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Nasdaq · USD

ASO

Academy Sports & Outdoors, Inc.

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Tapewire entity
4310
SEC CIK
0001817358
Parsed reports
430

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202600
Feb 202600
Mar 202600
Apr 202601
May 202600
Jun 202600
Jul 202601
Aug 202600
Sep 202606
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 30, 2023 Filed May 1, 2023 20:52 UTC
HICKS KEN CDirector · Chairman, President and CEO
Exercise / conversionCommon Stock 1,274 Not disclosed Not disclosed
Disclosure

SEC source: 0001817358-23-000089 · wf-form4_168297435796757.xml · nonDerivative · entry 2

HICKS KEN C · CIK 0001175746 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 473,968

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
April 30, 2023 Filed May 1, 2023 20:52 UTC
HICKS KEN CDirector · Chairman, President and CEO
Exercise / conversionCommon Stock 1,244 Not disclosed Not disclosed
Disclosure

SEC source: 0001817358-23-000089 · wf-form4_168297435796757.xml · nonDerivative · entry 1

HICKS KEN C · CIK 0001175746 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 472,694

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:30 UTC
HICKS KEN CDirector · Chairman, President and CEO
Exercise / conversionRestricted Stock Units · Derivative 1,273 $0.00 $0.00
Disclosure

SEC source: 0001817358-23-000084 · wf-form4_168055380148788.xml · derivative · entry 6

HICKS KEN C · CIK 0001175746 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,028

Underlying: Common Stock · 1,273 shares

Expires 2031-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted under the Company's 2020 Omnibus Incentive Plan.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On March 31, 2021, the Reporting Person was granted 61,133 performance-based RSUs. These RSUs vest if certain performance criteria and/or Issuer stock price conditions are met and certified by the Issuer's compensation committee. Following certification of achievement of the performance criteria during fiscal 2021 by the Issuer's compensation committee on March 2, 2022, 1/48 of the total RSUs granted will vest for every monthly anniversary since the Vesting Commencement Date (i.e., January 31, 2021), and thereafter on each monthly anniversary of the Vesting Commencement Date.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:30 UTC
HICKS KEN CDirector · Chairman, President and CEO
Tax withholdingCommon Stock 632 $62.85 $39,721.20
Disclosure

SEC source: 0001817358-23-000084 · wf-form4_168055380148788.xml · nonDerivative · entry 4

HICKS KEN C · CIK 0001175746 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 471,450

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:30 UTC
HICKS KEN CDirector · Chairman, President and CEO
Exercise / conversionCommon Stock 1,273 Not disclosed Not disclosed
Disclosure

SEC source: 0001817358-23-000084 · wf-form4_168055380148788.xml · nonDerivative · entry 3

HICKS KEN C · CIK 0001175746 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 472,082

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 20:30 UTC
HICKS KEN CDirector · Chairman, President and CEO
Exercise / conversionRestricted Stock Units · Derivative 1,243 $0.00 $0.00
Disclosure

SEC source: 0001817358-23-000084 · wf-form4_168055380148788.xml · derivative · entry 5

HICKS KEN C · CIK 0001175746 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,345

Underlying: Common Stock · 1,243 shares

Expires 2032-03-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted under the Company's 2020 Omnibus Incentive Plan.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On March 30, 2022, the Reporting Person was granted 63,760 performance-based restricted stock units ("RSUs"). These RSUs vest if certain performance criteria and/or Issuer stock price conditions are met and certified by the Issuer's compensation committee. On March 1, 2023, the Issuer's compensation committee certified achievement of 93.7% of the performance criteria during fiscal 2022 meaning that 59,713 RSUs were deemed earned. Of this earned amount, 1/48 of the RSUs earned will vest for every monthly anniversary since the Vesting Commencement Date (i.e., January 30, 2022), and thereafter, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. The remaining unearned amount of this grant (i.e., 4,047 RSUs) may vest upon certification by the Issuer's compensation committee of achievement of certain Issuer stock price conditions as of the fourth anniversary of the Vesting Commencement Date.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 20:30 UTC
HICKS KEN CDirector · Chairman, President and CEO
Tax withholdingCommon Stock 617 $63.02 $38,883.34
Disclosure

SEC source: 0001817358-23-000084 · wf-form4_168055380148788.xml · nonDerivative · entry 2

HICKS KEN C · CIK 0001175746 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 470,809

Read SEC document
March 30, 2023 Filed Apr 3, 2023 20:30 UTC
HICKS KEN CDirector · Chairman, President and CEO
Exercise / conversionCommon Stock 1,243 Not disclosed Not disclosed
Disclosure

SEC source: 0001817358-23-000084 · wf-form4_168055380148788.xml · nonDerivative · entry 1

HICKS KEN C · CIK 0001175746 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 471,426

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 21:07 UTC
HICKS KEN CDirector · Chairman, President and CEO
GrantRestricted Stock Units · Derivative 28,993 $0.00 $0.00
Disclosure

SEC source: 0001817358-23-000078 · wf-form4_167960563239625.xml · derivative · entry 3

HICKS KEN C · CIK 0001175746 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,993

Underlying: Common Stock · 28,993 shares

Expires 2033-03-21

F1 · security: Granted under the Company's 2020 Omnibus Incentive Plan (the "Plan").

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock, par value $0.01 per share ("Common Stock").

F5 · derivative.exercise_date: These time-based RSUs vest in three equal installments beginning on the first anniversary of the grant date.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 21:07 UTC
HICKS KEN CDirector · Chairman, President and CEO
GrantStock Options (Right to Buy) · Derivative 62,646 $0.00 Strike: $64.67 $0.00
Disclosure

SEC source: 0001817358-23-000078 · wf-form4_167960563239625.xml · derivative · entry 2

HICKS KEN C · CIK 0001175746 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,646

Underlying: Common Stock · 62,646 shares

Expires 2033-03-21

F1 · security: Granted under the Company's 2020 Omnibus Incentive Plan (the "Plan").

F4 · derivative.exercise_date: These time-based options vest in three equal installments beginning on the first anniversary of the grant date.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 21:07 UTC
HICKS KEN CDirector · Chairman, President and CEO
GrantRestricted Stock Units · Derivative 57,986 $0.00 $0.00
Disclosure

SEC source: 0001817358-23-000078 · wf-form4_167960563239625.xml · derivative · entry 1

HICKS KEN C · CIK 0001175746 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,986

Underlying: Common Stock · 57,986 shares

Expires 2033-03-21

F1 · security: Granted under the Company's 2020 Omnibus Incentive Plan (the "Plan").

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock, par value $0.01 per share ("Common Stock").

F3 · derivative.exercise_date: On March 21, 2023, the Reporting Person was granted 57,986 performance-based restricted stock units ("PRSUs"). These PRSUs vest if certain preestablished performance metrics related to the Company's (i) adjusted pre-tax income, and (ii) return on invested capital over a 3-year period beginning on January 29, 2023 and ending on January 31, 2026, are achieved and certified by the Issuer's compensation committee (which, if any, may vary from 0% to 200% of the number shown above), subject to the Reporting Person's continued service with the Issuer through each applicable vesting date.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 17:04 UTC
Harriman Sherry L.SVP, Logistics & Supply Chain
GrantRestricted Stock Units · Derivative 3,479 $0.00 $0.00
Disclosure

SEC source: 0001817358-23-000074 · wf-form4_167960548023312.xml · derivative · entry 3

Harriman Sherry L. · CIK 0001842532 · SVP, Logistics & Supply Chain

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,479

Underlying: Common Stock · 3,479 shares

Expires 2033-03-21

F1 · security: Granted under the Company's 2020 Omnibus Incentive Plan (the "Plan").

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock, par value $0.01 per share ("Common Stock").

F5 · derivative.exercise_date: These time-based RSUs vest in three equal installments beginning on the first anniversary of the grant date.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 17:04 UTC
Harriman Sherry L.SVP, Logistics & Supply Chain
GrantStock Options (Right to Buy) · Derivative 7,517 $0.00 Strike: $64.67 $0.00
Disclosure

SEC source: 0001817358-23-000074 · wf-form4_167960548023312.xml · derivative · entry 2

Harriman Sherry L. · CIK 0001842532 · SVP, Logistics & Supply Chain

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,517

Underlying: Common Stock · 7,517 shares

Expires 2033-03-21

F1 · security: Granted under the Company's 2020 Omnibus Incentive Plan (the "Plan").

F4 · derivative.exercise_date: These time-based options vest in three equal installments beginning on the first anniversary of the grant date.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 17:04 UTC
Harriman Sherry L.SVP, Logistics & Supply Chain
GrantRestricted Stock Units · Derivative 6,958 $0.00 $0.00
Disclosure

SEC source: 0001817358-23-000074 · wf-form4_167960548023312.xml · derivative · entry 1

Harriman Sherry L. · CIK 0001842532 · SVP, Logistics & Supply Chain

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,958

Underlying: Common Stock · 6,958 shares

Expires 2033-03-21

F1 · security: Granted under the Company's 2020 Omnibus Incentive Plan (the "Plan").

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock, par value $0.01 per share ("Common Stock").

F3 · derivative.exercise_date: On March 21, 2023, the Reporting Person was granted 6,958 performance-based restricted stock units ("PRSUs"). These PRSUs vest if certain preestablished performance metrics related to the Company's (i) adjusted pre-tax income, and (ii) return on invested capital over a 3-year period beginning on January 29, 2023 and ending on January 31, 2026, are achieved and certified by the Issuer's compensation committee (which, if any, may vary from 0% to 200% of the number shown above), subject to the Reporting Person's continued service with the Issuer through each applicable vesting date.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 17:11 UTC
Maini ManishSVP, Chief Information Officer
GrantRestricted Stock Units · Derivative 3,479 $0.00 $0.00
Disclosure

SEC source: 0001817358-23-000082 · wf-form4_167960586623426.xml · derivative · entry 3

Maini Manish · CIK 0001825679 · SVP, Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,479

Underlying: Common Stock · 3,479 shares

Expires 2033-03-21

F1 · security: Granted under the Company's 2020 Omnibus Incentive Plan (the "Plan").

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock, par value $0.01 per share ("Common Stock").

F5 · derivative.exercise_date: These time-based RSUs vest in three equal installments beginning on the first anniversary of the grant date.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 17:11 UTC
Maini ManishSVP, Chief Information Officer
GrantStock Options (Right to Buy) · Derivative 7,517 $0.00 Strike: $64.67 $0.00
Disclosure

SEC source: 0001817358-23-000082 · wf-form4_167960586623426.xml · derivative · entry 2

Maini Manish · CIK 0001825679 · SVP, Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,517

Underlying: Common Stock · 7,517 shares

Expires 2033-03-21

F1 · security: Granted under the Company's 2020 Omnibus Incentive Plan (the "Plan").

F4 · derivative.exercise_date: These time-based options vest in three equal installments beginning on the first anniversary of the grant date.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 17:11 UTC
Maini ManishSVP, Chief Information Officer
GrantRestricted Stock Units · Derivative 6,958 $0.00 $0.00
Disclosure

SEC source: 0001817358-23-000082 · wf-form4_167960586623426.xml · derivative · entry 1

Maini Manish · CIK 0001825679 · SVP, Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,958

Underlying: Common Stock · 6,958 shares

Expires 2033-03-21

F1 · security: Granted under the Company's 2020 Omnibus Incentive Plan (the "Plan").

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock, par value $0.01 per share ("Common Stock").

F3 · derivative.exercise_date: On March 21, 2023, the Reporting Person was granted 6,958 performance-based restricted stock units ("PRSUs"). These PRSUs vest if certain preestablished performance metrics related to the Company's (i) adjusted pre-tax income, and (ii) return on invested capital over a 3-year period beginning on January 29, 2023 and ending on January 31, 2026, are achieved and certified by the Issuer's compensation committee (which, if any, may vary from 0% to 200% of the number shown above), subject to the Reporting Person's continued service with the Issuer through each applicable vesting date.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 16:56 UTC GrantRestricted Stock Units · Derivative 3,479 $0.00 $0.00
Disclosure

SEC source: 0001817358-23-000064 · wf-form4_167960497851005.xml · derivative · entry 3

Rutherford Jamey Traywick · CIK 0001825678 · SVP, Omnichannel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,479

Underlying: Common Stock · 3,479 shares

Expires 2033-03-21

F1 · security: Granted under the Company's 2020 Omnibus Incentive Plan (the "Plan").

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock, par value $0.01 per share ("Common Stock").

F5 · derivative.exercise_date: These time-based RSUs vest in three equal installments beginning on the first anniversary of the grant date.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 16:56 UTC GrantStock Options (Right to Buy) · Derivative 7,517 $0.00 Strike: $64.67 $0.00
Disclosure

SEC source: 0001817358-23-000064 · wf-form4_167960497851005.xml · derivative · entry 2

Rutherford Jamey Traywick · CIK 0001825678 · SVP, Omnichannel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,517

Underlying: Common Stock · 7,517 shares

Expires 2033-03-21

F1 · security: Granted under the Company's 2020 Omnibus Incentive Plan (the "Plan").

F4 · derivative.exercise_date: These time-based options vest in three equal installments beginning on the first anniversary of the grant date.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 16:56 UTC GrantRestricted Stock Units · Derivative 6,958 $0.00 $0.00
Disclosure

SEC source: 0001817358-23-000064 · wf-form4_167960497851005.xml · derivative · entry 1

Rutherford Jamey Traywick · CIK 0001825678 · SVP, Omnichannel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,958

Underlying: Common Stock · 6,958 shares

Expires 2033-03-21

F1 · security: Granted under the Company's 2020 Omnibus Incentive Plan (the "Plan").

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock, par value $0.01 per share ("Common Stock").

F3 · derivative.exercise_date: On March 21, 2023, the Reporting Person was granted 6,958 performance-based restricted stock units ("PRSUs"). These PRSUs vest if certain preestablished performance metrics related to the Company's (i) adjusted pre-tax income, and (ii) return on invested capital over a 3-year period beginning on January 29, 2023 and ending on January 31, 2026, are achieved and certified by the Issuer's compensation committee (which, if any, may vary from 0% to 200% of the number shown above), subject to the Reporting Person's continued service with the Issuer through each applicable vesting date.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 21:06 UTC
Casares Rene G.SVP, General Counsel
GrantRestricted Stock Units · Derivative 3,479 $0.00 $0.00
Disclosure

SEC source: 0001817358-23-000076 · wf-form4_167960555859225.xml · derivative · entry 3

Casares Rene G. · CIK 0001825677 · SVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,479

Underlying: Common Stock · 3,479 shares

Expires 2033-03-21

F1 · security: Granted under the Company's 2020 Omnibus Incentive Plan (the "Plan").

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right upon vesting to receive one share of Issuer common stock, par value $0.01 per share ("Common Stock").

F5 · derivative.exercise_date: These time-based RSUs vest in three equal installments beginning on the first anniversary of the grant date.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 21:06 UTC
Casares Rene G.SVP, General Counsel
GrantStock Options (Right to Buy) · Derivative 7,517 $0.00 Strike: $64.67 $0.00
Disclosure

SEC source: 0001817358-23-000076 · wf-form4_167960555859225.xml · derivative · entry 2

Casares Rene G. · CIK 0001825677 · SVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,517

Underlying: Common Stock · 7,517 shares

Expires 2033-03-21

F1 · security: Granted under the Company's 2020 Omnibus Incentive Plan (the "Plan").

F4 · derivative.exercise_date: These time-based options vest in three equal installments beginning on the first anniversary of the grant date.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 21:06 UTC
Casares Rene G.SVP, General Counsel
GrantRestricted Stock Units · Derivative 6,958 $0.00 $0.00
Disclosure

SEC source: 0001817358-23-000076 · wf-form4_167960555859225.xml · derivative · entry 1

Casares Rene G. · CIK 0001825677 · SVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,958

Underlying: Common Stock · 6,958 shares

Expires 2033-03-21

F1 · security: Granted under the Company's 2020 Omnibus Incentive Plan (the "Plan").

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right upon vesting to receive one share of Issuer common stock, par value $0.01 per share ("Common Stock").

F3 · derivative.exercise_date: On March 21, 2023, the Reporting Person was granted 6,958 performance-based restricted stock units ("PRSUs"). These PRSUs vest if certain preestablished performance metrics related to the Company's (i) adjusted pre-tax income, and (ii) return on invested capital over a 3-year period beginning on January 29, 2023 and ending on January 31, 2026, are achieved and certified by the Issuer's compensation committee (which, if any, may vary from 0% to 200% of the number shown above), subject to the Reporting Person's continued service with the Issuer through each applicable vesting date.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 21:09 UTC GrantRestricted Stock Units · Derivative 5,798 $0.00 $0.00
Disclosure

SEC source: 0001817358-23-000080 · wf-form4_167960575574297.xml · derivative · entry 3

Lawrence Steven Paul · CIK 0001548845 · EVP & CMO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,798

Underlying: Common Stock · 5,798 shares

Expires 2033-03-21

F1 · security: Granted under the Company's 2020 Omnibus Incentive Plan (the "Plan").

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock, par value $0.01 per share ("Common Stock").

F5 · derivative.exercise_date: These time-based RSUs vest in three equal installments beginning on the first anniversary of the grant date.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 21:09 UTC GrantStock Options (Right to Buy) · Derivative 12,529 $0.00 Strike: $64.67 $0.00
Disclosure

SEC source: 0001817358-23-000080 · wf-form4_167960575574297.xml · derivative · entry 2

Lawrence Steven Paul · CIK 0001548845 · EVP & CMO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,529

Underlying: Common Stock · 12,529 shares

Expires 2033-03-21

F1 · security: Granted under the Company's 2020 Omnibus Incentive Plan (the "Plan").

F4 · derivative.exercise_date: These time-based options vest in three equal installments beginning on the first anniversary of the grant date.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 21:09 UTC GrantRestricted Stock Units · Derivative 11,597 $0.00 $0.00
Disclosure

SEC source: 0001817358-23-000080 · wf-form4_167960575574297.xml · derivative · entry 1

Lawrence Steven Paul · CIK 0001548845 · EVP & CMO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,597

Underlying: Common Stock · 11,597 shares

Expires 2033-03-21

F1 · security: Granted under the Company's 2020 Omnibus Incentive Plan (the "Plan").

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock, par value $0.01 per share ("Common Stock").

F3 · derivative.exercise_date: On March 21, 2023, the Reporting Person was granted 11,597 performance-based restricted stock units ("PRSUs"). These PRSUs vest if certain preestablished performance metrics related to the Company's (i) adjusted pre-tax income, and (ii) return on invested capital over a 3-year period beginning on January 29, 2023 and ending on January 31, 2026, are achieved and certified by the Issuer's compensation committee (which, if any, may vary from 0% to 200% of the number shown above), subject to the Reporting Person's continued service with the Issuer through each applicable vesting date.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 21:03 UTC GrantRestricted Stock Units · Derivative 5,798 $0.00 $0.00
Disclosure

SEC source: 0001817358-23-000072 · wf-form4_167960538832927.xml · derivative · entry 3

Mullican Michael P. · CIK 0001825630 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,798

Underlying: Common Stock · 5,798 shares

Expires 2033-03-21

F1 · security: Granted under the Company's 2020 Omnibus Incentive Plan (the "Plan").

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock, par value $0.01 per share ("Common Stock").

F5 · derivative.exercise_date: These time-based RSUs vest in three equal installments beginning on the first anniversary of the grant date.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 21:03 UTC GrantStock Options (Right to Buy) · Derivative 12,529 $0.00 Strike: $64.67 $0.00
Disclosure

SEC source: 0001817358-23-000072 · wf-form4_167960538832927.xml · derivative · entry 2

Mullican Michael P. · CIK 0001825630 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,529

Underlying: Common Stock · 12,529 shares

Expires 2033-03-21

F1 · security: Granted under the Company's 2020 Omnibus Incentive Plan (the "Plan").

F4 · derivative.exercise_date: These time-based options vest in three equal installments beginning on the first anniversary of the grant date.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 21:03 UTC GrantRestricted Stock Units · Derivative 11,597 $0.00 $0.00
Disclosure

SEC source: 0001817358-23-000072 · wf-form4_167960538832927.xml · derivative · entry 1

Mullican Michael P. · CIK 0001825630 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,597

Underlying: Common Stock · 11,597 shares

Expires 2033-03-21

F1 · security: Granted under the Company's 2020 Omnibus Incentive Plan (the "Plan").

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock, par value $0.01 per share ("Common Stock").

F3 · derivative.exercise_date: On March 21, 2023, the Reporting Person was granted 11,597 performance-based restricted stock units ("PRSUs"). These PRSUs vest if certain preestablished performance metrics related to the Company's (i) adjusted pre-tax income, and (ii) return on invested capital over a 3-year period beginning on January 29, 2023 and ending on January 31, 2026, are achieved and certified by the Issuer's compensation committee (which, if any, may vary from 0% to 200% of the number shown above), subject to the Reporting Person's continued service with the Issuer through each applicable vesting date.

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March 21, 2023 Filed Mar 23, 2023 21:00 UTC
Davis Heather A.SVP-Accounting Treasury Tax
GrantRestricted Stock Units · Derivative 3,865 $0.00 $0.00
Disclosure

SEC source: 0001817358-23-000070 · wf-form4_167960524533359.xml · derivative · entry 1

Davis Heather A. · CIK 0001826144 · SVP-Accounting Treasury Tax

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,865

Underlying: Common Stock · 3,865 shares

Expires 2033-03-21

F1 · security: Granted under the Company's 2020 Omnibus Incentive Plan (the "Plan").

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock, par value $0.01 per share ("Common Stock").

F3 · derivative.exercise_date: These time-based RSUs vest in three equal installments beginning on the first anniversary of the grant date.

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March 21, 2023 Filed Mar 23, 2023 20:59 UTC GrantRestricted Stock Units · Derivative 3,479 $0.00 $0.00
Disclosure

SEC source: 0001817358-23-000068 · wf-form4_167960515490524.xml · derivative · entry 3

Ennis William S. · CIK 0001826063 · SVP & CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,479

Underlying: Common Stock · 3,479 shares

Expires 2033-03-21

F1 · security: Granted under the Company's 2020 Omnibus Incentive Plan (the "Plan").

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock, par value $0.01 per share ("Common Stock").

F5 · derivative.exercise_date: These time-based RSUs vest in three equal installments beginning on the first anniversary of the grant date.

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March 21, 2023 Filed Mar 23, 2023 20:59 UTC GrantStock Options (Right to Buy) · Derivative 7,517 $0.00 Strike: $64.67 $0.00
Disclosure

SEC source: 0001817358-23-000068 · wf-form4_167960515490524.xml · derivative · entry 2

Ennis William S. · CIK 0001826063 · SVP & CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,517

Underlying: Common Stock · 7,517 shares

Expires 2033-03-21

F1 · security: Granted under the Company's 2020 Omnibus Incentive Plan (the "Plan").

F4 · derivative.exercise_date: These time-based options vest in three equal installments beginning on the first anniversary of the grant date.

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March 21, 2023 Filed Mar 23, 2023 20:59 UTC GrantRestricted Stock Units · Derivative 6,958 $0.00 $0.00
Disclosure

SEC source: 0001817358-23-000068 · wf-form4_167960515490524.xml · derivative · entry 1

Ennis William S. · CIK 0001826063 · SVP & CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,958

Underlying: Common Stock · 6,958 shares

Expires 2033-03-21

F1 · security: Granted under the Company's 2020 Omnibus Incentive Plan (the "Plan").

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock, par value $0.01 per share ("Common Stock").

F3 · derivative.exercise_date: On March 21, 2023, the Reporting Person was granted 6,958 performance-based restricted stock units ("PRSUs"). These PRSUs vest if certain preestablished performance metrics related to the Company's (i) adjusted pre-tax income, and (ii) return on invested capital over a 3-year period beginning on January 29, 2023 and ending on January 31, 2026, are achieved and certified by the Issuer's compensation committee (which, if any, may vary from 0% to 200% of the number shown above), subject to the Reporting Person's continued service with the Issuer through each applicable vesting date.

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March 21, 2023 Filed Mar 23, 2023 20:57 UTC
Johnson Samuel JEVP, Retail Operations
GrantRestricted Stock Units · Derivative 5,798 $0.00 $0.00
Disclosure

SEC source: 0001817358-23-000066 · wf-form4_167960505445813.xml · derivative · entry 3

Johnson Samuel J · CIK 0001682299 · EVP, Retail Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,798

Underlying: Common Stock · 5,798 shares

Expires 2033-03-21

F1 · security: Granted under the Company's 2020 Omnibus Incentive Plan (the "Plan").

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock, par value $0.01 per share ("Common Stock").

F5 · derivative.exercise_date: These time-based RSUs vest in three equal installments beginning on the first anniversary of the grant date.

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March 21, 2023 Filed Mar 23, 2023 20:57 UTC
Johnson Samuel JEVP, Retail Operations
GrantStock Options (Right to Buy) · Derivative 12,529 $0.00 Strike: $64.67 $0.00
Disclosure

SEC source: 0001817358-23-000066 · wf-form4_167960505445813.xml · derivative · entry 2

Johnson Samuel J · CIK 0001682299 · EVP, Retail Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,529

Underlying: Common Stock · 12,529 shares

Expires 2033-03-21

F1 · security: Granted under the Company's 2020 Omnibus Incentive Plan (the "Plan").

F4 · derivative.exercise_date: These time-based options vest in three equal installments beginning on the first anniversary of the grant date.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 20:57 UTC
Johnson Samuel JEVP, Retail Operations
GrantRestricted Stock Units · Derivative 11,597 $0.00 $0.00
Disclosure

SEC source: 0001817358-23-000066 · wf-form4_167960505445813.xml · derivative · entry 1

Johnson Samuel J · CIK 0001682299 · EVP, Retail Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,597

Underlying: Common Stock · 11,597 shares

Expires 2033-03-21

F1 · security: Granted under the Company's 2020 Omnibus Incentive Plan (the "Plan").

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock, par value $0.01 per share ("Common Stock").

F3 · derivative.exercise_date: On March 21, 2023, the Reporting Person was granted 11,597 performance-based restricted stock units ("PRSUs"). These PRSUs vest if certain preestablished performance metrics related to the Company's (i) adjusted pre-tax income, and (ii) return on invested capital over a 3-year period beginning on January 29, 2023 and ending on January 31, 2026, are achieved and certified by the Issuer's compensation committee (which, if any, may vary from 0% to 200% of the number shown above), subject to the Reporting Person's continued service with the Issuer through each applicable vesting date.

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March 06, 2023 Filed Mar 8, 2023 00:01 UTC
Davis Heather A.SVP-Accounting Treasury Tax
SaleCommon Stock 349 $60.41 $21,083.09
Disclosure

SEC source: 0001817358-23-000055 · wf-form4_167823365158735.xml · nonDerivative · entry 1

Davis Heather A. · CIK 0001826144 · SVP-Accounting Treasury Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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March 01, 2023 Filed Mar 3, 2023 23:29 UTC
HICKS KEN CDirector · Chairman, President and CEO
Exercise / conversionRestricted Stock Units · Derivative 16,172 $0.00 $0.00
Disclosure

SEC source: 0001817358-23-000037 · wf-form4_167788616853692.xml · derivative · entry 3

HICKS KEN C · CIK 0001175746 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,588

Underlying: Common Stock · 16,172 shares

Expires 2032-03-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted under the Company's 2020 Omnibus Incentive Plan.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On 3/30/22, the Reporting Person was granted 63,760 performance-based restricted stock units ("RSUs"). These RSUs vest if certain performance criteria and/or Issuer stock price conditions are met and certified by the Issuer's compensation committee. On 3/1/23, the Issuer's compensation committee certified achievement of 93.7% of the performance criteria during fiscal 2022 meaning that 59,713 RSUs were deemed earned. Of this earned amount, 1/48 of the RSUs earned will vest for every monthly anniversary since the Vesting Commencement Date (i.e., 1/30/22), and thereafter, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. The remaining unearned amount of this grant (i.e., 4,047 RSUs) may vest upon certification by the Issuer's compensation committee of achievement of certain Issuer stock price conditions as of the fourth anniversary of the Vesting Commencement Date.

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March 01, 2023 Filed Mar 3, 2023 23:29 UTC
HICKS KEN CDirector · Chairman, President and CEO
Tax withholdingCommon Stock 6,027 $59.15 $356,497.05
Disclosure

SEC source: 0001817358-23-000037 · wf-form4_167788616853692.xml · nonDerivative · entry 2

HICKS KEN C · CIK 0001175746 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,183

Read SEC document
March 01, 2023 Filed Mar 3, 2023 23:29 UTC
HICKS KEN CDirector · Chairman, President and CEO
Exercise / conversionCommon Stock 16,172 Not disclosed Not disclosed
Disclosure

SEC source: 0001817358-23-000037 · wf-form4_167788616853692.xml · nonDerivative · entry 1

HICKS KEN C · CIK 0001175746 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476,210

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 18:53 UTC
Harriman Sherry L.SVP, Logistics & Supply Chain
Exercise / conversionRestricted Stock Units · Derivative 1,194 $0.00 $0.00
Disclosure

SEC source: 0001817358-23-000053 · wf-form4_167788758232389.xml · derivative · entry 3

Harriman Sherry L. · CIK 0001842532 · SVP, Logistics & Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,906

Underlying: Common Stock · 1,194 shares

Expires 2032-03-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted under the Company's 2020 Omnibus Incentive Plan.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On 3/30/22, the Reporting Person was granted 5,100 performance-based restricted stock units ("RSUs"). These RSUs vest if certain performance criteria and/or Issuer stock price conditions are met and certified by the Issuer's compensation committee. On 3/1/23, the Issuer's compensation committee certified achievement of 93.7% of the performance criteria during fiscal 2022 meaning that 4,776 RSUs were deemed earned. Of this earned amount, 25% of the earned amount of this grant vested on 3/1/23, and the remaining 75% will vest in three equal annual installments beginning on 1/30/24, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. The remaining unearned amount of this grant (i.e., 324 RSUs) may vest upon certification by the Issuer's compensation committee of achievement of certain Issuer stock price conditions as of the fourth anniversary of the Vesting Commencement Date (i.e., 1/30/22).

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March 01, 2023 Filed Mar 3, 2023 18:53 UTC
Harriman Sherry L.SVP, Logistics & Supply Chain
Tax withholdingCommon Stock 291 $59.15 $17,212.65
Disclosure

SEC source: 0001817358-23-000053 · wf-form4_167788758232389.xml · nonDerivative · entry 2

Harriman Sherry L. · CIK 0001842532 · SVP, Logistics & Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,645

Read SEC document
March 01, 2023 Filed Mar 3, 2023 18:53 UTC
Harriman Sherry L.SVP, Logistics & Supply Chain
Exercise / conversionCommon Stock 1,194 Not disclosed Not disclosed
Disclosure

SEC source: 0001817358-23-000053 · wf-form4_167788758232389.xml · nonDerivative · entry 1

Harriman Sherry L. · CIK 0001842532 · SVP, Logistics & Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,936

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 18:39 UTC
Maini ManishSVP, Chief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 1,194 $0.00 $0.00
Disclosure

SEC source: 0001817358-23-000045 · wf-form4_167788673796136.xml · derivative · entry 3

Maini Manish · CIK 0001825679 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,906

Underlying: Common Stock · 1,194 shares

Expires 2032-03-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted under the Company's 2020 Omnibus Incentive Plan.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On 3/30/22, the Reporting Person was granted 5,100 performance-based restricted stock units ("RSUs"). These RSUs vest if certain performance criteria and/or Issuer stock price conditions are met and certified by the Issuer's compensation committee. On 3/1/23, the Issuer's compensation committee certified achievement of 93.7% of the performance criteria during fiscal 2022 meaning that 4,776 RSUs were deemed earned. Of this earned amount, 25% of the earned amount of this grant vested on 3/1/23, and the remaining 75% will vest in three equal annual installments beginning on 1/30/24, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. The remaining unearned amount of this grant (i.e., 324 RSUs) may vest upon certification by the Issuer's compensation committee of achievement of certain Issuer stock price conditions as of the fourth anniversary of the Vesting Commencement Date (i.e., 1/30/22).

Read SEC document
March 01, 2023 Filed Mar 3, 2023 18:39 UTC
Maini ManishSVP, Chief Information Officer
Tax withholdingCommon Stock 470 $59.15 $27,800.50
Disclosure

SEC source: 0001817358-23-000045 · wf-form4_167788673796136.xml · nonDerivative · entry 2

Maini Manish · CIK 0001825679 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,653

Read SEC document
March 01, 2023 Filed Mar 3, 2023 18:39 UTC
Maini ManishSVP, Chief Information Officer
Exercise / conversionCommon Stock 1,194 Not disclosed Not disclosed
Disclosure

SEC source: 0001817358-23-000045 · wf-form4_167788673796136.xml · nonDerivative · entry 1

Maini Manish · CIK 0001825679 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,123

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 18:51 UTC Exercise / conversionRestricted Stock Units · Derivative 1,194 $0.00 $0.00
Disclosure

SEC source: 0001817358-23-000051 · wf-form4_167788744734212.xml · derivative · entry 3

Rutherford Jamey Traywick · CIK 0001825678 · SVP, Omnichannel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,906

Underlying: Common Stock · 1,194 shares

Expires 2032-03-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted under the Company's 2020 Omnibus Incentive Plan.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On 3/30/22, the Reporting Person was granted 5,100 performance-based restricted stock units ("RSUs"). These RSUs vest if certain performance criteria and/or Issuer stock price conditions are met and certified by the Issuer's compensation committee. On 3/1/23, the Issuer's compensation committee certified achievement of 93.7% of the performance criteria during fiscal 2022 meaning that 4,776 RSUs were deemed earned. Of this earned amount, 25% of the earned amount of this grant vested on 3/1/23, and the remaining 75% will vest in three equal annual installments beginning on 1/30/24, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. The remaining unearned amount of this grant (i.e., 324 RSUs) may vest upon certification by the Issuer's compensation committee of achievement of certain Issuer stock price conditions as of the fourth anniversary of the Vesting Commencement Date (i.e., 1/30/22).

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March 01, 2023 Filed Mar 3, 2023 18:51 UTC Tax withholdingCommon Stock 319 $59.15 $18,868.85
Disclosure

SEC source: 0001817358-23-000051 · wf-form4_167788744734212.xml · nonDerivative · entry 2

Rutherford Jamey Traywick · CIK 0001825678 · SVP, Omnichannel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,031

Read SEC document
March 01, 2023 Filed Mar 3, 2023 18:51 UTC Exercise / conversionCommon Stock 1,194 Not disclosed Not disclosed
Disclosure

SEC source: 0001817358-23-000051 · wf-form4_167788744734212.xml · nonDerivative · entry 1

Rutherford Jamey Traywick · CIK 0001825678 · SVP, Omnichannel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,350

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 23:49 UTC
Casares Rene G.SVP, General Counsel
Exercise / conversionRestricted Stock Units · Derivative 1,194 $0.00 $0.00
Disclosure

SEC source: 0001817358-23-000049 · wf-form4_167788732481345.xml · derivative · entry 3

Casares Rene G. · CIK 0001825677 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,906

Underlying: Common Stock · 1,194 shares

Expires 2032-03-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted under the Company's 2020 Omnibus Incentive Plan.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On 3/30/22, the Reporting Person was granted 5,100 performance-based restricted stock units ("RSUs"). These RSUs vest if certain performance criteria and/or Issuer stock price conditions are met and certified by the Issuer's compensation committee. On 3/1/23, the Issuer's compensation committee certified achievement of 93.7% of the performance criteria during fiscal 2022 meaning that 4,776 RSUs we redeemed earned. Of this earned amount, 25% of the earned amount of this grant vested on 3/1/23, and the remaining 75% will vest in three equal annual installments beginning on 1/30/24, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. The remaining unearned amount of this grant (i.e., 324 RSUs) may vest upon certification by the Issuer's compensation committee of achievement of certain Issuer stock price conditions as of the fourth anniversary of the Vesting Commencement Date (i.e., 1/30/22).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.