ASTC

SEC source: 0001437749-24-000206 · rdgdoc.xml · nonDerivative · entry 1

MCFARLAND ROBERT N · CIK 0001247669 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,694

SEC source: 0001437749-23-034297 · rdgdoc.xml · nonDerivative · entry 1

Russler Daniel T Jr · CIK 0001520084 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,017

SEC source: 0001437749-23-033191 · rdgdoc.xml · nonDerivative · entry 1

Hinojosa Jaime · CIK 0001924282 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,981

SEC source: 0001437749-23-033190 · rdgdoc.xml · nonDerivative · entry 1

Becker James Frank · CIK 0001938679 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,641

SEC source: 0001437749-23-033033 · rdgdoc.xml · nonDerivative · entry 1

Becker James Frank · CIK 0001938679 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,151

SEC source: 0001437749-23-032746 · rdgdoc.xml · nonDerivative · entry 2

MCFARLAND ROBERT N · CIK 0001247669 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,494

SEC source: 0001437749-23-032746 · rdgdoc.xml · nonDerivative · entry 1

MCFARLAND ROBERT N · CIK 0001247669 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,204

SEC source: 0001437749-23-032713 · rdgdoc.xml · nonDerivative · entry 1

Becker James Frank · CIK 0001938679 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,051

SEC source: 0001437749-23-032437 · rdgdoc.xml · nonDerivative · entry 1

Wilkinson Thomas Wiley · CIK 0001667502 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,453

SEC source: 0001437749-23-027382 · rdgdoc.xml · derivative · entry 1

Hinojosa Jaime · CIK 0001924282 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,202

Underlying: Stock Options · 17,410 shares

Expires 2033-09-29

F1 · derivative.exercise_date: Default vesting is one-third of the total number of Employee Stock Options granted on each of the first three anniversaries of September 29, 2023, such that 100% of the Employee Stock Options granted shall be fully vested and exercisable on September 29, 2023, subject to Employee's continuous employment with the Issuer through each such applicable anniversary.

SEC source: 0001437749-23-027376 · rdgdoc.xml · nonDerivative · entry 1

Becker James Frank · CIK 0001938679 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,690

F1 · shares: One-third of the total number of shares of common stock granted shall vest on each of the first three anniversaries of September 19, 2023, such that 100% of the shares of common stock granted shall be fully vested on September 29, 2026, subject to Reporting Person's continuous employment with the Issuer through each such applicable anniversary.

SEC source: 0001437749-23-027379 · rdgdoc.xml · derivative · entry 1

Pickens Thomas Boone III · CIK 0001310519 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,959

Underlying: Stock Options · 49,760 shares

Expires 2033-09-29

F1 · derivative.exercise_date: Default vesting is one-third of the total number of Employee Stock Options granted on each of the first three anniversaries of September 29, 2023, such that 100% of the Employee Stock Options granted shall be fully vested and exercisable on September 29, 2023, subject to Employee's continuous employment with the Issuer through each such applicable anniversary.

SEC source: 0001437749-23-027375 · rdgdoc.xml · nonDerivative · entry 1

Russler Daniel T Jr · CIK 0001520084 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,367

F1 · shares: One-third of the total number of shares of common stock granted shall vest on each of the first three anniversaries of September 19, 2023, such that 100% of the shares of common stock granted shall be fully vested on September 29, 2026, subject to Reporting Person's continuous employment with the Issuer through each such applicable anniversary.

SEC source: 0001437749-23-027363 · rdgdoc.xml · nonDerivative · entry 1

MCFARLAND ROBERT N · CIK 0001247669 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,150

F1 · shares: One-third of the total number of shares of common stock granted shall vest on each of the first three anniversaries of September 19, 2023, such that 100% of the shares of common stock granted shall be fully vested on September 29, 2026, subject to Reporting Person's continuous employment with the Issuer through each such applicable anniversary.

SEC source: 0001437749-23-027346 · rdgdoc.xml · nonDerivative · entry 1

Wilkinson Thomas Wiley · CIK 0001667502 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,953

F1 · shares: One-third of the total number of shares of common stock granted shall vest on each of the first three anniversaries of September 19, 2023, such that 100% of the shares of common stock granted shall be fully vested on September 29, 2026, subject to Reporting Person's continuous employment with the Issuer through each such applicable anniversary.

SEC source: 0001437749-24-018387 · rdgdoc.xml · nonDerivative · entry 1

Hinojosa Jaime · CIK 0001924282 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,881

SEC source: 0001437749-23-015275 · rdgdoc.xml · nonDerivative · entry 1

Becker James Frank · CIK 0001938679 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,690

SEC source: 0001437749-23-015264 · rdgdoc.xml · nonDerivative · entry 1

Wilkinson Thomas Wiley · CIK 0001667502 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,953

SEC source: 0001437749-23-006930 · rdgdoc.xml · nonDerivative · entry 1

Russler Daniel T Jr · CIK 0001520084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,369

SEC source: 0001437749-24-008268 · rdgdoc.xml · nonDerivative · entry 1

MCFARLAND ROBERT N · CIK 0001247669 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,900

SEC source: 0001437749-23-005888 · rdgdoc.xml · nonDerivative · entry 1

Becker James Frank · CIK 0001938679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,642

SEC source: 0001437749-23-005786 · rdgdoc.xml · nonDerivative · entry 1

Becker James Frank · CIK 0001938679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,239

SEC source: 0001437749-23-004094 · rdgdoc.xml · nonDerivative · entry 1

Wilkinson Thomas Wiley · CIK 0001667502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,953

SEC source: 0001437749-23-003911 · rdgdoc.xml · nonDerivative · entry 1

Hinojosa Jaime · CIK 0001924282 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,981

SEC source: 0001437749-22-028957 · rdgdoc.xml · nonDerivative · entry 1

Becker James Frank · CIK 0001938679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,250

SEC source: 0001567619-22-021236 · doc1.xml · nonDerivative · entry 1

Leonard Braden Michael · CIK 0001373603 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Holding of BML Investment Partners, L.P.(1)

Disclosed balance after: 6,612,311

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions between $0.3349 and $0.35. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.

F1 · ownership.nature: 1. BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

SEC source: 0001437749-22-028172 · rdgdoc.xml · nonDerivative · entry 1

Hinojosa Jaime · CIK 0001924282 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,493

SEC source: 0001567619-22-020878 · doc1.xml · nonDerivative · entry 1

Leonard Braden Michael · CIK 0001373603 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Holding of BML Investment Partners, L.P.(1)

Disclosed balance after: 6,421,340

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions between $0.3221 and $0.347. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.

F1 · ownership.nature: 1. BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

SEC source: 0001567619-22-020619 · doc1.xml · nonDerivative · entry 3

Leonard Braden Michael · CIK 0001373603 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Holding of BML Investment Partners, L.P.

Disclosed balance after: 6,346,340

F4 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices between $0.36 and $0.40. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.

F1 · ownership.nature: 1. BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

SEC source: 0001567619-22-020619 · doc1.xml · nonDerivative · entry 2

Leonard Braden Michael · CIK 0001373603 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Holding of BML Investment Partners, L.P.(1)

Disclosed balance after: 6,212,652

F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices between $0.3526 and $0.37. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.

F1 · ownership.nature: 1. BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

SEC source: 0001567619-22-020619 · doc1.xml · nonDerivative · entry 1

Leonard Braden Michael · CIK 0001373603 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Holding of BML Investment Partners, L.P.(1)

Disclosed balance after: 6,118,733

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions between $0.35 and $0.37. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.

F1 · ownership.nature: 1. BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

SEC source: 0001567619-22-018558 · doc1.xml · nonDerivative · entry 2

Leonard Braden Michael · CIK 0001373603 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Holding of BML Investment Partners, L.P.(1)

Disclosed balance after: 5,955,845

F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at an average price of $03875. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.

F1 · ownership.nature: 1. BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

SEC source: 0001567619-22-018558 · doc1.xml · nonDerivative · entry 1

Leonard Braden Michael · CIK 0001373603 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Holding of BML Investment Partners, L.P.(1)

Disclosed balance after: 5,905,845

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at an average price of $0.3753. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.

F1 · ownership.nature: 1. BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

SEC source: 0001437749-22-023800 · rdgdoc.xml · nonDerivative · entry 1

Russler Daniel T Jr · CIK 0001520084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,104

F1 · price: Director compensation of $12,500 paid at $0.44 per share.

SEC source: 0001437749-22-023799 · rdgdoc.xml · nonDerivative · entry 1

Wilkinson Thomas Wiley · CIK 0001667502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,399

F1 · price: Director compensation of $12,500 paid at $0.44 per share.

SEC source: 0001437749-22-023798 · rdgdoc.xml · nonDerivative · entry 1

Becker James Frank · CIK 0001938679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,254

F1 · price: Director compensation of $12,500 paid at $0.44 per share.

SEC source: 0001567619-22-017866 · doc1.xml · nonDerivative · entry 3

Leonard Braden Michael · CIK 0001373603 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Holding of BML Investment Partners, L.P.(1)

Disclosed balance after: 5,739,311

F4 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at an average price of $0.4424. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.

F1 · ownership.nature: 1. BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

SEC source: 0001567619-22-017866 · doc1.xml · nonDerivative · entry 2

Leonard Braden Michael · CIK 0001373603 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Holding of BML Investment Partners, L.P.(1)

Disclosed balance after: 5,581,382

F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at an average price of $0.4405. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.

F1 · ownership.nature: 1. BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

SEC source: 0001567619-22-017866 · doc1.xml · nonDerivative · entry 1

Leonard Braden Michael · CIK 0001373603 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Holding of BML Investment Partners, L.P.(1)

Disclosed balance after: 5,481,382

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at an average price of $0.4269 Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.

F1 · ownership.nature: 1. BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

SEC source: 0001567619-22-017104 · doc1.xml · nonDerivative · entry 2

Leonard Braden Michael · CIK 0001373603 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Holding of BML Investment Partners, L.P.(1)

Disclosed balance after: 5,381,382

F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at an average price of $0.4694. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.

F1 · ownership.nature: 1. BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

SEC source: 0001567619-22-017104 · doc1.xml · nonDerivative · entry 1

Leonard Braden Michael · CIK 0001373603 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Holding of BML Investment Partners, L.P.(1)

Disclosed balance after: 5,251,392

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at an average price of $0.4611. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.

F1 · ownership.nature: 1. BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

SEC source: 0001567619-22-016651 · doc1.xml · nonDerivative · entry 2

Leonard Braden Michael · CIK 0001373603 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Holding of BML Investment Partners, L.P.(1)

Disclosed balance after: 5,139,322

F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.45 to $0.483. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.

F1 · ownership.nature: 1. BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

SEC source: 0001567619-22-016651 · doc1.xml · nonDerivative · entry 1

Leonard Braden Michael · CIK 0001373603 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Holding of BML Investment Partners, L.P.(1)

Disclosed balance after: 4,961,733

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.42 to $0.46. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.

F1 · ownership.nature: 1. BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

SEC source: 0001437749-22-017697 · rdgdoc.xml · nonDerivative · entry 1

Russler Daniel T Jr · CIK 0001520084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,695

F1 · price: Director compensation of $12,500 paid at $0.43 per share.

SEC source: 0001437749-22-017696 · rdgdoc.xml · nonDerivative · entry 1

Wilkinson Thomas Wiley · CIK 0001667502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,990

F1 · price: Director compensation of $12,500 paid at $0.43 per share.

SEC source: 0001437749-22-017695 · rdgdoc.xml · nonDerivative · entry 1

Becker James Frank · CIK 0001938679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,845

F1 · price: Director compensation of $2,083.33 paid at $0.43 per share.

SEC source: 0001437749-22-009150 · rdgdoc.xml · nonDerivative · entry 1

Stober Eric · CIK 0001592683 · Former CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,963

F1 · shares: Comprised of unvested restricted shares forfeited by the Reporting Person in connection with his resignation as the Issuer's Chief Financial Officer.

SEC source: 0001437749-22-009148 · rdgdoc.xml · derivative · entry 2

Pickens Thomas Boone III · CIK 0001310519 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 836,000

Underlying: Common Stock · 776,000 shares

Expires 2032-04-14

F2 · derivative.exercise_date: Default vesting is one-third of the total number of Employee Stock Options granted on each of the first three anniversaries of April 14, 2022, such that 100% of the Employee Stock Options granted shall be fully vested and exercisable on April 14, 2025, subject to Employee's continuous employment with the Issuer through each such applicable anniversary.

SEC source: 0001437749-22-009148 · rdgdoc.xml · nonDerivative · entry 1

Pickens Thomas Boone III · CIK 0001310519 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,207,820

F1 · shares: One-fifth of the total number of shares of common stock granted shall vest and become exercisable on each of the first five anniversaries of April 14, 2022, such that 100% of the shares of common stock granted shall be fully vested and exercisable on April 14, 2027, subject to Reporting Person's continuous employment with the Issuer through each such applicable anniversary.

SEC source: 0001437749-22-009147 · rdgdoc.xml · nonDerivative · entry 1

Wilkinson Thomas Wiley · CIK 0001667502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,920

F1 · shares: One-third of the total number of shares of common stock granted shall vest and become exercisable on each of the first three anniversaries of April 14, 2022, such that 100% of the shares of common stock granted shall be fully vested and exercisable on April 14, 2025, subject to Reporting Person's continuous employment with the Issuer through each such applicable anniversary.