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ASPS

ALTISOURCE PORTFOLIO SOLUTIONS S.A.

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7079
SEC CIK
0001462418
Parsed reports
360

Last 12 months

Inside the activity.

7 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202610
Jun 202600
Jul 202640
Aug 202620
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 18, 2021 Filed Feb 14, 2022 21:26 UTC
Burg Scott EdwardDirector · 10% owner
GiftCommon Stock 125 $0.00 $0.00
Disclosure

SEC source: 0000905148-22-000287 · form5.xml · nonDerivative · entry 3

Burg Scott Edward · CIK 0001721438 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125

F3 · ownership.direct: These Shares were awarded to Mr. Burg in connection with his service as a non-management director of the Issuer.

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March 21, 2021 Filed Mar 23, 2021 20:32 UTC
Esterman Michelle D.Chief Financial Officer
GrantCommon Stock 1,864 $0.00 $0.00
Disclosure

SEC source: 0001664272-21-000140 · f4_a1e2k00000h7ofbua3-live.xml · nonDerivative · entry 2

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,067

F1 · shares: 1,864 shares of ASPS common stock were received upon the vesting of previously granted performance-based restricted share units ("RSUs") pursuant to an award under the 2019 Long Term Incentive Plan.

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March 21, 2021 Filed Mar 23, 2021 20:32 UTC
Esterman Michelle D.Chief Financial Officer
Tax withholdingCommon Stock 659 $8.78 $5,786.02
Disclosure

SEC source: 0001664272-21-000140 · f4_a1e2k00000h7ofbua3-live.xml · nonDerivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,408

F2 · shares: Of the 1,864 RSUs vesting into shares reported above, 659 shares were foregone to pay for the tax withholding with a net issuance to Ms. Esterman of 1,205 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on March 22, 2021.

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March 21, 2021 Filed Mar 23, 2021 20:26 UTC
MASTIONI MARCELLOChief Operating Officer
GrantCommon Stock 2,549 $0.00 $0.00
Disclosure

SEC source: 0001664272-21-000139 · f4_a1e2k00000h7ofgua3-live.xml · nonDerivative · entry 2

MASTIONI MARCELLO · CIK 0001761497 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,351

F1 · shares: 2,549 shares of ASPS common stock were received upon the vesting of previously granted performance-based restricted share units ("RSUs") pursuant to an award under the 2019 Long Term Incentive Plan.

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March 21, 2021 Filed Mar 23, 2021 20:26 UTC
MASTIONI MARCELLOChief Operating Officer
Tax withholdingCommon Stock 212 $8.78 $1,861.36
Disclosure

SEC source: 0001664272-21-000139 · f4_a1e2k00000h7ofgua3-live.xml · nonDerivative · entry 1

MASTIONI MARCELLO · CIK 0001761497 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,139

F2 · shares: Of the 2,549 restricted share units ("RSUs") vesting into shares reported above, 212 shares were foregone to pay for the tax withholding with a net issuance to Mr. Mastioni of 2,337 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on March 22, 2021.

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March 21, 2021 Filed Mar 23, 2021 20:25 UTC
Shepro William BDirector · Chairman and CEO
GiftCommon Stock 4,322 $0.00 $0.00
Disclosure

SEC source: 0001664272-21-000138 · f4_a1e2k00000h7ofqua3-live.xml · nonDerivative · entry 4

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By William B. Shepro Revocable Trust

Disclosed balance after: 510,178

F3 · shares: Represents a transfer by gift by Mr. Shepro of 4,322 shares of ASPS common stock, acquired upon the vesting of RSUs, from his direct ownership to the William B. Shepro Revocable Trust. This transaction is reportable on Form 5, but Mr. Shepro is voluntarily reporting early on Form 4.

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March 21, 2021 Filed Mar 23, 2021 20:25 UTC
Shepro William BDirector · Chairman and CEO
GiftCommon Stock 4,322 $0.00 $0.00
Disclosure

SEC source: 0001664272-21-000138 · f4_a1e2k00000h7ofqua3-live.xml · nonDerivative · entry 3

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · shares: Represents a transfer by gift by Mr. Shepro of 4,322 shares of ASPS common stock, acquired upon the vesting of RSUs, from his direct ownership to the William B. Shepro Revocable Trust. This transaction is reportable on Form 5, but Mr. Shepro is voluntarily reporting early on Form 4.

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March 21, 2021 Filed Mar 23, 2021 20:25 UTC
Shepro William BDirector · Chairman and CEO
Tax withholdingCommon Stock 3,860 $8.78 $33,890.80
Disclosure

SEC source: 0001664272-21-000138 · f4_a1e2k00000h7ofqua3-live.xml · nonDerivative · entry 2

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,322

F2 · shares: Of the 8,182 RSUs vesting into shares reported above, 3,860 shares were foregone to pay for the tax withholding with a net issuance to Mr. Shepro of 4,322 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on March 22, 2021.

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March 21, 2021 Filed Mar 23, 2021 20:25 UTC
Shepro William BDirector · Chairman and CEO
GrantCommon Stock 8,182 $0.00 $0.00
Disclosure

SEC source: 0001664272-21-000138 · f4_a1e2k00000h7ofqua3-live.xml · nonDerivative · entry 1

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,182

F1 · shares: 8,182 shares of ASPS common stock were received upon the vesting of previously granted performance-based restricted share units ("RSUs") pursuant to an award under the 2019 Long Term Incentive Plan.

Read SEC document
March 21, 2021 Filed Mar 23, 2021 20:24 UTC
RITTS GREGORY J.Chief Legal/Compliance Officer
GrantCommon Stock 1,597 $0.00 $0.00
Disclosure

SEC source: 0001664272-21-000137 · f4_a1e2k00000h7oflua3-live.xml · nonDerivative · entry 2

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,509

F1 · shares: 1,597 shares of ASPS common stock were received upon the vesting of previously granted performance-based restricted share units ("RSUs") pursuant to an award under the 2019 Long Term Incentive Plan.

F2 · balance_after: Includes 3,750 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the fourth anniversary of the November 13, 2017 grant date (i.e., November 13, 2021). Mr. Ritts has no voting rights with respect to these shares until they vest.

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March 21, 2021 Filed Mar 23, 2021 20:24 UTC
RITTS GREGORY J.Chief Legal/Compliance Officer
Tax withholdingCommon Stock 742 $8.78 $6,514.76
Disclosure

SEC source: 0001664272-21-000137 · f4_a1e2k00000h7oflua3-live.xml · nonDerivative · entry 1

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,767

F3 · shares: Of the 1,597 RSUs vesting into shares reported above, 742 shares were foregone to pay for the tax withholding with a net issuance to Mr. Ritts of 855 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on March 22, 2021.

F2 · balance_after: Includes 3,750 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the fourth anniversary of the November 13, 2017 grant date (i.e., November 13, 2021). Mr. Ritts has no voting rights with respect to these shares until they vest.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 21:54 UTC
Esterman Michelle D.Chief Financial Officer
GrantRestricted Share Units · Derivative 6,626 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-21-000136 · f4_a1e2k00000kledlual-live.xml · derivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,626

Underlying: Common Stock · 6,626 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit ("RSU") represents a contingent right to receive one share of Altisource Portfolio Solutions S.A. ("ASPS") common stock.

F2 · shares: Ms. Esterman received a grant of 6,626 RSUs based on the 30-day average closing share price of ASPS common stock of $10.56 preceding the March 9, 2021 grant date. The RSUs were granted to Ms. Esterman as annual incentive compensation for the 2020 service year ("2020 Annual Incentive Compensation") based upon the Board approved bonus pool funding level and her personal scorecard performance. Altisource determined to pay 100% of the 2020 Annual Incentive Compensation in RSUs; 60% of the RSUs will cliff vest on the first anniversary of the grant date, the remaining 40% of the RSUs will vest in two equal installments on the first and second anniversaries of the March 9, 2021 grant date (i.e., March 9, 2022 and March 9, 2023).

F2 · derivative.exercise_date: Ms. Esterman received a grant of 6,626 RSUs based on the 30-day average closing share price of ASPS common stock of $10.56 preceding the March 9, 2021 grant date. The RSUs were granted to Ms. Esterman as annual incentive compensation for the 2020 service year ("2020 Annual Incentive Compensation") based upon the Board approved bonus pool funding level and her personal scorecard performance. Altisource determined to pay 100% of the 2020 Annual Incentive Compensation in RSUs; 60% of the RSUs will cliff vest on the first anniversary of the grant date, the remaining 40% of the RSUs will vest in two equal installments on the first and second anniversaries of the March 9, 2021 grant date (i.e., March 9, 2022 and March 9, 2023).

F2 · derivative.expiration_date: Ms. Esterman received a grant of 6,626 RSUs based on the 30-day average closing share price of ASPS common stock of $10.56 preceding the March 9, 2021 grant date. The RSUs were granted to Ms. Esterman as annual incentive compensation for the 2020 service year ("2020 Annual Incentive Compensation") based upon the Board approved bonus pool funding level and her personal scorecard performance. Altisource determined to pay 100% of the 2020 Annual Incentive Compensation in RSUs; 60% of the RSUs will cliff vest on the first anniversary of the grant date, the remaining 40% of the RSUs will vest in two equal installments on the first and second anniversaries of the March 9, 2021 grant date (i.e., March 9, 2022 and March 9, 2023).

F2 · derivative.underlying_shares: Ms. Esterman received a grant of 6,626 RSUs based on the 30-day average closing share price of ASPS common stock of $10.56 preceding the March 9, 2021 grant date. The RSUs were granted to Ms. Esterman as annual incentive compensation for the 2020 service year ("2020 Annual Incentive Compensation") based upon the Board approved bonus pool funding level and her personal scorecard performance. Altisource determined to pay 100% of the 2020 Annual Incentive Compensation in RSUs; 60% of the RSUs will cliff vest on the first anniversary of the grant date, the remaining 40% of the RSUs will vest in two equal installments on the first and second anniversaries of the March 9, 2021 grant date (i.e., March 9, 2022 and March 9, 2023).

Read SEC document
March 09, 2021 Filed Mar 11, 2021 21:52 UTC
RITTS GREGORY J.Chief Legal/Compliance Officer
GrantRestricted Share Units · Derivative 131 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-21-000135 · f4_a1e2k00000klehnual-live.xml · derivative · entry 1

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131

Underlying: Common Stock · 131 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit ("RSU") represents a contingent right to receive one share of Altisource Portfolio Solutions S.A. ("ASPS") common stock.

F2 · shares: Mr. Ritts received a grant of 131 RSUs based on the 30-day average closing share price of ASPS common stock of $10.56 preceding the March 9, 2021 grant date. The RSUs were granted to Mr. Ritts as annual incentive compensation for the 2020 service year ("2020 Annual Incentive Compensation") based upon the Board approved bonus pool funding level and his personal scorecard performance. Altisource determined to pay 100% of the 2020 Annual Incentive Compensation in RSUs; 60% of the RSUs will cliff vest on the first anniversary of the grant date, the remaining 40% of the RSUs will vest in two equal installments on the first and second anniversaries of the March 9, 2021 grant date (i.e., March 9, 2022 and March 9, 2023).

F3 · shares: Mr. Ritts received a 25% reduction to his base salary for the period April 1, 2020 to October 4, 2020 due to COVID-19 Cost Reduction Measures taken by Altisource. In lieu of the reduction in base salary, Mr. Ritts elected for this amount to be adjusted against his earned 2020 Annual Incentive Compensation. The RSU award for Mr. Ritts has been adjusted accordingly.

F2 · derivative.exercise_date: Mr. Ritts received a grant of 131 RSUs based on the 30-day average closing share price of ASPS common stock of $10.56 preceding the March 9, 2021 grant date. The RSUs were granted to Mr. Ritts as annual incentive compensation for the 2020 service year ("2020 Annual Incentive Compensation") based upon the Board approved bonus pool funding level and his personal scorecard performance. Altisource determined to pay 100% of the 2020 Annual Incentive Compensation in RSUs; 60% of the RSUs will cliff vest on the first anniversary of the grant date, the remaining 40% of the RSUs will vest in two equal installments on the first and second anniversaries of the March 9, 2021 grant date (i.e., March 9, 2022 and March 9, 2023).

F2 · derivative.expiration_date: Mr. Ritts received a grant of 131 RSUs based on the 30-day average closing share price of ASPS common stock of $10.56 preceding the March 9, 2021 grant date. The RSUs were granted to Mr. Ritts as annual incentive compensation for the 2020 service year ("2020 Annual Incentive Compensation") based upon the Board approved bonus pool funding level and his personal scorecard performance. Altisource determined to pay 100% of the 2020 Annual Incentive Compensation in RSUs; 60% of the RSUs will cliff vest on the first anniversary of the grant date, the remaining 40% of the RSUs will vest in two equal installments on the first and second anniversaries of the March 9, 2021 grant date (i.e., March 9, 2022 and March 9, 2023).

F2 · balance_after: Mr. Ritts received a grant of 131 RSUs based on the 30-day average closing share price of ASPS common stock of $10.56 preceding the March 9, 2021 grant date. The RSUs were granted to Mr. Ritts as annual incentive compensation for the 2020 service year ("2020 Annual Incentive Compensation") based upon the Board approved bonus pool funding level and his personal scorecard performance. Altisource determined to pay 100% of the 2020 Annual Incentive Compensation in RSUs; 60% of the RSUs will cliff vest on the first anniversary of the grant date, the remaining 40% of the RSUs will vest in two equal installments on the first and second anniversaries of the March 9, 2021 grant date (i.e., March 9, 2022 and March 9, 2023).

Read SEC document
March 09, 2021 Filed Mar 11, 2021 21:46 UTC
Shepro William BDirector · Chairman and CEO
GrantRestricted Share Units · Derivative 23,853 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-21-000133 · f4_a1e2k00000klejtual-live.xml · derivative · entry 1

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,853

Underlying: Common Stock · 23,853 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit ("RSU") represents a contingent right to receive one share of Altisource Portfolio Solutions S.A. ("ASPS") common stock.

F2 · shares: Mr. Shepro received a grant of 23,853 RSUs based on the 30-day average closing share price of ASPS common stock of $10.56 preceding the March 9, 2021 grant date. The RSUs were granted to Mr. Shepro as annual incentive compensation for the 2020 service year ("2020 Annual Incentive Compensation") based upon the Board approved bonus pool funding level and his personal scorecard performance. Altisource determined to pay 100% of the 2020 Annual Incentive Compensation in RSUs; 60% of the RSUs will cliff vest on the first anniversary of the grant date, the remaining 40% of the RSUs will vest in two equal installments on the first and second anniversaries of the March 9, 2021 grant date (i.e., March 9, 2022 and March 9, 2023).

F2 · derivative.exercise_date: Mr. Shepro received a grant of 23,853 RSUs based on the 30-day average closing share price of ASPS common stock of $10.56 preceding the March 9, 2021 grant date. The RSUs were granted to Mr. Shepro as annual incentive compensation for the 2020 service year ("2020 Annual Incentive Compensation") based upon the Board approved bonus pool funding level and his personal scorecard performance. Altisource determined to pay 100% of the 2020 Annual Incentive Compensation in RSUs; 60% of the RSUs will cliff vest on the first anniversary of the grant date, the remaining 40% of the RSUs will vest in two equal installments on the first and second anniversaries of the March 9, 2021 grant date (i.e., March 9, 2022 and March 9, 2023).

F2 · derivative.expiration_date: Mr. Shepro received a grant of 23,853 RSUs based on the 30-day average closing share price of ASPS common stock of $10.56 preceding the March 9, 2021 grant date. The RSUs were granted to Mr. Shepro as annual incentive compensation for the 2020 service year ("2020 Annual Incentive Compensation") based upon the Board approved bonus pool funding level and his personal scorecard performance. Altisource determined to pay 100% of the 2020 Annual Incentive Compensation in RSUs; 60% of the RSUs will cliff vest on the first anniversary of the grant date, the remaining 40% of the RSUs will vest in two equal installments on the first and second anniversaries of the March 9, 2021 grant date (i.e., March 9, 2022 and March 9, 2023).

F2 · balance_after: Mr. Shepro received a grant of 23,853 RSUs based on the 30-day average closing share price of ASPS common stock of $10.56 preceding the March 9, 2021 grant date. The RSUs were granted to Mr. Shepro as annual incentive compensation for the 2020 service year ("2020 Annual Incentive Compensation") based upon the Board approved bonus pool funding level and his personal scorecard performance. Altisource determined to pay 100% of the 2020 Annual Incentive Compensation in RSUs; 60% of the RSUs will cliff vest on the first anniversary of the grant date, the remaining 40% of the RSUs will vest in two equal installments on the first and second anniversaries of the March 9, 2021 grant date (i.e., March 9, 2022 and March 9, 2023).

Read SEC document
March 09, 2021 Filed Mar 11, 2021 21:47 UTC
MASTIONI MARCELLOChief Operating Officer
GrantRestricted Share Units · Derivative 9,918 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-21-000134 · f4_a1e2k00000kleiqual-live.xml · derivative · entry 1

MASTIONI MARCELLO · CIK 0001761497 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,918

Underlying: Common Stock · 9,918 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit ("RSU") represents a contingent right to receive one share of Altisource Portfolio Solutions S.A. ("ASPS") common stock.

F2 · shares: Mr. Mastioni received a grant of 9,918 RSUs based on the 30-day average closing share price of ASPS common stock of $10.56 preceding the March 9, 2021 grant date. The RSUs were granted to Mr. Mastioni as annual incentive compensation for the 2020 service year ("2020 Annual Incentive Compensation") based upon the Board approved bonus pool funding level and his personal scorecard performance. Altisource determined to pay 100% of the 2020 Annual Incentive Compensation in RSUs.

F3 · derivative.exercise_date: Pursuant to the terms of the equity award agreement, following the previously announced departure of Mr. Mastioni from the Company on May 30, 2021, all 9,918 RSUs are expected to vest on June 30, 2021.

F2 · derivative.expiration_date: Mr. Mastioni received a grant of 9,918 RSUs based on the 30-day average closing share price of ASPS common stock of $10.56 preceding the March 9, 2021 grant date. The RSUs were granted to Mr. Mastioni as annual incentive compensation for the 2020 service year ("2020 Annual Incentive Compensation") based upon the Board approved bonus pool funding level and his personal scorecard performance. Altisource determined to pay 100% of the 2020 Annual Incentive Compensation in RSUs.

F2 · balance_after: Mr. Mastioni received a grant of 9,918 RSUs based on the 30-day average closing share price of ASPS common stock of $10.56 preceding the March 9, 2021 grant date. The RSUs were granted to Mr. Mastioni as annual incentive compensation for the 2020 service year ("2020 Annual Incentive Compensation") based upon the Board approved bonus pool funding level and his personal scorecard performance. Altisource determined to pay 100% of the 2020 Annual Incentive Compensation in RSUs.

Read SEC document
February 27, 2021 Filed Mar 3, 2021 22:15 UTC
Shepro William BDirector · Chairman and CEO
GiftCommon Stock 5,789 $0.00 $0.00
Disclosure

SEC source: 0001664272-21-000101 · f4_a1e2k00000kldqruad-live.xml · nonDerivative · entry 4

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By William B. Shepro Revocable Trust

Disclosed balance after: 505,856

F1 · shares: Represents a transfer by gift by Mr. Shepro of 5,789 shares of ASPS common stock, acquired upon the vesting of performance-based restricted share units ("RSUs"), from his direct ownership to the William B. Shepro Revocable Trust. This transaction is reportable on Form 5, but Mr. Shepro is voluntarily reporting early on Form 4.

Read SEC document
February 27, 2021 Filed Mar 3, 2021 22:15 UTC
Shepro William BDirector · Chairman and CEO
GiftCommon Stock 5,789 $0.00 $0.00
Disclosure

SEC source: 0001664272-21-000101 · f4_a1e2k00000kldqruad-live.xml · nonDerivative · entry 3

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Represents a transfer by gift by Mr. Shepro of 5,789 shares of ASPS common stock, acquired upon the vesting of performance-based restricted share units ("RSUs"), from his direct ownership to the William B. Shepro Revocable Trust. This transaction is reportable on Form 5, but Mr. Shepro is voluntarily reporting early on Form 4.

Read SEC document
February 27, 2021 Filed Mar 3, 2021 22:15 UTC
Shepro William BDirector · Chairman and CEO
Tax withholdingCommon Stock 5,171 $10.43 $53,933.53
Disclosure

SEC source: 0001664272-21-000101 · f4_a1e2k00000kldqruad-live.xml · nonDerivative · entry 2

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,789

F2 · shares: Of the 10,960 RSUs vesting into shares reported above, 5,171 shares were foregone to pay for the tax withholding with a net issuance to Mr. Shepro of 5,789 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on March 1, 2021.

Read SEC document
February 27, 2021 Filed Mar 3, 2021 22:15 UTC
Shepro William BDirector · Chairman and CEO
GrantCommon Stock 10,960 $0.00 $0.00
Disclosure

SEC source: 0001664272-21-000101 · f4_a1e2k00000kldqruad-live.xml · nonDerivative · entry 1

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,960

F3 · shares: 10,960 shares of ASPS common stock were received upon the vesting of previously granted performance-based RSUs pursuant to an award under the 2020 Long Term Equity Incentive Program.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:53 UTC
Esterman Michelle D.Chief Financial Officer
Exercise / conversionRestricted Share Units · Derivative 2,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-21-000089 · f4_a1e2k00000kldqsuat-live.xml · derivative · entry 4

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents the vesting of RSUs. The remaining 4,000 RSUs are scheduled to vest in two equal installments on the second and third anniversaries of the February 26, 2020 grant date (i.e., February 26, 2022 and February 26, 2023). Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.exercise_date: Represents the vesting of RSUs. The remaining 4,000 RSUs are scheduled to vest in two equal installments on the second and third anniversaries of the February 26, 2020 grant date (i.e., February 26, 2022 and February 26, 2023). Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.expiration_date: Represents the vesting of RSUs. The remaining 4,000 RSUs are scheduled to vest in two equal installments on the second and third anniversaries of the February 26, 2020 grant date (i.e., February 26, 2022 and February 26, 2023). Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · balance_after: Represents the vesting of RSUs. The remaining 4,000 RSUs are scheduled to vest in two equal installments on the second and third anniversaries of the February 26, 2020 grant date (i.e., February 26, 2022 and February 26, 2023). Each RSU represents a contingent right to receive one share of ASPS common stock.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:53 UTC
Esterman Michelle D.Chief Financial Officer
Exercise / conversionRestricted Share Units · Derivative 1,749 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-21-000089 · f4_a1e2k00000kldqsuat-live.xml · derivative · entry 3

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,749

Underlying: Common Stock · 1,749 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents the vesting of RSUs. The remaining 1,749 RSUs are scheduled to vest on the second anniversary of the February 26, 2020 grant date (i.e., February 26, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · derivative.exercise_date: Represents the vesting of RSUs. The remaining 1,749 RSUs are scheduled to vest on the second anniversary of the February 26, 2020 grant date (i.e., February 26, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · derivative.expiration_date: Represents the vesting of RSUs. The remaining 1,749 RSUs are scheduled to vest on the second anniversary of the February 26, 2020 grant date (i.e., February 26, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · balance_after: Represents the vesting of RSUs. The remaining 1,749 RSUs are scheduled to vest on the second anniversary of the February 26, 2020 grant date (i.e., February 26, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:53 UTC
Esterman Michelle D.Chief Financial Officer
Tax withholdingCommon Stock 1,327 $10.32 $13,694.64
Disclosure

SEC source: 0001664272-21-000089 · f4_a1e2k00000kldqsuat-live.xml · nonDerivative · entry 2

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,203

F2 · shares: 3,749 shares of ASPS common stock were received upon the vesting of previously granted RSUs pursuant to awards under the 2009 Equity Incentive Plan, as amended and the 2019 Annual Incentive Plan.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:53 UTC
Esterman Michelle D.Chief Financial Officer
Exercise / conversionCommon Stock 3,749 $0.00 $0.00
Disclosure

SEC source: 0001664272-21-000089 · f4_a1e2k00000kldqsuat-live.xml · nonDerivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,530

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Of the 3,749 restricted share units ("RSUs") vesting into shares reported above, 1,327 shares were foregone to pay for the tax withholding with a net issuance to Ms. Esterman of 2,422 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on February 26, 2021.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:33 UTC
RITTS GREGORY J.Chief Legal/Compliance Officer
Exercise / conversionRestricted Share Units · Derivative 2,187 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-21-000088 · f4_a1e2k00000kldqxuat-live.xml · derivative · entry 3

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,186

Underlying: Common Stock · 2,187 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents the vesting of RSUs. The remaining 2,186 RSUs are scheduled to vest on the second anniversary of the February 26, 2020 grant date (i.e., February 26, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.exercise_date: Represents the vesting of RSUs. The remaining 2,186 RSUs are scheduled to vest on the second anniversary of the February 26, 2020 grant date (i.e., February 26, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.expiration_date: Represents the vesting of RSUs. The remaining 2,186 RSUs are scheduled to vest on the second anniversary of the February 26, 2020 grant date (i.e., February 26, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · balance_after: Represents the vesting of RSUs. The remaining 2,186 RSUs are scheduled to vest on the second anniversary of the February 26, 2020 grant date (i.e., February 26, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:33 UTC
RITTS GREGORY J.Chief Legal/Compliance Officer
Tax withholdingCommon Stock 1,021 $10.32 $10,536.72
Disclosure

SEC source: 0001664272-21-000088 · f4_a1e2k00000kldqxuat-live.xml · nonDerivative · entry 2

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,912

F1 · shares: Of the 2,187 restricted share units ("RSUs") vesting into shares reported above, 1,021 shares were foregone to pay for the tax withholding with a net issuance to Mr. Ritts of 1,166 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on February 26, 2021.

F2 · balance_after: Includes 3,750 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the fourth anniversary of the November 13, 2017 grant date (i.e., November 13, 2021). Mr. Ritts has no voting rights with respect to these shares until they vest.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:33 UTC
RITTS GREGORY J.Chief Legal/Compliance Officer
Exercise / conversionCommon Stock 2,187 $0.00 $0.00
Disclosure

SEC source: 0001664272-21-000088 · f4_a1e2k00000kldqxuat-live.xml · nonDerivative · entry 1

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,933

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: 2,187 shares of ASPS common stock were received upon the vesting of previously granted RSUs pursuant to an award under the 2009 Equity Incentive Plan, as amended and the 2019 Annual Incentive Plan.

F2 · balance_after: Includes 3,750 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the fourth anniversary of the November 13, 2017 grant date (i.e., November 13, 2021). Mr. Ritts has no voting rights with respect to these shares until they vest.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:29 UTC
Shepro William BDirector · Chairman and CEO
Exercise / conversionRestricted Share Units · Derivative 8,764 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-21-000087 · f4_a1e2k00000kldqcuad-live.xml · derivative · entry 5

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,763

Underlying: Common Stock · 8,764 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents the vesting of RSUs. The remaining 8,763 RSUs are scheduled to vest on the second anniversary of the February 26, 2020 grant date (i.e., February 26, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.exercise_date: Represents the vesting of RSUs. The remaining 8,763 RSUs are scheduled to vest on the second anniversary of the February 26, 2020 grant date (i.e., February 26, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.expiration_date: Represents the vesting of RSUs. The remaining 8,763 RSUs are scheduled to vest on the second anniversary of the February 26, 2020 grant date (i.e., February 26, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · balance_after: Represents the vesting of RSUs. The remaining 8,763 RSUs are scheduled to vest on the second anniversary of the February 26, 2020 grant date (i.e., February 26, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:29 UTC
Shepro William BDirector · Chairman and CEO
GiftCommon Stock 4,629 $0.00 $0.00
Disclosure

SEC source: 0001664272-21-000087 · f4_a1e2k00000kldqcuad-live.xml · nonDerivative · entry 4

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By William B. Shepro Revocable Trust

Disclosed balance after: 500,067

F1 · shares: Represents a transfer by gift by Mr. Shepro of 4,629 shares of ASPS common stock, acquired upon the vesting of restricted share units ("RSUs"), from his direct ownership to the William B. Shepro Revocable Trust. This transaction is reportable on Form 5, but Mr. Shepro is voluntarily reporting early on Form 4.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:29 UTC
Shepro William BDirector · Chairman and CEO
GiftCommon Stock 4,629 $0.00 $0.00
Disclosure

SEC source: 0001664272-21-000087 · f4_a1e2k00000kldqcuad-live.xml · nonDerivative · entry 3

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Represents a transfer by gift by Mr. Shepro of 4,629 shares of ASPS common stock, acquired upon the vesting of restricted share units ("RSUs"), from his direct ownership to the William B. Shepro Revocable Trust. This transaction is reportable on Form 5, but Mr. Shepro is voluntarily reporting early on Form 4.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:29 UTC
Shepro William BDirector · Chairman and CEO
Tax withholdingCommon Stock 4,135 $10.32 $42,673.20
Disclosure

SEC source: 0001664272-21-000087 · f4_a1e2k00000kldqcuad-live.xml · nonDerivative · entry 2

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,629

F2 · shares: Of the 8,764 RSUs vesting into shares reported above, 4,135 shares were foregone to pay for the tax withholding with a net issuance to Mr. Shepro of 4,629 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on February 26, 2021.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:29 UTC
Shepro William BDirector · Chairman and CEO
Exercise / conversionCommon Stock 8,764 $0.00 $0.00
Disclosure

SEC source: 0001664272-21-000087 · f4_a1e2k00000kldqcuad-live.xml · nonDerivative · entry 1

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: 8,764 shares of ASPS common stock were received upon the vesting of previously granted RSUs pursuant to an award under the 2009 Equity Incentive Plan, as amended and the 2019 Annual Incentive Plan.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:11 UTC
MASTIONI MARCELLOChief Operating Officer
Exercise / conversionRestricted Share Units · Derivative 1,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-21-000086 · f4_a1e2k00000kldqhuad-live.xml · derivative · entry 4

MASTIONI MARCELLO · CIK 0001761497 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents the vesting of RSUs. 1,000 RSUs are expected to vest on June 30, 2021, pursuant to the terms of the equity award agreement, following the previously announced departure of Mr. Mastioni from the Company on May 30, 2021, and the remaining RSUs are to be forfeited. Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.exercise_date: Represents the vesting of RSUs. 1,000 RSUs are expected to vest on June 30, 2021, pursuant to the terms of the equity award agreement, following the previously announced departure of Mr. Mastioni from the Company on May 30, 2021, and the remaining RSUs are to be forfeited. Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.expiration_date: Represents the vesting of RSUs. 1,000 RSUs are expected to vest on June 30, 2021, pursuant to the terms of the equity award agreement, following the previously announced departure of Mr. Mastioni from the Company on May 30, 2021, and the remaining RSUs are to be forfeited. Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · balance_after: Represents the vesting of RSUs. 1,000 RSUs are expected to vest on June 30, 2021, pursuant to the terms of the equity award agreement, following the previously announced departure of Mr. Mastioni from the Company on May 30, 2021, and the remaining RSUs are to be forfeited. Each RSU represents a contingent right to receive one share of ASPS common stock.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:11 UTC
MASTIONI MARCELLOChief Operating Officer
Exercise / conversionRestricted Share Units · Derivative 2,560 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-21-000086 · f4_a1e2k00000kldqhuad-live.xml · derivative · entry 3

MASTIONI MARCELLO · CIK 0001761497 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,559

Underlying: Common Stock · 2,560 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents the vesting of RSUs. The remaining 2,559 RSUs are expected to vest on June 30, 2021, pursuant to the terms of the equity award agreement, following the previously announced departure of Mr. Mastioni from the Company on May 30, 2021. Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · derivative.exercise_date: Represents the vesting of RSUs. The remaining 2,559 RSUs are expected to vest on June 30, 2021, pursuant to the terms of the equity award agreement, following the previously announced departure of Mr. Mastioni from the Company on May 30, 2021. Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · derivative.expiration_date: Represents the vesting of RSUs. The remaining 2,559 RSUs are expected to vest on June 30, 2021, pursuant to the terms of the equity award agreement, following the previously announced departure of Mr. Mastioni from the Company on May 30, 2021. Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · balance_after: Represents the vesting of RSUs. The remaining 2,559 RSUs are expected to vest on June 30, 2021, pursuant to the terms of the equity award agreement, following the previously announced departure of Mr. Mastioni from the Company on May 30, 2021. Each RSU represents a contingent right to receive one share of ASPS common stock.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:11 UTC
MASTIONI MARCELLOChief Operating Officer
Tax withholdingCommon Stock 49 $10.32 $505.68
Disclosure

SEC source: 0001664272-21-000086 · f4_a1e2k00000kldqhuad-live.xml · nonDerivative · entry 2

MASTIONI MARCELLO · CIK 0001761497 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,802

F1 · shares: Of the 3,560 restricted share units ("RSUs") vesting into shares reported above, 49 shares were foregone to pay for the tax withholding with a net issuance to Mr. Mastioni of 3,558 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on February 26, 2021.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:11 UTC
MASTIONI MARCELLOChief Operating Officer
Exercise / conversionCommon Stock 3,560 $0.00 $0.00
Disclosure

SEC source: 0001664272-21-000086 · f4_a1e2k00000kldqhuad-live.xml · nonDerivative · entry 1

MASTIONI MARCELLO · CIK 0001761497 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,851

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: 3,560 shares of ASPS common stock were received upon the vesting of previously granted RSUs pursuant to an award under the 2009 Equity Incentive Plan, as amended and the 2019 Annual Incentive Plan.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 22:28 UTC
Shepro William BDirector · Chairman and CEO
Exercise / conversionRestricted Share Units · Derivative 13,729 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-21-000062 · f4_a1e2k00000kldpjuad-live.xml · derivative · entry 6

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,729 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.exercise_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.expiration_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 22:28 UTC
Shepro William BDirector · Chairman and CEO
Exercise / conversionRestricted Share Units · Derivative 5,491 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-21-000062 · f4_a1e2k00000kldpjuad-live.xml · derivative · entry 5

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,491 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.exercise_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.expiration_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 22:28 UTC
Shepro William BDirector · Chairman and CEO
GiftCommon Stock 10,152 $0.00 $0.00
Disclosure

SEC source: 0001664272-21-000062 · f4_a1e2k00000kldpjuad-live.xml · nonDerivative · entry 4

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By William B. Shepro Revocable Trust

Disclosed balance after: 495,438

F1 · shares: Represents a transfer by gift by Mr. Shepro of 19,220 shares of ASPS common stock, acquired upon the vesting of RSUs, from his direct ownership to the William B. Shepro Revocable Trust. This transaction is reportable on Form 5, but Mr. Shepro is voluntarily reporting early on Form 4.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 22:28 UTC
Shepro William BDirector · Chairman and CEO
GiftCommon Stock 10,152 $0.00 $0.00
Disclosure

SEC source: 0001664272-21-000062 · f4_a1e2k00000kldpjuad-live.xml · nonDerivative · entry 3

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Represents a transfer by gift by Mr. Shepro of 19,220 shares of ASPS common stock, acquired upon the vesting of RSUs, from his direct ownership to the William B. Shepro Revocable Trust. This transaction is reportable on Form 5, but Mr. Shepro is voluntarily reporting early on Form 4.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 22:28 UTC
Shepro William BDirector · Chairman and CEO
Tax withholdingCommon Stock 9,068 $10.52 $95,395.36
Disclosure

SEC source: 0001664272-21-000062 · f4_a1e2k00000kldpjuad-live.xml · nonDerivative · entry 2

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,152

F2 · shares: Of the 19,220 RSUs vesting into shares reported above, 9,068 shares were foregone to pay for the tax withholding with a net issuance to Mr. Shepro of 10,152 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on February 25, 2021.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 22:28 UTC
Shepro William BDirector · Chairman and CEO
Exercise / conversionCommon Stock 19,220 $0.00 $0.00
Disclosure

SEC source: 0001664272-21-000062 · f4_a1e2k00000kldpjuad-live.xml · nonDerivative · entry 1

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,220

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: 19,220 shares of ASPS common stock were received upon the vesting of previously granted restricted share units ("RSUs") pursuant to an award under the 2009 Equity Incentive Plan, as amended and the 2018 Annual Incentive Plan.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 22:25 UTC
RITTS GREGORY J.Chief Legal/Compliance Officer
Exercise / conversionRestricted Share Units · Derivative 1,111 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-21-000061 · f4_a1e2k00000kldpzuat-live.xml · derivative · entry 4

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,111 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.exercise_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.expiration_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 22:25 UTC
RITTS GREGORY J.Chief Legal/Compliance Officer
Exercise / conversionRestricted Share Units · Derivative 1,665 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-21-000061 · f4_a1e2k00000kldpzuat-live.xml · derivative · entry 3

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,665 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.exercise_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.expiration_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 22:25 UTC
RITTS GREGORY J.Chief Legal/Compliance Officer
Tax withholdingCommon Stock 1,299 $10.52 $13,665.48
Disclosure

SEC source: 0001664272-21-000061 · f4_a1e2k00000kldpzuat-live.xml · nonDerivative · entry 2

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,746

F3 · shares: Of the 2,776 RSUs vesting into shares reported above, 1,299 shares were foregone to pay for the tax withholding with a net issuance to Mr. Ritts of 1,477 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on February 25, 2021.

F2 · balance_after: Includes 3,750 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the fourth anniversary of the November 13, 2017 grant date (i.e., November 13, 2021). Mr. Ritts has no voting rights with respect to these shares until they vest.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 22:25 UTC
RITTS GREGORY J.Chief Legal/Compliance Officer
Exercise / conversionCommon Stock 2,776 $0.00 $0.00
Disclosure

SEC source: 0001664272-21-000061 · f4_a1e2k00000kldpzuat-live.xml · nonDerivative · entry 1

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,045

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 2,776 shares of ASPS common stock were received upon the vesting of previously granted restricted share units ("RSUs") pursuant to an award under the 2009 Equity Incentive Plan, as amended and the 2018 Annual Incentive Plan.

F2 · balance_after: Includes 3,750 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the fourth anniversary of the November 13, 2017 grant date (i.e., November 13, 2021). Mr. Ritts has no voting rights with respect to these shares until they vest.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 22:25 UTC
RITTS GREGORY J.Chief Legal/Compliance Officer
Exercise / conversionRestricted Share Units · Derivative 1,111 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-21-000060 · f4_a1e2k00000kldpzuat-live.xml · derivative · entry 4

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,111 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.exercise_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.expiration_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 22:25 UTC
RITTS GREGORY J.Chief Legal/Compliance Officer
Exercise / conversionRestricted Share Units · Derivative 1,665 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-21-000060 · f4_a1e2k00000kldpzuat-live.xml · derivative · entry 3

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,665 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.exercise_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.expiration_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

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February 25, 2021 Filed Mar 1, 2021 22:25 UTC
RITTS GREGORY J.Chief Legal/Compliance Officer
Tax withholdingCommon Stock 1,299 $10.52 $13,665.48
Disclosure

SEC source: 0001664272-21-000060 · f4_a1e2k00000kldpzuat-live.xml · nonDerivative · entry 2

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,746

F3 · shares: Of the 2,776 RSUs vesting into shares reported above, 1,299 shares were foregone to pay for the tax withholding with a net issuance to Mr. Ritts of 1,477 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on February 25, 2021.

F2 · balance_after: Includes 3,750 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the fourth anniversary of the November 13, 2017 grant date (i.e., November 13, 2021). Mr. Ritts has no voting rights with respect to these shares until they vest.

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February 25, 2021 Filed Mar 1, 2021 22:25 UTC
RITTS GREGORY J.Chief Legal/Compliance Officer
Exercise / conversionCommon Stock 2,776 $0.00 $0.00
Disclosure

SEC source: 0001664272-21-000060 · f4_a1e2k00000kldpzuat-live.xml · nonDerivative · entry 1

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,045

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 2,776 shares of ASPS common stock were received upon the vesting of previously granted restricted share units ("RSUs") pursuant to an award under the 2009 Equity Incentive Plan, as amended and the 2018 Annual Incentive Plan.

F2 · balance_after: Includes 3,750 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the fourth anniversary of the November 13, 2017 grant date (i.e., November 13, 2021). Mr. Ritts has no voting rights with respect to these shares until they vest.

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February 25, 2021 Filed Mar 1, 2021 22:22 UTC
Esterman Michelle D.Chief Financial Officer
Exercise / conversionRestricted Share Units · Derivative 1,216 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-21-000059 · f4_a1e2k00000kldkfuat-live.xml · derivative · entry 4

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,216 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · derivative.exercise_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · derivative.expiration_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.