ASPS

SEC source: 0001664272-22-000179 · f4_a1e2k00000rxknnuat-live.xml · derivative · entry 5

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,960 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.exercise_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.expiration_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

SEC source: 0001664272-22-000179 · f4_a1e2k00000rxknnuat-live.xml · nonDerivative · entry 4

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · William B. Shepro Revocable Trust

Disclosed balance after: 535,560

F3 · shares: Represents a transfer by gift by Mr. Shepro of 5,789 shares of ASPS common stock, acquired upon the vesting of performance-based restricted share units ("RSUs"), from his direct ownership to the William B. Shepro Revocable Trust. This transaction is reportable on Form 5, but Mr. Shepro is voluntarily reporting early on Form 4.

SEC source: 0001664272-22-000179 · f4_a1e2k00000rxknnuat-live.xml · nonDerivative · entry 3

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · shares: Represents a transfer by gift by Mr. Shepro of 5,789 shares of ASPS common stock, acquired upon the vesting of performance-based restricted share units ("RSUs"), from his direct ownership to the William B. Shepro Revocable Trust. This transaction is reportable on Form 5, but Mr. Shepro is voluntarily reporting early on Form 4.

SEC source: 0001664272-22-000179 · f4_a1e2k00000rxknnuat-live.xml · nonDerivative · entry 2

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,789

F2 · shares: Of the 10,960 RSUs vesting into shares reported above, 5,171 shares were foregone to pay for the tax withholding with a net issuance to Mr. Shepro of 5,789 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on February 28, 2022.

SEC source: 0001664272-22-000179 · f4_a1e2k00000rxknnuat-live.xml · nonDerivative · entry 1

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 10,960 shares of ASPS common stock were received upon the vesting of previously granted performance-based RSUs pursuant to an award under the 2020 Long Term Equity Incentive Program.

SEC source: 0001664272-22-000178 · f4_a1e2k00000rxkmouad-live.xml · derivative · entry 4

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · derivative.exercise_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · derivative.expiration_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · balance_after: The remaining 2,000 RSUs are scheduled to vest on the third anniversary of the February 26, 2020 grant date (i.e., February 26, 2023).

SEC source: 0001664272-22-000178 · f4_a1e2k00000rxkmouad-live.xml · derivative · entry 3

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,749 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · derivative.exercise_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · derivative.expiration_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

SEC source: 0001664272-22-000178 · f4_a1e2k00000rxkmouad-live.xml · nonDerivative · entry 2

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,883

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 3,749 shares of ASPS common stock were received upon the vesting of previously granted restricted share units ("RSUs") pursuant to awards under the 2009 Equity Incentive Plan, as amended and the 2019 Annual Incentive Plan.

SEC source: 0001664272-22-000178 · f4_a1e2k00000rxkmouad-live.xml · nonDerivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,556

F2 · shares: Of the 3,749 RSUs vesting into shares reported above, 1,327 shares were foregone to pay for the tax withholding with a net issuance to Ms. Esterman of 2,422 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on February 28, 2022.

SEC source: 0001664272-22-000176 · f4_a1e2k00000rxkn3uad-live.xml · derivative · entry 5

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,763 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.exercise_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.expiration_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

SEC source: 0001664272-22-000176 · f4_a1e2k00000rxkn3uad-live.xml · nonDerivative · entry 4

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · William B. Shepro Revocable Trust

Disclosed balance after: 529,771

F3 · shares: Represents a transfer by gift by Mr. Shepro of 4,628 shares of ASPS common stock, acquired upon the vesting of RSUs, from his direct ownership to the William B. Shepro Revocable Trust. This transaction is reportable on Form 5, but Mr. Shepro is voluntarily reporting early on Form 4.

SEC source: 0001664272-22-000176 · f4_a1e2k00000rxkn3uad-live.xml · nonDerivative · entry 3

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · shares: Represents a transfer by gift by Mr. Shepro of 4,628 shares of ASPS common stock, acquired upon the vesting of RSUs, from his direct ownership to the William B. Shepro Revocable Trust. This transaction is reportable on Form 5, but Mr. Shepro is voluntarily reporting early on Form 4.

SEC source: 0001664272-22-000176 · f4_a1e2k00000rxkn3uad-live.xml · nonDerivative · entry 2

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,628

F2 · shares: Of the 8,763 RSUs vesting into shares reported above, 4,135 shares were foregone to pay for the tax withholding with a net issuance to Mr. Shepro of 4,628 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on February 28, 2022.

SEC source: 0001664272-22-000176 · f4_a1e2k00000rxkn3uad-live.xml · nonDerivative · entry 1

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 8,763 shares of ASPS common stock were received upon the vesting of previously granted restricted share units ("RSUs") pursuant to an award under the 2009 Equity Incentive Plan, as amended and the 2019 Annual Incentive Plan.

SEC source: 0001664272-22-000177 · f4_a1e2k00000rxkmtuad-live.xml · derivative · entry 3

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,186 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · derivative.exercise_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · derivative.expiration_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

SEC source: 0001664272-22-000177 · f4_a1e2k00000rxkmtuad-live.xml · nonDerivative · entry 2

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,871

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 2,186 shares of ASPS common stock were received upon the vesting of previously granted restricted share units ("RSUs") pursuant to an award under the 2009 Equity Incentive Plan, as amended and the 2019 Annual Incentive Plan.

SEC source: 0001664272-22-000177 · f4_a1e2k00000rxkmtuad-live.xml · nonDerivative · entry 1

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,685

F2 · shares: Of the 2,186 RSUs vesting into shares reported above, 1,030 shares were foregone to pay for the tax withholding with a net issuance to Mr. Ritts of 1,156 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on February 28, 2022.

SEC source: 0001664272-22-000091 · f4_a1e2k00000rxkywual-live.xml · derivative · entry 3

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,062 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · derivative.exercise_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · derivative.expiration_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

SEC source: 0001664272-22-000091 · f4_a1e2k00000rxkywual-live.xml · nonDerivative · entry 2

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,028

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: 1,062 shares of ASPS common stock received upon the vesting of previously granted restricted share units ("RSUs") pursuant to an award under the 2018 Long Term Incentive Plan.

SEC source: 0001664272-22-000091 · f4_a1e2k00000rxkywual-live.xml · nonDerivative · entry 1

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,529

F1 · shares: Of the 1,062 RSUs vesting into shares reported above, 499 shares were foregone to pay for the tax withholding with a net issuance to Mr. Ritts of 563 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on February 14, 2022.

SEC source: 0001664272-22-000090 · f4_a1e2k00000rxkz1ual-live.xml · derivative · entry 5

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.exercise_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.expiration_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

SEC source: 0001664272-22-000090 · f4_a1e2k00000rxkz1ual-live.xml · nonDerivative · entry 4

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By William B. Shepro Revocable Trust

Disclosed balance after: 525,143

F1 · shares: Represents a transfer by gift by Mr. Shepro of 25,000 shares of ASPS common stock, acquired upon the vesting of RSUs from his direct ownership to the William B. Shepro Revocable Trust. This transaction is reportable on Form 5, but Mr. Shepro is voluntarily reporting early on Form 4.

SEC source: 0001664272-22-000090 · f4_a1e2k00000rxkz1ual-live.xml · nonDerivative · entry 3

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Represents a transfer by gift by Mr. Shepro of 25,000 shares of ASPS common stock, acquired upon the vesting of RSUs from his direct ownership to the William B. Shepro Revocable Trust. This transaction is reportable on Form 5, but Mr. Shepro is voluntarily reporting early on Form 4.

SEC source: 0001664272-22-000090 · f4_a1e2k00000rxkz1ual-live.xml · nonDerivative · entry 2

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,203

F2 · shares: Of the 25,000 RSUs vesting into shares reported above, 11,797 shares were foregone to pay for the tax withholding with a net issuance to Mr. Shepro of 13,203 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on February 14, 2022.

SEC source: 0001664272-22-000090 · f4_a1e2k00000rxkz1ual-live.xml · nonDerivative · entry 1

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: 25,000 shares of ASPS common stock received upon the vesting of previously granted restricted share units ("RSUs"), pursuant to an award under the 2018 Long Term Incentive Plan.

SEC source: 0001664272-22-000089 · f4_a1e2k00000rxkyrual-live.xml · derivative · entry 3

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,239 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · derivative.exercise_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · derivative.expiration_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

SEC source: 0001664272-22-000089 · f4_a1e2k00000rxkyrual-live.xml · nonDerivative · entry 2

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,572

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 1,239 shares of ASPS common stock received upon the vesting of previously granted restricted share units ("RSUs") pursuant to an award under the 2018 Long Term Incentive Plan.

SEC source: 0001664272-22-000089 · f4_a1e2k00000rxkyrual-live.xml · nonDerivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,134

F2 · shares: Of the 1,239 RSUs vesting into shares reported above, 438 shares were foregone to pay for the tax withholding with a net issuance to Ms. Esterman of 801 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on February 14, 2022.

SEC source: 0001664272-22-000031 · f4_a1e2k00000rxkpuual-live.xml · derivative · entry 3

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents the final vesting of an RSU award granted on January 29, 2019. Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · derivative.exercise_date: Represents the final vesting of an RSU award granted on January 29, 2019. Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · derivative.expiration_date: Represents the final vesting of an RSU award granted on January 29, 2019. Each RSU represents a contingent right to receive one share of ASPS common stock.

SEC source: 0001664272-22-000031 · f4_a1e2k00000rxkpuual-live.xml · nonDerivative · entry 2

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,333

F1 · shares: Of the 5,000 restricted share units ("RSUs") vesting into shares reported above, 1,770 shares were foregone to pay for the tax withholding with a net issuance to Ms. Esterman of 3,230 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on January 31, 2022.

SEC source: 0001664272-22-000031 · f4_a1e2k00000rxkpuual-live.xml · nonDerivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: 5,000 shares of ASPS common stock received upon the vesting of previously granted RSUs pursuant to an award under the 2009 Equity Incentive Plan, as amended.

SEC source: 0001664272-22-000026 · primary_doc.xml · derivative · entry 3

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,105

Underlying: Common Stock · 2,106 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · derivative.exercise_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · derivative.expiration_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · balance_after: The remaining 2,105 RSUs are scheduled to vest on the third anniversary of the January 24, 2020 grant date (i.e., January 24, 2023).

SEC source: 0001664272-22-000026 · primary_doc.xml · nonDerivative · entry 2

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: 2,106 shares of ASPS common stock received upon the vesting of previously granted RSUs pursuant to an award under the 2009 Equity Incentive Plan, as amended.

SEC source: 0001664272-22-000026 · primary_doc.xml · nonDerivative · entry 1

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,860

F1 · shares: Of the 2,106 restricted share units ("RSUs") vesting into shares reported above, 991 shares were foregone to pay for the tax withholding with a net issuance to Mr. Ritts of 1,115 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on January 24, 2022.

SEC source: 0001664272-22-000025 · primary_doc.xml · derivative · entry 3

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,456

Underlying: Common Stock · 2,457 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · derivative.exercise_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · derivative.expiration_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · balance_after: The remaining 2,456 RSUs are scheduled to vest on the third anniversary of the January 24, 2020 grant date (i.e., January 24, 2023).

SEC source: 0001664272-22-000025 · primary_doc.xml · nonDerivative · entry 2

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: 2,457 shares of ASPS common stock received upon the vesting of previously granted RSUs pursuant to an award under the 2009 Equity Incentive Plan, as amended.

SEC source: 0001664272-22-000025 · primary_doc.xml · nonDerivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,646

F1 · shares: Of the 2,457 restricted share units ("RSUs") vesting into shares reported above, 869 shares were foregone to pay for the tax withholding with a net issuance to Ms. Esterman of 1,588 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on January 24, 2022.

SEC source: 0001664272-21-000202 · f4_a1e2k00000rxjgxuat-live.xml · nonDerivative · entry 1

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,851

F1 · shares: Represents shares surrendered by Mr. Ritts for tax withholdings due as a result of the vesting of 3,750 restricted shares of ASPS common stock. The shares were surrendered pursuant to the terms of his November 13, 2017 Restricted Stock Award Agreement. Pursuant to the terms of the Restricted Stock Award Agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on Monday, November 15, 2021.

SEC source: 0001664272-21-000183 · f4_a1e2k00000h7y3auaf-live.xml · nonDerivative · entry 2

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,350

F1 · shares: 1,583 shares of ASPS common stock were received upon the vesting of previously granted time-based restricted share units ("RSUs") pursuant to an award under the Altisource 2009 Equity Incentive Plan, as amended and restated.

F2 · balance_after: Includes 3,750 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the fourth anniversary of the November 13, 2017 grant date (i.e., November 13, 2021). Mr. Ritts has no voting rights with respect to these shares until they vest.

SEC source: 0001664272-21-000183 · f4_a1e2k00000h7y3auaf-live.xml · nonDerivative · entry 1

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,613

F3 · shares: Of the 1,583 RSUs vesting into shares reported above, 737 shares were foregone to pay for the tax withholding with a net issuance to Mr. Ritts of 846 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on October 1, 2021.

SEC source: 0001664272-21-000184 · f4_a1e2k00000h7y3fuaf-live.xml · nonDerivative · entry 4

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · shares: Represents a transfer by gift by Mr. Shepro of 1,762 shares of ASPS common stock, acquired upon the vesting of time-based restricted share units ("RSUs"), from his direct ownership to the William B. Shepro Revocable Trust. This transaction is reportable on Form 5, however, Mr. Shepro is voluntarily reporting early on Form 4.

SEC source: 0001664272-21-000184 · f4_a1e2k00000h7y3fuaf-live.xml · nonDerivative · entry 3

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,762

F2 · shares: Of the 3,333 RSUs vesting into shares reported above, 1,571 shares were foregone to pay for the tax withholding with a net issuance to Mr. Shepro of 1,762 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on October 1, 2021.

SEC source: 0001664272-21-000184 · f4_a1e2k00000h7y3fuaf-live.xml · nonDerivative · entry 2

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By William B. Shepro Revocable Trust

Disclosed balance after: 511,940

F3 · shares: Represents a transfer by gift by Mr. Shepro of 1,762 shares of ASPS common stock, acquired upon the vesting of time-based restricted share units ("RSUs"), from his direct ownership to the William B. Shepro Revocable Trust. This transaction is reportable on Form 5, however, Mr. Shepro is voluntarily reporting early on Form 4.

SEC source: 0001664272-21-000184 · f4_a1e2k00000h7y3fuaf-live.xml · nonDerivative · entry 1

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,333

F1 · shares: 3,333 shares of ASPS common stock were received upon the vesting of previously granted time-based restricted share units ("RSUs") pursuant to an award under the Altisource 2009 Equity Incentive Plan, as amended and restated.

SEC source: 0001664272-21-000182 · f4_a1e2k00000h7y3vuav-live.xml · nonDerivative · entry 2

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,991

F1 · shares: 1,583 shares of ASPS common stock were received upon the vesting of previously granted time-based restricted share units ("RSUs") pursuant to an award under the Altisource 2009 Equity Incentive Plan, as amended and restated.

SEC source: 0001664272-21-000182 · f4_a1e2k00000h7y3vuav-live.xml · nonDerivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,515

F2 · shares: Of the 1,583 RSUs vesting into shares reported above, 476 shares were foregone to pay for the tax withholding with a net issuance to Ms. Esterman of 1,107 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on October 1, 2021.

SEC source: 0001140361-21-018257 · form4.xml · nonDerivative · entry 1

Deer Park Road Management Company, LP · CIK 0001655028 · 10% owner

Deer Park Road Corp · CIK 0001702490 · 10% owner

Craig-Scheckman Michael · CIK 0001702931 · 10% owner

Deer Park Road Management GP, LLC · CIK 0001702367 · 10% owner

AgateCreek LLC · CIK 0001721440 · 10% owner

Burg Scott Edward · CIK 0001721438 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,758,926

F1 · shares: These shares of the Issuer's common stock ("Shares") were issued to STS Master Fund, Ltd. in connection with a non-management Director stock award granted to Mr. Burg for the 2020 to 2021 service year.

F2 · ownership.nature: These Shares are held for the account of STS Master Fund, Ltd. Deer Park Road Management Company, LP ("Deer Park") serves as investment adviser to STS Master Fund, Ltd.

F3 · ownership.nature: Deer Park Road Management GP, LLC ("DPRM") is the general partner of Deer Park. Each of Deer Park Road Corporation ("DPRC") and AgateCreek LLC ("AgateCreek") is a member of DPRM. Michael Craig-Scheckman is the Chief Executive Officer of each of Deer Park and DPRC and the majority owner of DPRC. Scott Edward Burg is the Chief Investment Officer of Deer Park and the sole member of AgateCreek. Each Reporting Person disclaims beneficial ownership of the Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001664272-21-000158 · f4_a1e2k00000h7sofuan-live.xml · nonDerivative · entry 1

MUELLER-INEICHEN ROLAND · CIK 0001470464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,787

F1 · shares: 12,786 shares of ASPS common stock were awarded to Mr. Mueller-Ineichen in connection with his service as a non-management director of the Issuer for the 2020-2021 Service Year

SEC source: 0001664272-21-000157 · f4_a1e2k00000h7soauan-live.xml · nonDerivative · entry 1

MORETTINI JOSEPH L · CIK 0001706137 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,554

F1 · shares: 12,786 shares of ASPS common stock were awarded to Mr. Morettini in connection with his service as a non-management director of the Issuer for the 2020-2021 Service Year

SEC source: 0000905148-22-000287 · form5.xml · nonDerivative · entry 4

Burg Scott Edward · CIK 0001721438 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,758,801

F1 · ownership.nature: These shares of the Issuer's common stock ("Shares") are held for the account of STS Master Fund, Ltd. Deer Park Road Management Company, LP ("Deer Park") serves as investment adviser to STS Master Fund, Ltd.

F2 · ownership.nature: Deer Park Road Management GP, LLC ("DPRM") is the general partner of Deer Park. Each of Deer Park Road Corporation ("DPRC") and AgateCreek LLC ("AgateCreek") is a member of DPRM. Michael Craig-Scheckman is the Chief Executive Officer of each of Deer Park and DPRC and the majority owner of DPRC. Scott Edward Burg is the Chief Investment Officer of Deer Park and the sole member of AgateCreek. Each Reporting Person disclaims beneficial ownership of the Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.