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Nasdaq · USD

ASO

Academy Sports & Outdoors, Inc.

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Tapewire entity
4310
SEC CIK
0001817358
Parsed reports
430

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202600
Feb 202600
Mar 202600
Apr 202601
May 202600
Jun 202600
Jul 202601
Aug 202600
Sep 202606
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2023 Filed Mar 3, 2023 23:49 UTC
Casares Rene G.SVP, General Counsel
Tax withholdingCommon Stock 287 $59.15 $16,976.05
Disclosure

SEC source: 0001817358-23-000049 · wf-form4_167788732481345.xml · nonDerivative · entry 2

Casares Rene G. · CIK 0001825677 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,272

Read SEC document
March 01, 2023 Filed Mar 3, 2023 23:49 UTC
Casares Rene G.SVP, General Counsel
Exercise / conversionCommon Stock 1,194 Not disclosed Not disclosed
Disclosure

SEC source: 0001817358-23-000049 · wf-form4_167788732481345.xml · nonDerivative · entry 1

Casares Rene G. · CIK 0001825677 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 23:47 UTC
Davis Heather A.SVP-Accounting Treasury Tax
Exercise / conversionRestricted Stock Units · Derivative 497 $0.00 $0.00
Disclosure

SEC source: 0001817358-23-000048 · wf-form4_167788719986680.xml · derivative · entry 3

Davis Heather A. · CIK 0001826144 · SVP-Accounting Treasury Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,628

Underlying: Common Stock · 497 shares

Expires 2032-03-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted under the Company's 2020 Omnibus Incentive Plan.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On 3/30/22, the Reporting Person was granted 2,125 performance-based restricted stock units ("RSUs"). These RSUs vest if certain performance criteria and/or Issuer stock price conditions are met and certified by the Issuer's compensation committee. On 3/1/23, the Issuer's compensation committee certified achievement of 93.7% of the performance criteria during fiscal 2022 meaning that 1,990 RSUs were deemed earned. Of this earned amount, 25% of the earned amount of this grant vested on 3/1/23, and the remaining 75% will vest in three equal annual installments beginning on 1/30/24, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. The remaining unearned amount of this grant (i.e., 135 RSUs) may vest upon certification by the Issuer's compensation committee of achievement of certain Issuer stock price conditions as of the fourth anniversary of the Vesting Commencement Date (i.e., 1/30/22).

Read SEC document
March 01, 2023 Filed Mar 3, 2023 23:47 UTC
Davis Heather A.SVP-Accounting Treasury Tax
Tax withholdingCommon Stock 148 $0.00 $0.00
Disclosure

SEC source: 0001817358-23-000048 · wf-form4_167788719986680.xml · nonDerivative · entry 2

Davis Heather A. · CIK 0001826144 · SVP-Accounting Treasury Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 525

Read SEC document
March 01, 2023 Filed Mar 3, 2023 23:47 UTC
Davis Heather A.SVP-Accounting Treasury Tax
Exercise / conversionCommon Stock 497 Not disclosed Not disclosed
Disclosure

SEC source: 0001817358-23-000048 · wf-form4_167788719986680.xml · nonDerivative · entry 1

Davis Heather A. · CIK 0001826144 · SVP-Accounting Treasury Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 673

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 23:36 UTC
Johnson Samuel JEVP, Retail Operations
Exercise / conversionRestricted Stock Units · Derivative 1,990 $0.00 $0.00
Disclosure

SEC source: 0001817358-23-000043 · wf-form4_167788657322545.xml · derivative · entry 3

Johnson Samuel J · CIK 0001682299 · EVP, Retail Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,511

Underlying: Common Stock · 1,990 shares

Expires 2032-03-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted under the Company's 2020 Omnibus Incentive Plan.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On 3/30/22, the Reporting Person was granted 8,501 performance-based restricted stock units ("RSUs"). These RSUs vest if certain performance criteria and/or Issuer stock price conditions are met and certified by the Issuer's compensation committee. On 3/1/23, the Issuer's compensation committee certified achievement of 93.7% of the performance criteria during fiscal 2022 meaning that 7,961 RSUs were deemed earned. Of this earned amount, 25% of the earned amount of this grant vested on 3/1/23, and the remaining 75% will vest in three equal annual installments beginning on 1/30/24, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. The remaining unearned amount of this grant (i.e., 540 RSUs) may vest upon certification by the Issuer's compensation committee of achievement of certain Issuer stock price conditions as of the fourth anniversary of the Vesting Commencement Date (i.e., 1/30/22).

Read SEC document
March 01, 2023 Filed Mar 3, 2023 23:36 UTC
Johnson Samuel JEVP, Retail Operations
GrantCommon Stock 485 $59.15 $28,687.75
Disclosure

SEC source: 0001817358-23-000043 · wf-form4_167788657322545.xml · nonDerivative · entry 2

Johnson Samuel J · CIK 0001682299 · EVP, Retail Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,124

Read SEC document
March 01, 2023 Filed Mar 3, 2023 23:36 UTC
Johnson Samuel JEVP, Retail Operations
Exercise / conversionCommon Stock 1,990 Not disclosed Not disclosed
Disclosure

SEC source: 0001817358-23-000043 · wf-form4_167788657322545.xml · nonDerivative · entry 1

Johnson Samuel J · CIK 0001682299 · EVP, Retail Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 23:42 UTC Exercise / conversionRestricted Stock Units · Derivative 1,194 $0.00 $0.00
Disclosure

SEC source: 0001817358-23-000047 · wf-form4_167788693167081.xml · derivative · entry 3

Ennis William S. · CIK 0001826063 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,906

Underlying: Common Stock · 1,194 shares

Expires 2032-03-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted under the Company's 2020 Omnibus Incentive Plan.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On 3/30/22, the Reporting Person was granted 5,100 performance-based restricted stock units ("RSUs"). These RSUs vest if certain performance criteria and/or Issuer stock price conditions are met and certified by the Issuer's compensation committee. On 3/1/23, the Issuer's compensation committee certified achievement of 93.7% of the performance criteria during fiscal 2022 meaning that 4,776 RSUs were deemed earned. Of this earned amount, 25% of the earned amount of this grant vested on 3/1/23, and the remaining 75% will vest in three equal annual installments beginning on 1/30/24, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. The remaining unearned amount of this grant (i.e., 324 RSUs) may vest upon certification by the Issuer's compensation committee of achievement of certain Issuer stock price conditions as of the fourth anniversary of the Vesting Commencement Date (i.e., 1/30/22).

Read SEC document
March 01, 2023 Filed Mar 3, 2023 23:42 UTC GrantCommon Stock 287 $59.15 $16,976.05
Disclosure

SEC source: 0001817358-23-000047 · wf-form4_167788693167081.xml · nonDerivative · entry 2

Ennis William S. · CIK 0001826063 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,488

Read SEC document
March 01, 2023 Filed Mar 3, 2023 23:42 UTC Exercise / conversionCommon Stock 1,194 Not disclosed Not disclosed
Disclosure

SEC source: 0001817358-23-000047 · wf-form4_167788693167081.xml · nonDerivative · entry 1

Ennis William S. · CIK 0001826063 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 23:32 UTC Exercise / conversionRestricted Stock Units · Derivative 1,990 $0.00 $0.00
Disclosure

SEC source: 0001817358-23-000039 · wf-form4_167788631487236.xml · derivative · entry 3

Mullican Michael P. · CIK 0001825630 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,511

Underlying: Common Stock · 1,990 shares

Expires 2032-03-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted under the Company's 2020 Omnibus Incentive Plan.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On 3/30/22, the Reporting Person was granted 8,501 performance-based restricted stock units ("RSUs"). These RSUs vest if certain performance criteria and/or Issuer stock price conditions are met and certified by the Issuer's compensation committee. On 3/1/23, the Issuer's compensation committee certified achievement of 93.7% of the performance criteria during fiscal 2022 meaning that 7,961 RSUs were deemed earned. Of this earned amount, 25% of the earned amount of this grant vested on 3/1/23, and the remaining 75% will vest in three equal annual installments beginning on 1/30/24, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. The remaining unearned amount of this grant (i.e., 540 RSUs) may vest upon certification by the Issuer's compensation committee of achievement of certain Issuer stock price conditions as of the fourth anniversary of the Vesting Commencement Date (i.e., 1/30/22).

Read SEC document
March 01, 2023 Filed Mar 3, 2023 23:32 UTC Tax withholdingCommon Stock 485 $59.15 $28,687.75
Disclosure

SEC source: 0001817358-23-000039 · wf-form4_167788631487236.xml · nonDerivative · entry 2

Mullican Michael P. · CIK 0001825630 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,304

Read SEC document
March 01, 2023 Filed Mar 3, 2023 23:32 UTC Exercise / conversionCommon Stock 1,990 Not disclosed Not disclosed
Disclosure

SEC source: 0001817358-23-000039 · wf-form4_167788631487236.xml · nonDerivative · entry 1

Mullican Michael P. · CIK 0001825630 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 23:34 UTC Exercise / conversionRestricted Stock Units · Derivative 1,990 $0.00 $0.00
Disclosure

SEC source: 0001817358-23-000041 · wf-form4_167788644133279.xml · derivative · entry 3

Lawrence Steven Paul · CIK 0001548845 · EVP & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,511

Underlying: Common Stock · 1,990 shares

Expires 2032-03-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted under the Company's 2020 Omnibus Incentive Plan.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On 3/30/22, the Reporting Person was granted 8,501 performance-based restricted stock units ("RSUs"). These RSUs vest if certain performance criteria and/or Issuer stock price conditions are met and certified by the Issuer's compensation committee. On 3/1/23, the Issuer's compensation committee certified achievement of 93.7% of the performance criteria during fiscal 2022 meaning that 7,961 RSUs were deemed earned. Of this earned amount, 25% of the earned amount of this grant vested on 3/1/23, and the remaining 75% will vest in three equal annual installments beginning on 1/30/24, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. The remaining unearned amount of this grant (i.e., 540 RSUs) may vest upon certification by the Issuer's compensation committee of achievement of certain Issuer stock price conditions as of the fourth anniversary of the Vesting Commencement Date (i.e., 1/30/22).

Read SEC document
March 01, 2023 Filed Mar 3, 2023 23:34 UTC Tax withholdingCommon Stock 485 $59.15 $28,687.75
Disclosure

SEC source: 0001817358-23-000041 · wf-form4_167788644133279.xml · nonDerivative · entry 2

Lawrence Steven Paul · CIK 0001548845 · EVP & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,604

Read SEC document
March 01, 2023 Filed Mar 3, 2023 23:34 UTC Exercise / conversionCommon Stock 1,990 Not disclosed Not disclosed
Disclosure

SEC source: 0001817358-23-000041 · wf-form4_167788644133279.xml · nonDerivative · entry 1

Lawrence Steven Paul · CIK 0001548845 · EVP & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,089

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 23:10 UTC
HICKS KEN CDirector · Chairman, President and CEO
Exercise / conversionRestricted Stock Units · Derivative 1,273 $0.00 $0.00
Disclosure

SEC source: 0001817358-23-000033 · wf-form4_167779858314438.xml · derivative · entry 3

HICKS KEN C · CIK 0001175746 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,301

Underlying: Common Stock · 1,273 shares

Expires 2031-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted under the Company's 2020 Omnibus Incentive Plan (the "Plan").

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On March 31, 2021, the Reporting Person was granted 61,133 performance-based restricted stock units. These performance-based restricted stock units vest if certain performance criteria and/or Issuer stock price conditions are met and certified by the Issuer's compensation committee. Following certification of achievement of the performance criteria during fiscal 2021 by the Issuer's compensation committee on March 2, 2022, 1/48 of the total performance-based restricted stock units granted will vest for every monthly anniversary since the Vesting Commencement Date (i.e., January 31, 2021), and thereafter on each monthly anniversary of the Vesting Commencement Date.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 23:10 UTC
HICKS KEN CDirector · Chairman, President and CEO
Tax withholdingCommon Stock 441 $59.31 $26,155.71
Disclosure

SEC source: 0001817358-23-000033 · wf-form4_167779858314438.xml · nonDerivative · entry 2

HICKS KEN C · CIK 0001175746 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460,038

Read SEC document
February 28, 2023 Filed Mar 2, 2023 23:10 UTC
HICKS KEN CDirector · Chairman, President and CEO
Exercise / conversionCommon Stock 1,273 Not disclosed Not disclosed
Disclosure

SEC source: 0001817358-23-000033 · wf-form4_167779858314438.xml · nonDerivative · entry 1

HICKS KEN C · CIK 0001175746 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460,479

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 21, 2023 Filed Feb 22, 2023 16:47 UTC
Harriman Sherry L.SVP, Logistics & Supply Chain
Exercise / conversionStock Options (Right to Buy) · Derivative 11,969 $0.00 Strike: $17.14 $0.00
Disclosure

SEC source: 0001817358-23-000028 · wf-form4_167710242292496.xml · derivative · entry 3

Harriman Sherry L. · CIK 0001842532 · SVP, Logistics & Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,969 shares

Expires 2028-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · derivative.exercise_date: These time-based options are fully vested.

Read SEC document
February 21, 2023 Filed Feb 22, 2023 16:47 UTC
Harriman Sherry L.SVP, Logistics & Supply Chain
SaleCommon Stock 11,969 $61.07 $730,946.83
Disclosure

SEC source: 0001817358-23-000028 · wf-form4_167710242292496.xml · nonDerivative · entry 2

Harriman Sherry L. · CIK 0001842532 · SVP, Logistics & Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,742

F1 · kind: The options exercised and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
February 21, 2023 Filed Feb 22, 2023 16:47 UTC
Harriman Sherry L.SVP, Logistics & Supply Chain
Exercise / conversionCommon Stock 11,969 $17.14 $205,148.66
Disclosure

SEC source: 0001817358-23-000028 · wf-form4_167710242292496.xml · nonDerivative · entry 1

Harriman Sherry L. · CIK 0001842532 · SVP, Logistics & Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,711

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
February 03, 2023 Filed Feb 3, 2023 22:29 UTC
Davis Heather A.SVP-Accounting Treasury Tax
SaleCommon Stock 382 $62.02 $23,691.64
Disclosure

SEC source: 0001817358-23-000026 · wf-form4_167546337084105.xml · nonDerivative · entry 4

Davis Heather A. · CIK 0001826144 · SVP-Accounting Treasury Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176

F1 · kind: The sale effected was pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 22:29 UTC
Davis Heather A.SVP-Accounting Treasury Tax
Exercise / conversionRestricted Stock Units · Derivative 543 $0.00 $0.00
Disclosure

SEC source: 0001817358-23-000026 · wf-form4_167546337084105.xml · derivative · entry 5

Davis Heather A. · CIK 0001826144 · SVP-Accounting Treasury Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 544

Underlying: Common Stock · 543 shares

Expires 2030-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Granted under the Company's 2020 Omnibus Incentive Plan (the "Plan").

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On December 9, 2020, the Reporting Person was granted 2,173 performance-based restricted stock units. These performance-based restricted stock units vest if certain performance criteria and/or Issuer stock price conditions are met and certified by the Issuer's compensation committee. Following certification of achievement of the performance criteria during fiscal 2020 by the Issuer's compensation committee on March 4, 2021, 25% of this grant vested on March 4, 2021, and the remaining 75% vest in three equal annual installments beginning on February 2, 2022.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 22:29 UTC
Davis Heather A.SVP-Accounting Treasury Tax
Tax withholdingCommon Stock 161 $59.39 $9,561.79
Disclosure

SEC source: 0001817358-23-000026 · wf-form4_167546337084105.xml · nonDerivative · entry 3

Davis Heather A. · CIK 0001826144 · SVP-Accounting Treasury Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 558

Read SEC document
February 02, 2023 Filed Feb 3, 2023 22:29 UTC
Davis Heather A.SVP-Accounting Treasury Tax
Exercise / conversionCommon Stock 543 Not disclosed Not disclosed
Disclosure

SEC source: 0001817358-23-000026 · wf-form4_167546337084105.xml · nonDerivative · entry 2

Davis Heather A. · CIK 0001826144 · SVP-Accounting Treasury Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 719

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 22:29 UTC
Davis Heather A.SVP-Accounting Treasury Tax
SaleCommon Stock 429 $58.07 $24,912.03
Disclosure

SEC source: 0001817358-23-000026 · wf-form4_167546337084105.xml · nonDerivative · entry 1

Davis Heather A. · CIK 0001826144 · SVP-Accounting Treasury Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176

F1 · kind: The sale effected was pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
January 31, 2023 Filed Feb 1, 2023 21:29 UTC
HICKS KEN CDirector · Chairman, President and CEO
Exercise / conversionRestricted Stock Units · Derivative 1,273 $0.00 $0.00
Disclosure

SEC source: 0001817358-23-000015 · wf-form4_167528695498425.xml · derivative · entry 3

HICKS KEN C · CIK 0001175746 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,574

Underlying: Common Stock · 1,273 shares

Expires 2031-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted under the Company's 2020 Omnibus Incentive Plan (the "Plan").

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On March 31, 2021, the Reporting Person was granted 61,133 performance-based restricted stock units. These performance-based restricted stock units vest if certain performance criteria and/or Issuer stock price conditions are met and certified by the Issuer's compensation committee. Following certification of achievement of the performance criteria during fiscal 2021 by the Issuer's compensation committee on March 2, 2022, 1/48 of the total performance-based restricted stock units granted will vest for every monthly anniversary since the Vesting Commencement Date (i.e., January 31, 2021), and thereafter on each monthly anniversary of the Vesting Commencement Date.

Read SEC document
January 31, 2023 Filed Feb 1, 2023 21:29 UTC
HICKS KEN CDirector · Chairman, President and CEO
Tax withholdingCommon Stock 442 $56.80 $25,105.60
Disclosure

SEC source: 0001817358-23-000015 · wf-form4_167528695498425.xml · nonDerivative · entry 2

HICKS KEN C · CIK 0001175746 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,206

Read SEC document
January 31, 2023 Filed Feb 1, 2023 21:29 UTC
HICKS KEN CDirector · Chairman, President and CEO
Exercise / conversionCommon Stock 1,273 Not disclosed Not disclosed
Disclosure

SEC source: 0001817358-23-000015 · wf-form4_167528695498425.xml · nonDerivative · entry 1

HICKS KEN C · CIK 0001175746 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,648

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
January 31, 2023 Filed Feb 1, 2023 16:32 UTC
Harriman Sherry L.SVP, Logistics & Supply Chain
Exercise / conversionRestricted Stock Units · Derivative 1,070 $0.00 $0.00
Disclosure

SEC source: 0001817358-23-000017 · wf-form4_167528711472876.xml · derivative · entry 3

Harriman Sherry L. · CIK 0001842532 · SVP, Logistics & Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,140

Underlying: Common Stock · 1,070 shares

Expires 2031-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted under the Company's 2020 Omnibus Incentive Plan (the "Plan").

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On March 31, 2021, the Reporting Person was granted 4,279 performance-based restricted stock units. These performance-based restricted stock units vest if certain performance criteria and/or Issuer stock price conditions are met and certified by the Issuer's compensation committee. Following certification of achievement of the performance criteria during fiscal 2021 by the Issuer's compensation committee on March 2, 2022, 25% of this grant vested on March 2, 2022, and the remaining 75% will vest in three equal annual installments beginning on January 31, 2023.

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January 31, 2023 Filed Feb 1, 2023 16:32 UTC
Harriman Sherry L.SVP, Logistics & Supply Chain
Tax withholdingCommon Stock 318 $56.80 $18,062.40
Disclosure

SEC source: 0001817358-23-000017 · wf-form4_167528711472876.xml · nonDerivative · entry 2

Harriman Sherry L. · CIK 0001842532 · SVP, Logistics & Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,742

Read SEC document
January 31, 2023 Filed Feb 1, 2023 16:32 UTC
Harriman Sherry L.SVP, Logistics & Supply Chain
Exercise / conversionCommon Stock 1,070 Not disclosed Not disclosed
Disclosure

SEC source: 0001817358-23-000017 · wf-form4_167528711472876.xml · nonDerivative · entry 1

Harriman Sherry L. · CIK 0001842532 · SVP, Logistics & Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,060

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
January 31, 2023 Filed Feb 1, 2023 16:31 UTC
Maini ManishSVP, Chief Information Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 35,617 $16.57 Strike: $16.57 $590,173.69
Disclosure

SEC source: 0001817358-23-000016 · wf-form4_167528704086060.xml · derivative · entry 10

Maini Manish · CIK 0001825679 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,617 shares

Expires 2029-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The options exercised and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · derivative.exercise_date: These time-based options previously granted under the Issuer's 2011 Unit Incentive Plan, or the 2011 Equity Plan, are fully vested due to a Change of Control (as defined in the 2011 Equity Plan) that resulted from the Issuer's secondary public offering that closed on May 10, 2021.

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January 31, 2023 Filed Feb 1, 2023 16:31 UTC
Maini ManishSVP, Chief Information Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 33,028 $16.48 Strike: $16.48 $544,301.44
Disclosure

SEC source: 0001817358-23-000016 · wf-form4_167528704086060.xml · derivative · entry 9

Maini Manish · CIK 0001825679 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,028 shares

Expires 2028-04-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The options exercised and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · derivative.exercise_date: These time-based options previously granted under the Issuer's 2011 Unit Incentive Plan, or the 2011 Equity Plan, are fully vested due to a Change of Control (as defined in the 2011 Equity Plan) that resulted from the Issuer's secondary public offering that closed on May 10, 2021.

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January 31, 2023 Filed Feb 1, 2023 16:31 UTC
Maini ManishSVP, Chief Information Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 33,683 $16.70 Strike: $16.70 $562,506.10
Disclosure

SEC source: 0001817358-23-000016 · wf-form4_167528704086060.xml · derivative · entry 8

Maini Manish · CIK 0001825679 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,683 shares

Expires 2027-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The options exercised and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · derivative.exercise_date: These time-based options are fully vested.

Read SEC document
January 31, 2023 Filed Feb 1, 2023 16:31 UTC
Maini ManishSVP, Chief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 1,834 $0.00 $0.00
Disclosure

SEC source: 0001817358-23-000016 · wf-form4_167528704086060.xml · derivative · entry 7

Maini Manish · CIK 0001825679 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,668

Underlying: Common Stock · 1,834 shares

Expires 2031-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Granted under the Company's 2020 Omnibus Incentive Plan (the "Plan").

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: On March 31, 2021, the Reporting Person was granted 7,336 performance-based restricted stock units. These performance-based restricted stock units vest if certain performance criteria and/or Issuer stock price conditions are met and certified by the Issuer's compensation committee. Following certification of achievement of the performance criteria during fiscal 2021 by the Issuer's compensation committee on March 2, 2022, 25% of this grant vested on March 2, 2022, and the remaining 75% will vest in three equal annual installments beginning on January 31, 2023.

Read SEC document
January 31, 2023 Filed Feb 1, 2023 16:31 UTC
Maini ManishSVP, Chief Information Officer
SaleCommon Stock 102,328 $58.04 $5,939,117.12
Disclosure

SEC source: 0001817358-23-000016 · wf-form4_167528704086060.xml · nonDerivative · entry 6

Maini Manish · CIK 0001825679 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,929

F2 · kind: The options exercised and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $57.85 to $58.04, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
January 31, 2023 Filed Feb 1, 2023 16:31 UTC
Maini ManishSVP, Chief Information Officer
Exercise / conversionCommon Stock 35,617 $16.57 $590,173.69
Disclosure

SEC source: 0001817358-23-000016 · wf-form4_167528704086060.xml · nonDerivative · entry 5

Maini Manish · CIK 0001825679 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The options exercised and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
January 31, 2023 Filed Feb 1, 2023 16:31 UTC
Maini ManishSVP, Chief Information Officer
Exercise / conversionCommon Stock 33,028 $16.48 $544,301.44
Disclosure

SEC source: 0001817358-23-000016 · wf-form4_167528704086060.xml · nonDerivative · entry 4

Maini Manish · CIK 0001825679 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,640

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The options exercised and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
January 31, 2023 Filed Feb 1, 2023 16:31 UTC
Maini ManishSVP, Chief Information Officer
Exercise / conversionCommon Stock 33,683 $16.70 $562,506.10
Disclosure

SEC source: 0001817358-23-000016 · wf-form4_167528704086060.xml · nonDerivative · entry 3

Maini Manish · CIK 0001825679 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,612

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The options exercised and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
January 31, 2023 Filed Feb 1, 2023 16:31 UTC
Maini ManishSVP, Chief Information Officer
Tax withholdingCommon Stock 544 $56.80 $30,899.20
Disclosure

SEC source: 0001817358-23-000016 · wf-form4_167528704086060.xml · nonDerivative · entry 2

Maini Manish · CIK 0001825679 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,929

Read SEC document
January 31, 2023 Filed Feb 1, 2023 16:31 UTC
Maini ManishSVP, Chief Information Officer
Exercise / conversionCommon Stock 1,834 Not disclosed Not disclosed
Disclosure

SEC source: 0001817358-23-000016 · wf-form4_167528704086060.xml · nonDerivative · entry 1

Maini Manish · CIK 0001825679 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,473

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
January 31, 2023 Filed Feb 1, 2023 16:36 UTC Exercise / conversionRestricted Stock Units · Derivative 1,070 $0.00 $0.00
Disclosure

SEC source: 0001817358-23-000021 · wf-form4_167528739781223.xml · derivative · entry 3

Rutherford Jamey Traywick · CIK 0001825678 · SVP, Omnichannel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,140

Underlying: Common Stock · 1,070 shares

Expires 2031-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Granted under the Company's 2020 Omnibus Incentive Plan (the "Plan").

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On March 31, 2021, the Reporting Person was granted 4,279 performance-based restricted stock units. These performance-based restricted stock units vest if certain performance criteria and/or Issuer stock price conditions are met and certified by the Issuer's compensation committee. Following certification of achievement of the performance criteria during fiscal 2021 by the Issuer's compensation committee on March 2, 2022, 25% of this grant vested on March 2, 2022, and the remaining 75% will vest in three equal annual installments beginning on January 31, 2023.

Read SEC document
January 31, 2023 Filed Feb 1, 2023 16:36 UTC Tax withholdingCommon Stock 318 $56.80 $18,062.40
Disclosure

SEC source: 0001817358-23-000021 · wf-form4_167528739781223.xml · nonDerivative · entry 2

Rutherford Jamey Traywick · CIK 0001825678 · SVP, Omnichannel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,156

Read SEC document
January 31, 2023 Filed Feb 1, 2023 16:36 UTC Exercise / conversionCommon Stock 1,070 Not disclosed Not disclosed
Disclosure

SEC source: 0001817358-23-000021 · wf-form4_167528739781223.xml · nonDerivative · entry 1

Rutherford Jamey Traywick · CIK 0001825678 · SVP, Omnichannel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,474

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · balance_after: Includes shares of Common Stock acquired under the Issuer's employee stock purchase plan.

Read SEC document
January 31, 2023 Filed Feb 1, 2023 21:41 UTC Exercise / conversionRestricted Stock Units · Derivative 1,834 $0.00 $0.00
Disclosure

SEC source: 0001817358-23-000024 · wf-form4_167528767981845.xml · derivative · entry 3

Ennis William S. · CIK 0001826063 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,668

Underlying: Common Stock · 1,834 shares

Expires 2031-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted under the Company's 2020 Omnibus Incentive Plan (the "Plan").

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On March 31, 2021, the Reporting Person was granted 7,336 performance-based restricted stock units. These performance-based restricted stock units vest if certain performance criteria and/or Issuer stock price conditions are met and certified by the Issuer's compensation committee. Following certification of achievement of the performance criteria during fiscal 2021 by the Issuer's compensation committee on March 2, 2022, 25% of this grant vested on March 2, 2022, and the remaining 75% will vest in three equal annual installments beginning on January 31, 2023.

Read SEC document
January 31, 2023 Filed Feb 1, 2023 21:41 UTC Tax withholdingCommon Stock 544 $56.80 $30,899.20
Disclosure

SEC source: 0001817358-23-000024 · wf-form4_167528767981845.xml · nonDerivative · entry 2

Ennis William S. · CIK 0001826063 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,581

Read SEC document
January 31, 2023 Filed Feb 1, 2023 21:41 UTC Exercise / conversionCommon Stock 1,834 Not disclosed Not disclosed
Disclosure

SEC source: 0001817358-23-000024 · wf-form4_167528767981845.xml · nonDerivative · entry 1

Ennis William S. · CIK 0001826063 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.