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Nasdaq · USD

ASO

Academy Sports & Outdoors, Inc.

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Tapewire entity
4310
SEC CIK
0001817358
Parsed reports
430

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202600
Feb 202600
Mar 202600
Apr 202601
May 202600
Jun 202600
Jul 202601
Aug 202600
Sep 202606
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 06, 2023 Filed Sep 7, 2023 20:16 UTC
Davis Heather A.SVP-Accounting Treasury Tax
Exercise / conversionStock Options (Right to Buy) · Derivative 5,684 $0.00 Strike: $26.99 $0.00
Disclosure

SEC source: 0001817358-23-000190 · wf-form4_169411777907464.xml · derivative · entry 8

Davis Heather A. · CIK 0001826144 · SVP-Accounting Treasury Tax

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,684

Underlying: Common Stock · 5,684 shares

Expires 2031-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Granted under the Company's 2020 Omnibus Incentive Plan (the "Plan").

F3 · derivative.exercise_date: These time-based options are fully vested.

Read SEC document
September 06, 2023 Filed Sep 7, 2023 20:16 UTC
Davis Heather A.SVP-Accounting Treasury Tax
Exercise / conversionStock Options (Right to Buy) · Derivative 4,275 $0.00 Strike: $16.85 $0.00
Disclosure

SEC source: 0001817358-23-000190 · wf-form4_169411777907464.xml · derivative · entry 7

Davis Heather A. · CIK 0001826144 · SVP-Accounting Treasury Tax

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,276

Underlying: Common Stock · 4,275 shares

Expires 2030-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These time-based options are fully vested.

Read SEC document
September 06, 2023 Filed Sep 7, 2023 20:16 UTC
Davis Heather A.SVP-Accounting Treasury Tax
Exercise / conversionStock Options (Right to Buy) · Derivative 3,040 $0.00 Strike: $17.30 $0.00
Disclosure

SEC source: 0001817358-23-000190 · wf-form4_169411777907464.xml · derivative · entry 6

Davis Heather A. · CIK 0001826144 · SVP-Accounting Treasury Tax

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,040 shares

Expires 2030-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These time-based options are fully vested.

Read SEC document
September 06, 2023 Filed Sep 7, 2023 20:16 UTC
Davis Heather A.SVP-Accounting Treasury Tax
SaleCommon Stock 15,907 $51.33 $816,506.31
Disclosure

SEC source: 0001817358-23-000190 · wf-form4_169411777907464.xml · nonDerivative · entry 5

Davis Heather A. · CIK 0001826144 · SVP-Accounting Treasury Tax

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,907

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $51.30 to $51.395, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
September 06, 2023 Filed Sep 7, 2023 20:16 UTC
Davis Heather A.SVP-Accounting Treasury Tax
Exercise / conversionCommon Stock 2,543 $39.17 $99,609.31
Disclosure

SEC source: 0001817358-23-000190 · wf-form4_169411777907464.xml · nonDerivative · entry 4

Davis Heather A. · CIK 0001826144 · SVP-Accounting Treasury Tax

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,907

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2023 Filed Sep 7, 2023 20:16 UTC
Davis Heather A.SVP-Accounting Treasury Tax
Exercise / conversionCommon Stock 5,684 $26.99 $153,411.16
Disclosure

SEC source: 0001817358-23-000190 · wf-form4_169411777907464.xml · nonDerivative · entry 3

Davis Heather A. · CIK 0001826144 · SVP-Accounting Treasury Tax

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,364

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2023 Filed Sep 7, 2023 20:16 UTC
Davis Heather A.SVP-Accounting Treasury Tax
Exercise / conversionCommon Stock 4,275 $16.85 $72,033.75
Disclosure

SEC source: 0001817358-23-000190 · wf-form4_169411777907464.xml · nonDerivative · entry 2

Davis Heather A. · CIK 0001826144 · SVP-Accounting Treasury Tax

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,680

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2023 Filed Sep 7, 2023 20:16 UTC
Davis Heather A.SVP-Accounting Treasury Tax
Exercise / conversionCommon Stock 3,040 $17.30 $52,592.00
Disclosure

SEC source: 0001817358-23-000190 · wf-form4_169411777907464.xml · nonDerivative · entry 1

Davis Heather A. · CIK 0001826144 · SVP-Accounting Treasury Tax

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,405

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares of Common Stock acquired under the Issuer's employee stock purchase plan.

Read SEC document
September 06, 2023 Filed Sep 8, 2023 16:14 UTC GrantRestricted Stock Units · Derivative 9,727 $0.00 $0.00
Disclosure

SEC source: 0001817358-23-000194 · wf-form4_169420406962748.xml · derivative · entry 3

McCabe Matthew M. · CIK 0001982441 · EVP & CMO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,727

Underlying: Common Stock · 9,727 shares

Expires not disclosed

F1 · security: Granted under the Company's 2020 Omnibus Incentive Plan, as amended (the "Plan").

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock, par value $0.01 per share ("Common Stock").

F5 · derivative.exercise_date: On September 6, 2023, the Reporting Person was granted 9,727 performance-based restricted stock units ("PRSUs"). These PRSUs vest if certain preestablished performance metrics related to the Company's (i) adjusted pre-tax income, and (ii) return on invested capital over a 3-year period beginning on January 29, 2023 and ending on January 31, 2026, are achieved and certified by the Issuer's compensation committee (which, if any, may vary from 0% to 200% of the number shown above), subject to the Reporting Person's continued service with the Issuer through the applicable vesting date.

F5 · derivative.expiration_date: On September 6, 2023, the Reporting Person was granted 9,727 performance-based restricted stock units ("PRSUs"). These PRSUs vest if certain preestablished performance metrics related to the Company's (i) adjusted pre-tax income, and (ii) return on invested capital over a 3-year period beginning on January 29, 2023 and ending on January 31, 2026, are achieved and certified by the Issuer's compensation committee (which, if any, may vary from 0% to 200% of the number shown above), subject to the Reporting Person's continued service with the Issuer through the applicable vesting date.

Read SEC document
September 06, 2023 Filed Sep 8, 2023 16:14 UTC GrantRestricted Stock Units · Derivative 4,863 $0.00 $0.00
Disclosure

SEC source: 0001817358-23-000194 · wf-form4_169420406962748.xml · derivative · entry 2

McCabe Matthew M. · CIK 0001982441 · EVP & CMO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,863

Underlying: Common Stock · 4,863 shares

Expires not disclosed

F1 · security: Granted under the Company's 2020 Omnibus Incentive Plan, as amended (the "Plan").

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock, par value $0.01 per share ("Common Stock").

F4 · derivative.exercise_date: These time-based RSUs vest in three equal installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: These time-based RSUs vest in three equal installments beginning on the first anniversary of the grant date.

Read SEC document
September 06, 2023 Filed Sep 8, 2023 16:14 UTC GrantStock Options (Right to Buy) · Derivative 9,838 $0.00 Strike: $51.40 $0.00
Disclosure

SEC source: 0001817358-23-000194 · wf-form4_169420406962748.xml · derivative · entry 1

McCabe Matthew M. · CIK 0001982441 · EVP & CMO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,838

Underlying: Common Stock · 9,838 shares

Expires 2033-09-06

F1 · security: Granted under the Company's 2020 Omnibus Incentive Plan, as amended (the "Plan").

F2 · derivative.exercise_date: These time-based options vest in three equal installments beginning on the first anniversary of the grant date.

Read SEC document
September 06, 2023 Filed Sep 8, 2023 20:11 UTC GrantRestricted Stock Units · Derivative 9,727 $0.00 $0.00
Disclosure

SEC source: 0001817358-23-000193 · wf-form4_169420384853668.xml · derivative · entry 3

Ford Earl Carlton IV · CIK 0001984055 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,727

Underlying: Common Stock · 9,727 shares

Expires not disclosed

F1 · security: Granted under the Company's 2020 Omnibus Incentive Plan, as amended (the "Plan").

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock, par value $0.01 per share ("Common Stock").

F5 · derivative.exercise_date: On September 6, 2023, the Reporting Person was granted 9,727 performance-based restricted stock units ("PRSUs"). These PRSUs vest if certain preestablished performance metrics related to the Company's (i) adjusted pre-tax income, and (ii) return on invested capital over a 3-year period beginning on January 29, 2023 and ending on January 31, 2026, are achieved and certified by the Issuer's compensation committee (which, if any, may vary from 0% to 200% of the number shown above), subject to the Reporting Person's continued service with the Issuer through the applicable vesting date.

F5 · derivative.expiration_date: On September 6, 2023, the Reporting Person was granted 9,727 performance-based restricted stock units ("PRSUs"). These PRSUs vest if certain preestablished performance metrics related to the Company's (i) adjusted pre-tax income, and (ii) return on invested capital over a 3-year period beginning on January 29, 2023 and ending on January 31, 2026, are achieved and certified by the Issuer's compensation committee (which, if any, may vary from 0% to 200% of the number shown above), subject to the Reporting Person's continued service with the Issuer through the applicable vesting date.

Read SEC document
September 06, 2023 Filed Sep 8, 2023 20:11 UTC GrantRestricted Stock Units · Derivative 4,863 $0.00 $0.00
Disclosure

SEC source: 0001817358-23-000193 · wf-form4_169420384853668.xml · derivative · entry 2

Ford Earl Carlton IV · CIK 0001984055 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,863

Underlying: Common Stock · 4,863 shares

Expires not disclosed

F1 · security: Granted under the Company's 2020 Omnibus Incentive Plan, as amended (the "Plan").

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock, par value $0.01 per share ("Common Stock").

F4 · derivative.exercise_date: These time-based RSUs vest in three equal installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: These time-based RSUs vest in three equal installments beginning on the first anniversary of the grant date.

Read SEC document
September 06, 2023 Filed Sep 8, 2023 20:11 UTC GrantStock Options (Right to Buy) · Derivative 9,838 $0.00 Strike: $51.40 $0.00
Disclosure

SEC source: 0001817358-23-000193 · wf-form4_169420384853668.xml · derivative · entry 1

Ford Earl Carlton IV · CIK 0001984055 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,838

Underlying: Common Stock · 9,838 shares

Expires 2033-09-06

F1 · security: Granted under the Company's 2020 Omnibus Incentive Plan, as amended (the "Plan").

F2 · derivative.exercise_date: These time-based options vest in three equal installments beginning on the first anniversary of the grant date.

Read SEC document
August 31, 2023 Filed Aug 31, 2023 21:24 UTC
HICKS KEN CDirector
Exercise / conversionRestricted Stock Units · Derivative 1,274 $0.00 $0.00
Disclosure

SEC source: 0001817358-23-000188 · wf-form4_169351705460195.xml · derivative · entry 6

HICKS KEN C · CIK 0001175746 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,658

Underlying: Common Stock · 1,274 shares

Expires 2031-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted under the Company's 2020 Omnibus Incentive Plan.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On March 31, 2021, the Reporting Person was granted 61,133 PRSUs. These PRSUs vest if certain performance criteria and/or Issuer stock price conditions are met and certified by the Issuer's compensation committee. Following certification of 100% achievement of the performance criteria during fiscal 2021 by the Issuer's compensation committee on March 2, 2022, 1/48 of the total PRSUs granted will vest for every monthly anniversary since the Vesting Commencement Date (i.e., January 31, 2021), and thereafter on each monthly anniversary of the Vesting Commencement Date.

Read SEC document
August 31, 2023 Filed Aug 31, 2023 21:24 UTC
HICKS KEN CDirector
Tax withholdingCommon Stock 632 $49.94 $31,562.08
Disclosure

SEC source: 0001817358-23-000188 · wf-form4_169351705460195.xml · nonDerivative · entry 4

HICKS KEN C · CIK 0001175746 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 477,794

Read SEC document
August 31, 2023 Filed Aug 31, 2023 21:24 UTC
HICKS KEN CDirector
Exercise / conversionCommon Stock 1,274 Not disclosed Not disclosed
Disclosure

SEC source: 0001817358-23-000188 · wf-form4_169351705460195.xml · nonDerivative · entry 3

HICKS KEN C · CIK 0001175746 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 478,426

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 30, 2023 Filed Aug 31, 2023 21:24 UTC
HICKS KEN CDirector
Exercise / conversionRestricted Stock Units · Derivative 1,244 $0.00 $0.00
Disclosure

SEC source: 0001817358-23-000188 · wf-form4_169351705460195.xml · derivative · entry 5

HICKS KEN C · CIK 0001175746 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,126

Underlying: Common Stock · 1,244 shares

Expires 2032-03-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted under the Company's 2020 Omnibus Incentive Plan.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On March 30, 2022, the Reporting Person was granted 63,760 performance-based restricted stock units ("PRSUs"). These PRSUs vest if certain performance criteria and/or Issuer stock price conditions are met and certified by the Issuer's compensation committee. On March 1, 2023, the Issuer's compensation committee certified achievement of 93.7% of the performance criteria during fiscal 2022 meaning that 59,713 PRSUs were deemed earned. Of this earned amount, 1/48 of the PRSUs earned will vest for every monthly anniversary since the Vesting Commencement Date (i.e., January 30, 2022), and thereafter, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. The remaining unearned amount of this grant (i.e., 4,047 PRSUs) may vest upon certification by the Issuer's compensation committee of achievement of certain Issuer stock price conditions as of the fourth anniversary of the Vesting Commencement Date.

Read SEC document
August 30, 2023 Filed Aug 31, 2023 21:24 UTC
HICKS KEN CDirector
Tax withholdingCommon Stock 617 $49.77 $30,708.09
Disclosure

SEC source: 0001817358-23-000188 · wf-form4_169351705460195.xml · nonDerivative · entry 2

HICKS KEN C · CIK 0001175746 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 477,152

Read SEC document
August 30, 2023 Filed Aug 31, 2023 21:24 UTC
HICKS KEN CDirector
Exercise / conversionCommon Stock 1,244 Not disclosed Not disclosed
Disclosure

SEC source: 0001817358-23-000188 · wf-form4_169351705460195.xml · nonDerivative · entry 1

HICKS KEN C · CIK 0001175746 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 477,769

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
July 31, 2023 Filed Jul 31, 2023 22:38 UTC
HICKS KEN CDirector
Exercise / conversionRestricted Stock Units · Derivative 1,274 $0.00 $0.00
Disclosure

SEC source: 0001817358-23-000179 · wf-form4_169084308990885.xml · derivative · entry 5

HICKS KEN C · CIK 0001175746 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,932

Underlying: Common Stock · 1,274 shares

Expires 2031-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted under the Company's 2020 Omnibus Incentive Plan.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On March 31, 2021, the Reporting Person was granted 61,133 PRSUs. These PRSUs vest if certain performance criteria and/or Issuer stock price conditions are met and certified by the Issuer's compensation committee. Following certification of achievement of the performance criteria during fiscal 2021 by the Issuer's compensation committee on March 2, 2022, 1/48 of the total PRSUs granted will vest for every monthly anniversary since the Vesting Commencement Date (i.e., January 31, 2021), and thereafter on each monthly anniversary of the Vesting Commencement Date.

Read SEC document
July 31, 2023 Filed Jul 31, 2023 22:38 UTC
HICKS KEN CDirector
Tax withholdingCommon Stock 1,249 $58.70 $73,316.30
Disclosure

SEC source: 0001817358-23-000179 · wf-form4_169084308990885.xml · nonDerivative · entry 3

HICKS KEN C · CIK 0001175746 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 476,525

Read SEC document
July 31, 2023 Filed Jul 31, 2023 22:38 UTC
HICKS KEN CDirector
Exercise / conversionCommon Stock 1,274 Not disclosed Not disclosed
Disclosure

SEC source: 0001817358-23-000179 · wf-form4_169084308990885.xml · nonDerivative · entry 2

HICKS KEN C · CIK 0001175746 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 477,774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
July 30, 2023 Filed Jul 31, 2023 22:38 UTC
HICKS KEN CDirector
Exercise / conversionRestricted Stock Units · Derivative 1,244 $0.00 $0.00
Disclosure

SEC source: 0001817358-23-000179 · wf-form4_169084308990885.xml · derivative · entry 4

HICKS KEN C · CIK 0001175746 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,370

Underlying: Common Stock · 1,244 shares

Expires 2032-03-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted under the Company's 2020 Omnibus Incentive Plan.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On March 30, 2022, the Reporting Person was granted 63,760 performance-based restricted stock units ("PRSUs"). These PRSUs vest if certain performance criteria and/or Issuer stock price conditions are met and certified by the Issuer's compensation committee. On March 1, 2023, the Issuer's compensation committee certified achievement of 93.7% of the performance criteria during fiscal 2022 meaning that 59,713 PRSUs were deemed earned. Of this earned amount, 1/48 of the PRSUs earned will vest for every monthly anniversary since the Vesting Commencement Date (i.e., January 30, 2022), and thereafter, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. The remaining unearned amount of this grant (i.e., 4,047 PRSUs) may vest upon certification by the Issuer's compensation committee of achievement of certain Issuer stock price conditions as of the fourth anniversary of the Vesting Commencement Date.

Read SEC document
July 30, 2023 Filed Jul 31, 2023 22:38 UTC
HICKS KEN CDirector
Exercise / conversionCommon Stock 1,244 Not disclosed Not disclosed
Disclosure

SEC source: 0001817358-23-000179 · wf-form4_169084308990885.xml · nonDerivative · entry 1

HICKS KEN C · CIK 0001175746 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 476,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
June 30, 2023 Filed Jun 30, 2023 20:09 UTC
HICKS KEN CDirector
Exercise / conversionRestricted Stock Units · Derivative 1,274 $0.00 $0.00
Disclosure

SEC source: 0001817358-23-000171 · wf-form4_168815575742349.xml · derivative · entry 5

HICKS KEN C · CIK 0001175746 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,206

Underlying: Common Stock · 1,274 shares

Expires 2031-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted under the Company's 2020 Omnibus Incentive Plan.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On March 31, 2021, the Reporting Person was granted 61,133 PRSUs. These PRSUs vest if certain performance criteria and/or Issuer stock price conditions are met and certified by the Issuer's compensation committee. Following certification of achievement of the performance criteria during fiscal 2021 by the Issuer's compensation committee on March 2, 2022, 1/48 of the total PRSUs granted will vest for every monthly anniversary since the Vesting Commencement Date (i.e., January 31, 2021), and thereafter on each monthly anniversary of the Vesting Commencement Date.

Read SEC document
June 30, 2023 Filed Jun 30, 2023 20:09 UTC
HICKS KEN CDirector
Exercise / conversionRestricted Stock Units · Derivative 1,243 $0.00 $0.00
Disclosure

SEC source: 0001817358-23-000171 · wf-form4_168815575742349.xml · derivative · entry 4

HICKS KEN C · CIK 0001175746 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,614

Underlying: Common Stock · 1,243 shares

Expires 2032-03-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted under the Company's 2020 Omnibus Incentive Plan.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On March 30, 2022, the Reporting Person was granted 63,760 performance-based restricted stock units ("PRSUs"). These PRSUs vest if certain performance criteria and/or Issuer stock price conditions are met and certified by the Issuer's compensation committee. On March 1, 2023, the Issuer's compensation committee certified achievement of 93.7% of the performance criteria during fiscal 2022 meaning that 59,713 PRSUs were deemed earned. Of this earned amount, 1/48 of the PRSUs earned will vest for every monthly anniversary since the Vesting Commencement Date (i.e., January 30, 2022), and thereafter, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. The remaining unearned amount of this grant (i.e., 4,047 PRSUs) may vest upon certification by the Issuer's compensation committee of achievement of certain Issuer stock price conditions as of the fourth anniversary of the Vesting Commencement Date.

Read SEC document
June 30, 2023 Filed Jun 30, 2023 20:09 UTC
HICKS KEN CDirector
Tax withholdingCommon Stock 1,249 $53.15 $66,384.35
Disclosure

SEC source: 0001817358-23-000171 · wf-form4_168815575742349.xml · nonDerivative · entry 3

HICKS KEN C · CIK 0001175746 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 475,256

Read SEC document
June 30, 2023 Filed Jun 30, 2023 20:09 UTC
HICKS KEN CDirector
Exercise / conversionCommon Stock 1,274 Not disclosed Not disclosed
Disclosure

SEC source: 0001817358-23-000171 · wf-form4_168815575742349.xml · nonDerivative · entry 2

HICKS KEN C · CIK 0001175746 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 476,505

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

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June 30, 2023 Filed Jun 30, 2023 20:09 UTC
HICKS KEN CDirector
Exercise / conversionCommon Stock 1,243 Not disclosed Not disclosed
Disclosure

SEC source: 0001817358-23-000171 · wf-form4_168815575742349.xml · nonDerivative · entry 1

HICKS KEN C · CIK 0001175746 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 475,231

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

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June 20, 2023 Filed Jun 21, 2023 12:52 UTC
RAFF BERYLDirector
GiftCommon Stock 30 $0.00 $0.00
Disclosure

SEC source: 0001817358-23-000165 · wf-form4_168735192803264.xml · nonDerivative · entry 1

RAFF BERYL · CIK 0001228172 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,559.849

F1 · shares: Gift of shares made to Reporting Person's grandchildren.

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June 16, 2023 Filed Jun 20, 2023 12:46 UTC SaleCommon Stock 1,065 $49.23 $52,429.95
Disclosure

SEC source: 0001817358-23-000163 · wf-form4_168726517707276.xml · nonDerivative · entry 1

Tweedy Jeffrey C. · CIK 0001826565 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,200

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June 12, 2023 Filed Jun 14, 2023 12:07 UTC
Johnson Samuel JEVP, Retail Operations
SaleCommon Stock 60,000 $50.76 $3,045,600.00
Disclosure

SEC source: 0001817358-23-000161 · wf-form4_168674442185612.xml · nonDerivative · entry 1

Johnson Samuel J · CIK 0001682299 · EVP, Retail Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,124

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $50.32 to $51.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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June 09, 2023 Filed Jun 13, 2023 12:06 UTC
Lawrence Steven PaulDirector · CEO
GrantStock Options (Right to Buy) · Derivative 60,192 $0.00 Strike: $50.42 $0.00
Disclosure

SEC source: 0001817358-23-000159 · wf-form4_168665796951536.xml · derivative · entry 3

Lawrence Steven Paul · CIK 0001548845 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,192

Underlying: Common Stock · 60,192 shares

Expires 2033-06-09

F1 · security: Granted under the Company's 2020 Omnibus Incentive Plan, as amended (the "Plan").

F5 · derivative.exercise_date: These time-based options vest in three equal installments beginning on the first anniversary of the grant date.

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June 09, 2023 Filed Jun 13, 2023 12:06 UTC
Lawrence Steven PaulDirector · CEO
GrantRestricted Stock Units · Derivative 59,500 $0.00 $0.00
Disclosure

SEC source: 0001817358-23-000159 · wf-form4_168665796951536.xml · derivative · entry 2

Lawrence Steven Paul · CIK 0001548845 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,500

Underlying: Common Stock · 59,500 shares

Expires 2033-06-09

F1 · security: Granted under the Company's 2020 Omnibus Incentive Plan, as amended (the "Plan").

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock, par value $0.01 per share ("Common Stock").

F4 · derivative.exercise_date: On June 9, 2023, the Reporting Person was granted 59,500 performance-based restricted stock units ("PRSUs"). These PRSUs vest if certain preestablished performance metrics related to the Company's (i) adjusted pre-tax income, and (ii) return on invested capital over a 3-year period beginning on January 29, 2023 and ending on January 31, 2026, are achieved and certified by the Issuer's compensation committee (which, if any, may vary from 0% to 200% of the number shown above), subject to the Reporting Person's continued service with the Issuer through each applicable vesting date.

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June 09, 2023 Filed Jun 13, 2023 12:06 UTC
Lawrence Steven PaulDirector · CEO
GrantRestricted Stock Units · Derivative 29,750 $0.00 $0.00
Disclosure

SEC source: 0001817358-23-000159 · wf-form4_168665796951536.xml · derivative · entry 1

Lawrence Steven Paul · CIK 0001548845 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,750

Underlying: Common Stock · 29,750 shares

Expires 2033-06-09

F1 · security: Granted under the Company's 2020 Omnibus Incentive Plan, as amended (the "Plan").

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock, par value $0.01 per share ("Common Stock").

F3 · derivative.exercise_date: These time-based RSUs vest in three equal installments beginning on the first anniversary of the grant date.

Read SEC document
June 09, 2023 Filed Jun 13, 2023 12:04 UTC
Johnson Samuel JEVP, Retail Operations
GrantStock Options (Right to Buy) · Derivative 5,016 $0.00 Strike: $50.42 $0.00
Disclosure

SEC source: 0001817358-23-000157 · wf-form4_168665787535339.xml · derivative · entry 3

Johnson Samuel J · CIK 0001682299 · EVP, Retail Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,016

Underlying: Common Stock · 5,016 shares

Expires 2033-06-09

F1 · security: Granted under the Company's 2020 Omnibus Incentive Plan, as amended (the "Plan").

F5 · derivative.exercise_date: These time-based options vest in three equal installments beginning on the first anniversary of the grant date.

Read SEC document
June 09, 2023 Filed Jun 13, 2023 12:04 UTC
Johnson Samuel JEVP, Retail Operations
GrantRestricted Stock Units · Derivative 4,958 $0.00 $0.00
Disclosure

SEC source: 0001817358-23-000157 · wf-form4_168665787535339.xml · derivative · entry 2

Johnson Samuel J · CIK 0001682299 · EVP, Retail Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,958

Underlying: Common Stock · 4,958 shares

Expires 2033-06-09

F1 · security: Granted under the Company's 2020 Omnibus Incentive Plan, as amended (the "Plan").

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock, par value $0.01 per share ("Common Stock").

F4 · derivative.exercise_date: On June 9, 2023, the Reporting Person was granted 4,958 performance-based restricted stock units ("PRSUs"). These PRSUs vest if certain preestablished performance metrics related to the Company's (i) adjusted pre-tax income, and (ii) return on invested capital over a 3-year period beginning on January 29, 2023 and ending on January 31, 2026, are achieved and certified by the Issuer's compensation committee (which, if any, may vary from 0% to 200% of the number shown above), subject to the Reporting Person's continued service with the Issuer through each applicable vesting date.

Read SEC document
June 09, 2023 Filed Jun 13, 2023 12:04 UTC
Johnson Samuel JEVP, Retail Operations
GrantRestricted Stock Units · Derivative 2,479 $0.00 $0.00
Disclosure

SEC source: 0001817358-23-000157 · wf-form4_168665787535339.xml · derivative · entry 1

Johnson Samuel J · CIK 0001682299 · EVP, Retail Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,479

Underlying: Common Stock · 2,479 shares

Expires 2033-06-09

F1 · security: Granted under the Company's 2020 Omnibus Incentive Plan, as amended (the "Plan").

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock, par value $0.01 per share ("Common Stock").

F3 · derivative.exercise_date: These time-based RSUs vest in three equal installments beginning on the first anniversary of the grant date.

Read SEC document
June 09, 2023 Filed Jun 13, 2023 12:02 UTC GrantStock Options (Right to Buy) · Derivative 30,096 $0.00 Strike: $50.42 $0.00
Disclosure

SEC source: 0001817358-23-000155 · wf-form4_168665775445844.xml · derivative · entry 9

Mullican Michael P. · CIK 0001825630 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,096

Underlying: Common Stock · 30,096 shares

Expires 2033-06-09

F5 · security: Granted under the Company's 2020 Omnibus Incentive Plan, as amended (the "Plan").

F9 · derivative.exercise_date: These time-based options vest in three equal installments beginning on the first anniversary of the grant date.

Read SEC document
June 09, 2023 Filed Jun 13, 2023 12:02 UTC GrantRestricted Stock Units · Derivative 29,750 $0.00 $0.00
Disclosure

SEC source: 0001817358-23-000155 · wf-form4_168665775445844.xml · derivative · entry 8

Mullican Michael P. · CIK 0001825630 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,750

Underlying: Common Stock · 29,750 shares

Expires 2033-06-09

F5 · security: Granted under the Company's 2020 Omnibus Incentive Plan, as amended (the "Plan").

F6 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock, par value $0.01 per share ("Common Stock").

F8 · derivative.exercise_date: On June 9, 2023, the Reporting Person was granted 29,750 performance-based restricted stock units ("PRSUs"). These PRSUs vest if certain preestablished performance metrics related to the Company's (i) adjusted pre-tax income, and (ii) return on invested capital over a 3-year period beginning on January 29, 2023 and ending on January 31, 2026, are achieved and certified by the Issuer's compensation committee (which, if any, may vary from 0% to 200% of the number shown above), subject to the Reporting Person's continued service with the Issuer through each applicable vesting date.

Read SEC document
June 09, 2023 Filed Jun 13, 2023 12:02 UTC GrantRestricted Stock Units · Derivative 14,875 $0.00 $0.00
Disclosure

SEC source: 0001817358-23-000155 · wf-form4_168665775445844.xml · derivative · entry 7

Mullican Michael P. · CIK 0001825630 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,875

Underlying: Common Stock · 14,875 shares

Expires 2033-06-09

F5 · security: Granted under the Company's 2020 Omnibus Incentive Plan, as amended (the "Plan").

F6 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock, par value $0.01 per share ("Common Stock").

F7 · derivative.exercise_date: These time-based RSUs vest in three equal installments beginning on the first anniversary of the grant date.

Read SEC document
June 09, 2023 Filed Jun 13, 2023 12:02 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 21,712 $0.00 Strike: $16.57 $0.00
Disclosure

SEC source: 0001817358-23-000155 · wf-form4_168665775445844.xml · derivative · entry 6

Mullican Michael P. · CIK 0001825630 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,712 shares

Expires 2029-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These performance-based options are fully vested.

Read SEC document
June 09, 2023 Filed Jun 13, 2023 12:02 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 44,082 $0.00 Strike: $16.57 $0.00
Disclosure

SEC source: 0001817358-23-000155 · wf-form4_168665775445844.xml · derivative · entry 5

Mullican Michael P. · CIK 0001825630 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 44,082 shares

Expires 2029-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These time-based options are fully vested.

Read SEC document
June 09, 2023 Filed Jun 13, 2023 12:02 UTC SaleCommon Stock 100 $50.99 $5,099.00
Disclosure

SEC source: 0001817358-23-000155 · wf-form4_168665775445844.xml · nonDerivative · entry 4

Mullican Michael P. · CIK 0001825630 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,304

F1 · shares: Sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 100% of the net shares acquired from this exercise.

Read SEC document
June 09, 2023 Filed Jun 13, 2023 12:02 UTC SaleCommon Stock 65,694 $50.34 $3,307,035.96
Disclosure

SEC source: 0001817358-23-000155 · wf-form4_168665775445844.xml · nonDerivative · entry 3

Mullican Michael P. · CIK 0001825630 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,404

F1 · shares: Sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 100% of the net shares acquired from this exercise.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $49.90 to $50.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
June 09, 2023 Filed Jun 13, 2023 12:02 UTC Exercise / conversionCommon Stock 21,712 $0.00 $0.00
Disclosure

SEC source: 0001817358-23-000155 · wf-form4_168665775445844.xml · nonDerivative · entry 2

Mullican Michael P. · CIK 0001825630 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,098

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 09, 2023 Filed Jun 13, 2023 12:02 UTC Exercise / conversionCommon Stock 44,082 $0.00 $0.00
Disclosure

SEC source: 0001817358-23-000155 · wf-form4_168665775445844.xml · nonDerivative · entry 1

Mullican Michael P. · CIK 0001825630 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,386

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 02, 2023 Filed Jun 2, 2023 20:25 UTC GrantRestricted Stock Units · Derivative 2,861 $0.00 $0.00
Disclosure

SEC source: 0001817358-23-000145 · wf-form4_168573751586740.xml · derivative · entry 1

Tweedy Jeffrey C. · CIK 0001826565 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,861

Underlying: Common Stock · 2,861 shares

Expires not disclosed

F1 · security: Granted under the Company's 2020 Omnibus Incentive Plan, as amended (the "Plan").

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right upon vesting to receive one share of Issuer common stock, par value $0.01 per share ("Common Stock").

F3 · derivative.exercise_date: On June 2, 2023, the Reporting Person was granted 2,861 time-based restricted stock units that vest 100%, subject to the Reporting Person's continued service with the Issuer, on the earliest of (i) the first anniversary of the date of grant, or, if earlier, the date which is the business day immediately preceding the date of the next Annual Meeting of Stockholders, (ii) the Reporting Person's termination due to death or Disability (as defined in the Plan), or (iii) a Change in Control (as defined in the Plan).

F3 · derivative.expiration_date: On June 2, 2023, the Reporting Person was granted 2,861 time-based restricted stock units that vest 100%, subject to the Reporting Person's continued service with the Issuer, on the earliest of (i) the first anniversary of the date of grant, or, if earlier, the date which is the business day immediately preceding the date of the next Annual Meeting of Stockholders, (ii) the Reporting Person's termination due to death or Disability (as defined in the Plan), or (iii) a Change in Control (as defined in the Plan).

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June 02, 2023 Filed Jun 2, 2023 20:24 UTC GrantRestricted Stock Units · Derivative 2,861 $0.00 $0.00
Disclosure

SEC source: 0001817358-23-000144 · wf-form4_168573746052180.xml · derivative · entry 1

MARLEY BRIAN T · CIK 0001246421 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,861

Underlying: Common Stock · 2,861 shares

Expires not disclosed

F1 · security: Granted under the Company's 2020 Omnibus Incentive Plan, as amended (the "Plan").

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right upon vesting to receive one share of Issuer common stock, par value $0.01 per share ("Common Stock").

F3 · derivative.exercise_date: On June 2, 2023, the Reporting Person was granted 2,861 time-based restricted stock units that vest 100%, subject to the Reporting Person's continued service with the Issuer, on the earliest of (i) the first anniversary of the date of grant, or, if earlier, the date which is the business day immediately preceding the date of the next Annual Meeting of Stockholders, (ii) the Reporting Person's termination due to death or Disability (as defined in the Plan), or (iii) a Change in Control (as defined in the Plan).

F3 · derivative.expiration_date: On June 2, 2023, the Reporting Person was granted 2,861 time-based restricted stock units that vest 100%, subject to the Reporting Person's continued service with the Issuer, on the earliest of (i) the first anniversary of the date of grant, or, if earlier, the date which is the business day immediately preceding the date of the next Annual Meeting of Stockholders, (ii) the Reporting Person's termination due to death or Disability (as defined in the Plan), or (iii) a Change in Control (as defined in the Plan).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.