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Nasdaq · USD

ASO

Academy Sports & Outdoors, Inc.

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Tapewire entity
4310
SEC CIK
0001817358
Parsed reports
430

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202600
Feb 202600
Mar 202600
Apr 202601
May 202600
Jun 202600
Jul 202601
Aug 202600
Sep 202606
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2022 Filed Mar 4, 2022 22:20 UTC
Casares Rene G.SVP, General Counsel
Tax withholdingCommon Stock 544 $30.65 $16,673.60
Disclosure

SEC source: 0001817358-22-000018 · wf-form4_164643240816893.xml · nonDerivative · entry 2

Casares Rene G. · CIK 0001825677 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,546

Read SEC document
March 02, 2022 Filed Mar 4, 2022 22:20 UTC
Casares Rene G.SVP, General Counsel
Exercise / conversionCommon Stock 1,834 Not disclosed Not disclosed
Disclosure

SEC source: 0001817358-22-000018 · wf-form4_164643240816893.xml · nonDerivative · entry 1

Casares Rene G. · CIK 0001825677 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,090

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 22:10 UTC Exercise / conversionRestricted Stock Units · Derivative 3,056 $0.00 $0.00
Disclosure

SEC source: 0001817358-22-000012 · wf-form4_164643178622451.xml · derivative · entry 3

Mullican Michael P. · CIK 0001825630 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,170

Underlying: Common Stock · 3,056 shares

Expires 2031-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On March 31, 2021, the Reporting Person was granted 12,226 performance-based restricted stock units. These performance-based restricted stock units vest if certain performance criteria and/or Issuer stock price conditions are met and certified by the Issuer's compensation committee. Following certification of achievement of the performance criteria during fiscal 2021 by the Issuer's compensation committee on March 2, 2022, 25% of this grant vested on March 2, 2022, and the remaining 75% will vest in three equal annual installments beginning on January 31, 2023.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 22:10 UTC Tax withholdingCommon Stock 761 $30.65 $23,324.65
Disclosure

SEC source: 0001817358-22-000012 · wf-form4_164643178622451.xml · nonDerivative · entry 2

Mullican Michael P. · CIK 0001825630 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,017

Read SEC document
March 02, 2022 Filed Mar 4, 2022 22:10 UTC Exercise / conversionCommon Stock 3,056 Not disclosed Not disclosed
Disclosure

SEC source: 0001817358-22-000012 · wf-form4_164643178622451.xml · nonDerivative · entry 1

Mullican Michael P. · CIK 0001825630 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,778

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · balance_after: Includes shares of Common Stock acquired under the Issuer's employee stock purchase plan.

Read SEC document
February 02, 2022 Filed Feb 2, 2022 23:58 UTC
Davis Heather A.See Remarks
Exercise / conversionRestricted Stock Units · Derivative 543 $0.00 $0.00
Disclosure

SEC source: 0001817358-22-000006 · wf-form4_164384630163746.xml · derivative · entry 3

Davis Heather A. · CIK 0001826144 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,087

Underlying: Common Stock · 543 shares

Expires 2030-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On December 9, 2020, the Reporting Person was granted 2,173 performance-based restricted stock units. These performance-based restricted stock units vest if certain performance criteria and/or Issuer stock price conditions are met and certified by the Issuer's compensation committee. Following certification of achievement of the performance criteria during fiscal 2020 by the Issuer's compensation committee on March 4, 2021, 25% of this grant vested on March 4, 2021, and the remaining 75% will vest in three equal annual installments beginning on February 2, 2022.

Read SEC document
February 02, 2022 Filed Feb 2, 2022 23:58 UTC
Davis Heather A.See Remarks
Tax withholdingCommon Stock 161 $40.42 $6,507.62
Disclosure

SEC source: 0001817358-22-000006 · wf-form4_164384630163746.xml · nonDerivative · entry 2

Davis Heather A. · CIK 0001826144 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,264

Read SEC document
February 02, 2022 Filed Feb 2, 2022 23:58 UTC
Davis Heather A.See Remarks
Exercise / conversionCommon Stock 543 Not disclosed Not disclosed
Disclosure

SEC source: 0001817358-22-000006 · wf-form4_164384630163746.xml · nonDerivative · entry 1

Davis Heather A. · CIK 0001826144 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,425

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · balance_after: Includes shares of Common Stock acquired under the Issuer's employee stock purchase plan.

Read SEC document
January 14, 2022 Filed Jan 14, 2022 23:07 UTC
HICKS KEN CDirector · Chairman, President and CEO
PurchaseCommon Stock 20,000 $38.91 $778,200.00
Disclosure

SEC source: 0001817358-22-000004 · wf-form4_164220163929818.xml · nonDerivative · entry 1

HICKS KEN C · CIK 0001175746 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,820

F1 · price: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were purchased in multiple transactions at prices ranging from $38.65 to $39.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

Read SEC document
January 10, 2022 Filed Jan 12, 2022 23:01 UTC PurchaseCommon Stock 10,000 $39.46 $394,600.00
Disclosure

SEC source: 0001817358-22-000002 · wf-form4_164202849255581.xml · nonDerivative · entry 1

MARLEY BRIAN T · CIK 0001246421 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,801

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $38.9199 to $39.842, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

Read SEC document
December 17, 2021 Filed Dec 17, 2021 21:12 UTC GrantRestricted Stock Units · Derivative 1,334 $0.00 $0.00
Disclosure

SEC source: 0001817358-21-000229 · wf-form4_163977554470559.xml · derivative · entry 1

Turner Christopher Lee · CIK 0001783787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,334

Underlying: Restricted Stock Units · 1,334 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock, par value $0.01 per share ("Common Stock").

F2 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest 100%, subject to the Director's continued service with the Company, on the vesting date, on the earliest of (i) the first anniversary of the date of grant, or, if earlier, the date which is the business day immediately preceding the date of the next Annual Stockholders Meeting, (ii) the Director's termination due to death or Disability (as defined in the Plan) or (iii) a Change in Control (as defined in the Plan).

F2 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest 100%, subject to the Director's continued service with the Company, on the vesting date, on the earliest of (i) the first anniversary of the date of grant, or, if earlier, the date which is the business day immediately preceding the date of the next Annual Stockholders Meeting, (ii) the Director's termination due to death or Disability (as defined in the Plan) or (iii) a Change in Control (as defined in the Plan).

Read SEC document
November 18, 2021 Filed Nov 19, 2021 23:45 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 1,932 $0.00 Strike: $16.70 $0.00
Disclosure

SEC source: 0001817358-21-000205 · wf-form4_163736548792231.xml · derivative · entry 21

Ennis William S. · CIK 0001826063 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,952

Underlying: Common Stock · 1,932 shares

Expires 2027-03-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F10 · derivative.exercise_date: These performance-based options previously granted under the Issuer's 2011 Unit Incentive Plan, or the 2011 Equity Plan, are fully vested due to a Change of Control (as defined in the 2011 Equity Plan) that resulted from the Issuer's secondary public offering that closed on May 10, 2021.

Read SEC document
November 18, 2021 Filed Nov 19, 2021 23:45 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 1,933 $0.00 Strike: $16.70 $0.00
Disclosure

SEC source: 0001817358-21-000205 · wf-form4_163736548792231.xml · derivative · entry 20

Ennis William S. · CIK 0001826063 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,884

Underlying: Common Stock · 1,933 shares

Expires 2027-03-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F10 · derivative.exercise_date: These performance-based options previously granted under the Issuer's 2011 Unit Incentive Plan, or the 2011 Equity Plan, are fully vested due to a Change of Control (as defined in the 2011 Equity Plan) that resulted from the Issuer's secondary public offering that closed on May 10, 2021.

Read SEC document
November 18, 2021 Filed Nov 19, 2021 23:45 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 1,933 $0.00 Strike: $16.70 $0.00
Disclosure

SEC source: 0001817358-21-000205 · wf-form4_163736548792231.xml · derivative · entry 19

Ennis William S. · CIK 0001826063 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,817

Underlying: Common Stock · 1,933 shares

Expires 2027-03-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F10 · derivative.exercise_date: These performance-based options previously granted under the Issuer's 2011 Unit Incentive Plan, or the 2011 Equity Plan, are fully vested due to a Change of Control (as defined in the 2011 Equity Plan) that resulted from the Issuer's secondary public offering that closed on May 10, 2021.

Read SEC document
November 18, 2021 Filed Nov 19, 2021 23:45 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 1,933 $0.00 Strike: $16.70 $0.00
Disclosure

SEC source: 0001817358-21-000205 · wf-form4_163736548792231.xml · derivative · entry 18

Ennis William S. · CIK 0001826063 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,750

Underlying: Common Stock · 1,933 shares

Expires 2027-03-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F10 · derivative.exercise_date: These performance-based options previously granted under the Issuer's 2011 Unit Incentive Plan, or the 2011 Equity Plan, are fully vested due to a Change of Control (as defined in the 2011 Equity Plan) that resulted from the Issuer's secondary public offering that closed on May 10, 2021.

Read SEC document
November 18, 2021 Filed Nov 19, 2021 23:45 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 27,367 $0.00 Strike: $16.70 $0.00
Disclosure

SEC source: 0001817358-21-000205 · wf-form4_163736548792231.xml · derivative · entry 17

Ennis William S. · CIK 0001826063 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,367 shares

Expires 2027-03-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F9 · derivative.exercise_date: These time-based options previously granted under the Issuer's 2011 Unit Incentive Plan, or the 2011 Equity Plan, are fully vested due to a Change of Control (as defined in the 2011 Equity Plan) that resulted from the Issuer's secondary public offering that closed on May 10, 2021.

Read SEC document
November 18, 2021 Filed Nov 19, 2021 23:45 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 30,912 $0.00 Strike: $16.70 $0.00
Disclosure

SEC source: 0001817358-21-000205 · wf-form4_163736548792231.xml · derivative · entry 16

Ennis William S. · CIK 0001826063 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,912 shares

Expires 2026-03-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F9 · derivative.exercise_date: These time-based options previously granted under the Issuer's 2011 Unit Incentive Plan, or the 2011 Equity Plan, are fully vested due to a Change of Control (as defined in the 2011 Equity Plan) that resulted from the Issuer's secondary public offering that closed on May 10, 2021.

Read SEC document
November 18, 2021 Filed Nov 19, 2021 23:45 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 29,394 $0.00 Strike: $16.48 $0.00
Disclosure

SEC source: 0001817358-21-000205 · wf-form4_163736548792231.xml · derivative · entry 15

Ennis William S. · CIK 0001826063 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,394 shares

Expires 2028-04-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F9 · derivative.exercise_date: These time-based options previously granted under the Issuer's 2011 Unit Incentive Plan, or the 2011 Equity Plan, are fully vested due to a Change of Control (as defined in the 2011 Equity Plan) that resulted from the Issuer's secondary public offering that closed on May 10, 2021.

Read SEC document
November 18, 2021 Filed Nov 19, 2021 23:45 UTC SaleCommon Stock 1,932 $49.72 $96,059.04
Disclosure

SEC source: 0001817358-21-000205 · wf-form4_163736548792231.xml · nonDerivative · entry 14

Ennis William S. · CIK 0001826063 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,108

F1 · kind: The options exercised and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $49.50 to $49.85, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
November 18, 2021 Filed Nov 19, 2021 23:45 UTC Exercise / conversionCommon Stock 1,932 $16.70 $32,264.40
Disclosure

SEC source: 0001817358-21-000205 · wf-form4_163736548792231.xml · nonDerivative · entry 13

Ennis William S. · CIK 0001826063 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,040

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
November 18, 2021 Filed Nov 19, 2021 23:45 UTC SaleCommon Stock 1,933 $49.73 $96,128.09
Disclosure

SEC source: 0001817358-21-000205 · wf-form4_163736548792231.xml · nonDerivative · entry 12

Ennis William S. · CIK 0001826063 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,108

F1 · kind: The options exercised and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $49.50 to $49.885, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
November 18, 2021 Filed Nov 19, 2021 23:45 UTC Exercise / conversionCommon Stock 1,933 $16.70 $32,281.10
Disclosure

SEC source: 0001817358-21-000205 · wf-form4_163736548792231.xml · nonDerivative · entry 11

Ennis William S. · CIK 0001826063 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,041

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
November 18, 2021 Filed Nov 19, 2021 23:45 UTC SaleCommon Stock 1,933 $49.72 $96,108.76
Disclosure

SEC source: 0001817358-21-000205 · wf-form4_163736548792231.xml · nonDerivative · entry 10

Ennis William S. · CIK 0001826063 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,108

F1 · kind: The options exercised and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $49.56 to $49.87, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
November 18, 2021 Filed Nov 19, 2021 23:45 UTC Exercise / conversionCommon Stock 1,933 $16.70 $32,281.10
Disclosure

SEC source: 0001817358-21-000205 · wf-form4_163736548792231.xml · nonDerivative · entry 9

Ennis William S. · CIK 0001826063 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,041

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
November 18, 2021 Filed Nov 19, 2021 23:45 UTC SaleCommon Stock 1,933 $49.73 $96,128.09
Disclosure

SEC source: 0001817358-21-000205 · wf-form4_163736548792231.xml · nonDerivative · entry 8

Ennis William S. · CIK 0001826063 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,108

F1 · kind: The options exercised and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $49.50 to $49.88, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
November 18, 2021 Filed Nov 19, 2021 23:45 UTC Exercise / conversionCommon Stock 1,933 $16.70 $32,281.10
Disclosure

SEC source: 0001817358-21-000205 · wf-form4_163736548792231.xml · nonDerivative · entry 7

Ennis William S. · CIK 0001826063 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,041

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
November 18, 2021 Filed Nov 19, 2021 23:45 UTC SaleCommon Stock 27,367 $49.70 $1,360,139.90
Disclosure

SEC source: 0001817358-21-000205 · wf-form4_163736548792231.xml · nonDerivative · entry 6

Ennis William S. · CIK 0001826063 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,108

F1 · kind: The options exercised and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $49.50 to $49.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
November 18, 2021 Filed Nov 19, 2021 23:45 UTC Exercise / conversionCommon Stock 27,367 $16.70 $457,028.90
Disclosure

SEC source: 0001817358-21-000205 · wf-form4_163736548792231.xml · nonDerivative · entry 5

Ennis William S. · CIK 0001826063 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,475

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
November 18, 2021 Filed Nov 19, 2021 23:45 UTC SaleCommon Stock 30,912 $49.70 $1,536,326.40
Disclosure

SEC source: 0001817358-21-000205 · wf-form4_163736548792231.xml · nonDerivative · entry 4

Ennis William S. · CIK 0001826063 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,108

F1 · kind: The options exercised and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $49.50 to $49.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
November 18, 2021 Filed Nov 19, 2021 23:45 UTC Exercise / conversionCommon Stock 30,912 $16.70 $516,230.40
Disclosure

SEC source: 0001817358-21-000205 · wf-form4_163736548792231.xml · nonDerivative · entry 3

Ennis William S. · CIK 0001826063 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,020

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
November 18, 2021 Filed Nov 19, 2021 23:45 UTC SaleCommon Stock 29,394 $49.70 $1,460,881.80
Disclosure

SEC source: 0001817358-21-000205 · wf-form4_163736548792231.xml · nonDerivative · entry 2

Ennis William S. · CIK 0001826063 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,108

F1 · kind: The options exercised and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $49.50 to $49.88, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
November 18, 2021 Filed Nov 19, 2021 23:45 UTC Exercise / conversionCommon Stock 29,394 $16.48 $484,413.12
Disclosure

SEC source: 0001817358-21-000205 · wf-form4_163736548792231.xml · nonDerivative · entry 1

Ennis William S. · CIK 0001826063 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,502

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes shares of Common Stock acquired under the Issuer's employee stock purchase plan.

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November 17, 2021 Filed Nov 19, 2021 23:47 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 5,668 $0.00 Strike: $16.57 $0.00
Disclosure

SEC source: 0001817358-21-000206 · wf-form4_163736560224004.xml · derivative · entry 11

Lawrence Steven Paul · CIK 0001548845 · EVP & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,668 shares

Expires 2029-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · derivative.exercise_date: These performance-based options previously granted under the Issuer's 2011 Unit Incentive Plan, or the 2011 Equity Plan, are fully vested due to a Change of Control (as defined in the 2011 Equity Plan) that resulted from the Issuer's secondary public offering that closed on May 10, 2021.

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November 17, 2021 Filed Nov 19, 2021 23:47 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 27,149 $0.00 Strike: $16.57 $0.00
Disclosure

SEC source: 0001817358-21-000206 · wf-form4_163736560224004.xml · derivative · entry 10

Lawrence Steven Paul · CIK 0001548845 · EVP & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,149 shares

Expires 2029-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · derivative.exercise_date: These time-based options previously granted under the Issuer's 2011 Unit Incentive Plan, or the 2011 Equity Plan, are fully vested due to a Change of Control (as defined in the 2011 Equity Plan) that resulted from the Issuer's secondary public offering that closed on May 10, 2021.

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November 17, 2021 Filed Nov 19, 2021 23:47 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 9,209 $0.00 Strike: $17.30 $0.00
Disclosure

SEC source: 0001817358-21-000206 · wf-form4_163736560224004.xml · derivative · entry 9

Lawrence Steven Paul · CIK 0001548845 · EVP & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,209 shares

Expires 2030-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · derivative.exercise_date: These time-based options previously granted under the Issuer's 2011 Unit Incentive Plan, or the 2011 Equity Plan, are fully vested due to a Change of Control (as defined in the 2011 Equity Plan) that resulted from the Issuer's secondary public offering that closed on May 10, 2021.

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November 17, 2021 Filed Nov 19, 2021 23:47 UTC SaleCommon Stock 200 $49.08 $9,816.00
Disclosure

SEC source: 0001817358-21-000206 · wf-form4_163736560224004.xml · nonDerivative · entry 8

Lawrence Steven Paul · CIK 0001548845 · EVP & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,553

F1 · kind: The options exercised and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $49.01 to $49.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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November 17, 2021 Filed Nov 19, 2021 23:47 UTC SaleCommon Stock 9,009 $48.18 $434,053.62
Disclosure

SEC source: 0001817358-21-000206 · wf-form4_163736560224004.xml · nonDerivative · entry 7

Lawrence Steven Paul · CIK 0001548845 · EVP & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,753

F1 · kind: The options exercised and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $48.00 to $48.94, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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November 17, 2021 Filed Nov 19, 2021 23:47 UTC SaleCommon Stock 500 $49.02 $24,510.00
Disclosure

SEC source: 0001817358-21-000206 · wf-form4_163736560224004.xml · nonDerivative · entry 6

Lawrence Steven Paul · CIK 0001548845 · EVP & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,762

F1 · kind: The options exercised and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $49.01 to $49.06, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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November 17, 2021 Filed Nov 19, 2021 23:47 UTC SaleCommon Stock 26,649 $48.17 $1,283,682.33
Disclosure

SEC source: 0001817358-21-000206 · wf-form4_163736560224004.xml · nonDerivative · entry 5

Lawrence Steven Paul · CIK 0001548845 · EVP & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,262

F1 · kind: The options exercised and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $48.00 to $48.95, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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November 17, 2021 Filed Nov 19, 2021 23:47 UTC SaleCommon Stock 5,668 $48.19 $273,140.92
Disclosure

SEC source: 0001817358-21-000206 · wf-form4_163736560224004.xml · nonDerivative · entry 4

Lawrence Steven Paul · CIK 0001548845 · EVP & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,911

F1 · kind: The options exercised and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $48.00 to $48.95, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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November 17, 2021 Filed Nov 19, 2021 23:47 UTC Exercise / conversionCommon Stock 5,668 $16.57 $93,918.76
Disclosure

SEC source: 0001817358-21-000206 · wf-form4_163736560224004.xml · nonDerivative · entry 3

Lawrence Steven Paul · CIK 0001548845 · EVP & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,579

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 23:47 UTC Exercise / conversionCommon Stock 27,149 $16.57 $449,858.93
Disclosure

SEC source: 0001817358-21-000206 · wf-form4_163736560224004.xml · nonDerivative · entry 2

Lawrence Steven Paul · CIK 0001548845 · EVP & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,911

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 23:47 UTC Exercise / conversionCommon Stock 9,209 $17.30 $159,315.70
Disclosure

SEC source: 0001817358-21-000206 · wf-form4_163736560224004.xml · nonDerivative · entry 1

Lawrence Steven Paul · CIK 0001548845 · EVP & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,762

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
November 16, 2021 Filed Nov 17, 2021 23:32 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 26,704 $0.00 Strike: $16.57 $0.00
Disclosure

SEC source: 0001817358-21-000202 · wf-form4_163719191219404.xml · derivative · entry 18

Lawrence Steven Paul · CIK 0001548845 · EVP & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,668

Underlying: Common Stock · 26,704 shares

Expires 2029-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F9 · derivative.exercise_date: These performance-based options previously granted under the Issuer's 2011 Unit Incentive Plan, or the 2011 Equity Plan, are fully vested due to a Change of Control (as defined in the 2011 Equity Plan) that resulted from the Issuer's secondary public offering that closed on May 10, 2021.

Read SEC document
November 16, 2021 Filed Nov 17, 2021 23:32 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 56,835 $0.00 Strike: $17.30 $0.00
Disclosure

SEC source: 0001817358-21-000202 · wf-form4_163719191219404.xml · derivative · entry 17

Lawrence Steven Paul · CIK 0001548845 · EVP & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,209

Underlying: Common Stock · 56,835 shares

Expires 2030-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F8 · derivative.exercise_date: These time-based options previously granted under the Issuer's 2011 Unit Incentive Plan, or the 2011 Equity Plan, are fully vested due to a Change of Control (as defined in the 2011 Equity Plan) that resulted from the Issuer's secondary public offering that closed on May 10, 2021.

Read SEC document
November 16, 2021 Filed Nov 17, 2021 23:32 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 98,453 $0.00 Strike: $16.57 $0.00
Disclosure

SEC source: 0001817358-21-000202 · wf-form4_163719191219404.xml · derivative · entry 16

Lawrence Steven Paul · CIK 0001548845 · EVP & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,149

Underlying: Common Stock · 98,453 shares

Expires 2029-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F8 · derivative.exercise_date: These time-based options previously granted under the Issuer's 2011 Unit Incentive Plan, or the 2011 Equity Plan, are fully vested due to a Change of Control (as defined in the 2011 Equity Plan) that resulted from the Issuer's secondary public offering that closed on May 10, 2021.

Read SEC document
November 16, 2021 Filed Nov 17, 2021 23:32 UTC SaleCommon Stock 26,704 $48.06 $1,283,394.24
Disclosure

SEC source: 0001817358-21-000202 · wf-form4_163719191219404.xml · nonDerivative · entry 12

Lawrence Steven Paul · CIK 0001548845 · EVP & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,553

F1 · kind: The options exercised and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $48.00 to $48.27, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
November 16, 2021 Filed Nov 17, 2021 23:32 UTC SaleCommon Stock 56,835 $48.06 $2,731,490.10
Disclosure

SEC source: 0001817358-21-000202 · wf-form4_163719191219404.xml · nonDerivative · entry 11

Lawrence Steven Paul · CIK 0001548845 · EVP & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,257

F1 · kind: The options exercised and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $48.00 to $48.30, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
November 16, 2021 Filed Nov 17, 2021 23:32 UTC SaleCommon Stock 98,453 $48.07 $4,732,635.71
Disclosure

SEC source: 0001817358-21-000202 · wf-form4_163719191219404.xml · nonDerivative · entry 10

Lawrence Steven Paul · CIK 0001548845 · EVP & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,092

F1 · kind: The options exercised and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $48.00 to $48.31, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
November 16, 2021 Filed Nov 17, 2021 23:32 UTC Exercise / conversionCommon Stock 26,704 $16.57 $442,485.28
Disclosure

SEC source: 0001817358-21-000202 · wf-form4_163719191219404.xml · nonDerivative · entry 9

Lawrence Steven Paul · CIK 0001548845 · EVP & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.