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Nasdaq · USD

ASO

Academy Sports & Outdoors, Inc.

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Tapewire entity
4310
SEC CIK
0001817358
Parsed reports
430

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202600
Feb 202600
Mar 202600
Apr 202601
May 202600
Jun 202600
Jul 202601
Aug 202600
Sep 202606
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 08, 2022 Filed Dec 9, 2022 22:26 UTC Exercise / conversionCommon Stock 31,277 $16.70 $522,325.90
Disclosure

SEC source: 0001817358-22-000185 · wf-form4_167062476776322.xml · nonDerivative · entry 2

Mullican Michael P. · CIK 0001825630 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,755

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2022 Filed Dec 9, 2022 22:26 UTC Exercise / conversionCommon Stock 40,896 $16.48 $673,966.08
Disclosure

SEC source: 0001817358-22-000185 · wf-form4_167062476776322.xml · nonDerivative · entry 1

Mullican Michael P. · CIK 0001825630 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,478

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares of Common Stock acquired under the Issuer's employee stock purchase plan.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 16:47 UTC SaleCommon Stock 40,000 $55.14 $2,205,600.00
Disclosure

SEC source: 0001817358-22-000188 · wf-form4_167088163892462.xml · nonDerivative · entry 1

Rutherford Jamey Traywick · CIK 0001825678 · SVP, Omnichannel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,270

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $55.09 to $55.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2 · balance_after: Includes shares of Common Stock acquired under the Issuer's employee stock purchase plan.

Read SEC document
November 30, 2022 Filed Dec 1, 2022 00:16 UTC
HICKS KEN CDirector · Chairman, President and CEO
Exercise / conversionRestricted Stock Units · Derivative 1,273 $0.00 $0.00
Disclosure

SEC source: 0001817358-22-000174 · wf-form4_166985378573962.xml · derivative · entry 3

HICKS KEN C · CIK 0001175746 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,120

Underlying: Common Stock · 1,273 shares

Expires 2031-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted under the Company's 2020 Omnibus Incentive Plan (the "Plan").

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On March 31, 2021, the Reporting Person was granted 61,133 performance-based restricted stock units. These performance-based restricted stock units vest if certain performance criteria and/or Issuer stock price conditions are met and certified by the Issuer's compensation committee. Following certification of achievement of the performance criteria during fiscal 2021 by the Issuer's compensation committee on March 2, 2022, 1/48 of the total performance-based restricted stock units granted will vest for every monthly anniversary since the Vesting Commencement Date (i.e., January 31, 2021), and thereafter on each monthly anniversary of the Vesting Commencement Date.

Read SEC document
November 30, 2022 Filed Dec 1, 2022 00:16 UTC
HICKS KEN CDirector · Chairman, President and CEO
Tax withholdingCommon Stock 632 $50.05 $31,631.60
Disclosure

SEC source: 0001817358-22-000174 · wf-form4_166985378573962.xml · nonDerivative · entry 2

HICKS KEN C · CIK 0001175746 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 457,610

Read SEC document
November 30, 2022 Filed Dec 1, 2022 00:16 UTC
HICKS KEN CDirector · Chairman, President and CEO
Exercise / conversionCommon Stock 1,273 Not disclosed Not disclosed
Disclosure

SEC source: 0001817358-22-000174 · wf-form4_166985378573962.xml · nonDerivative · entry 1

HICKS KEN C · CIK 0001175746 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 458,242

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 23, 2022 Filed Nov 23, 2022 16:31 UTC
Maini ManishSVP, Chief Information Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 97,640 $16.70 Strike: $16.70 $1,630,588.00
Disclosure

SEC source: 0001817358-22-000170 · wf-form4_166923905939133.xml · derivative · entry 6

Maini Manish · CIK 0001825679 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,883

Underlying: Common Stock · 97,640 shares

Expires 2027-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · derivative.exercise_date: These time-based options previously granted under the Issuer's 2011 Unit Incentive Plan, or the 2011 Equity Plan, are fully vested due to a Change of Control (as defined in the 2011 Equity Plan) that resulted from the Issuer's secondary public offering that closed on May 10, 2021.

Read SEC document
November 23, 2022 Filed Nov 23, 2022 16:31 UTC
Maini ManishSVP, Chief Information Officer
SaleCommon Stock 97,640 $50.85 $4,964,994.00
Disclosure

SEC source: 0001817358-22-000170 · wf-form4_166923905939133.xml · nonDerivative · entry 4

Maini Manish · CIK 0001825679 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,639

F1 · kind: The options exercised and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
November 23, 2022 Filed Nov 23, 2022 16:31 UTC
Maini ManishSVP, Chief Information Officer
Exercise / conversionCommon Stock 97,640 $16.70 $1,630,588.00
Disclosure

SEC source: 0001817358-22-000170 · wf-form4_166923905939133.xml · nonDerivative · entry 3

Maini Manish · CIK 0001825679 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,279

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
November 23, 2022 Filed Nov 28, 2022 23:42 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 16,284 $16.57 Strike: $16.57 $269,825.88
Disclosure

SEC source: 0001817358-22-000172 · wf-form4_166967891175524.xml · derivative · entry 6

Ennis William S. · CIK 0001826063 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,284 shares

Expires 2029-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · derivative.exercise_date: These options previously granted under the Issuer's 2011 Unit Incentive Plan, or the 2011 Equity Plan, are fully vested due to a Change of Control (as defined in the 2011 Equity Plan) that resultedfrom the Issuer's secondary public offering that closed on May 10, 2021.

Read SEC document
November 23, 2022 Filed Nov 28, 2022 23:42 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 33,062 $16.57 Strike: $16.57 $547,837.34
Disclosure

SEC source: 0001817358-22-000172 · wf-form4_166967891175524.xml · derivative · entry 5

Ennis William S. · CIK 0001826063 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,062 shares

Expires 2029-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · derivative.exercise_date: These options previously granted under the Issuer's 2011 Unit Incentive Plan, or the 2011 Equity Plan, are fully vested due to a Change of Control (as defined in the 2011 Equity Plan) that resultedfrom the Issuer's secondary public offering that closed on May 10, 2021.

Read SEC document
November 23, 2022 Filed Nov 28, 2022 23:42 UTC SaleCommon Stock 33,062 $52.05 $1,720,877.10
Disclosure

SEC source: 0001817358-22-000172 · wf-form4_166967891175524.xml · nonDerivative · entry 4

Ennis William S. · CIK 0001826063 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,291

F1 · kind: The options exercised and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $52.00 to $52.28, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
November 23, 2022 Filed Nov 28, 2022 23:42 UTC Exercise / conversionCommon Stock 33,062 $16.57 $547,837.34
Disclosure

SEC source: 0001817358-22-000172 · wf-form4_166967891175524.xml · nonDerivative · entry 3

Ennis William S. · CIK 0001826063 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,353

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
November 23, 2022 Filed Nov 28, 2022 23:42 UTC SaleCommon Stock 16,284 $52.05 $847,582.20
Disclosure

SEC source: 0001817358-22-000172 · wf-form4_166967891175524.xml · nonDerivative · entry 2

Ennis William S. · CIK 0001826063 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,291

F1 · kind: The options exercised and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $52.00 to $52.28, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
November 23, 2022 Filed Nov 28, 2022 23:42 UTC Exercise / conversionCommon Stock 16,284 $16.57 $269,825.88
Disclosure

SEC source: 0001817358-22-000172 · wf-form4_166967891175524.xml · nonDerivative · entry 1

Ennis William S. · CIK 0001826063 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,575

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes shares of Common Stock acquired under the Issuer's employee stock purchase plan.

Read SEC document
November 22, 2022 Filed Nov 23, 2022 16:31 UTC
Maini ManishSVP, Chief Information Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 100 $16.70 Strike: $16.70 $1,670.00
Disclosure

SEC source: 0001817358-22-000170 · wf-form4_166923905939133.xml · derivative · entry 5

Maini Manish · CIK 0001825679 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,523

Underlying: Common Stock · 100 shares

Expires 2027-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · derivative.exercise_date: These time-based options previously granted under the Issuer's 2011 Unit Incentive Plan, or the 2011 Equity Plan, are fully vested due to a Change of Control (as defined in the 2011 Equity Plan) that resulted from the Issuer's secondary public offering that closed on May 10, 2021.

Read SEC document
November 22, 2022 Filed Nov 23, 2022 16:31 UTC
Maini ManishSVP, Chief Information Officer
SaleCommon Stock 100 $50.85 $5,085.00
Disclosure

SEC source: 0001817358-22-000170 · wf-form4_166923905939133.xml · nonDerivative · entry 2

Maini Manish · CIK 0001825679 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,639

F1 · kind: The options exercised and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
November 22, 2022 Filed Nov 23, 2022 16:31 UTC
Maini ManishSVP, Chief Information Officer
Exercise / conversionCommon Stock 100 $16.70 $1,670.00
Disclosure

SEC source: 0001817358-22-000170 · wf-form4_166923905939133.xml · nonDerivative · entry 1

Maini Manish · CIK 0001825679 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,739

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes shares of Common Stock acquired under the Issuer's employee stock purchase plan.

Read SEC document
October 31, 2022 Filed Oct 31, 2022 22:23 UTC
HICKS KEN CDirector · Chairman, President and CEO
Exercise / conversionRestricted Stock Units · Derivative 1,273 $0.00 $0.00
Disclosure

SEC source: 0001817358-22-000168 · wf-form4_166725501433107.xml · derivative · entry 3

HICKS KEN C · CIK 0001175746 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,393

Underlying: Common Stock · 1,273 shares

Expires 2031-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted under the Company's 2020 Omnibus Incentive Plan (the "Plan").

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On March 31, 2021, the Reporting Person was granted 61,133 performance-based restricted stock units. These performance-based restricted stock units vest if certain performance criteria and/or Issuer stock price conditions are met and certified by the Issuer's compensation committee. Following certification of achievement of the performance criteria during fiscal 2021 by the Issuer's compensation committee on March 2, 2022, 1/48 of the total performance-based restricted stock units granted will vest for every monthly anniversary since the Vesting Commencement Date (i.e., January 31, 2021), and thereafter on each monthly anniversary of the Vesting Commencement Date.

Read SEC document
October 31, 2022 Filed Oct 31, 2022 22:23 UTC
HICKS KEN CDirector · Chairman, President and CEO
Tax withholdingCommon Stock 632 $44.54 $28,149.28
Disclosure

SEC source: 0001817358-22-000168 · wf-form4_166725501433107.xml · nonDerivative · entry 2

HICKS KEN C · CIK 0001175746 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 456,969

Read SEC document
October 31, 2022 Filed Oct 31, 2022 22:23 UTC
HICKS KEN CDirector · Chairman, President and CEO
Exercise / conversionCommon Stock 1,273 Not disclosed Not disclosed
Disclosure

SEC source: 0001817358-22-000168 · wf-form4_166725501433107.xml · nonDerivative · entry 1

HICKS KEN C · CIK 0001175746 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 457,601

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
October 25, 2022 Filed Oct 26, 2022 22:33 UTC
Casares Rene G.SVP, General Counsel
Exercise / conversionStock Options (Right to Buy) · Derivative 434 $16.70 Strike: $16.70 $7,247.80
Disclosure

SEC source: 0001817358-22-000165 · wf-form4_166682356481796.xml · derivative · entry 17

Casares Rene G. · CIK 0001825677 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 434 shares

Expires 2023-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · derivative.exercise_date: These performance-based options are fully vested.

Read SEC document
October 25, 2022 Filed Oct 26, 2022 22:33 UTC
Casares Rene G.SVP, General Counsel
Exercise / conversionStock Options (Right to Buy) · Derivative 435 $16.70 Strike: $16.70 $7,264.50
Disclosure

SEC source: 0001817358-22-000165 · wf-form4_166682356481796.xml · derivative · entry 16

Casares Rene G. · CIK 0001825677 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 435 shares

Expires 2023-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · derivative.exercise_date: These time-based options are fully vested.

Read SEC document
October 25, 2022 Filed Oct 26, 2022 22:33 UTC
Casares Rene G.SVP, General Counsel
Exercise / conversionStock Options (Right to Buy) · Derivative 2,831 $16.70 Strike: $16.70 $47,277.70
Disclosure

SEC source: 0001817358-22-000165 · wf-form4_166682356481796.xml · derivative · entry 15

Casares Rene G. · CIK 0001825677 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,831 shares

Expires 2023-08-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · derivative.exercise_date: These time-based options are fully vested.

Read SEC document
October 25, 2022 Filed Oct 26, 2022 22:33 UTC
Casares Rene G.SVP, General Counsel
Exercise / conversionStock Options (Right to Buy) · Derivative 2,829 $16.70 Strike: $16.70 $47,244.30
Disclosure

SEC source: 0001817358-22-000165 · wf-form4_166682356481796.xml · derivative · entry 14

Casares Rene G. · CIK 0001825677 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,829 shares

Expires 2023-08-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · derivative.exercise_date: These performance-based options are fully vested.

Read SEC document
October 25, 2022 Filed Oct 26, 2022 22:33 UTC
Casares Rene G.SVP, General Counsel
Exercise / conversionCommon Stock 434 $16.70 $7,247.80
Disclosure

SEC source: 0001817358-22-000165 · wf-form4_166682356481796.xml · nonDerivative · entry 8

Casares Rene G. · CIK 0001825677 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,402

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
October 25, 2022 Filed Oct 26, 2022 22:33 UTC
Casares Rene G.SVP, General Counsel
Exercise / conversionCommon Stock 435 $16.70 $7,264.50
Disclosure

SEC source: 0001817358-22-000165 · wf-form4_166682356481796.xml · nonDerivative · entry 7

Casares Rene G. · CIK 0001825677 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,968

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
October 25, 2022 Filed Oct 26, 2022 22:33 UTC
Casares Rene G.SVP, General Counsel
Exercise / conversionCommon Stock 2,831 $16.70 $47,277.70
Disclosure

SEC source: 0001817358-22-000165 · wf-form4_166682356481796.xml · nonDerivative · entry 6

Casares Rene G. · CIK 0001825677 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
October 25, 2022 Filed Oct 26, 2022 22:33 UTC
Casares Rene G.SVP, General Counsel
Exercise / conversionCommon Stock 2,829 $16.70 $47,244.30
Disclosure

SEC source: 0001817358-22-000165 · wf-form4_166682356481796.xml · nonDerivative · entry 5

Casares Rene G. · CIK 0001825677 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,702

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
October 24, 2022 Filed Oct 26, 2022 22:34 UTC
Davis Heather A.SVP-Accounting Treasury Tax
Exercise / conversionStock Options (Right to Buy) · Derivative 2,806 $16.38 Strike: $16.38 $45,962.28
Disclosure

SEC source: 0001817358-22-000166 · wf-form4_166682363543189.xml · derivative · entry 5

Davis Heather A. · CIK 0001826144 · SVP-Accounting Treasury Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,806 shares

Expires 2029-08-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · derivative.exercise_date: These time-based options previously granted under the Issuer's 2011 Unit Incentive Plan, or the 2011 Equity Plan, are fully vested due to a Change of Control (as defined in the 2011 Equity Plan) that resulted from the Issuer's secondary public offering that closed on May 10, 2021.

Read SEC document
October 24, 2022 Filed Oct 26, 2022 22:34 UTC
Davis Heather A.SVP-Accounting Treasury Tax
Exercise / conversionStock Options (Right to Buy) · Derivative 1,382 $16.38 Strike: $16.38 $22,637.16
Disclosure

SEC source: 0001817358-22-000166 · wf-form4_166682363543189.xml · derivative · entry 4

Davis Heather A. · CIK 0001826144 · SVP-Accounting Treasury Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,382 shares

Expires 2029-08-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · derivative.exercise_date: These performance-based options previously granted under the Issuer's 2011 Unit Incentive Plan, or the 2011 Equity Plan, are fully vested due to a Change of Control (as defined in the 2011 Equity Plan) that resulted from the Issuer's secondary public offering that closed on May 10, 2021.

Read SEC document
October 24, 2022 Filed Oct 26, 2022 22:34 UTC
Davis Heather A.SVP-Accounting Treasury Tax
SaleCommon Stock 6,307 $43.13 $272,020.91
Disclosure

SEC source: 0001817358-22-000166 · wf-form4_166682363543189.xml · nonDerivative · entry 3

Davis Heather A. · CIK 0001826144 · SVP-Accounting Treasury Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The options exercised and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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October 24, 2022 Filed Oct 26, 2022 22:34 UTC
Davis Heather A.SVP-Accounting Treasury Tax
Exercise / conversionCommon Stock 2,806 $16.38 $45,962.28
Disclosure

SEC source: 0001817358-22-000166 · wf-form4_166682363543189.xml · nonDerivative · entry 2

Davis Heather A. · CIK 0001826144 · SVP-Accounting Treasury Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,307

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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October 24, 2022 Filed Oct 26, 2022 22:34 UTC
Davis Heather A.SVP-Accounting Treasury Tax
Exercise / conversionCommon Stock 1,382 $16.38 $22,637.16
Disclosure

SEC source: 0001817358-22-000166 · wf-form4_166682363543189.xml · nonDerivative · entry 1

Davis Heather A. · CIK 0001826144 · SVP-Accounting Treasury Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes shares of Common Stock acquired under the Issuer's employee stock purchase plan.

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October 24, 2022 Filed Oct 26, 2022 22:33 UTC
Casares Rene G.SVP, General Counsel
Exercise / conversionStock Options (Right to Buy) · Derivative 4,909 $16.70 Strike: $16.70 $81,980.30
Disclosure

SEC source: 0001817358-22-000165 · wf-form4_166682356481796.xml · derivative · entry 13

Casares Rene G. · CIK 0001825677 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,829

Underlying: Common Stock · 4,909 shares

Expires 2023-08-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · derivative.exercise_date: These performance-based options are fully vested.

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October 24, 2022 Filed Oct 26, 2022 22:33 UTC
Casares Rene G.SVP, General Counsel
Exercise / conversionStock Options (Right to Buy) · Derivative 756 $16.70 Strike: $16.70 $12,625.20
Disclosure

SEC source: 0001817358-22-000165 · wf-form4_166682356481796.xml · derivative · entry 12

Casares Rene G. · CIK 0001825677 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434

Underlying: Common Stock · 756 shares

Expires 2023-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · derivative.exercise_date: These performance-based options are fully vested.

Read SEC document
October 24, 2022 Filed Oct 26, 2022 22:33 UTC
Casares Rene G.SVP, General Counsel
Exercise / conversionStock Options (Right to Buy) · Derivative 755 $16.70 Strike: $16.70 $12,608.50
Disclosure

SEC source: 0001817358-22-000165 · wf-form4_166682356481796.xml · derivative · entry 11

Casares Rene G. · CIK 0001825677 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435

Underlying: Common Stock · 755 shares

Expires 2023-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · derivative.exercise_date: These time-based options are fully vested.

Read SEC document
October 24, 2022 Filed Oct 26, 2022 22:33 UTC
Casares Rene G.SVP, General Counsel
Exercise / conversionStock Options (Right to Buy) · Derivative 4,907 $16.70 Strike: $16.70 $81,946.90
Disclosure

SEC source: 0001817358-22-000165 · wf-form4_166682356481796.xml · derivative · entry 10

Casares Rene G. · CIK 0001825677 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,831

Underlying: Common Stock · 4,907 shares

Expires 2023-08-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · derivative.exercise_date: These time-based options are fully vested.

Read SEC document
October 24, 2022 Filed Oct 26, 2022 22:33 UTC
Casares Rene G.SVP, General Counsel
SaleCommon Stock 11,327 $43.13 $488,533.51
Disclosure

SEC source: 0001817358-22-000165 · wf-form4_166682356481796.xml · nonDerivative · entry 9

Casares Rene G. · CIK 0001825677 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,075

F1 · kind: The options exercised and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
October 24, 2022 Filed Oct 26, 2022 22:33 UTC
Casares Rene G.SVP, General Counsel
Exercise / conversionCommon Stock 4,909 $16.70 $81,980.30
Disclosure

SEC source: 0001817358-22-000165 · wf-form4_166682356481796.xml · nonDerivative · entry 4

Casares Rene G. · CIK 0001825677 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,873

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
October 24, 2022 Filed Oct 26, 2022 22:33 UTC
Casares Rene G.SVP, General Counsel
Exercise / conversionCommon Stock 756 $16.70 $12,625.20
Disclosure

SEC source: 0001817358-22-000165 · wf-form4_166682356481796.xml · nonDerivative · entry 3

Casares Rene G. · CIK 0001825677 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,964

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
October 24, 2022 Filed Oct 26, 2022 22:33 UTC
Casares Rene G.SVP, General Counsel
Exercise / conversionCommon Stock 755 $16.70 $12,608.50
Disclosure

SEC source: 0001817358-22-000165 · wf-form4_166682356481796.xml · nonDerivative · entry 2

Casares Rene G. · CIK 0001825677 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,208

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
October 24, 2022 Filed Oct 26, 2022 22:33 UTC
Casares Rene G.SVP, General Counsel
Exercise / conversionCommon Stock 4,907 $16.70 $81,946.90
Disclosure

SEC source: 0001817358-22-000165 · wf-form4_166682356481796.xml · nonDerivative · entry 1

Casares Rene G. · CIK 0001825677 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,453

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
September 30, 2022 Filed Sep 30, 2022 20:32 UTC
HICKS KEN CDirector · Chairman, President and CEO
Exercise / conversionRestricted Stock Units · Derivative 1,273 $0.00 $0.00
Disclosure

SEC source: 0001817358-22-000162 · wf-form4_166456990241861.xml · derivative · entry 3

HICKS KEN C · CIK 0001175746 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,666

Underlying: Common Stock · 1,273 shares

Expires 2031-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted under the Company's 2020 Omnibus Incentive Plan (the "Plan").

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On March 31, 2021, the Reporting Person was granted 61,133 performance-based restricted stock units. These performance-based restricted stock units vest if certain performance criteria and/or Issuer stock price conditions are met and certified by the Issuer's compensation committee. Following certification of achievement of the performance criteria during fiscal 2021 by the Issuer's compensation committee on March 2, 2022, 1/48 of the total performance-based restricted stock units granted will vest for every monthly anniversary since the Vesting Commencement Date (i.e., January 31, 2021), and thereafter on each monthly anniversary of the Vesting Commencement Date.

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September 30, 2022 Filed Sep 30, 2022 20:32 UTC
HICKS KEN CDirector · Chairman, President and CEO
Tax withholdingCommon Stock 632 $45.16 $28,541.12
Disclosure

SEC source: 0001817358-22-000162 · wf-form4_166456990241861.xml · nonDerivative · entry 2

HICKS KEN C · CIK 0001175746 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 456,328

Read SEC document
September 30, 2022 Filed Sep 30, 2022 20:32 UTC
HICKS KEN CDirector · Chairman, President and CEO
Exercise / conversionCommon Stock 1,273 Not disclosed Not disclosed
Disclosure

SEC source: 0001817358-22-000162 · wf-form4_166456990241861.xml · nonDerivative · entry 1

HICKS KEN C · CIK 0001175746 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 456,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 13, 2022 Filed Sep 14, 2022 21:09 UTC
Johnson Samuel JEVP, Retail Operations
Exercise / conversionStock Options (Right to Buy) · Derivative 6,625 $0.00 Strike: $16.70 $0.00
Disclosure

SEC source: 0001817358-22-000160 · wf-form4_166318973970794.xml · derivative · entry 9

Johnson Samuel J · CIK 0001682299 · EVP, Retail Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,103

Underlying: Common Stock · 6,625 shares

Expires 2027-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These performance-based options previously granted under the Issuer's 2011 Unit Incentive Plan, or the 2011 Equity Plan, are fully vested due to a Change of Control (as defined in the 2011 Equity Plan) that resulted from the Issuer's secondary public offering that closed on May 10, 2021.

Read SEC document
September 13, 2022 Filed Sep 14, 2022 21:09 UTC
Johnson Samuel JEVP, Retail Operations
Exercise / conversionStock Options (Right to Buy) · Derivative 18,998 $0.00 Strike: $16.57 $0.00
Disclosure

SEC source: 0001817358-22-000160 · wf-form4_166318973970794.xml · derivative · entry 8

Johnson Samuel J · CIK 0001682299 · EVP, Retail Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,998 shares

Expires 2029-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These performance-based options previously granted under the Issuer's 2011 Unit Incentive Plan, or the 2011 Equity Plan, are fully vested due to a Change of Control (as defined in the 2011 Equity Plan) that resulted from the Issuer's secondary public offering that closed on May 10, 2021.

Read SEC document
September 13, 2022 Filed Sep 14, 2022 21:09 UTC
Johnson Samuel JEVP, Retail Operations
Exercise / conversionStock Options (Right to Buy) · Derivative 38,572 $0.00 Strike: $16.57 $0.00
Disclosure

SEC source: 0001817358-22-000160 · wf-form4_166318973970794.xml · derivative · entry 7

Johnson Samuel J · CIK 0001682299 · EVP, Retail Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 38,572 shares

Expires 2029-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These time-based options previously granted under the Issuer's 2011 Unit Incentive Plan, or the 2011 Equity Plan, are fully vested due to a Change of Control (as defined in the 2011 Equity Plan) that resulted from the Issuer's secondary public offering that closed on May 10, 2021.

Read SEC document
September 13, 2022 Filed Sep 14, 2022 21:09 UTC
Johnson Samuel JEVP, Retail Operations
Exercise / conversionStock Options (Right to Buy) · Derivative 47,805 $0.00 Strike: $17.30 $0.00
Disclosure

SEC source: 0001817358-22-000160 · wf-form4_166318973970794.xml · derivative · entry 6

Johnson Samuel J · CIK 0001682299 · EVP, Retail Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,952

Underlying: Common Stock · 47,805 shares

Expires 2030-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These time-based options previously granted under the Issuer's 2011 Unit Incentive Plan, or the 2011 Equity Plan, are fully vested due to a Change of Control (as defined in the 2011 Equity Plan) that resulted from the Issuer's secondary public offering that closed on May 10, 2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.