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ASPS

ALTISOURCE PORTFOLIO SOLUTIONS S.A.

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Tapewire entity
7079
SEC CIK
0001462418
Parsed reports
360

Last 12 months

Inside the activity.

7 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202610
Jun 202600
Jul 202640
Aug 202620
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 20, 2024 Filed Mar 22, 2024 20:09 UTC
RITTS GREGORY J.Chief Legal/Compliance Officer
Tax withholdingCommon Stock 11,162 $2.59 $28,909.58
Disclosure

SEC source: 0001664272-24-000226 · f4_a1e2k00000wi8jfual-live.xml · nonDerivative · entry 2

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,229

F2 · shares: Of the 23,654 RSUs vesting into shares reported above 11,162 shares were forgone to pay for the tax withholding with a net issuance to Mr. Ritts of 12,492 shares. Pursuant to the terms of the award agreements, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on March 20, 2024.

Read SEC document
March 20, 2024 Filed Mar 22, 2024 20:09 UTC
RITTS GREGORY J.Chief Legal/Compliance Officer
Exercise / conversionCommon Stock 23,654 $0.00 $0.00
Disclosure

SEC source: 0001664272-24-000226 · f4_a1e2k00000wi8jfual-live.xml · nonDerivative · entry 1

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,391

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 23,654 shares of ASPS common stock were received upon the vesting of previously granted restricted share units ("RSUs") pursuant to awards under the Altisource 2023 Annual Incentive Plan ("AIP") and the Altisource 2023 Long Term Incentive Plan ("LTIP").

Read SEC document
March 20, 2024 Filed Mar 22, 2024 20:05 UTC
Shepro William BDirector · Chairman and CEO
Exercise / conversionRestricted Share Units · Derivative 17,073 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-24-000224 · f4_a1e2k00000wi8jkual-live.xml · derivative · entry 6

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,145

Underlying: Common Stock · 17,073 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Represents the vesting of the first tranche of Type I Time-based RSUs granted to Mr. Shepro on March 20, 2023, pursuant to the Altisource 2023 LTIP. Each RSU represents a contingent right to receive one share of ASPS common stock.

F6 · derivative.exercise_date: Represents the vesting of the first tranche of Type I Time-based RSUs granted to Mr. Shepro on March 20, 2023, pursuant to the Altisource 2023 LTIP. Each RSU represents a contingent right to receive one share of ASPS common stock.

F6 · derivative.expiration_date: Represents the vesting of the first tranche of Type I Time-based RSUs granted to Mr. Shepro on March 20, 2023, pursuant to the Altisource 2023 LTIP. Each RSU represents a contingent right to receive one share of ASPS common stock.

F7 · balance_after: The remaining 34,145 Type I Time-based RSUs are scheduled to vest in two equal installments on the second and third anniversaries of the grant date (i.e., March 20, 2025 and March 20, 2026).

Read SEC document
March 20, 2024 Filed Mar 22, 2024 20:05 UTC
Shepro William BDirector · Chairman and CEO
Exercise / conversionRestricted Share Units · Derivative 103,617 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-24-000224 · f4_a1e2k00000wi8jkual-live.xml · derivative · entry 5

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,904

Underlying: Common Stock · 103,617 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents the vesting of 80% of Time-based RSUs granted to Mr. Shepro on March 20, 2023, pursuant to the Altisource 2023 AIP. Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.exercise_date: Represents the vesting of 80% of Time-based RSUs granted to Mr. Shepro on March 20, 2023, pursuant to the Altisource 2023 AIP. Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.expiration_date: Represents the vesting of 80% of Time-based RSUs granted to Mr. Shepro on March 20, 2023, pursuant to the Altisource 2023 AIP. Each RSU represents a contingent right to receive one share of ASPS common stock.

F5 · balance_after: The remaining 20% of the Time-based RSUs are scheduled to vest on the second anniversary of the grant date (i.e., March 20, 2025).

Read SEC document
March 20, 2024 Filed Mar 22, 2024 20:05 UTC
Shepro William BDirector · Chairman and CEO
GiftCommon Stock 63,754 $0.00 $0.00
Disclosure

SEC source: 0001664272-24-000224 · f4_a1e2k00000wi8jkual-live.xml · nonDerivative · entry 4

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · William B. Shepro Revocable Trust

Disclosed balance after: 787,002

F3 · shares: Represents a transfer by gift from Mr. Shepro's direct ownership to the William B. Shepro Revocable Trust of 63,754 shares of ASPS common stock acquired upon the vesting of RSUs pursuant to awards under the Altisource 2023 AIP and Altisource 2023 LTIP.

Read SEC document
March 20, 2024 Filed Mar 22, 2024 20:05 UTC
Shepro William BDirector · Chairman and CEO
GiftCommon Stock 63,754 $0.00 $0.00
Disclosure

SEC source: 0001664272-24-000224 · f4_a1e2k00000wi8jkual-live.xml · nonDerivative · entry 3

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F3 · shares: Represents a transfer by gift from Mr. Shepro's direct ownership to the William B. Shepro Revocable Trust of 63,754 shares of ASPS common stock acquired upon the vesting of RSUs pursuant to awards under the Altisource 2023 AIP and Altisource 2023 LTIP.

Read SEC document
March 20, 2024 Filed Mar 22, 2024 20:05 UTC
Shepro William BDirector · Chairman and CEO
Tax withholdingCommon Stock 56,936 $2.59 $147,464.24
Disclosure

SEC source: 0001664272-24-000224 · f4_a1e2k00000wi8jkual-live.xml · nonDerivative · entry 2

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,754

F2 · shares: Of the 120,690 RSUs vesting into shares reported above 56,936 shares were forgone to pay for the tax withholding with a net issuance to Mr. Shepro of 63,754 shares. Pursuant to the terms of the award agreements, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on March 20, 2024.

Read SEC document
March 20, 2024 Filed Mar 22, 2024 20:05 UTC
Shepro William BDirector · Chairman and CEO
Exercise / conversionCommon Stock 120,690 $0.00 $0.00
Disclosure

SEC source: 0001664272-24-000224 · f4_a1e2k00000wi8jkual-live.xml · nonDerivative · entry 1

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,690

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 120,690 shares of ASPS common stock were received upon the vesting of previously granted restricted share units ("RSUs") pursuant to awards under the Altisource 2023 Annual Incentive Plan ("AIP") and the Altisource 2023 Long Term Incentive Plan ("LTIP").

Read SEC document
March 18, 2024 Filed Mar 19, 2024 13:41 UTC
Shepro William BDirector · Chairman and CEO
PurchaseCommon Stock 2,200 $2.51 $5,522.00
Disclosure

SEC source: 0001664272-24-000210 · f4_a1e2k00000wi8jqua1-live.xml · nonDerivative · entry 1

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · William B. Shepro Revocable Trust

Disclosed balance after: 723,248

F1 · shares: Represents shares purchased on the open market on March 18, 2024 and deposited directly into the William B. Shepro Revocable Trust.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 20:07 UTC
Shepro William BDirector · Chairman and CEO
PurchaseCommon Stock 2,200 $2.51 $5,522.00
Disclosure

SEC source: 0001664272-24-000209 · f4_a1e2k00000wi8imual-live.xml · nonDerivative · entry 1

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · William B. Shepro Revocable Trust

Disclosed balance after: 721,048

F1 · shares: Represents shares purchased on the open market on March 14, 2024 and deposited directly into the William B. Shepro Revocable Trust.

Read SEC document
March 09, 2024 Filed Mar 12, 2024 21:14 UTC
Esterman Michelle D.Chief Financial Officer
Exercise / conversionRestricted Share Units · Derivative 3,379 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-24-000207 · f4_a1e2k00000wi8gvual-live.xml · derivative · entry 4

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,379 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents the full and final vesting of Type II Performance- and Market-based RSUs granted on March 9, 2021, pursuant to the Altisource 2021 LTIP. Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.exercise_date: Represents the full and final vesting of Type II Performance- and Market-based RSUs granted on March 9, 2021, pursuant to the Altisource 2021 LTIP. Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.expiration_date: Represents the full and final vesting of Type II Performance- and Market-based RSUs granted on March 9, 2021, pursuant to the Altisource 2021 LTIP. Each RSU represents a contingent right to receive one share of ASPS common stock.

Read SEC document
March 09, 2024 Filed Mar 12, 2024 21:14 UTC
Esterman Michelle D.Chief Financial Officer
Exercise / conversionRestricted Share Units · Derivative 3,112 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-24-000207 · f4_a1e2k00000wi8gvual-live.xml · derivative · entry 3

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,112 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents the final vesting of Type I Performance-based RSUs granted on March 9, 2021, pursuant to the Altisource 2021 LTIP. Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · derivative.exercise_date: Represents the final vesting of Type I Performance-based RSUs granted on March 9, 2021, pursuant to the Altisource 2021 LTIP. Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · derivative.expiration_date: Represents the final vesting of Type I Performance-based RSUs granted on March 9, 2021, pursuant to the Altisource 2021 LTIP. Each RSU represents a contingent right to receive one share of ASPS common stock.

Read SEC document
March 09, 2024 Filed Mar 12, 2024 21:14 UTC
Esterman Michelle D.Chief Financial Officer
Tax withholdingCommon Stock 1,923 $2.80 $5,384.40
Disclosure

SEC source: 0001664272-24-000207 · f4_a1e2k00000wi8gvual-live.xml · nonDerivative · entry 2

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,197

F2 · shares: Of the 6,491 RSUs vesting into shares reported above, 1,923 shares were foregone to pay for the tax withholding with a net issuance to Ms. Esterman of 4,568 shares. Pursuant to the terms of the award agreements, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on March 11, 2024.

Read SEC document
March 09, 2024 Filed Mar 12, 2024 21:14 UTC
Esterman Michelle D.Chief Financial Officer
Exercise / conversionCommon Stock 6,491 $0.00 $0.00
Disclosure

SEC source: 0001664272-24-000207 · f4_a1e2k00000wi8gvual-live.xml · nonDerivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,120

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 6,491 shares of ASPS common stock were received upon the vesting of previously granted restricted share units ("RSUs") pursuant to awards under the Altisource 2021 Long Term Incentive Plan ("LTIP").

Read SEC document
March 09, 2024 Filed Mar 12, 2024 21:13 UTC
Shepro William BDirector · Chairman and CEO
Exercise / conversionRestricted Share Units · Derivative 4,561 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-24-000206 · f4_a1e2k00000wi8isua1-live.xml · derivative · entry 6

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,561 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents the full and final vesting of Type II Performance- and Market-based RSUs granted on March 9, 2021, pursuant to the Altisource 2021 LTIP. Each RSU represents a contingent right to receive one share of ASPS common stock.

F5 · derivative.exercise_date: Represents the full and final vesting of Type II Performance- and Market-based RSUs granted on March 9, 2021, pursuant to the Altisource 2021 LTIP. Each RSU represents a contingent right to receive one share of ASPS common stock.

F5 · derivative.expiration_date: Represents the full and final vesting of Type II Performance- and Market-based RSUs granted on March 9, 2021, pursuant to the Altisource 2021 LTIP. Each RSU represents a contingent right to receive one share of ASPS common stock.

Read SEC document
March 09, 2024 Filed Mar 12, 2024 21:13 UTC
Shepro William BDirector · Chairman and CEO
Exercise / conversionRestricted Share Units · Derivative 4,200 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-24-000206 · f4_a1e2k00000wi8isua1-live.xml · derivative · entry 5

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents the final vesting of Type I Performance-based RSUs granted on March 9, 2021, pursuant to the Altisource 2021 LTIP. Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.exercise_date: Represents the final vesting of Type I Performance-based RSUs granted on March 9, 2021, pursuant to the Altisource 2021 LTIP. Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.expiration_date: Represents the final vesting of Type I Performance-based RSUs granted on March 9, 2021, pursuant to the Altisource 2021 LTIP. Each RSU represents a contingent right to receive one share of ASPS common stock.

Read SEC document
March 09, 2024 Filed Mar 12, 2024 21:13 UTC
Shepro William BDirector · Chairman and CEO
GiftCommon Stock 4,633 $0.00 $0.00
Disclosure

SEC source: 0001664272-24-000206 · f4_a1e2k00000wi8isua1-live.xml · nonDerivative · entry 4

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · William B. Shepro Revocable Trust

Disclosed balance after: 718,848

F3 · shares: Represents a transfer by gift by Mr. Shepro of 4,633 shares of ASPS common stock, acquired upon the vesting of Type I and Type II Performance- and Market-based RSUs, from his direct ownership to the William B. Shepro Revocable Trust.

Read SEC document
March 09, 2024 Filed Mar 12, 2024 21:13 UTC
Shepro William BDirector · Chairman and CEO
GiftCommon Stock 4,633 $0.00 $0.00
Disclosure

SEC source: 0001664272-24-000206 · f4_a1e2k00000wi8isua1-live.xml · nonDerivative · entry 3

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F3 · shares: Represents a transfer by gift by Mr. Shepro of 4,633 shares of ASPS common stock, acquired upon the vesting of Type I and Type II Performance- and Market-based RSUs, from his direct ownership to the William B. Shepro Revocable Trust.

Read SEC document
March 09, 2024 Filed Mar 12, 2024 21:13 UTC
Shepro William BDirector · Chairman and CEO
Tax withholdingCommon Stock 4,128 $2.80 $11,558.40
Disclosure

SEC source: 0001664272-24-000206 · f4_a1e2k00000wi8isua1-live.xml · nonDerivative · entry 2

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,633

F2 · shares: Of the 8,761 RSUs vesting into shares reported above, 4,128 shares were foregone to pay for the tax withholding with a net issuance to Mr. Shepro of 4,633 shares. Pursuant to the terms of the award agreements, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on March 11, 2024.

Read SEC document
March 09, 2024 Filed Mar 12, 2024 21:13 UTC
Shepro William BDirector · Chairman and CEO
Exercise / conversionCommon Stock 8,761 $0.00 $0.00
Disclosure

SEC source: 0001664272-24-000206 · f4_a1e2k00000wi8isua1-live.xml · nonDerivative · entry 1

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,761

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 8,761 shares of ASPS common stock were received upon the vesting of previously granted restricted share units ("RSUs") pursuant to awards under the Altisource 2021 Long Term Incentive Plan ("LTIP").

Read SEC document
March 09, 2024 Filed Mar 12, 2024 21:12 UTC
RITTS GREGORY J.Chief Legal/Compliance Officer
Exercise / conversionRestricted Share Units · Derivative 2,968 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-24-000205 · f4_a1e2k00000wi8iiua1-live.xml · derivative · entry 4

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,968 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents the full and final vesting of Type II Performance- and Market-based RSUs granted on March 9, 2021, pursuant to the Altisource 2021 LTIP. Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.exercise_date: Represents the full and final vesting of Type II Performance- and Market-based RSUs granted on March 9, 2021, pursuant to the Altisource 2021 LTIP. Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.expiration_date: Represents the full and final vesting of Type II Performance- and Market-based RSUs granted on March 9, 2021, pursuant to the Altisource 2021 LTIP. Each RSU represents a contingent right to receive one share of ASPS common stock.

Read SEC document
March 09, 2024 Filed Mar 12, 2024 21:12 UTC
RITTS GREGORY J.Chief Legal/Compliance Officer
Exercise / conversionRestricted Share Units · Derivative 2,734 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-24-000205 · f4_a1e2k00000wi8iiua1-live.xml · derivative · entry 3

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,734 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents the final vesting of Type I Performance-based RSUs granted on March 9, 2021, pursuant to the Altisource 2021 LTIP. Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · derivative.exercise_date: Represents the final vesting of Type I Performance-based RSUs granted on March 9, 2021, pursuant to the Altisource 2021 LTIP. Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · derivative.expiration_date: Represents the final vesting of Type I Performance-based RSUs granted on March 9, 2021, pursuant to the Altisource 2021 LTIP. Each RSU represents a contingent right to receive one share of ASPS common stock.

Read SEC document
March 09, 2024 Filed Mar 12, 2024 21:12 UTC
RITTS GREGORY J.Chief Legal/Compliance Officer
Tax withholdingCommon Stock 2,664 $2.80 $7,459.20
Disclosure

SEC source: 0001664272-24-000205 · f4_a1e2k00000wi8iiua1-live.xml · nonDerivative · entry 2

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,737

F2 · shares: Of the 5,702 RSUs vesting into shares reported above, 2,664 shares were foregone to pay for the tax withholding with a net issuance to Mr. Ritts of 3,038 shares. Pursuant to the terms of the award agreements, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on March 11, 2024.

Read SEC document
March 09, 2024 Filed Mar 12, 2024 21:12 UTC
RITTS GREGORY J.Chief Legal/Compliance Officer
Exercise / conversionCommon Stock 5,702 $0.00 $0.00
Disclosure

SEC source: 0001664272-24-000205 · f4_a1e2k00000wi8iiua1-live.xml · nonDerivative · entry 1

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,401

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 5,702 shares of ASPS common stock were received upon the vesting of previously granted restricted share units ("RSUs") pursuant to awards under the Altisource 2021 Long Term Incentive Plan ("LTIP").

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:18 UTC
Shepro William BDirector · Chairman and CEO
Exercise / conversionRestricted Share Units · Derivative 13,658 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-24-000199 · f4_a1e2k00000wi8fnual-live.xml · derivative · entry 7

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,659

Underlying: Common Stock · 13,658 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F5 · derivative.exercise_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F5 · derivative.expiration_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F6 · balance_after: The remaining 13,659 RSUs are scheduled to vest on the third anniversary of the grant date (i.e., March 1, 2025).

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:18 UTC
Shepro William BDirector · Chairman and CEO
Exercise / conversionRestricted Share Units · Derivative 21,553 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-24-000199 · f4_a1e2k00000wi8fnual-live.xml · derivative · entry 6

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,553 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F5 · derivative.exercise_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F5 · derivative.expiration_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:18 UTC
Shepro William BDirector · Chairman and CEO
GiftCommon Stock 18,598 $0.00 $0.00
Disclosure

SEC source: 0001664272-24-000199 · f4_a1e2k00000wi8fnual-live.xml · nonDerivative · entry 5

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · William B. Shepro Revocable Trust

Disclosed balance after: 714,215

F4 · shares: Represents a transfer by gift by Mr. Shepro of 18,598 shares of ASPS common stock, acquired upon the vesting of time-based RSUs, from his direct ownership to the William B. Shepro Revocable Trust.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:18 UTC
Shepro William BDirector · Chairman and CEO
GiftCommon Stock 18,598 $0.00 $0.00
Disclosure

SEC source: 0001664272-24-000199 · f4_a1e2k00000wi8fnual-live.xml · nonDerivative · entry 4

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F4 · shares: Represents a transfer by gift by Mr. Shepro of 18,598 shares of ASPS common stock, acquired upon the vesting of time-based RSUs, from his direct ownership to the William B. Shepro Revocable Trust.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:18 UTC
Shepro William BDirector · Chairman and CEO
Tax withholdingCommon Stock 16,613 $2.78 $46,184.14
Disclosure

SEC source: 0001664272-24-000199 · f4_a1e2k00000wi8fnual-live.xml · nonDerivative · entry 3

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,598

F3 · shares: Of the 35,211 RSUs vesting into shares reported above, 16,613 shares were foregone to pay for the tax withholding with a net issuance to Mr. Shepro of 18,598 shares. Pursuant to the terms of the award agreements, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on March 1, 2024.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:18 UTC
Shepro William BDirector · Chairman and CEO
Exercise / conversionCommon Stock 13,658 $0.00 $0.00
Disclosure

SEC source: 0001664272-24-000199 · f4_a1e2k00000wi8fnual-live.xml · nonDerivative · entry 2

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: 13,658 shares of ASPS common stock were received upon the vesting of previously granted time-based RSUs pursuant to an award under the Company's 2009 Equity Incentive Plan and 2022 Long-Term Equity Incentive Plan.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:18 UTC
Shepro William BDirector · Chairman and CEO
Exercise / conversionCommon Stock 21,553 $0.00 $0.00
Disclosure

SEC source: 0001664272-24-000199 · f4_a1e2k00000wi8fnual-live.xml · nonDerivative · entry 1

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,553

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 21,553 shares of ASPS common stock were received upon the vesting of previously granted time-based restricted share units ("RSUs") pursuant to an award under the Company's 2009 Equity Incentive Plan and 2021 Annual Incentive Plan.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:16 UTC
RITTS GREGORY J.Chief Legal/Compliance Officer
Exercise / conversionRestricted Share Units · Derivative 3,333 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-24-000198 · f4_a1e2k00000wi8fiual-live.xml · derivative · entry 5

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,334

Underlying: Common Stock · 3,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.exercise_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.expiration_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F5 · balance_after: The remaining 3,334 RSUs are scheduled to vest on the third anniversary of the grant date (i.e., March 1, 2025).

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:16 UTC
RITTS GREGORY J.Chief Legal/Compliance Officer
Exercise / conversionRestricted Share Units · Derivative 4,316 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-24-000198 · f4_a1e2k00000wi8fiual-live.xml · derivative · entry 4

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,316 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.exercise_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.expiration_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:16 UTC
RITTS GREGORY J.Chief Legal/Compliance Officer
Tax withholdingCommon Stock 3,586 $2.78 $9,969.08
Disclosure

SEC source: 0001664272-24-000198 · f4_a1e2k00000wi8fiual-live.xml · nonDerivative · entry 3

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,699

F3 · shares: Of the 7,649 RSUs vesting into shares reported above, 3,586 shares were foregone to pay for the tax withholding with a net issuance to Mr. Ritts of 4,063 shares. Pursuant to the terms of the award agreements, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on March 1, 2024.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:16 UTC
RITTS GREGORY J.Chief Legal/Compliance Officer
Exercise / conversionCommon Stock 3,333 $0.00 $0.00
Disclosure

SEC source: 0001664272-24-000198 · f4_a1e2k00000wi8fiual-live.xml · nonDerivative · entry 2

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: 3,333 shares of ASPS common stock were received upon the vesting of previously granted time-based RSUs pursuant to an award under the Company's 2009 Equity Incentive Plan and 2022 Long-Term Equity Incentive Plan.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:16 UTC
RITTS GREGORY J.Chief Legal/Compliance Officer
Exercise / conversionCommon Stock 4,316 $0.00 $0.00
Disclosure

SEC source: 0001664272-24-000198 · f4_a1e2k00000wi8fiual-live.xml · nonDerivative · entry 1

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,952

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 4,316 shares of ASPS common stock were received upon the vesting of previously granted time-based restricted share units ("RSUs") pursuant to an award under the Company's 2009 Equity Incentive Plan and 2021 Annual Incentive Plan.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:15 UTC
Esterman Michelle D.Chief Financial Officer
Exercise / conversionRestricted Share Units · Derivative 3,333 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-24-000197 · f4_a1e2k00000wi8fdual-live.xml · derivative · entry 5

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,334

Underlying: Common Stock · 3,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.exercise_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.expiration_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F5 · balance_after: The remaining 3,334 RSUs are scheduled to vest on the third anniversary of the grant date (i.e., March 1, 2025).

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:15 UTC
Esterman Michelle D.Chief Financial Officer
Exercise / conversionRestricted Share Units · Derivative 4,887 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-24-000197 · f4_a1e2k00000wi8fdual-live.xml · derivative · entry 4

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,887 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.exercise_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.expiration_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:15 UTC
Esterman Michelle D.Chief Financial Officer
Tax withholdingCommon Stock 2,436 $2.78 $6,772.08
Disclosure

SEC source: 0001664272-24-000197 · f4_a1e2k00000wi8fdual-live.xml · nonDerivative · entry 3

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,629

F3 · shares: Of the 8,220 RSUs vesting into shares reported above 2,436 shares were foregone to pay for the tax withholding with a net issuance to Ms. Esterman of 5,784 shares. Pursuant to the terms of the award agreements, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on March 1, 2024.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:15 UTC
Esterman Michelle D.Chief Financial Officer
Exercise / conversionCommon Stock 3,333 $0.00 $0.00
Disclosure

SEC source: 0001664272-24-000197 · f4_a1e2k00000wi8fdual-live.xml · nonDerivative · entry 2

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: 3,333 shares of ASPS common stock were received upon the vesting of previously granted time-based RSUs pursuant to an award under the Company's 2009 Equity Incentive Plan and 2022 Long-Term Equity Incentive Plan.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:15 UTC
Esterman Michelle D.Chief Financial Officer
Exercise / conversionCommon Stock 4,887 $0.00 $0.00
Disclosure

SEC source: 0001664272-24-000197 · f4_a1e2k00000wi8fdual-live.xml · nonDerivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,732

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 4,887 shares of ASPS common stock were received upon the vesting of previously granted time-based restricted share units ("RSUs") pursuant to an award under the Company's 2009 Equity Incentive Plan and 2021 Annual Incentive Plan.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:12 UTC
Shepro William BDirector · Chairman and CEO
GrantRestricted Share Units · Derivative 78,146 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-24-000136 · f4_a1e2k00000wi82zuat-live.xml · derivative · entry 3

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,146

Underlying: Common Stock · 78,146 shares

Expires not disclosed

F1 · security: Each restricted share unit ("RSU") represents a contingent right to receive one share of Altisource Portfolio Solutions S.A. ("ASPS") common stock.

F5 · shares: On February 20, 2024, Mr. Shepro was granted 78,146 performance-based RSUs under the Altisource 2024 LTIP.

F6 · derivative.exercise_date: The performance-based RSUs vest following the third anniversary of the Grant Date (i.e., February 20, 2027) subject to the level of achievement described herein. The number of performance-based RSUs that will vest is based on (i) Company performance against designated financial metrics, as established by the Compensation Committee, for each year during the 2024 - 2026 performance period (the "Performance Period") (which performance may increase or decrease the number of RSUs), and (ii) Total Shareholder Return compared to the Russell 2000 Index over the Performance Period (which performance may further increase or decrease the number of RSUs).

F6 · derivative.expiration_date: The performance-based RSUs vest following the third anniversary of the Grant Date (i.e., February 20, 2027) subject to the level of achievement described herein. The number of performance-based RSUs that will vest is based on (i) Company performance against designated financial metrics, as established by the Compensation Committee, for each year during the 2024 - 2026 performance period (the "Performance Period") (which performance may increase or decrease the number of RSUs), and (ii) Total Shareholder Return compared to the Russell 2000 Index over the Performance Period (which performance may further increase or decrease the number of RSUs).

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:12 UTC
Shepro William BDirector · Chairman and CEO
GrantRestricted Share Units · Derivative 78,146 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-24-000136 · f4_a1e2k00000wi82zuat-live.xml · derivative · entry 2

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,146

Underlying: Common Stock · 78,146 shares

Expires not disclosed

F1 · security: Each restricted share unit ("RSU") represents a contingent right to receive one share of Altisource Portfolio Solutions S.A. ("ASPS") common stock.

F3 · shares: On February 20, 2024, Mr. Shepro was granted 78,146 time-based RSUs under the Altisource 2024 Long Term Incentive Plan ("LTIP").

F4 · derivative.exercise_date: The time-based RSUs are scheduled to vest in three equal installments on the first three anniversaries of the grant date (i.e., February 20, 2025; February 20, 2026 and February 20, 2027).

F4 · derivative.expiration_date: The time-based RSUs are scheduled to vest in three equal installments on the first three anniversaries of the grant date (i.e., February 20, 2025; February 20, 2026 and February 20, 2027).

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:12 UTC
Shepro William BDirector · Chairman and CEO
GrantRestricted Share Units · Derivative 104,858 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-24-000136 · f4_a1e2k00000wi82zuat-live.xml · derivative · entry 1

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,858

Underlying: Common Stock · 104,858 shares

Expires not disclosed

F1 · security: Each restricted share unit ("RSU") represents a contingent right to receive one share of Altisource Portfolio Solutions S.A. ("ASPS") common stock.

F2 · shares: Mr. Shepro was granted 104,858 RSUs based on the 30-day average closing share price of ASPS common stock preceding the grant date of February 20, 2024. The RSUs were granted to Mr. Shepro as annual incentive compensation for the 2023 service year ("2023 Annual Incentive Compensation") based upon the Board approved bonus pool funding level and his personal scorecard performance. Altisource determined to pay 100% of the 2023 Annual Incentive Compensation in RSUs; 80% of the RSUs will vest on the first anniversary of the February 20, 2024 grant date (i.e., February 20, 2025) and the remaining 20% of the RSUs will vest on the second anniversary of the grant date (i.e., February 20, 2026).

F2 · derivative.exercise_date: Mr. Shepro was granted 104,858 RSUs based on the 30-day average closing share price of ASPS common stock preceding the grant date of February 20, 2024. The RSUs were granted to Mr. Shepro as annual incentive compensation for the 2023 service year ("2023 Annual Incentive Compensation") based upon the Board approved bonus pool funding level and his personal scorecard performance. Altisource determined to pay 100% of the 2023 Annual Incentive Compensation in RSUs; 80% of the RSUs will vest on the first anniversary of the February 20, 2024 grant date (i.e., February 20, 2025) and the remaining 20% of the RSUs will vest on the second anniversary of the grant date (i.e., February 20, 2026).

F2 · derivative.expiration_date: Mr. Shepro was granted 104,858 RSUs based on the 30-day average closing share price of ASPS common stock preceding the grant date of February 20, 2024. The RSUs were granted to Mr. Shepro as annual incentive compensation for the 2023 service year ("2023 Annual Incentive Compensation") based upon the Board approved bonus pool funding level and his personal scorecard performance. Altisource determined to pay 100% of the 2023 Annual Incentive Compensation in RSUs; 80% of the RSUs will vest on the first anniversary of the February 20, 2024 grant date (i.e., February 20, 2025) and the remaining 20% of the RSUs will vest on the second anniversary of the grant date (i.e., February 20, 2026).

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:10 UTC
Esterman Michelle D.Chief Financial Officer
GrantRestricted Share Units · Derivative 19,072 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-24-000135 · f4_a1e2k00000wi82puat-live.xml · derivative · entry 3

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,072

Underlying: Common Stock · 19,072 shares

Expires not disclosed

F1 · security: Each restricted share unit ("RSU") represents a contingent right to receive one share of Altisource Portfolio Solutions S.A. ("ASPS") common stock.

F5 · shares: On February 20, 2024, Ms. Esterman was granted 19,072 performance-based RSUs under the Altisource 2024 LTIP.

F6 · derivative.exercise_date: The performance-based RSUs vest following the third anniversary of the Grant Date (i.e., February 20, 2027) subject to the level of achievement described herein. The number of performance-based RSUs that will vest is based on (i) Company performance against designated financial metrics, as established by the Compensation Committee, for each year during the 2024 - 2026 performance period (the "Performance Period") (which performance may increase or decrease the number of RSUs), and (ii) Total Shareholder Return compared to the Russell 2000 Index over the Performance Period (which performance may further increase or decrease the number of RSUs).

F6 · derivative.expiration_date: The performance-based RSUs vest following the third anniversary of the Grant Date (i.e., February 20, 2027) subject to the level of achievement described herein. The number of performance-based RSUs that will vest is based on (i) Company performance against designated financial metrics, as established by the Compensation Committee, for each year during the 2024 - 2026 performance period (the "Performance Period") (which performance may increase or decrease the number of RSUs), and (ii) Total Shareholder Return compared to the Russell 2000 Index over the Performance Period (which performance may further increase or decrease the number of RSUs).

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:10 UTC
Esterman Michelle D.Chief Financial Officer
GrantRestricted Share Units · Derivative 19,072 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-24-000135 · f4_a1e2k00000wi82puat-live.xml · derivative · entry 2

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,072

Underlying: Common Stock · 19,072 shares

Expires not disclosed

F1 · security: Each restricted share unit ("RSU") represents a contingent right to receive one share of Altisource Portfolio Solutions S.A. ("ASPS") common stock.

F3 · shares: On February 20, 2024, Ms. Esterman was granted 19,072 time-based RSUs under the Altisource 2024 Long Term Incentive Plan ("LTIP").

F4 · derivative.exercise_date: The time-based RSUs are scheduled to vest in three equal installments on the first three anniversaries of the grant date (i.e., February 20, 2025; February 20, 2026 and February 20, 2027).

F4 · derivative.expiration_date: The time-based RSUs are scheduled to vest in three equal installments on the first three anniversaries of the grant date (i.e., February 20, 2025; February 20, 2026 and February 20, 2027).

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:10 UTC
Esterman Michelle D.Chief Financial Officer
GrantRestricted Share Units · Derivative 57,139 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-24-000135 · f4_a1e2k00000wi82puat-live.xml · derivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,139

Underlying: Common Stock · 57,139 shares

Expires not disclosed

F1 · security: Each restricted share unit ("RSU") represents a contingent right to receive one share of Altisource Portfolio Solutions S.A. ("ASPS") common stock.

F2 · shares: Ms. Esterman was granted 57,139 RSUs based on the 30-day average closing share price of ASPS common stock preceding the grant date of February 20, 2024. The RSUs were granted to Ms. Esterman as annual incentive compensation for the 2023 service year ("2023 Annual Incentive Compensation") based upon the Board approved bonus pool funding level and her personal scorecard performance. Altisource determined to pay 100% of the 2023 Annual Incentive Compensation in RSUs; 80% of the RSUs will vest on the first anniversary of the February 20, 2024 grant date (i.e., February 20, 2025) and the remaining 20% of the RSUs will vest on the second anniversary of the grant date (i.e., February 20, 2026).

F2 · derivative.exercise_date: Ms. Esterman was granted 57,139 RSUs based on the 30-day average closing share price of ASPS common stock preceding the grant date of February 20, 2024. The RSUs were granted to Ms. Esterman as annual incentive compensation for the 2023 service year ("2023 Annual Incentive Compensation") based upon the Board approved bonus pool funding level and her personal scorecard performance. Altisource determined to pay 100% of the 2023 Annual Incentive Compensation in RSUs; 80% of the RSUs will vest on the first anniversary of the February 20, 2024 grant date (i.e., February 20, 2025) and the remaining 20% of the RSUs will vest on the second anniversary of the grant date (i.e., February 20, 2026).

F2 · derivative.expiration_date: Ms. Esterman was granted 57,139 RSUs based on the 30-day average closing share price of ASPS common stock preceding the grant date of February 20, 2024. The RSUs were granted to Ms. Esterman as annual incentive compensation for the 2023 service year ("2023 Annual Incentive Compensation") based upon the Board approved bonus pool funding level and her personal scorecard performance. Altisource determined to pay 100% of the 2023 Annual Incentive Compensation in RSUs; 80% of the RSUs will vest on the first anniversary of the February 20, 2024 grant date (i.e., February 20, 2025) and the remaining 20% of the RSUs will vest on the second anniversary of the grant date (i.e., February 20, 2026).

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:07 UTC
RITTS GREGORY J.Chief Legal/Compliance Officer
GrantRestricted Share Units · Derivative 19,072 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-24-000134 · f4_a1e2k00000wi82uuat-live.xml · derivative · entry 3

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,072

Underlying: Common Stock · 19,072 shares

Expires not disclosed

F1 · security: Each restricted share unit ("RSU") represents a contingent right to receive one share of Altisource Portfolio Solutions S.A. ("ASPS") common stock.

F5 · shares: On February 20, 2024, Mr. Ritts was granted 19,072 performance-based RSUs under the Altisource 2024 LTIP.

F6 · derivative.exercise_date: The performance-based RSUs vest following the third anniversary of the Grant Date (i.e., February 20, 2027) subject to the level of achievement described herein. The number of performance-based RSUs that will vest is based on (i) Company performance against designated financial metrics, as established by the Compensation Committee, for each year during the 2024 - 2026 performance period (the "Performance Period") (which performance may increase or decrease the number of RSUs), and (ii) Total Shareholder Return compared to the Russell 2000 Index over the Performance Period (which performance may further increase or decrease the number of RSUs).

F6 · derivative.expiration_date: The performance-based RSUs vest following the third anniversary of the Grant Date (i.e., February 20, 2027) subject to the level of achievement described herein. The number of performance-based RSUs that will vest is based on (i) Company performance against designated financial metrics, as established by the Compensation Committee, for each year during the 2024 - 2026 performance period (the "Performance Period") (which performance may increase or decrease the number of RSUs), and (ii) Total Shareholder Return compared to the Russell 2000 Index over the Performance Period (which performance may further increase or decrease the number of RSUs).

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:07 UTC
RITTS GREGORY J.Chief Legal/Compliance Officer
GrantRestricted Share Units · Derivative 19,072 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-24-000134 · f4_a1e2k00000wi82uuat-live.xml · derivative · entry 2

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,072

Underlying: Common Stock · 19,072 shares

Expires not disclosed

F1 · security: Each restricted share unit ("RSU") represents a contingent right to receive one share of Altisource Portfolio Solutions S.A. ("ASPS") common stock.

F3 · shares: On February 20, 2024, Mr. Ritts was granted 19,072 time-based RSUs under the Altisource 2024 Long Term Incentive Plan ("LTIP").

F4 · derivative.exercise_date: The time-based RSUs are scheduled to vest in three equal installments on the first three anniversaries of the grant date (i.e., February 20, 2025; February 20, 2026 and February 20, 2027).

F4 · derivative.expiration_date: The time-based RSUs are scheduled to vest in three equal installments on the first three anniversaries of the grant date (i.e., February 20, 2025; February 20, 2026 and February 20, 2027).

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:07 UTC
RITTS GREGORY J.Chief Legal/Compliance Officer
GrantRestricted Share Units · Derivative 46,854 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-24-000134 · f4_a1e2k00000wi82uuat-live.xml · derivative · entry 1

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,854

Underlying: Common Stock · 46,854 shares

Expires not disclosed

F1 · security: Each restricted share unit ("RSU") represents a contingent right to receive one share of Altisource Portfolio Solutions S.A. ("ASPS") common stock.

F2 · shares: Mr. Ritts was granted 46,854 RSUs based on the 30-day average closing share price of ASPS common stock preceding the grant date of February 20, 2024. The RSUs were granted to Mr. Ritts as annual incentive compensation for the 2023 service year ("2023 Annual Incentive Compensation") based upon the Board approved bonus pool funding level and his personal scorecard performance. Altisource determined to pay 100% of the 2023 Annual Incentive Compensation in RSUs; 80% of the RSUs will vest on the first anniversary of the February 20, 2024 grant date (i.e., February 20, 2025) and the remaining 20% of the RSUs will vest on the second anniversary of the grant date (i.e., February 20, 2026).

F2 · derivative.exercise_date: Mr. Ritts was granted 46,854 RSUs based on the 30-day average closing share price of ASPS common stock preceding the grant date of February 20, 2024. The RSUs were granted to Mr. Ritts as annual incentive compensation for the 2023 service year ("2023 Annual Incentive Compensation") based upon the Board approved bonus pool funding level and his personal scorecard performance. Altisource determined to pay 100% of the 2023 Annual Incentive Compensation in RSUs; 80% of the RSUs will vest on the first anniversary of the February 20, 2024 grant date (i.e., February 20, 2025) and the remaining 20% of the RSUs will vest on the second anniversary of the grant date (i.e., February 20, 2026).

F2 · derivative.expiration_date: Mr. Ritts was granted 46,854 RSUs based on the 30-day average closing share price of ASPS common stock preceding the grant date of February 20, 2024. The RSUs were granted to Mr. Ritts as annual incentive compensation for the 2023 service year ("2023 Annual Incentive Compensation") based upon the Board approved bonus pool funding level and his personal scorecard performance. Altisource determined to pay 100% of the 2023 Annual Incentive Compensation in RSUs; 80% of the RSUs will vest on the first anniversary of the February 20, 2024 grant date (i.e., February 20, 2025) and the remaining 20% of the RSUs will vest on the second anniversary of the grant date (i.e., February 20, 2026).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.