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AMTECH SYSTEMS INC

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6122
SEC CIK
0000720500
Parsed reports
149

Last 12 months

Inside the activity.

2 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202610
Sep 202610
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 11, 2023 Filed Aug 14, 2023 20:01 UTC
Averick Robert MDirector · 10% owner
PurchaseCommon Stock 7,500 $8.88 $66,600.00
Disclosure

SEC source: 0001104659-23-091290 · tm2323681-1_4seq1.xml · nonDerivative · entry 4

Averick Robert M · CIK 0001343599 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 373,000

F5 · price: The reported price in Column 4 is a weighted average price rounded to the nearest hundredth. The prices of shares purchased on August 11, 2023 ranged from $8.80 to $8.89 per share. Mr. Averick undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares purchased within the price range described in this footnote.

Read SEC document
August 11, 2023 Filed Aug 15, 2023 20:08 UTC
DAIGLE ROBERT CDirector · Chief Executive Officer
PurchaseAmtech Systems, Inc. $0.01 par value common stock 15,386 $8.93 $137,396.98
Disclosure

SEC source: 0001209191-23-045828 · doc4.xml · nonDerivative · entry 1

DAIGLE ROBERT C · CIK 0001267540 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,470

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.60 to $9.00, inclusive. The reporting person undertakes to provide to Amtech Systems, Inc., any security holder of Amtech Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.

Read SEC document
July 06, 2023 Filed Jul 7, 2023 22:05 UTC Exercise / conversionAmtech Systems, Inc. Non-Employee Director Stock Option · Derivative 6,000 $7.01 Strike: $7.01 $42,060.00
Disclosure

SEC source: 0001209191-23-041854 · doc4.xml · derivative · entry 2

GARNREITER MICHAEL · CIK 0001207669 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Amtech Systems, Inc. $0.01 par value common stock · 6,000 shares

Expires 2023-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This is the number of derivative securities, with the same terms and conditions, following the reported transaction. Total of all derivative securities, with different terms and conditions, held following the reporting transaction is 52,189.

Read SEC document
July 06, 2023 Filed Jul 7, 2023 22:05 UTC Exercise / conversionAmtech Systems, Inc. $0.01 par value common stock 6,000 $7.01 $42,060.00
Disclosure

SEC source: 0001209191-23-041854 · doc4.xml · nonDerivative · entry 1

GARNREITER MICHAEL · CIK 0001207669 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 23, 2023 Filed May 25, 2023 20:01 UTC
Averick Robert MDirector · 10% owner
PurchaseCommon Stock 1,500 $8.89 $13,335.00
Disclosure

SEC source: 0001104659-23-064616 · tm2316912-1_4seq1.xml · nonDerivative · entry 4

Averick Robert M · CIK 0001343599 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 365,500

F5 · price: The reported price in Column 4 is a weighted average price rounded to the nearest hundredth. The prices of shares purchased on May 23, 2023 ranged from $8.75 to $8.90 per share. Mr. Averick undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares purchased within the price range described in this footnote.

Read SEC document
May 19, 2023 Filed May 23, 2023 20:29 UTC PurchaseAmtech Systems, Inc. $0.01 par value common stock 84 $8.75 $735.00
Disclosure

SEC source: 0001209191-23-031669 · doc4.xml · nonDerivative · entry 1

DAIGLE ROBERT C · CIK 0001267540 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,084

Read SEC document
May 17, 2023 Filed May 18, 2023 20:02 UTC
Averick Robert MDirector · 10% owner
PurchaseCommon Stock 1,020 $8.65 $8,823.00
Disclosure

SEC source: 0001104659-23-062245 · tm2316235-1_4seq1.xml · nonDerivative · entry 5

Averick Robert M · CIK 0001343599 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 364,000

Read SEC document
May 16, 2023 Filed May 18, 2023 20:02 UTC
Averick Robert MDirector · 10% owner
PurchaseCommon Stock 1,480 $8.65 $12,802.00
Disclosure

SEC source: 0001104659-23-062245 · tm2316235-1_4seq1.xml · nonDerivative · entry 4

Averick Robert M · CIK 0001343599 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 362,980

Read SEC document
May 12, 2023 Filed May 15, 2023 20:01 UTC
Averick Robert MDirector · 10% owner
PurchaseCommon Stock 4,750 $8.95 $42,512.50
Disclosure

SEC source: 0001104659-23-060715 · tm2315809d1_4.xml · nonDerivative · entry 4

Averick Robert M · CIK 0001343599 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 361,500

F5 · price: The reported price in Column 4 is a weighted average price rounded to the nearest hundredth. The prices of shares purchased on May 12, 2023 ranged from $8.85 to $8.98 per share. Mr. Averick undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the SEC, upon request, full information regarding the number of shares purchased within the price range described in this footnote.

Read SEC document
May 12, 2023 Filed May 16, 2023 20:33 UTC PurchaseAmtech Systems, Inc. $0.01 par value common stock 3,000 $8.75 $26,250.00
Disclosure

SEC source: 0001209191-23-029811 · doc4.xml · nonDerivative · entry 1

DAIGLE ROBERT C · CIK 0001267540 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,000

Read SEC document
March 13, 2023 Filed Mar 14, 2023 20:01 UTC
Averick Robert MDirector · 10% owner
PurchaseCommon Stock 2,250 $8.96 $20,160.00
Disclosure

SEC source: 0001104659-23-032260 · tm239478-1_4.xml · nonDerivative · entry 5

Averick Robert M · CIK 0001343599 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,750

Read SEC document
March 10, 2023 Filed Mar 14, 2023 20:01 UTC
Averick Robert MDirector · 10% owner
PurchaseCommon Stock 1,000 $8.95 $8,950.00
Disclosure

SEC source: 0001104659-23-032260 · tm239478-1_4.xml · nonDerivative · entry 4

Averick Robert M · CIK 0001343599 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 4 below

Disclosed balance after: 2,000

F4 · balance_after: Indicates Common Shares held by Mr. Averick's spouse.

F4 · ownership.direct: Indicates Common Shares held by Mr. Averick's spouse.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 20:01 UTC
Averick Robert MDirector · 10% owner
PurchaseCommon Stock 1,000 $8.95 $8,950.00
Disclosure

SEC source: 0001104659-23-032260 · tm239478-1_4.xml · nonDerivative · entry 3

Averick Robert M · CIK 0001343599 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 4 below

Disclosed balance after: 1,000

F4 · balance_after: Indicates Common Shares held by Mr. Averick's spouse.

F4 · ownership.direct: Indicates Common Shares held by Mr. Averick's spouse.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:28 UTC GrantRestricted Stock Units · Derivative 4,189 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-015505 · doc4.xml · derivative · entry 1

GARNREITER MICHAEL · CIK 0001207669 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,189

Underlying: Amtech Systems, Inc. $0.01 par value common stock · 4,189 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock of Amtech Systems, Inc.

F2 · derivative.exercise_date: The restricted stock units will vest entirely on the first anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units will vest entirely on the first anniversary of the grant date.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:01 UTC
Averick Robert MDirector · 10% owner
GrantRestricted Stock Units · Derivative 4,189 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-028404 · tm238366-1_4seq1.xml · derivative · entry 4

Averick Robert M · CIK 0001343599 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,189

Underlying: Common Stock · 4,189 shares

Expires 2024-03-01

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Common Share on March 1, 2024. The restricted stock units were received as a grant or award, for no consideration.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:16 UTC GrantRestricted Stock Units · Derivative 7,854 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-015454 · doc4.xml · derivative · entry 1

DAIGLE ROBERT C · CIK 0001267540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,854

Underlying: Amtech Systems, Inc. $0.01 par value common stock · 7,854 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock of Amtech Systems, Inc.

F2 · derivative.exercise_date: The restricted stock units will vest entirely on the first anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units will vest entirely on the first anniversary of the grant date.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:04 UTC GrantRestricted Stock Units · Derivative 4,189 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-015412 · doc4.xml · derivative · entry 3

LUDWIG MICHAEL M · CIK 0001256949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,189

Underlying: Amtech Systems, Inc. $0.01 par value common stock · 4,189 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock of Amtech Systems, Inc.

F4 · derivative.exercise_date: The restricted stock units will vest entirely on the first anniversary of the grant date.

F4 · derivative.expiration_date: The restricted stock units will vest entirely on the first anniversary of the grant date.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:04 UTC Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-015412 · doc4.xml · derivative · entry 2

LUDWIG MICHAEL M · CIK 0001256949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Amtech Systems, Inc. $0.01 par value common stock · 0 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units converted into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On January 13, 2023, the reporting person was granted 3,000 restricted stock units, vesting on the date of the Company's 2023 Annual Meeting of Shareholders.

F2 · derivative.expiration_date: On January 13, 2023, the reporting person was granted 3,000 restricted stock units, vesting on the date of the Company's 2023 Annual Meeting of Shareholders.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:04 UTC Exercise / conversionAmtech Systems, Inc. $0.01 par value common stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-015412 · doc4.xml · nonDerivative · entry 1

LUDWIG MICHAEL M · CIK 0001256949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units converted into common stock on a one-for-one basis.

Read SEC document
February 10, 2023 Filed Feb 13, 2023 21:09 UTC
Averick Robert MDirector · 10% owner
PurchaseCommon Stock 4,500 $9.05 $40,725.00
Disclosure

SEC source: 0001104659-23-019691 · tm2225798-1_4seq1.xml · nonDerivative · entry 3

Averick Robert M · CIK 0001343599 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,500

Read SEC document
January 13, 2023 Filed Jan 18, 2023 21:15 UTC GrantRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-003723 · doc4.xml · derivative · entry 1

LUDWIG MICHAEL M · CIK 0001256949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Amtech Systems, Inc. $0.01 par value common stock · 3,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock of Amtech Systems, Inc.

F2 · derivative.exercise_date: The restricted stock units will vest on the date of the Company's 2023 Annual Meeting of Shareholders.

F2 · derivative.expiration_date: The restricted stock units will vest on the date of the Company's 2023 Annual Meeting of Shareholders.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 23:00 UTC
GIBBS LISADirector · VP and Chief Financial Officer
GrantAmtech Systems, Inc. Employee Stock Option · Derivative 10,000 Not disclosed Strike: $9.27 Not disclosed
Disclosure

SEC source: 0001209191-22-059824 · doc4.xml · derivative · entry 1

GIBBS LISA · CIK 0001727911 · Director · VP and Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Amtech Systems, Inc. $0.01 par value common stock · 10,000 shares

Expires 2032-12-01

F2 · price: Price omitted because the transaction is a grant of a stock option

F1 · derivative.exercise_date: One-third of the stock option granted vests on each of the first three anniversaries of the grant date.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 22:58 UTC
WHANG MICHAELDirector · Chief Executive Officer
GrantAmtech Systems, Inc. Employee Stock Option · Derivative 12,000 Not disclosed Strike: $9.27 Not disclosed
Disclosure

SEC source: 0001209191-22-059820 · doc4.xml · derivative · entry 1

WHANG MICHAEL · CIK 0001727924 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Amtech Systems, Inc. $0.01 par value common stock · 12,000 shares

Expires 2032-12-01

F2 · price: Price omitted because the transaction is a grant of a stock option

F1 · derivative.exercise_date: One-third of the stock option granted vests on each of the first three anniversaries of the grant date.

Read SEC document
November 28, 2022 Filed Nov 30, 2022 22:55 UTC
GIBBS LISADirector · VP and Chief Financial Officer
GrantAmtech Systems, Inc. $0.01 par value common stock 8,502 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-059064 · doc4.xml · nonDerivative · entry 1

GIBBS LISA · CIK 0001727911 · Director · VP and Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,502

F1 · price: On November 28, 2022, the Company's Compensation Committee approved a bonus under the Company's incentive compensation plan for the reporting person. The bonus is payable 60% in cash and 40% in fully-vested shares of Company stock issued under the Amtech Systems, Inc. 2022 Equity Incentive Plan. The number of shares issued is based on the closing bid price of the Company's common stock on November 28, 2022.

Read SEC document
November 28, 2022 Filed Nov 30, 2022 22:54 UTC
WHANG MICHAELDirector · Chief Executive Officer
GrantAmtech Systems, Inc. $0.01 par value common stock 12,003 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-059063 · doc4.xml · nonDerivative · entry 1

WHANG MICHAEL · CIK 0001727924 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,499

F1 · price: On November 28, 2022, the Company's Compensation Committee approved a bonus under the Company's incentive compensation plan for the reporting person. The bonus is payable 60% in cash and 40% in fully-vested shares of Company stock issued under the Amtech Systems, Inc. 2022 Equity Incentive Plan. The number of shares issued is based on the closing bid price of the Company's common stock on November 28, 2022.

Read SEC document
October 13, 2022 Filed Oct 14, 2022 20:49 UTC Exercise / conversionAmtech Systems, Inc. Non-Employee Director Stock Option · Derivative 6,000 $2.95 Strike: $2.95 $17,700.00
Disclosure

SEC source: 0001209191-22-053677 · doc4.xml · derivative · entry 2

GARNREITER MICHAEL · CIK 0001207669 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Amtech Systems, Inc. $0.01 par value common stock · 0 shares

Expires 2022-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This is the number of derivative securities, with the same terms and conditions, following the reported transaction. Total of all derivative securities, with different terms and conditions, held following the reporting transaction is 54,000.

Read SEC document
October 13, 2022 Filed Oct 14, 2022 20:49 UTC Exercise / conversionAmtech Systems, Inc. $0.01 par value common stock 6,000 $2.95 $17,700.00
Disclosure

SEC source: 0001209191-22-053677 · doc4.xml · nonDerivative · entry 1

GARNREITER MICHAEL · CIK 0001207669 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2022 Filed Sep 13, 2022 20:02 UTC
Averick Robert MDirector · 10% owner
PurchaseCommon Stock 3,399 $10.96 $37,253.04
Disclosure

SEC source: 0001104659-22-099619 · tm2225798-1_4seq1.xml · nonDerivative · entry 4

Averick Robert M · CIK 0001343599 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,000

Read SEC document
September 09, 2022 Filed Sep 13, 2022 20:02 UTC
Averick Robert MDirector · 10% owner
PurchaseCommon Stock 1,211 $10.96 $13,272.56
Disclosure

SEC source: 0001104659-22-099619 · tm2225798-1_4seq1.xml · nonDerivative · entry 3

Averick Robert M · CIK 0001343599 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346,601

Read SEC document
September 02, 2022 Filed Sep 6, 2022 20:02 UTC
Averick Robert MDirector · 10% owner
PurchaseCommon Stock 399 $10.56 $4,213.44
Disclosure

SEC source: 0001104659-22-097850 · tm2225230-1_4seq1.xml · nonDerivative · entry 4

Averick Robert M · CIK 0001343599 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,390

Read SEC document
September 01, 2022 Filed Sep 6, 2022 20:02 UTC
Averick Robert MDirector · 10% owner
PurchaseCommon Stock 4,991 $10.51 $52,455.41
Disclosure

SEC source: 0001104659-22-097850 · tm2225230-1_4seq1.xml · nonDerivative · entry 3

Averick Robert M · CIK 0001343599 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,991

Read SEC document
August 24, 2022 Filed Aug 25, 2022 20:23 UTC
WHANG MICHAELDirector · Chief Executive Officer
Exercise / conversionAmtech Systems, Inc. Employee Stock Option · Derivative 5,000 $5.67 Strike: $5.67 $28,350.00
Disclosure

SEC source: 0001209191-22-047493 · doc4.xml · derivative · entry 14

WHANG MICHAEL · CIK 0001727924 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Amtech Systems, Inc. $0.01 par value common stock · 5,000 shares

Expires 2030-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 24, 2022 Filed Aug 25, 2022 20:23 UTC
WHANG MICHAELDirector · Chief Executive Officer
Exercise / conversionAmtech Systems, Inc. Employee Stock Option · Derivative 5,000 $9.98 Strike: $9.98 $49,900.00
Disclosure

SEC source: 0001209191-22-047493 · doc4.xml · derivative · entry 13

WHANG MICHAEL · CIK 0001727924 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Amtech Systems, Inc. $0.01 par value common stock · 5,000 shares

Expires 2024-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 24, 2022 Filed Aug 25, 2022 20:23 UTC
WHANG MICHAELDirector · Chief Executive Officer
Exercise / conversionAmtech Systems, Inc. Employee Stock Option · Derivative 10,000 $7.40 Strike: $7.40 $74,000.00
Disclosure

SEC source: 0001209191-22-047493 · doc4.xml · derivative · entry 12

WHANG MICHAEL · CIK 0001727924 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Amtech Systems, Inc. $0.01 par value common stock · 10,000 shares

Expires 2028-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 24, 2022 Filed Aug 25, 2022 20:23 UTC
WHANG MICHAELDirector · Chief Executive Officer
Exercise / conversionAmtech Systems, Inc. Employee Stock Option · Derivative 7,500 $5.52 Strike: $5.52 $41,400.00
Disclosure

SEC source: 0001209191-22-047493 · doc4.xml · derivative · entry 11

WHANG MICHAEL · CIK 0001727924 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Amtech Systems, Inc. $0.01 par value common stock · 7,500 shares

Expires 2028-11-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 24, 2022 Filed Aug 25, 2022 20:23 UTC
WHANG MICHAELDirector · Chief Executive Officer
Exercise / conversionAmtech Systems, Inc. Employee Stock Option · Derivative 3,750 $4.87 Strike: $4.87 $18,262.50
Disclosure

SEC source: 0001209191-22-047493 · doc4.xml · derivative · entry 10

WHANG MICHAEL · CIK 0001727924 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Amtech Systems, Inc. $0.01 par value common stock · 3,750 shares

Expires 2026-10-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 24, 2022 Filed Aug 25, 2022 20:23 UTC
WHANG MICHAELDirector · Chief Executive Officer
Exercise / conversionAmtech Systems, Inc. Employee Stock Option · Derivative 10,000 $4.77 Strike: $4.77 $47,700.00
Disclosure

SEC source: 0001209191-22-047493 · doc4.xml · derivative · entry 9

WHANG MICHAEL · CIK 0001727924 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Amtech Systems, Inc. $0.01 par value common stock · 10,000 shares

Expires 2029-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 24, 2022 Filed Aug 25, 2022 20:23 UTC
WHANG MICHAELDirector · Chief Executive Officer
SaleAmtech Systems, Inc. $.01 par value common stock 8,750 $12.78 $111,825.00
Disclosure

SEC source: 0001209191-22-047493 · doc4.xml · nonDerivative · entry 8

WHANG MICHAEL · CIK 0001727924 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,496

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.73 to $12.935, inclusive. The reporting person undertakes to provide to Amtech Systems, Inc., any security holder of Amtech Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.

Read SEC document
August 24, 2022 Filed Aug 25, 2022 20:23 UTC
WHANG MICHAELDirector · Chief Executive Officer
SaleAmtech Systems, Inc. $.01 par value common stock 15,004 $12.41 $186,199.64
Disclosure

SEC source: 0001209191-22-047493 · doc4.xml · nonDerivative · entry 7

WHANG MICHAEL · CIK 0001727924 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,246

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.24 to $12.85, inclusive. The reporting person undertakes to provide to Amtech Systems, Inc., any security holder of Amtech Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.

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August 24, 2022 Filed Aug 25, 2022 20:23 UTC
WHANG MICHAELDirector · Chief Executive Officer
Exercise / conversionAmtech Systems, Inc. $.01 par value common stock 5,000 $9.98 $49,900.00
Disclosure

SEC source: 0001209191-22-047493 · doc4.xml · nonDerivative · entry 6

WHANG MICHAEL · CIK 0001727924 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 24, 2022 Filed Aug 25, 2022 20:23 UTC
WHANG MICHAELDirector · Chief Executive Officer
Exercise / conversionAmtech Systems, Inc. $.01 par value common stock 10,000 $7.40 $74,000.00
Disclosure

SEC source: 0001209191-22-047493 · doc4.xml · nonDerivative · entry 5

WHANG MICHAEL · CIK 0001727924 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 24, 2022 Filed Aug 25, 2022 20:23 UTC
WHANG MICHAELDirector · Chief Executive Officer
Exercise / conversionAmtech Systems, Inc. $.01 par value common stock 5,000 $5.67 $28,350.00
Disclosure

SEC source: 0001209191-22-047493 · doc4.xml · nonDerivative · entry 4

WHANG MICHAEL · CIK 0001727924 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 24, 2022 Filed Aug 25, 2022 20:23 UTC
WHANG MICHAELDirector · Chief Executive Officer
Exercise / conversionAmtech Systems, Inc. $.01 par value common stock 7,500 $5.52 $41,400.00
Disclosure

SEC source: 0001209191-22-047493 · doc4.xml · nonDerivative · entry 3

WHANG MICHAEL · CIK 0001727924 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 24, 2022 Filed Aug 25, 2022 20:23 UTC
WHANG MICHAELDirector · Chief Executive Officer
Exercise / conversionAmtech Systems, Inc. $.01 par value common stock 3,750 $4.87 $18,262.50
Disclosure

SEC source: 0001209191-22-047493 · doc4.xml · nonDerivative · entry 2

WHANG MICHAEL · CIK 0001727924 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 24, 2022 Filed Aug 25, 2022 20:23 UTC
WHANG MICHAELDirector · Chief Executive Officer
Exercise / conversionAmtech Systems, Inc. $.01 par value common stock 10,000 $4.77 $47,700.00
Disclosure

SEC source: 0001209191-22-047493 · doc4.xml · nonDerivative · entry 1

WHANG MICHAEL · CIK 0001727924 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 23, 2022 Filed Aug 25, 2022 20:25 UTC
WHANG JONG SDirector
Exercise / conversionAmtech Systems, Inc. Employee Stock Option · Derivative 50,000 $5.25 Strike: $5.25 $262,500.00
Disclosure

SEC source: 0001209191-22-047495 · doc4.xml · derivative · entry 3

WHANG JONG S · CIK 0001046064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Amtech Systems, Inc. $0.01 par value common stock · 50,000 shares

Expires 2025-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 23, 2022 Filed Aug 25, 2022 20:25 UTC
WHANG JONG SDirector
SaleAmtech Systems, Inc. $.01 par value common stock 50,000 $13.07 $653,500.00
Disclosure

SEC source: 0001209191-22-047495 · doc4.xml · nonDerivative · entry 2

WHANG JONG S · CIK 0001046064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,681

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.93 to $13.245, inclusive. The reporting person undertakes to provide to Amtech Systems, Inc., any security holder of Amtech Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.

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August 23, 2022 Filed Aug 25, 2022 20:25 UTC
WHANG JONG SDirector
Exercise / conversionAmtech Systems, Inc. $.01 par value common stock 50,000 $5.25 $262,500.00
Disclosure

SEC source: 0001209191-22-047495 · doc4.xml · nonDerivative · entry 1

WHANG JONG S · CIK 0001046064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,681

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 16, 2022 Filed May 17, 2022 20:08 UTC
Averick Robert MDirector · 10% owner
PurchaseCommon Stock 25,000 $8.02 $200,500.00
Disclosure

SEC source: 0001104659-22-061940 · tm2215835-1_4seq1.xml · nonDerivative · entry 4

Averick Robert M · CIK 0001343599 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,000

F4 · price: The reported prices in Column 4 are weighted average prices rounded to the nearest hundredth. The prices of shares purchased on May 13, 2022 ranged from $7.57 to $7.98 per share. The prices of shares purchased on May 16, 2022 ranged from $7.94 to $8.05 per share. Mr. Averick undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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May 13, 2022 Filed May 17, 2022 20:08 UTC
Averick Robert MDirector · 10% owner
PurchaseCommon Stock 15,000 $7.71 $115,650.00
Disclosure

SEC source: 0001104659-22-061940 · tm2215835-1_4seq1.xml · nonDerivative · entry 3

Averick Robert M · CIK 0001343599 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,000

F4 · price: The reported prices in Column 4 are weighted average prices rounded to the nearest hundredth. The prices of shares purchased on May 13, 2022 ranged from $7.57 to $7.98 per share. The prices of shares purchased on May 16, 2022 ranged from $7.94 to $8.05 per share. Mr. Averick undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.