Last 12 months
Inside the activity.
7 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 4 | 0 |
| Aug 2026 | 2 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 18, 2021 Filed Feb 14, 2022 21:26 UTC |
Burg Scott EdwardDirector · 10% owner
|
GiftCommon Stock | 125 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-22-000287 · form5.xml · nonDerivative · entry 3 Burg Scott Edward · CIK 0001721438 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125 F3 · ownership.direct: These Shares were awarded to Mr. Burg in connection with his service as a non-management director of the Issuer. Read SEC document |
| March 21, 2021 Filed Mar 23, 2021 20:32 UTC |
Esterman Michelle D.Chief Financial Officer
|
GrantCommon Stock | 1,864 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-21-000140 · f4_a1e2k00000h7ofbua3-live.xml · nonDerivative · entry 2 Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,067 F1 · shares: 1,864 shares of ASPS common stock were received upon the vesting of previously granted performance-based restricted share units ("RSUs") pursuant to an award under the 2019 Long Term Incentive Plan. Read SEC document |
| March 21, 2021 Filed Mar 23, 2021 20:32 UTC |
Esterman Michelle D.Chief Financial Officer
|
Tax withholdingCommon Stock | 659 | $8.78 | $5,786.02 |
DisclosureSEC source: 0001664272-21-000140 · f4_a1e2k00000h7ofbua3-live.xml · nonDerivative · entry 1 Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,408 F2 · shares: Of the 1,864 RSUs vesting into shares reported above, 659 shares were foregone to pay for the tax withholding with a net issuance to Ms. Esterman of 1,205 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on March 22, 2021. Read SEC document |
| March 21, 2021 Filed Mar 23, 2021 20:26 UTC |
MASTIONI MARCELLOChief Operating Officer
|
GrantCommon Stock | 2,549 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-21-000139 · f4_a1e2k00000h7ofgua3-live.xml · nonDerivative · entry 2 MASTIONI MARCELLO · CIK 0001761497 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,351 F1 · shares: 2,549 shares of ASPS common stock were received upon the vesting of previously granted performance-based restricted share units ("RSUs") pursuant to an award under the 2019 Long Term Incentive Plan. Read SEC document |
| March 21, 2021 Filed Mar 23, 2021 20:26 UTC |
MASTIONI MARCELLOChief Operating Officer
|
Tax withholdingCommon Stock | 212 | $8.78 | $1,861.36 |
DisclosureSEC source: 0001664272-21-000139 · f4_a1e2k00000h7ofgua3-live.xml · nonDerivative · entry 1 MASTIONI MARCELLO · CIK 0001761497 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,139 F2 · shares: Of the 2,549 restricted share units ("RSUs") vesting into shares reported above, 212 shares were foregone to pay for the tax withholding with a net issuance to Mr. Mastioni of 2,337 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on March 22, 2021. Read SEC document |
| March 21, 2021 Filed Mar 23, 2021 20:25 UTC |
Shepro William BDirector · Chairman and CEO
|
GiftCommon Stock | 4,322 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-21-000138 · f4_a1e2k00000h7ofqua3-live.xml · nonDerivative · entry 4 Shepro William B · CIK 0001289315 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By William B. Shepro Revocable Trust Disclosed balance after: 510,178 F3 · shares: Represents a transfer by gift by Mr. Shepro of 4,322 shares of ASPS common stock, acquired upon the vesting of RSUs, from his direct ownership to the William B. Shepro Revocable Trust. This transaction is reportable on Form 5, but Mr. Shepro is voluntarily reporting early on Form 4. Read SEC document |
| March 21, 2021 Filed Mar 23, 2021 20:25 UTC |
Shepro William BDirector · Chairman and CEO
|
GiftCommon Stock | 4,322 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-21-000138 · f4_a1e2k00000h7ofqua3-live.xml · nonDerivative · entry 3 Shepro William B · CIK 0001289315 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · shares: Represents a transfer by gift by Mr. Shepro of 4,322 shares of ASPS common stock, acquired upon the vesting of RSUs, from his direct ownership to the William B. Shepro Revocable Trust. This transaction is reportable on Form 5, but Mr. Shepro is voluntarily reporting early on Form 4. Read SEC document |
| March 21, 2021 Filed Mar 23, 2021 20:25 UTC |
Shepro William BDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 3,860 | $8.78 | $33,890.80 |
DisclosureSEC source: 0001664272-21-000138 · f4_a1e2k00000h7ofqua3-live.xml · nonDerivative · entry 2 Shepro William B · CIK 0001289315 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,322 F2 · shares: Of the 8,182 RSUs vesting into shares reported above, 3,860 shares were foregone to pay for the tax withholding with a net issuance to Mr. Shepro of 4,322 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on March 22, 2021. Read SEC document |
| March 21, 2021 Filed Mar 23, 2021 20:25 UTC |
Shepro William BDirector · Chairman and CEO
|
GrantCommon Stock | 8,182 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-21-000138 · f4_a1e2k00000h7ofqua3-live.xml · nonDerivative · entry 1 Shepro William B · CIK 0001289315 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,182 F1 · shares: 8,182 shares of ASPS common stock were received upon the vesting of previously granted performance-based restricted share units ("RSUs") pursuant to an award under the 2019 Long Term Incentive Plan. Read SEC document |
| March 21, 2021 Filed Mar 23, 2021 20:24 UTC |
RITTS GREGORY J.Chief Legal/Compliance Officer
|
GrantCommon Stock | 1,597 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-21-000137 · f4_a1e2k00000h7oflua3-live.xml · nonDerivative · entry 2 RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,509 F1 · shares: 1,597 shares of ASPS common stock were received upon the vesting of previously granted performance-based restricted share units ("RSUs") pursuant to an award under the 2019 Long Term Incentive Plan. F2 · balance_after: Includes 3,750 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the fourth anniversary of the November 13, 2017 grant date (i.e., November 13, 2021). Mr. Ritts has no voting rights with respect to these shares until they vest. Read SEC document |
| March 21, 2021 Filed Mar 23, 2021 20:24 UTC |
RITTS GREGORY J.Chief Legal/Compliance Officer
|
Tax withholdingCommon Stock | 742 | $8.78 | $6,514.76 |
DisclosureSEC source: 0001664272-21-000137 · f4_a1e2k00000h7oflua3-live.xml · nonDerivative · entry 1 RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,767 F3 · shares: Of the 1,597 RSUs vesting into shares reported above, 742 shares were foregone to pay for the tax withholding with a net issuance to Mr. Ritts of 855 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on March 22, 2021. F2 · balance_after: Includes 3,750 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the fourth anniversary of the November 13, 2017 grant date (i.e., November 13, 2021). Mr. Ritts has no voting rights with respect to these shares until they vest. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 21:54 UTC |
Esterman Michelle D.Chief Financial Officer
|
GrantRestricted Share Units · Derivative | 6,626 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001664272-21-000136 · f4_a1e2k00000kledlual-live.xml · derivative · entry 1 Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,626 Underlying: Common Stock · 6,626 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted share unit ("RSU") represents a contingent right to receive one share of Altisource Portfolio Solutions S.A. ("ASPS") common stock. F2 · shares: Ms. Esterman received a grant of 6,626 RSUs based on the 30-day average closing share price of ASPS common stock of $10.56 preceding the March 9, 2021 grant date. The RSUs were granted to Ms. Esterman as annual incentive compensation for the 2020 service year ("2020 Annual Incentive Compensation") based upon the Board approved bonus pool funding level and her personal scorecard performance. Altisource determined to pay 100% of the 2020 Annual Incentive Compensation in RSUs; 60% of the RSUs will cliff vest on the first anniversary of the grant date, the remaining 40% of the RSUs will vest in two equal installments on the first and second anniversaries of the March 9, 2021 grant date (i.e., March 9, 2022 and March 9, 2023). F2 · derivative.exercise_date: Ms. Esterman received a grant of 6,626 RSUs based on the 30-day average closing share price of ASPS common stock of $10.56 preceding the March 9, 2021 grant date. The RSUs were granted to Ms. Esterman as annual incentive compensation for the 2020 service year ("2020 Annual Incentive Compensation") based upon the Board approved bonus pool funding level and her personal scorecard performance. Altisource determined to pay 100% of the 2020 Annual Incentive Compensation in RSUs; 60% of the RSUs will cliff vest on the first anniversary of the grant date, the remaining 40% of the RSUs will vest in two equal installments on the first and second anniversaries of the March 9, 2021 grant date (i.e., March 9, 2022 and March 9, 2023). F2 · derivative.expiration_date: Ms. Esterman received a grant of 6,626 RSUs based on the 30-day average closing share price of ASPS common stock of $10.56 preceding the March 9, 2021 grant date. The RSUs were granted to Ms. Esterman as annual incentive compensation for the 2020 service year ("2020 Annual Incentive Compensation") based upon the Board approved bonus pool funding level and her personal scorecard performance. Altisource determined to pay 100% of the 2020 Annual Incentive Compensation in RSUs; 60% of the RSUs will cliff vest on the first anniversary of the grant date, the remaining 40% of the RSUs will vest in two equal installments on the first and second anniversaries of the March 9, 2021 grant date (i.e., March 9, 2022 and March 9, 2023). F2 · derivative.underlying_shares: Ms. Esterman received a grant of 6,626 RSUs based on the 30-day average closing share price of ASPS common stock of $10.56 preceding the March 9, 2021 grant date. The RSUs were granted to Ms. Esterman as annual incentive compensation for the 2020 service year ("2020 Annual Incentive Compensation") based upon the Board approved bonus pool funding level and her personal scorecard performance. Altisource determined to pay 100% of the 2020 Annual Incentive Compensation in RSUs; 60% of the RSUs will cliff vest on the first anniversary of the grant date, the remaining 40% of the RSUs will vest in two equal installments on the first and second anniversaries of the March 9, 2021 grant date (i.e., March 9, 2022 and March 9, 2023). Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 21:52 UTC |
RITTS GREGORY J.Chief Legal/Compliance Officer
|
GrantRestricted Share Units · Derivative | 131 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001664272-21-000135 · f4_a1e2k00000klehnual-live.xml · derivative · entry 1 RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131 Underlying: Common Stock · 131 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted share unit ("RSU") represents a contingent right to receive one share of Altisource Portfolio Solutions S.A. ("ASPS") common stock. F2 · shares: Mr. Ritts received a grant of 131 RSUs based on the 30-day average closing share price of ASPS common stock of $10.56 preceding the March 9, 2021 grant date. The RSUs were granted to Mr. Ritts as annual incentive compensation for the 2020 service year ("2020 Annual Incentive Compensation") based upon the Board approved bonus pool funding level and his personal scorecard performance. Altisource determined to pay 100% of the 2020 Annual Incentive Compensation in RSUs; 60% of the RSUs will cliff vest on the first anniversary of the grant date, the remaining 40% of the RSUs will vest in two equal installments on the first and second anniversaries of the March 9, 2021 grant date (i.e., March 9, 2022 and March 9, 2023). F3 · shares: Mr. Ritts received a 25% reduction to his base salary for the period April 1, 2020 to October 4, 2020 due to COVID-19 Cost Reduction Measures taken by Altisource. In lieu of the reduction in base salary, Mr. Ritts elected for this amount to be adjusted against his earned 2020 Annual Incentive Compensation. The RSU award for Mr. Ritts has been adjusted accordingly. F2 · derivative.exercise_date: Mr. Ritts received a grant of 131 RSUs based on the 30-day average closing share price of ASPS common stock of $10.56 preceding the March 9, 2021 grant date. The RSUs were granted to Mr. Ritts as annual incentive compensation for the 2020 service year ("2020 Annual Incentive Compensation") based upon the Board approved bonus pool funding level and his personal scorecard performance. Altisource determined to pay 100% of the 2020 Annual Incentive Compensation in RSUs; 60% of the RSUs will cliff vest on the first anniversary of the grant date, the remaining 40% of the RSUs will vest in two equal installments on the first and second anniversaries of the March 9, 2021 grant date (i.e., March 9, 2022 and March 9, 2023). F2 · derivative.expiration_date: Mr. Ritts received a grant of 131 RSUs based on the 30-day average closing share price of ASPS common stock of $10.56 preceding the March 9, 2021 grant date. The RSUs were granted to Mr. Ritts as annual incentive compensation for the 2020 service year ("2020 Annual Incentive Compensation") based upon the Board approved bonus pool funding level and his personal scorecard performance. Altisource determined to pay 100% of the 2020 Annual Incentive Compensation in RSUs; 60% of the RSUs will cliff vest on the first anniversary of the grant date, the remaining 40% of the RSUs will vest in two equal installments on the first and second anniversaries of the March 9, 2021 grant date (i.e., March 9, 2022 and March 9, 2023). F2 · balance_after: Mr. Ritts received a grant of 131 RSUs based on the 30-day average closing share price of ASPS common stock of $10.56 preceding the March 9, 2021 grant date. The RSUs were granted to Mr. Ritts as annual incentive compensation for the 2020 service year ("2020 Annual Incentive Compensation") based upon the Board approved bonus pool funding level and his personal scorecard performance. Altisource determined to pay 100% of the 2020 Annual Incentive Compensation in RSUs; 60% of the RSUs will cliff vest on the first anniversary of the grant date, the remaining 40% of the RSUs will vest in two equal installments on the first and second anniversaries of the March 9, 2021 grant date (i.e., March 9, 2022 and March 9, 2023). Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 21:46 UTC |
Shepro William BDirector · Chairman and CEO
|
GrantRestricted Share Units · Derivative | 23,853 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001664272-21-000133 · f4_a1e2k00000klejtual-live.xml · derivative · entry 1 Shepro William B · CIK 0001289315 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,853 Underlying: Common Stock · 23,853 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted share unit ("RSU") represents a contingent right to receive one share of Altisource Portfolio Solutions S.A. ("ASPS") common stock. F2 · shares: Mr. Shepro received a grant of 23,853 RSUs based on the 30-day average closing share price of ASPS common stock of $10.56 preceding the March 9, 2021 grant date. The RSUs were granted to Mr. Shepro as annual incentive compensation for the 2020 service year ("2020 Annual Incentive Compensation") based upon the Board approved bonus pool funding level and his personal scorecard performance. Altisource determined to pay 100% of the 2020 Annual Incentive Compensation in RSUs; 60% of the RSUs will cliff vest on the first anniversary of the grant date, the remaining 40% of the RSUs will vest in two equal installments on the first and second anniversaries of the March 9, 2021 grant date (i.e., March 9, 2022 and March 9, 2023). F2 · derivative.exercise_date: Mr. Shepro received a grant of 23,853 RSUs based on the 30-day average closing share price of ASPS common stock of $10.56 preceding the March 9, 2021 grant date. The RSUs were granted to Mr. Shepro as annual incentive compensation for the 2020 service year ("2020 Annual Incentive Compensation") based upon the Board approved bonus pool funding level and his personal scorecard performance. Altisource determined to pay 100% of the 2020 Annual Incentive Compensation in RSUs; 60% of the RSUs will cliff vest on the first anniversary of the grant date, the remaining 40% of the RSUs will vest in two equal installments on the first and second anniversaries of the March 9, 2021 grant date (i.e., March 9, 2022 and March 9, 2023). F2 · derivative.expiration_date: Mr. Shepro received a grant of 23,853 RSUs based on the 30-day average closing share price of ASPS common stock of $10.56 preceding the March 9, 2021 grant date. The RSUs were granted to Mr. Shepro as annual incentive compensation for the 2020 service year ("2020 Annual Incentive Compensation") based upon the Board approved bonus pool funding level and his personal scorecard performance. Altisource determined to pay 100% of the 2020 Annual Incentive Compensation in RSUs; 60% of the RSUs will cliff vest on the first anniversary of the grant date, the remaining 40% of the RSUs will vest in two equal installments on the first and second anniversaries of the March 9, 2021 grant date (i.e., March 9, 2022 and March 9, 2023). F2 · balance_after: Mr. Shepro received a grant of 23,853 RSUs based on the 30-day average closing share price of ASPS common stock of $10.56 preceding the March 9, 2021 grant date. The RSUs were granted to Mr. Shepro as annual incentive compensation for the 2020 service year ("2020 Annual Incentive Compensation") based upon the Board approved bonus pool funding level and his personal scorecard performance. Altisource determined to pay 100% of the 2020 Annual Incentive Compensation in RSUs; 60% of the RSUs will cliff vest on the first anniversary of the grant date, the remaining 40% of the RSUs will vest in two equal installments on the first and second anniversaries of the March 9, 2021 grant date (i.e., March 9, 2022 and March 9, 2023). Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 21:47 UTC |
MASTIONI MARCELLOChief Operating Officer
|
GrantRestricted Share Units · Derivative | 9,918 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001664272-21-000134 · f4_a1e2k00000kleiqual-live.xml · derivative · entry 1 MASTIONI MARCELLO · CIK 0001761497 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,918 Underlying: Common Stock · 9,918 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted share unit ("RSU") represents a contingent right to receive one share of Altisource Portfolio Solutions S.A. ("ASPS") common stock. F2 · shares: Mr. Mastioni received a grant of 9,918 RSUs based on the 30-day average closing share price of ASPS common stock of $10.56 preceding the March 9, 2021 grant date. The RSUs were granted to Mr. Mastioni as annual incentive compensation for the 2020 service year ("2020 Annual Incentive Compensation") based upon the Board approved bonus pool funding level and his personal scorecard performance. Altisource determined to pay 100% of the 2020 Annual Incentive Compensation in RSUs. F3 · derivative.exercise_date: Pursuant to the terms of the equity award agreement, following the previously announced departure of Mr. Mastioni from the Company on May 30, 2021, all 9,918 RSUs are expected to vest on June 30, 2021. F2 · derivative.expiration_date: Mr. Mastioni received a grant of 9,918 RSUs based on the 30-day average closing share price of ASPS common stock of $10.56 preceding the March 9, 2021 grant date. The RSUs were granted to Mr. Mastioni as annual incentive compensation for the 2020 service year ("2020 Annual Incentive Compensation") based upon the Board approved bonus pool funding level and his personal scorecard performance. Altisource determined to pay 100% of the 2020 Annual Incentive Compensation in RSUs. F2 · balance_after: Mr. Mastioni received a grant of 9,918 RSUs based on the 30-day average closing share price of ASPS common stock of $10.56 preceding the March 9, 2021 grant date. The RSUs were granted to Mr. Mastioni as annual incentive compensation for the 2020 service year ("2020 Annual Incentive Compensation") based upon the Board approved bonus pool funding level and his personal scorecard performance. Altisource determined to pay 100% of the 2020 Annual Incentive Compensation in RSUs. Read SEC document |
| February 27, 2021 Filed Mar 3, 2021 22:15 UTC |
Shepro William BDirector · Chairman and CEO
|
GiftCommon Stock | 5,789 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-21-000101 · f4_a1e2k00000kldqruad-live.xml · nonDerivative · entry 4 Shepro William B · CIK 0001289315 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By William B. Shepro Revocable Trust Disclosed balance after: 505,856 F1 · shares: Represents a transfer by gift by Mr. Shepro of 5,789 shares of ASPS common stock, acquired upon the vesting of performance-based restricted share units ("RSUs"), from his direct ownership to the William B. Shepro Revocable Trust. This transaction is reportable on Form 5, but Mr. Shepro is voluntarily reporting early on Form 4. Read SEC document |
| February 27, 2021 Filed Mar 3, 2021 22:15 UTC |
Shepro William BDirector · Chairman and CEO
|
GiftCommon Stock | 5,789 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-21-000101 · f4_a1e2k00000kldqruad-live.xml · nonDerivative · entry 3 Shepro William B · CIK 0001289315 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Represents a transfer by gift by Mr. Shepro of 5,789 shares of ASPS common stock, acquired upon the vesting of performance-based restricted share units ("RSUs"), from his direct ownership to the William B. Shepro Revocable Trust. This transaction is reportable on Form 5, but Mr. Shepro is voluntarily reporting early on Form 4. Read SEC document |
| February 27, 2021 Filed Mar 3, 2021 22:15 UTC |
Shepro William BDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 5,171 | $10.43 | $53,933.53 |
DisclosureSEC source: 0001664272-21-000101 · f4_a1e2k00000kldqruad-live.xml · nonDerivative · entry 2 Shepro William B · CIK 0001289315 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,789 F2 · shares: Of the 10,960 RSUs vesting into shares reported above, 5,171 shares were foregone to pay for the tax withholding with a net issuance to Mr. Shepro of 5,789 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on March 1, 2021. Read SEC document |
| February 27, 2021 Filed Mar 3, 2021 22:15 UTC |
Shepro William BDirector · Chairman and CEO
|
GrantCommon Stock | 10,960 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-21-000101 · f4_a1e2k00000kldqruad-live.xml · nonDerivative · entry 1 Shepro William B · CIK 0001289315 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,960 F3 · shares: 10,960 shares of ASPS common stock were received upon the vesting of previously granted performance-based RSUs pursuant to an award under the 2020 Long Term Equity Incentive Program. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 22:53 UTC |
Esterman Michelle D.Chief Financial Officer
|
Exercise / conversionRestricted Share Units · Derivative | 2,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001664272-21-000089 · f4_a1e2k00000kldqsuat-live.xml · derivative · entry 4 Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock · 2,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents the vesting of RSUs. The remaining 4,000 RSUs are scheduled to vest in two equal installments on the second and third anniversaries of the February 26, 2020 grant date (i.e., February 26, 2022 and February 26, 2023). Each RSU represents a contingent right to receive one share of ASPS common stock. F4 · derivative.exercise_date: Represents the vesting of RSUs. The remaining 4,000 RSUs are scheduled to vest in two equal installments on the second and third anniversaries of the February 26, 2020 grant date (i.e., February 26, 2022 and February 26, 2023). Each RSU represents a contingent right to receive one share of ASPS common stock. F4 · derivative.expiration_date: Represents the vesting of RSUs. The remaining 4,000 RSUs are scheduled to vest in two equal installments on the second and third anniversaries of the February 26, 2020 grant date (i.e., February 26, 2022 and February 26, 2023). Each RSU represents a contingent right to receive one share of ASPS common stock. F4 · balance_after: Represents the vesting of RSUs. The remaining 4,000 RSUs are scheduled to vest in two equal installments on the second and third anniversaries of the February 26, 2020 grant date (i.e., February 26, 2022 and February 26, 2023). Each RSU represents a contingent right to receive one share of ASPS common stock. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 22:53 UTC |
Esterman Michelle D.Chief Financial Officer
|
Exercise / conversionRestricted Share Units · Derivative | 1,749 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001664272-21-000089 · f4_a1e2k00000kldqsuat-live.xml · derivative · entry 3 Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,749 Underlying: Common Stock · 1,749 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Represents the vesting of RSUs. The remaining 1,749 RSUs are scheduled to vest on the second anniversary of the February 26, 2020 grant date (i.e., February 26, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock. F3 · derivative.exercise_date: Represents the vesting of RSUs. The remaining 1,749 RSUs are scheduled to vest on the second anniversary of the February 26, 2020 grant date (i.e., February 26, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock. F3 · derivative.expiration_date: Represents the vesting of RSUs. The remaining 1,749 RSUs are scheduled to vest on the second anniversary of the February 26, 2020 grant date (i.e., February 26, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock. F3 · balance_after: Represents the vesting of RSUs. The remaining 1,749 RSUs are scheduled to vest on the second anniversary of the February 26, 2020 grant date (i.e., February 26, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 22:53 UTC |
Esterman Michelle D.Chief Financial Officer
|
Tax withholdingCommon Stock | 1,327 | $10.32 | $13,694.64 |
DisclosureSEC source: 0001664272-21-000089 · f4_a1e2k00000kldqsuat-live.xml · nonDerivative · entry 2 Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,203 F2 · shares: 3,749 shares of ASPS common stock were received upon the vesting of previously granted RSUs pursuant to awards under the 2009 Equity Incentive Plan, as amended and the 2019 Annual Incentive Plan. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 22:53 UTC |
Esterman Michelle D.Chief Financial Officer
|
Exercise / conversionCommon Stock | 3,749 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-21-000089 · f4_a1e2k00000kldqsuat-live.xml · nonDerivative · entry 1 Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,530 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Of the 3,749 restricted share units ("RSUs") vesting into shares reported above, 1,327 shares were foregone to pay for the tax withholding with a net issuance to Ms. Esterman of 2,422 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on February 26, 2021. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 22:33 UTC |
RITTS GREGORY J.Chief Legal/Compliance Officer
|
Exercise / conversionRestricted Share Units · Derivative | 2,187 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001664272-21-000088 · f4_a1e2k00000kldqxuat-live.xml · derivative · entry 3 RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,186 Underlying: Common Stock · 2,187 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents the vesting of RSUs. The remaining 2,186 RSUs are scheduled to vest on the second anniversary of the February 26, 2020 grant date (i.e., February 26, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock. F4 · derivative.exercise_date: Represents the vesting of RSUs. The remaining 2,186 RSUs are scheduled to vest on the second anniversary of the February 26, 2020 grant date (i.e., February 26, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock. F4 · derivative.expiration_date: Represents the vesting of RSUs. The remaining 2,186 RSUs are scheduled to vest on the second anniversary of the February 26, 2020 grant date (i.e., February 26, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock. F4 · balance_after: Represents the vesting of RSUs. The remaining 2,186 RSUs are scheduled to vest on the second anniversary of the February 26, 2020 grant date (i.e., February 26, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 22:33 UTC |
RITTS GREGORY J.Chief Legal/Compliance Officer
|
Tax withholdingCommon Stock | 1,021 | $10.32 | $10,536.72 |
DisclosureSEC source: 0001664272-21-000088 · f4_a1e2k00000kldqxuat-live.xml · nonDerivative · entry 2 RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,912 F1 · shares: Of the 2,187 restricted share units ("RSUs") vesting into shares reported above, 1,021 shares were foregone to pay for the tax withholding with a net issuance to Mr. Ritts of 1,166 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on February 26, 2021. F2 · balance_after: Includes 3,750 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the fourth anniversary of the November 13, 2017 grant date (i.e., November 13, 2021). Mr. Ritts has no voting rights with respect to these shares until they vest. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 22:33 UTC |
RITTS GREGORY J.Chief Legal/Compliance Officer
|
Exercise / conversionCommon Stock | 2,187 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-21-000088 · f4_a1e2k00000kldqxuat-live.xml · nonDerivative · entry 1 RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,933 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: 2,187 shares of ASPS common stock were received upon the vesting of previously granted RSUs pursuant to an award under the 2009 Equity Incentive Plan, as amended and the 2019 Annual Incentive Plan. F2 · balance_after: Includes 3,750 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the fourth anniversary of the November 13, 2017 grant date (i.e., November 13, 2021). Mr. Ritts has no voting rights with respect to these shares until they vest. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 22:29 UTC |
Shepro William BDirector · Chairman and CEO
|
Exercise / conversionRestricted Share Units · Derivative | 8,764 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001664272-21-000087 · f4_a1e2k00000kldqcuad-live.xml · derivative · entry 5 Shepro William B · CIK 0001289315 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,763 Underlying: Common Stock · 8,764 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents the vesting of RSUs. The remaining 8,763 RSUs are scheduled to vest on the second anniversary of the February 26, 2020 grant date (i.e., February 26, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock. F4 · derivative.exercise_date: Represents the vesting of RSUs. The remaining 8,763 RSUs are scheduled to vest on the second anniversary of the February 26, 2020 grant date (i.e., February 26, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock. F4 · derivative.expiration_date: Represents the vesting of RSUs. The remaining 8,763 RSUs are scheduled to vest on the second anniversary of the February 26, 2020 grant date (i.e., February 26, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock. F4 · balance_after: Represents the vesting of RSUs. The remaining 8,763 RSUs are scheduled to vest on the second anniversary of the February 26, 2020 grant date (i.e., February 26, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 22:29 UTC |
Shepro William BDirector · Chairman and CEO
|
GiftCommon Stock | 4,629 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-21-000087 · f4_a1e2k00000kldqcuad-live.xml · nonDerivative · entry 4 Shepro William B · CIK 0001289315 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By William B. Shepro Revocable Trust Disclosed balance after: 500,067 F1 · shares: Represents a transfer by gift by Mr. Shepro of 4,629 shares of ASPS common stock, acquired upon the vesting of restricted share units ("RSUs"), from his direct ownership to the William B. Shepro Revocable Trust. This transaction is reportable on Form 5, but Mr. Shepro is voluntarily reporting early on Form 4. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 22:29 UTC |
Shepro William BDirector · Chairman and CEO
|
GiftCommon Stock | 4,629 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-21-000087 · f4_a1e2k00000kldqcuad-live.xml · nonDerivative · entry 3 Shepro William B · CIK 0001289315 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Represents a transfer by gift by Mr. Shepro of 4,629 shares of ASPS common stock, acquired upon the vesting of restricted share units ("RSUs"), from his direct ownership to the William B. Shepro Revocable Trust. This transaction is reportable on Form 5, but Mr. Shepro is voluntarily reporting early on Form 4. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 22:29 UTC |
Shepro William BDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 4,135 | $10.32 | $42,673.20 |
DisclosureSEC source: 0001664272-21-000087 · f4_a1e2k00000kldqcuad-live.xml · nonDerivative · entry 2 Shepro William B · CIK 0001289315 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,629 F2 · shares: Of the 8,764 RSUs vesting into shares reported above, 4,135 shares were foregone to pay for the tax withholding with a net issuance to Mr. Shepro of 4,629 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on February 26, 2021. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 22:29 UTC |
Shepro William BDirector · Chairman and CEO
|
Exercise / conversionCommon Stock | 8,764 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-21-000087 · f4_a1e2k00000kldqcuad-live.xml · nonDerivative · entry 1 Shepro William B · CIK 0001289315 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,764 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: 8,764 shares of ASPS common stock were received upon the vesting of previously granted RSUs pursuant to an award under the 2009 Equity Incentive Plan, as amended and the 2019 Annual Incentive Plan. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 22:11 UTC |
MASTIONI MARCELLOChief Operating Officer
|
Exercise / conversionRestricted Share Units · Derivative | 1,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001664272-21-000086 · f4_a1e2k00000kldqhuad-live.xml · derivative · entry 4 MASTIONI MARCELLO · CIK 0001761497 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 1,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents the vesting of RSUs. 1,000 RSUs are expected to vest on June 30, 2021, pursuant to the terms of the equity award agreement, following the previously announced departure of Mr. Mastioni from the Company on May 30, 2021, and the remaining RSUs are to be forfeited. Each RSU represents a contingent right to receive one share of ASPS common stock. F4 · derivative.exercise_date: Represents the vesting of RSUs. 1,000 RSUs are expected to vest on June 30, 2021, pursuant to the terms of the equity award agreement, following the previously announced departure of Mr. Mastioni from the Company on May 30, 2021, and the remaining RSUs are to be forfeited. Each RSU represents a contingent right to receive one share of ASPS common stock. F4 · derivative.expiration_date: Represents the vesting of RSUs. 1,000 RSUs are expected to vest on June 30, 2021, pursuant to the terms of the equity award agreement, following the previously announced departure of Mr. Mastioni from the Company on May 30, 2021, and the remaining RSUs are to be forfeited. Each RSU represents a contingent right to receive one share of ASPS common stock. F4 · balance_after: Represents the vesting of RSUs. 1,000 RSUs are expected to vest on June 30, 2021, pursuant to the terms of the equity award agreement, following the previously announced departure of Mr. Mastioni from the Company on May 30, 2021, and the remaining RSUs are to be forfeited. Each RSU represents a contingent right to receive one share of ASPS common stock. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 22:11 UTC |
MASTIONI MARCELLOChief Operating Officer
|
Exercise / conversionRestricted Share Units · Derivative | 2,560 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001664272-21-000086 · f4_a1e2k00000kldqhuad-live.xml · derivative · entry 3 MASTIONI MARCELLO · CIK 0001761497 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,559 Underlying: Common Stock · 2,560 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Represents the vesting of RSUs. The remaining 2,559 RSUs are expected to vest on June 30, 2021, pursuant to the terms of the equity award agreement, following the previously announced departure of Mr. Mastioni from the Company on May 30, 2021. Each RSU represents a contingent right to receive one share of ASPS common stock. F3 · derivative.exercise_date: Represents the vesting of RSUs. The remaining 2,559 RSUs are expected to vest on June 30, 2021, pursuant to the terms of the equity award agreement, following the previously announced departure of Mr. Mastioni from the Company on May 30, 2021. Each RSU represents a contingent right to receive one share of ASPS common stock. F3 · derivative.expiration_date: Represents the vesting of RSUs. The remaining 2,559 RSUs are expected to vest on June 30, 2021, pursuant to the terms of the equity award agreement, following the previously announced departure of Mr. Mastioni from the Company on May 30, 2021. Each RSU represents a contingent right to receive one share of ASPS common stock. F3 · balance_after: Represents the vesting of RSUs. The remaining 2,559 RSUs are expected to vest on June 30, 2021, pursuant to the terms of the equity award agreement, following the previously announced departure of Mr. Mastioni from the Company on May 30, 2021. Each RSU represents a contingent right to receive one share of ASPS common stock. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 22:11 UTC |
MASTIONI MARCELLOChief Operating Officer
|
Tax withholdingCommon Stock | 49 | $10.32 | $505.68 |
DisclosureSEC source: 0001664272-21-000086 · f4_a1e2k00000kldqhuad-live.xml · nonDerivative · entry 2 MASTIONI MARCELLO · CIK 0001761497 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,802 F1 · shares: Of the 3,560 restricted share units ("RSUs") vesting into shares reported above, 49 shares were foregone to pay for the tax withholding with a net issuance to Mr. Mastioni of 3,558 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on February 26, 2021. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 22:11 UTC |
MASTIONI MARCELLOChief Operating Officer
|
Exercise / conversionCommon Stock | 3,560 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-21-000086 · f4_a1e2k00000kldqhuad-live.xml · nonDerivative · entry 1 MASTIONI MARCELLO · CIK 0001761497 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,851 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: 3,560 shares of ASPS common stock were received upon the vesting of previously granted RSUs pursuant to an award under the 2009 Equity Incentive Plan, as amended and the 2019 Annual Incentive Plan. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 22:28 UTC |
Shepro William BDirector · Chairman and CEO
|
Exercise / conversionRestricted Share Units · Derivative | 13,729 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001664272-21-000062 · f4_a1e2k00000kldpjuad-live.xml · derivative · entry 6 Shepro William B · CIK 0001289315 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,729 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock. F4 · derivative.exercise_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock. F4 · derivative.expiration_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 22:28 UTC |
Shepro William BDirector · Chairman and CEO
|
Exercise / conversionRestricted Share Units · Derivative | 5,491 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001664272-21-000062 · f4_a1e2k00000kldpjuad-live.xml · derivative · entry 5 Shepro William B · CIK 0001289315 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,491 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock. F4 · derivative.exercise_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock. F4 · derivative.expiration_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 22:28 UTC |
Shepro William BDirector · Chairman and CEO
|
GiftCommon Stock | 10,152 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-21-000062 · f4_a1e2k00000kldpjuad-live.xml · nonDerivative · entry 4 Shepro William B · CIK 0001289315 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By William B. Shepro Revocable Trust Disclosed balance after: 495,438 F1 · shares: Represents a transfer by gift by Mr. Shepro of 19,220 shares of ASPS common stock, acquired upon the vesting of RSUs, from his direct ownership to the William B. Shepro Revocable Trust. This transaction is reportable on Form 5, but Mr. Shepro is voluntarily reporting early on Form 4. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 22:28 UTC |
Shepro William BDirector · Chairman and CEO
|
GiftCommon Stock | 10,152 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-21-000062 · f4_a1e2k00000kldpjuad-live.xml · nonDerivative · entry 3 Shepro William B · CIK 0001289315 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Represents a transfer by gift by Mr. Shepro of 19,220 shares of ASPS common stock, acquired upon the vesting of RSUs, from his direct ownership to the William B. Shepro Revocable Trust. This transaction is reportable on Form 5, but Mr. Shepro is voluntarily reporting early on Form 4. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 22:28 UTC |
Shepro William BDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 9,068 | $10.52 | $95,395.36 |
DisclosureSEC source: 0001664272-21-000062 · f4_a1e2k00000kldpjuad-live.xml · nonDerivative · entry 2 Shepro William B · CIK 0001289315 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,152 F2 · shares: Of the 19,220 RSUs vesting into shares reported above, 9,068 shares were foregone to pay for the tax withholding with a net issuance to Mr. Shepro of 10,152 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on February 25, 2021. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 22:28 UTC |
Shepro William BDirector · Chairman and CEO
|
Exercise / conversionCommon Stock | 19,220 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-21-000062 · f4_a1e2k00000kldpjuad-live.xml · nonDerivative · entry 1 Shepro William B · CIK 0001289315 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,220 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: 19,220 shares of ASPS common stock were received upon the vesting of previously granted restricted share units ("RSUs") pursuant to an award under the 2009 Equity Incentive Plan, as amended and the 2018 Annual Incentive Plan. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 22:25 UTC |
RITTS GREGORY J.Chief Legal/Compliance Officer
|
Exercise / conversionRestricted Share Units · Derivative | 1,111 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001664272-21-000061 · f4_a1e2k00000kldpzuat-live.xml · derivative · entry 4 RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,111 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock. F4 · derivative.exercise_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock. F4 · derivative.expiration_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 22:25 UTC |
RITTS GREGORY J.Chief Legal/Compliance Officer
|
Exercise / conversionRestricted Share Units · Derivative | 1,665 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001664272-21-000061 · f4_a1e2k00000kldpzuat-live.xml · derivative · entry 3 RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,665 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock. F4 · derivative.exercise_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock. F4 · derivative.expiration_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 22:25 UTC |
RITTS GREGORY J.Chief Legal/Compliance Officer
|
Tax withholdingCommon Stock | 1,299 | $10.52 | $13,665.48 |
DisclosureSEC source: 0001664272-21-000061 · f4_a1e2k00000kldpzuat-live.xml · nonDerivative · entry 2 RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,746 F3 · shares: Of the 2,776 RSUs vesting into shares reported above, 1,299 shares were foregone to pay for the tax withholding with a net issuance to Mr. Ritts of 1,477 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on February 25, 2021. F2 · balance_after: Includes 3,750 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the fourth anniversary of the November 13, 2017 grant date (i.e., November 13, 2021). Mr. Ritts has no voting rights with respect to these shares until they vest. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 22:25 UTC |
RITTS GREGORY J.Chief Legal/Compliance Officer
|
Exercise / conversionCommon Stock | 2,776 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-21-000061 · f4_a1e2k00000kldpzuat-live.xml · nonDerivative · entry 1 RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,045 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: 2,776 shares of ASPS common stock were received upon the vesting of previously granted restricted share units ("RSUs") pursuant to an award under the 2009 Equity Incentive Plan, as amended and the 2018 Annual Incentive Plan. F2 · balance_after: Includes 3,750 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the fourth anniversary of the November 13, 2017 grant date (i.e., November 13, 2021). Mr. Ritts has no voting rights with respect to these shares until they vest. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 22:25 UTC |
RITTS GREGORY J.Chief Legal/Compliance Officer
|
Exercise / conversionRestricted Share Units · Derivative | 1,111 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001664272-21-000060 · f4_a1e2k00000kldpzuat-live.xml · derivative · entry 4 RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,111 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock. F4 · derivative.exercise_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock. F4 · derivative.expiration_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 22:25 UTC |
RITTS GREGORY J.Chief Legal/Compliance Officer
|
Exercise / conversionRestricted Share Units · Derivative | 1,665 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001664272-21-000060 · f4_a1e2k00000kldpzuat-live.xml · derivative · entry 3 RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,665 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock. F4 · derivative.exercise_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock. F4 · derivative.expiration_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 22:25 UTC |
RITTS GREGORY J.Chief Legal/Compliance Officer
|
Tax withholdingCommon Stock | 1,299 | $10.52 | $13,665.48 |
DisclosureSEC source: 0001664272-21-000060 · f4_a1e2k00000kldpzuat-live.xml · nonDerivative · entry 2 RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,746 F3 · shares: Of the 2,776 RSUs vesting into shares reported above, 1,299 shares were foregone to pay for the tax withholding with a net issuance to Mr. Ritts of 1,477 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on February 25, 2021. F2 · balance_after: Includes 3,750 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the fourth anniversary of the November 13, 2017 grant date (i.e., November 13, 2021). Mr. Ritts has no voting rights with respect to these shares until they vest. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 22:25 UTC |
RITTS GREGORY J.Chief Legal/Compliance Officer
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Exercise / conversionCommon Stock | 2,776 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-21-000060 · f4_a1e2k00000kldpzuat-live.xml · nonDerivative · entry 1 RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,045 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: 2,776 shares of ASPS common stock were received upon the vesting of previously granted restricted share units ("RSUs") pursuant to an award under the 2009 Equity Incentive Plan, as amended and the 2018 Annual Incentive Plan. F2 · balance_after: Includes 3,750 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the fourth anniversary of the November 13, 2017 grant date (i.e., November 13, 2021). Mr. Ritts has no voting rights with respect to these shares until they vest. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 22:22 UTC |
Esterman Michelle D.Chief Financial Officer
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Exercise / conversionRestricted Share Units · Derivative | 1,216 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001664272-21-000059 · f4_a1e2k00000kldkfuat-live.xml · derivative · entry 4 Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,216 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock. F3 · derivative.exercise_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock. F3 · derivative.expiration_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.