same terms and conditions, following the reported transaction. Total of all derivative securities, with different terms and conditions, held following the reported transaction is 190,000.

Read SEC document
September 08, 2021 Filed Sep 10, 2021 20:32 UTC
WHANG JONG SDirector · Chairman
SaleAmtech Systems, Inc. $0.01 par value common stock 36,667 $10.24 $375,580.08
Disclosure

SEC source: 0001209191-21-055456 · doc4.xml · nonDerivative · entry 2

WHANG JONG S · CIK 0001046064 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,681

Read SEC document
September 08, 2021 Filed Sep 10, 2021 20:32 UTC
WHANG JONG SDirector · Chairman
Exercise / conversionAmtech Systems, Inc. $0.01 par value common stock 36,667 $7.98 $292,602.66
Disclosure

SEC source: 0001209191-21-055456 · doc4.xml · nonDerivative · entry 1

WHANG JONG S · CIK 0001046064 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,348

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 03, 2021 Filed Sep 7, 2021 23:06 UTC Exercise / conversionAmtech Systems, Inc. Non-Employee Director Stock Option · Derivative 6,000 $7.98 Strike: $7.98 $47,880.00
Disclosure

SEC source: 0001209191-21-055067 · doc4.xml · derivative · entry 2

GARNREITER MICHAEL · CIK 0001207669 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Amtech Systems, Inc. $.01 par value common stock · 6,000 shares

Expires 2021-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This is the number of derivative securities, with the same terms and conditions, following the reported transaction. Total of all derivative securities, with different terms and conditions, held following the reporting transaction is 54,000.

Read SEC document
September 03, 2021 Filed Sep 7, 2021 23:06 UTC Exercise / conversionAmtech Systems, Inc. $0.01 par value common stock 6,000 $7.98 $47,880.00
Disclosure

SEC source: 0001209191-21-055067 · doc4.xml · nonDerivative · entry 1

GARNREITER MICHAEL · CIK 0001207669 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 12, 2021 Filed Aug 13, 2021 20:02 UTC GrantAmtech Systems, Inc. Non-Employee Director Stock Option · Derivative 6,000 Not disclosed Strike: $9.99 Not disclosed
Disclosure

SEC source: 0001209191-21-051372 · doc4.xml · derivative · entry 1

DAIGLE ROBERT C · CIK 0001267540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Amtech Systems, Inc. $0.01 par value common stock · 6,000 shares

Expires 2031-08-12

F1 · price: Price omitted because the transaction is a grant of a stock option

Read SEC document
August 11, 2021 Filed Aug 12, 2021 20:02 UTC
Averick Robert MDirector · 10% owner
PurchaseCommon Stock 2,500 $9.96 $24,900.00
Disclosure

SEC source: 0001104659-21-104141 · tm2124986-1_4seq1.xml · nonDerivative · entry 2

Averick Robert M · CIK 0001343599 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,000

Read SEC document
August 09, 2021 Filed Aug 10, 2021 21:01 UTC
Averick Robert MDirector · 10% owner
PurchaseCommon Stock 2,500 $10.00 $25,000.00
Disclosure

SEC source: 0001104659-21-102922 · tm2124696-1_4.xml · nonDerivative · entry 3

Averick Robert M · CIK 0001343599 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,500

Read SEC document
August 06, 2021 Filed Aug 10, 2021 21:01 UTC
Averick Robert MDirector · 10% owner
PurchaseCommon Stock 5,000 $9.75 $48,750.00
Disclosure

SEC source: 0001104659-21-102922 · tm2124696-1_4.xml · nonDerivative · entry 2

Averick Robert M · CIK 0001343599 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,000

Read SEC document
March 23, 2021 Filed Mar 25, 2021 22:46 UTC GrantAmtech Systems, Inc. Non-Employee Director Stock Option · Derivative 6,000 Not disclosed Strike: $11.51 Not disclosed
Disclosure

SEC source: 0001209191-21-023078 · doc4.xml · derivative · entry 1

GARNREITER MICHAEL · CIK 0001207669 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Amtech Systems, Inc. $0.01 par value common stock · 6,000 shares

Expires 2031-03-23

F1 · price: Price omitted because the transaction is a grant of a stock option.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 21:00 UTC
Averick Robert MDirector · 10% owner
GrantDirector Stock Option (Right to Buy) · Derivative 6,000 Not disclosed Strike: $11.51 Not disclosed
Disclosure

SEC source: 0001104659-21-041566 · tm2110842d1_4seq1.xml · derivative · entry 1

Averick Robert M · CIK 0001343599 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires 2031-03-23

F1 · security: Mr. Averick is a Portfolio Manager at Kokino LLC ("Kokino"), which is a single-family office. Mr. Averick holds an indirect minority interest in shares of the issuer's Common Stock through his minority ownership of one of Kokino's clients, Piton Capital Partners LLC ("Piton") (which ownership may be held directly and indirectly through Piton's managing member, Piton Capital Management LLC ("PCM")).

F2 · security: Also, Mr. Averick's incentive compensation as an employee of Kokino, which is generally calculated in Kokino's discretion, may be based on the performance of shares of the issuer's Common Stock held by Kokino's clients. In addition, the performance of such shares may result in an allocation that increases Mr. Averick's ownership interest in Piton pursuant to Piton's operating agreement. Kokino is the managing member of PCM, and Mr. Averick's and Piton's beneficial ownership of Common Stock is reported in a Schedule 13D filed on January 25, 2016 (as amended most recently on November 27, 2018).

F4 · price: Price omitted because the transaction is a grant of a stock option.

F3 · derivative.exercise_date: The option vests on September 23, 2021.

F5 · balance_after: This is the number of derivative securities, with the same terms and conditions, following the reported transaction. Total of all derivative securities, including those with different terms and conditions, held following the reported transaction is 36,000.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 20:12 UTC
MOHAN SUKESHDirector
GrantAmtech Systems, Inc. Non-Employee Director Stock Option · Derivative 6,000 Not disclosed Strike: $11.51 Not disclosed
Disclosure

SEC source: 0001209191-21-022984 · doc4.xml · derivative · entry 1

MOHAN SUKESH · CIK 0001638249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Amtech Systems, Inc. $0.01 par value common stock · 6,000 shares

Expires 2031-03-23

F1 · price: Price omitted because the transaction is a grant of a stock option.

Read SEC document
December 03, 2020 Filed Dec 4, 2020 21:51 UTC Exercise / conversionAmtech Systems, Inc. Non-Employee Director Stock Option · Derivative 4,000 $5.75 Strike: $5.75 $23,000.00
Disclosure

SEC source: 0001209191-20-061818 · doc4.xml · derivative · entry 12

KING ROBERT F · CIK 0001266458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Amtech Systems, Inc. $0.01 par value common stock · 4,000 shares

Expires 2027-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2020 Filed Dec 4, 2020 21:51 UTC Exercise / conversionAmtech Systems, Inc. Non-Employee Director Stock Option · Derivative 6,000 $4.90 Strike: $4.90 $29,400.00
Disclosure

SEC source: 0001209191-20-061818 · doc4.xml · derivative · entry 11

KING ROBERT F · CIK 0001266458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Amtech Systems, Inc. $0.01 par value common stock · 6,000 shares

Expires 2030-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2020 Filed Dec 4, 2020 21:51 UTC Exercise / conversionAmtech Systems, Inc. Non-Employee Director Stock Option · Derivative 6,000 $4.77 Strike: $4.77 $28,620.00
Disclosure

SEC source: 0001209191-20-061818 · doc4.xml · derivative · entry 10

KING ROBERT F · CIK 0001266458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Amtech Systems, Inc. $0.01 par value common stock · 6,000 shares

Expires 2029-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2020 Filed Dec 4, 2020 21:51 UTC Exercise / conversionAmtech Systems, Inc. Non-Employee Director Stock Option · Derivative 4,000 $2.95 Strike: $2.95 $11,800.00
Disclosure

SEC source: 0001209191-20-061818 · doc4.xml · derivative · entry 9

KING ROBERT F · CIK 0001266458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Amtech Systems, Inc. $0.01 par value common stock · 4,000 shares

Expires 2022-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2020 Filed Dec 4, 2020 21:51 UTC Exercise / conversionAmtech Systems, Inc. Non-Employee Director Stock Option · Derivative 4,000 $5.25 Strike: $5.25 $21,000.00
Disclosure

SEC source: 0001209191-20-061818 · doc4.xml · derivative · entry 8

KING ROBERT F · CIK 0001266458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Amtech Systems, Inc. $0.01 par value common stock · 4,000 shares

Expires 2025-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2020 Filed Dec 4, 2020 21:51 UTC SaleAmtech Systems, Inc. $.01 par value common stock 6,200 $6.75 $41,850.00
Disclosure

SEC source: 0001209191-20-061818 · doc4.xml · nonDerivative · entry 7

KING ROBERT F · CIK 0001266458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Read SEC document
December 03, 2020 Filed Dec 4, 2020 21:51 UTC SaleAmtech Systems, Inc. $.01 par value common stock 24,000 $6.90 $165,600.00
Disclosure

SEC source: 0001209191-20-061818 · doc4.xml · nonDerivative · entry 6

KING ROBERT F · CIK 0001266458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,200

F1 · price: Price is the average sale price for multiple sale transactions. Actual sale prices range from $6.85 to $6.965.

Read SEC document
December 03, 2020 Filed Dec 4, 2020 21:51 UTC Exercise / conversionAmtech Systems, Inc. $.01 par value common stock 4,000 $5.75 $23,000.00
Disclosure

SEC source: 0001209191-20-061818 · doc4.xml · nonDerivative · entry 5

KING ROBERT F · CIK 0001266458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2020 Filed Dec 4, 2020 21:51 UTC Exercise / conversionAmtech Systems, Inc. $.01 par value common stock 6,000 $4.90 $29,400.00
Disclosure

SEC source: 0001209191-20-061818 · doc4.xml · nonDerivative · entry 4

KING ROBERT F · CIK 0001266458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2020 Filed Dec 4, 2020 21:51 UTC Exercise / conversionAmtech Systems, Inc. $.01 par value common stock 6,000 $4.77 $28,620.00
Disclosure

SEC source: 0001209191-20-061818 · doc4.xml · nonDerivative · entry 3

KING ROBERT F · CIK 0001266458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2020 Filed Dec 4, 2020 21:51 UTC Exercise / conversionAmtech Systems, Inc. $.01 par value common stock 4,000 $2.95 $11,800.00
Disclosure

SEC source: 0001209191-20-061818 · doc4.xml · nonDerivative · entry 2

KING ROBERT F · CIK 0001266458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2020 Filed Dec 4, 2020 21:51 UTC Exercise / conversionAmtech Systems, Inc. $.01 par value common stock 4,000 $5.25 $21,000.00
Disclosure

SEC source: 0001209191-20-061818 · doc4.xml · nonDerivative · entry 1

KING ROBERT F · CIK 0001266458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 22:57 UTC
GIBBS LISADirector · VP and Chief Financial Officer
GrantAmtech Systems, Inc. Employee Stock Option · Derivative 15,000 Not disclosed Strike: $5.67 Not disclosed
Disclosure

SEC source: 0001209191-20-059489 · doc4.xml · derivative · entry 1

GIBBS LISA · CIK 0001727911 · Director · VP and Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Amtech Systems, Inc. $0.01 par value common stock · 15,000 shares

Expires 2030-11-17

F2 · price: Price omitted because the transaction is a grant of a stock option

F1 · derivative.exercise_date: One-third of the stock option granted vests on each of the first three anniversaries of the grant date.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 22:56 UTC
WHANG MICHAELDirector · Chief Executive Officer
GrantAmtech Systems, Inc. Employee Stock Option · Derivative 15,000 Not disclosed Strike: $5.67 Not disclosed
Disclosure

SEC source: 0001209191-20-059488 · doc4.xml · derivative · entry 1

WHANG MICHAEL · CIK 0001727924 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Amtech Systems, Inc. $0.01 par value common stock · 15,000 shares

Expires 2030-11-17

F2 · price: Price omitted because the transaction is a grant of a stock option

F1 · derivative.exercise_date: One-third of the stock option granted vests on each of the first three anniversaries of the grant date.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 22:55 UTC
WHANG JONG SDirector · Executive Chairman
GrantAmtech Systems, Inc. Employee Stock Option · Derivative 15,000 Not disclosed Strike: $5.67 Not disclosed
Disclosure

SEC source: 0001209191-20-059487 · doc4.xml · derivative · entry 1

WHANG JONG S · CIK 0001046064 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Amtech Systems, Inc. $0.01 par value common stock · 15,000 shares

Expires 2030-11-17

F2 · price: Price omitted because the transaction is a grant of a stock option

F1 · derivative.exercise_date: One-third of the stock option granted vests on each of the first three anniversaries of the grant date.

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August 10, 2020 Filed Aug 12, 2020 20:03 UTC
Averick Robert MDirector · 10% owner
PurchaseCommon Stock 50,000 $5.00 $250,000.00
Disclosure

SEC source: 0001104659-20-093879 · tm2027281-1_4.xml · nonDerivative · entry 2

Averick Robert M · CIK 0001343599 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

F3 · price: The reported price in Column 4 is a weighted average price rounded to the nearest hundredth. The shares were purchased in multiple transactions at prices ranging from $4.90 to $5.00 per share. Mr. Averick undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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March 13, 2020 Filed Mar 16, 2020 21:02 UTC
WHANG JONG SDirector · Executive Chairman
PurchaseAmtech Systems, Inc. $0.01 par value common stock 5,115 $3.90 $19,926.51
Disclosure

SEC source: 0001209191-20-019308 · doc4.xml · nonDerivative · entry 1

WHANG JONG S · CIK 0001046064 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,681

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March 10, 2020 Filed Mar 12, 2020 20:17 UTC
WHANG JONG SDirector · Executive Chairman
Exercise / conversionAmtech Systems, Inc. Employee Stock Option · Derivative 12,500 $2.95 Strike: $2.95 $36,875.00
Disclosure

SEC source: 0001209191-20-018484 · doc4.xml · derivative · entry 2

WHANG JONG S · CIK 0001046064 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Amtech Systems, Inc. $0.01 par value common stock · 12,500 shares

Expires 2022-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This is the number of derivative securities, with the same terms and conditions, following the reported transaction. Total of all derivative securities, with different terms and conditions, held following the reporting transaction is 221,667.

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March 10, 2020 Filed Mar 12, 2020 20:17 UTC
WHANG JONG SDirector · Executive Chairman
Exercise / conversionAmtech Systems, Inc. $0.01 par value common stock 12,500 $2.95 $36,875.00
Disclosure

SEC source: 0001209191-20-018484 · doc4.xml · nonDerivative · entry 1

WHANG JONG S · CIK 0001046064 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,566

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 04, 2020 Filed Mar 5, 2020 21:54 UTC
MOHAN SUKESHDirector
GrantAmtech Systems, Inc. Non-Employee Director Stock Option · Derivative 6,000 Not disclosed Strike: $4.90 Not disclosed
Disclosure

SEC source: 0001209191-20-016650 · doc4.xml · derivative · entry 1

MOHAN SUKESH · CIK 0001638249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Amtech Systems, Inc. $0.01 par value common stock · 6,000 shares

Expires 2030-03-04

F1 · price: Price omitted because the transaction is a grant of a stock option.

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March 04, 2020 Filed Mar 5, 2020 21:52 UTC GrantAmtech Systems, Inc. Non-Employee Director Stock Option · Derivative 6,000 Not disclosed Strike: $4.90 Not disclosed
Disclosure

SEC source: 0001209191-20-016647 · doc4.xml · derivative · entry 1

KING ROBERT F · CIK 0001266458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Amtech Systems, Inc. $0.01 par value common stock · 6,000 shares

Expires 2030-03-04

F1 · price: Price omitted because the transaction is a grant of a stock option.

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March 04, 2020 Filed Mar 5, 2020 21:50 UTC GrantAmtech Systems, Inc. Non-Employee Director Stock Option · Derivative 6,000 Not disclosed Strike: $4.90 Not disclosed
Disclosure

SEC source: 0001209191-20-016646 · doc4.xml · derivative · entry 1

GARNREITER MICHAEL · CIK 0001207669 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Amtech Systems, Inc. $0.01 par value common stock · 6,000 shares

Expires 2030-03-04

F1 · price: Price omitted because the transaction is a grant of a stock option.

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March 04, 2020 Filed Mar 5, 2020 21:06 UTC
Averick Robert MDirector · 10% owner
GrantDirector Stock Option (Right to Buy) · Derivative 6,000 Not disclosed Strike: $4.90 Not disclosed
Disclosure

SEC source: 0001104659-20-029704 · tv538815_form4.xml · derivative · entry 1

Averick Robert M · CIK 0001343599 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires 2030-03-04

F1 · security: Mr. Averick is a Portfolio Manager at Kokino LLC ("Kokino"), which is a single-family office. Mr. Averick holds an indirect minority interest in shares of the issuer's Common Stock ("Common Stock") through his minority ownership of one of Kokino's clients, Piton Capital Partners LLC ("Piton") (which ownership may be held directly and indirectly through Piton's managing member, Piton Capital Management LLC ("PCM")). Also, Mr. Averick's incentive compensation as an employee of Kokino, which is generally calculated in Kokino's discretion, may be based on the performance of Common Stock held by Kokino's clients. In addition, the performance of Common Stock may result in an allocation that increases Mr. Averick's ownership interest in Piton pursuant to Piton's operating agreement. Kokino is the managing member of PCM, and Mr. Averick's and Piton's beneficial ownership of Common Stock is reported in a Schedule 13D filed on Jan. 25, 2016 (as amended most recently on Nov. 27, 2018).

F3 · price: Price omitted because the transaction is a grant of a stock option.

F2 · derivative.exercise_date: The option vests on September 4, 2020.

F4 · balance_after: This is the number of derivative securities, with the same terms and conditions, following the reported transaction. Total of all derivative securities, including those with different terms and conditions, held following the reported transaction is 30,000.

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March 02, 2020 Filed Mar 3, 2020 21:44 UTC
WHANG MICHAELChief Executive Officer
PurchaseAmtech Systems, Inc. $0.01 par value common stock 2,000 $5.00 $10,000.00
Disclosure

SEC source: 0001209191-20-015271 · doc4.xml · nonDerivative · entry 1

WHANG MICHAEL · CIK 0001727924 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

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March 02, 2020 Filed Mar 3, 2020 21:45 UTC
GIBBS LISAVP and Chief Financial Officer
PurchaseAmtech Systems, Inc. $0.01 par value common stock 2,000 $4.95 $9,900.00
Disclosure

SEC source: 0001209191-20-015279 · doc4.xml · nonDerivative · entry 1

GIBBS LISA · CIK 0001727911 · VP and Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

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February 25, 2020 Filed Feb 27, 2020 21:01 UTC
Averick Robert MDirector · 10% owner
PurchaseCommon Stock 8,500 $5.11 $43,435.00
Disclosure

SEC source: 0001104659-20-026156 · tm2011073-2_form4.xml · nonDerivative · entry 2

Averick Robert M · CIK 0001343599 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

F3 · price: The reported price in Column 4 is a weighted average price rounded to the nearest hundredth. The shares were purchased in multiple transactions at prices ranging from $5.09 to $5.13 per share. Mr. Averick undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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February 11, 2020 Filed Feb 12, 2020 21:30 UTC
Averick Robert MDirector · 10% owner
PurchaseCommon Stock 1,565 $5.29 $8,278.85
Disclosure

SEC source: 0001104659-20-019289 · tv537943_form4.xml · nonDerivative · entry 3

Averick Robert M · CIK 0001343599 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,500

F3 · price: The reported price in Column 4 is a weighted average price rounded to the nearest hundredth. The shares purchased on February 10, 2020 were purchased in multiple transactions at prices ranging from $5.19 to $5.61 per share. The shares purchased on February 11, 2020 were purchased in multiple transactions at prices ranging from $5.27 to $5.316 per share. Mr. Averick undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.