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Nasdaq · USD

ASO

Academy Sports & Outdoors, Inc.

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Tapewire entity
4310
SEC CIK
0001817358
Parsed reports
430

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202600
Feb 202600
Mar 202600
Apr 202601
May 202600
Jun 202600
Jul 202601
Aug 202600
Sep 202606
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 30, 2024 Filed Feb 1, 2024 21:18 UTC Exercise / conversionCommon Stock 497 Not disclosed Not disclosed
Disclosure

SEC source: 0001817358-24-000014 · wk-form4_1706822323.xml · nonDerivative · entry 1

Ford Earl Carlton IV · CIK 0001984055 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · balance_after: Includes shares of Common Stock acquired under the Issuer's employee stock purchase plan.

Read SEC document
January 02, 2024 Filed Jan 3, 2024 14:04 UTC
HICKS KEN CDirector · Executive Chairman
Tax withholdingCommon Stock 1,249 $66.00 $82,434.00
Disclosure

SEC source: 0001817358-24-000004 · wk-form4_1704290666.xml · nonDerivative · entry 3

HICKS KEN C · CIK 0001175746 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 482,869

Read SEC document
January 02, 2024 Filed Jan 3, 2024 14:04 UTC
HICKS KEN CDirector · Executive Chairman
Exercise / conversionCommon Stock 1,274 Not disclosed Not disclosed
Disclosure

SEC source: 0001817358-24-000004 · wk-form4_1704290666.xml · nonDerivative · entry 2

HICKS KEN C · CIK 0001175746 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 484,118

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
January 02, 2024 Filed Jan 3, 2024 14:04 UTC
HICKS KEN CDirector · Executive Chairman
Exercise / conversionCommon Stock 1,244 Not disclosed Not disclosed
Disclosure

SEC source: 0001817358-24-000004 · wk-form4_1704290666.xml · nonDerivative · entry 1

HICKS KEN C · CIK 0001175746 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 482,844

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
January 02, 2024 Filed Jan 3, 2024 14:03 UTC SaleCommon Stock 1,065 $64.81 $69,022.65
Disclosure

SEC source: 0001817358-24-000002 · wk-form4_1704290597.xml · nonDerivative · entry 1

Tweedy Jeffrey C. · CIK 0001826565 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,070

Read SEC document
December 31, 2023 Filed Jan 3, 2024 14:04 UTC
HICKS KEN CDirector · Executive Chairman
Exercise / conversionRestricted Stock Units · Derivative 1,274 $0.00 $0.00
Disclosure

SEC source: 0001817358-24-000004 · wk-form4_1704290666.xml · derivative · entry 5

HICKS KEN C · CIK 0001175746 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,562

Underlying: Common Stock · 1,274 shares

Expires 2031-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted under the Company's 2020 Omnibus Incentive Plan.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On March 31, 2021, the Reporting Person was granted 61,133 PRSUs. These PRSUs vest if certain performance criteria and/or Issuer stock price conditions are met and certified by the Issuer's compensation committee. Following certification of 100% achievement of the performance criteria during fiscal 2021 by the Issuer's compensation committee on March 2, 2022, 1/48 of the total PRSUs granted will vest for every monthly anniversary since the Vesting Commencement Date (i.e., January 31, 2021), and thereafter on each monthly anniversary of the Vesting Commencement Date.

Read SEC document
December 30, 2023 Filed Jan 3, 2024 14:04 UTC
HICKS KEN CDirector · Executive Chairman
Exercise / conversionRestricted Stock Units · Derivative 1,244 $0.00 $0.00
Disclosure

SEC source: 0001817358-24-000004 · wk-form4_1704290666.xml · derivative · entry 4

HICKS KEN C · CIK 0001175746 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,151

Underlying: Common Stock · 1,244 shares

Expires 2032-03-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted under the Company's 2020 Omnibus Incentive Plan.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On March 30, 2022, the Reporting Person was granted 63,760 performance-based restricted stock units ("PRSUs"). These PRSUs vest if certain performance criteria and/or Issuer stock price conditions are met and certified by the Issuer's compensation committee. On March 1, 2023, the Issuer's compensation committee certified achievement of 93.7% of the performance criteria during fiscal 2022 meaning that 59,713 PRSUs were deemed earned. Of this earned amount, 1/48 of the PRSUs earned will vest for every monthly anniversary since the Vesting Commencement Date (i.e., January 30, 2022), and thereafter, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. The remaining unearned amount of this grant (i.e., 4,047 PRSUs) may vest upon certification by the Issuer's compensation committee of achievement of certain Issuer stock price conditions as of the fourth anniversary of the Vesting Commencement Date.

Read SEC document
December 05, 2023 Filed Dec 7, 2023 22:02 UTC GrantRestricted Stock Units · Derivative 9,155 $0.00 $0.00
Disclosure

SEC source: 0001817358-23-000233 · wk-form4_1701986521.xml · derivative · entry 3

Johnson Samuel J · CIK 0001682299 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,155

Underlying: Common Stock · 9,155 shares

Expires 2033-12-05

F1 · security: Granted under the Company's 2020 Omnibus Incentive Plan (the "Plan").

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock, par value $0.01 per share ("Common Stock").

F5 · derivative.exercise_date: On December 5, 2023, the Reporting Person was granted 9,155 performance-based restricted stock units ("PRSUs"). These PRSUs vest if certain preestablished performance metrics related to the Company's (i) adjusted pre-tax income, and (ii) return on invested capital over a 3-year period beginning on January 29, 2023 and ending on January 31, 2026, are achieved and certified by the Issuer's compensation committee (which, if any, may vary from 0% to 200% of the number shown above), subject to the Reporting Person's continued service with the Issuer through each applicable vesting date.

Read SEC document
December 05, 2023 Filed Dec 7, 2023 22:02 UTC GrantRestricted Stock Units · Derivative 4,577 $0.00 $0.00
Disclosure

SEC source: 0001817358-23-000233 · wk-form4_1701986521.xml · derivative · entry 2

Johnson Samuel J · CIK 0001682299 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,577

Underlying: Common Stock · 4,577 shares

Expires 2033-12-05

F1 · security: Granted under the Company's 2020 Omnibus Incentive Plan (the "Plan").

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock, par value $0.01 per share ("Common Stock").

F4 · derivative.exercise_date: These time-based RSUs vest in three equal installments beginning on the first anniversary of the grant date.

Read SEC document
December 05, 2023 Filed Dec 7, 2023 22:02 UTC GrantStock Options (Right to Buy) · Derivative 9,842 $0.00 Strike: $54.61 $0.00
Disclosure

SEC source: 0001817358-23-000233 · wk-form4_1701986521.xml · derivative · entry 1

Johnson Samuel J · CIK 0001682299 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,842

Underlying: Common Stock · 9,842 shares

Expires 2033-12-05

F1 · security: Granted under the Company's 2020 Omnibus Incentive Plan (the "Plan").

F2 · derivative.exercise_date: These time-based options vest in three equal installments beginning on the first anniversary of the grant date.

Read SEC document
November 30, 2023 Filed Dec 1, 2023 21:16 UTC
HICKS KEN CDirector · Executive Chairman
Exercise / conversionRestricted Stock Units · Derivative 1,274 $0.00 $0.00
Disclosure

SEC source: 0001817358-23-000231 · wk-form4_1701465375.xml · derivative · entry 4

HICKS KEN C · CIK 0001175746 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,836

Underlying: Common Stock · 1,274 shares

Expires 2031-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted under the Company's 2020 Omnibus Incentive Plan.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On March 31, 2021, the Reporting Person was granted 61,133 PRSUs. These PRSUs vest if certain performance criteria and/or Issuer stock price conditions are met and certified by the Issuer's compensation committee. Following certification of 100% achievement of the performance criteria during fiscal 2021 by the Issuer's compensation committee on March 2, 2022, 1/48 of the total PRSUs granted will vest for every monthly anniversary since the Vesting Commencement Date (i.e., January 31, 2021), and thereafter on each monthly anniversary of the Vesting Commencement Date.

Read SEC document
November 30, 2023 Filed Dec 1, 2023 21:16 UTC
HICKS KEN CDirector · Executive Chairman
Exercise / conversionRestricted Stock Units · Derivative 1,244 $0.00 $0.00
Disclosure

SEC source: 0001817358-23-000231 · wk-form4_1701465375.xml · derivative · entry 3

HICKS KEN C · CIK 0001175746 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,395

Underlying: Common Stock · 1,244 shares

Expires 2032-03-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted under the Company's 2020 Omnibus Incentive Plan.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On March 30, 2022, the Reporting Person was granted 63,760 performance-based restricted stock units ("PRSUs"). These PRSUs vest if certain performance criteria and/or Issuer stock price conditions are met and certified by the Issuer's compensation committee. On March 1, 2023, the Issuer's compensation committee certified achievement of 93.7% of the performance criteria during fiscal 2022 meaning that 59,713 PRSUs were deemed earned. Of this earned amount, 1/48 of the PRSUs earned will vest for every monthly anniversary since the Vesting Commencement Date (i.e., January 30, 2022), and thereafter, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. The remaining unearned amount of this grant (i.e., 4,047 PRSUs) may vest upon certification by the Issuer's compensation committee of achievement of certain Issuer stock price conditions as of the fourth anniversary of the Vesting Commencement Date.

Read SEC document
November 30, 2023 Filed Dec 1, 2023 21:16 UTC
HICKS KEN CDirector · Executive Chairman
Tax withholdingCommon Stock 1,249 $50.54 $63,124.46
Disclosure

SEC source: 0001817358-23-000231 · wk-form4_1701465375.xml · nonDerivative · entry 2

HICKS KEN C · CIK 0001175746 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 481,600

Read SEC document
November 30, 2023 Filed Dec 1, 2023 21:16 UTC
HICKS KEN CDirector · Executive Chairman
Exercise / conversionCommon Stock 2,518 Not disclosed Not disclosed
Disclosure

SEC source: 0001817358-23-000231 · wk-form4_1701465375.xml · nonDerivative · entry 1

HICKS KEN C · CIK 0001175746 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 482,849

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 15, 2023 Filed Nov 16, 2023 21:52 UTC SaleCommon Stock 1,065 $50.00 $53,250.00
Disclosure

SEC source: 0001817358-23-000219 · wk-form4_1700171543.xml · nonDerivative · entry 1

Tweedy Jeffrey C. · CIK 0001826565 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,135

Read SEC document
October 31, 2023 Filed Oct 31, 2023 21:15 UTC
HICKS KEN CDirector · Executive Chairman
Exercise / conversionRestricted Stock Units · Derivative 1,274 $0.00 $0.00
Disclosure

SEC source: 0001817358-23-000217 · wk-form4_1698786909.xml · derivative · entry 6

HICKS KEN C · CIK 0001175746 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,110

Underlying: Common Stock · 1,274 shares

Expires 2031-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted under the Company's 2020 Omnibus Incentive Plan.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On March 31, 2021, the Reporting Person was granted 61,133 PRSUs. These PRSUs vest if certain performance criteria and/or Issuer stock price conditions are met and certified by the Issuer's compensation committee. Following certification of 100% achievement of the performance criteria during fiscal 2021 by the Issuer's compensation committee on March 2, 2022, 1/48 of the total PRSUs granted will vest for every monthly anniversary since the Vesting Commencement Date (i.e., January 31, 2021), and thereafter on each monthly anniversary of the Vesting Commencement Date.

Read SEC document
October 31, 2023 Filed Oct 31, 2023 21:15 UTC
HICKS KEN CDirector · Executive Chairman
Tax withholdingCommon Stock 632 $43.94 $27,770.08
Disclosure

SEC source: 0001817358-23-000217 · wk-form4_1698786909.xml · nonDerivative · entry 4

HICKS KEN C · CIK 0001175746 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 480,331

Read SEC document
October 31, 2023 Filed Oct 31, 2023 21:15 UTC
HICKS KEN CDirector · Executive Chairman
Exercise / conversionCommon Stock 1,274 Not disclosed Not disclosed
Disclosure

SEC source: 0001817358-23-000217 · wk-form4_1698786909.xml · nonDerivative · entry 3

HICKS KEN C · CIK 0001175746 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 480,963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
October 30, 2023 Filed Oct 31, 2023 21:15 UTC
HICKS KEN CDirector · Executive Chairman
Exercise / conversionRestricted Stock Units · Derivative 1,243 $0.00 $0.00
Disclosure

SEC source: 0001817358-23-000217 · wk-form4_1698786909.xml · derivative · entry 5

HICKS KEN C · CIK 0001175746 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,639

Underlying: Common Stock · 1,243 shares

Expires 2032-03-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted under the Company's 2020 Omnibus Incentive Plan.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On March 30, 2022, the Reporting Person was granted 63,760 performance-based restricted stock units ("PRSUs"). These PRSUs vest if certain performance criteria and/or Issuer stock price conditions are met and certified by the Issuer's compensation committee. On March 1, 2023, the Issuer's compensation committee certified achievement of 93.7% of the performance criteria during fiscal 2022 meaning that 59,713 PRSUs were deemed earned. Of this earned amount, 1/48 of the PRSUs earned will vest for every monthly anniversary since the Vesting Commencement Date (i.e., January 30, 2022), and thereafter, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. The remaining unearned amount of this grant (i.e., 4,047 PRSUs) may vest upon certification by the Issuer's compensation committee of achievement of certain Issuer stock price conditions as of the fourth anniversary of the Vesting Commencement Date.

Read SEC document
October 30, 2023 Filed Oct 31, 2023 21:15 UTC
HICKS KEN CDirector · Executive Chairman
Tax withholdingCommon Stock 617 $43.27 $26,697.59
Disclosure

SEC source: 0001817358-23-000217 · wk-form4_1698786909.xml · nonDerivative · entry 2

HICKS KEN C · CIK 0001175746 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 479,689

Read SEC document
October 30, 2023 Filed Oct 31, 2023 21:15 UTC
HICKS KEN CDirector · Executive Chairman
Exercise / conversionCommon Stock 1,243 Not disclosed Not disclosed
Disclosure

SEC source: 0001817358-23-000217 · wk-form4_1698786909.xml · nonDerivative · entry 1

HICKS KEN C · CIK 0001175746 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 480,306

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
October 12, 2023 Filed Oct 13, 2023 20:08 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 28,421 $0.00 Strike: $26.99 $0.00
Disclosure

SEC source: 0001817358-23-000213 · wk-form4_1697227702.xml · derivative · entry 6

Mullican Michael P. · CIK 0001825630 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,422

Underlying: Common Stock · 28,421 shares

Expires 2031-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Granted under the Company's 2020 Omnibus Incentive Plan, as amended (the "Plan").

F4 · derivative.exercise_date: On March 31, 2021, the Report Person was granted 56,843 time-based options. 50% of these time-based options have vested and the remaining 50% will vest in two equal installments on each March 31, 2024 and March 31, 2025.

Read SEC document
October 12, 2023 Filed Oct 13, 2023 20:08 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 49,757 $0.00 Strike: $17.30 $0.00
Disclosure

SEC source: 0001817358-23-000213 · wk-form4_1697227702.xml · derivative · entry 5

Mullican Michael P. · CIK 0001825630 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 49,757 shares

Expires 2030-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These time-based options previously granted under the Issuer's 2011 Unit Incentive Plan, or the 2011 Equity Plan, are fully vested due to a Change of Control (as defined in the 2011 Equity Plan) that resulted from the Issuer's secondary public offering that closed on May 10, 2021.

Read SEC document
October 12, 2023 Filed Oct 13, 2023 20:08 UTC Tax withholdingCommon Stock 21,684 $44.31 $960,818.04
Disclosure

SEC source: 0001817358-23-000213 · wk-form4_1697227702.xml · nonDerivative · entry 4

Mullican Michael P. · CIK 0001825630 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,594

F1 · balance_after: Reflects net settlement of shares to cover the cost of exercise and tax withholding obligations arising from the stock option exercise reported above.

Read SEC document
October 12, 2023 Filed Oct 13, 2023 20:08 UTC Exercise / conversionCommon Stock 28,421 $26.99 $767,082.79
Disclosure

SEC source: 0001817358-23-000213 · wk-form4_1697227702.xml · nonDerivative · entry 3

Mullican Michael P. · CIK 0001825630 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 12, 2023 Filed Oct 13, 2023 20:08 UTC Tax withholdingCommon Stock 31,325 $44.45 $1,392,396.25
Disclosure

SEC source: 0001817358-23-000213 · wk-form4_1697227702.xml · nonDerivative · entry 2

Mullican Michael P. · CIK 0001825630 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,857

F1 · balance_after: Reflects net settlement of shares to cover the cost of exercise and tax withholding obligations arising from the stock option exercise reported above.

Read SEC document
October 12, 2023 Filed Oct 13, 2023 20:08 UTC Exercise / conversionCommon Stock 49,757 $17.30 $860,796.10
Disclosure

SEC source: 0001817358-23-000213 · wk-form4_1697227702.xml · nonDerivative · entry 1

Mullican Michael P. · CIK 0001825630 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,182

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 02, 2023 Filed Oct 2, 2023 21:09 UTC
HICKS KEN CDirector
Tax withholdingCommon Stock 1,249 $47.27 $59,040.23
Disclosure

SEC source: 0001817358-23-000210 · wf-form4_169628094871728.xml · nonDerivative · entry 3

HICKS KEN C · CIK 0001175746 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 479,063

Read SEC document
September 30, 2023 Filed Oct 2, 2023 21:09 UTC
HICKS KEN CDirector
Exercise / conversionRestricted Stock Units · Derivative 1,274 $0.00 $0.00
Disclosure

SEC source: 0001817358-23-000210 · wf-form4_169628094871728.xml · derivative · entry 5

HICKS KEN C · CIK 0001175746 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,384

Underlying: Common Stock · 1,274 shares

Expires 2031-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted under the Company's 2020 Omnibus Incentive Plan.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On March 31, 2021, the Reporting Person was granted 61,133 PRSUs. These PRSUs vest if certain performance criteria and/or Issuer stock price conditions are met and certified by the Issuer's compensation committee. Following certification of 100% achievement of the performance criteria during fiscal 2021 by the Issuer's compensation committee on March 2, 2022, 1/48 of the total PRSUs granted will vest for every monthly anniversary since the Vesting Commencement Date (i.e., January 31, 2021), and thereafter on each monthly anniversary of the Vesting Commencement Date.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 21:09 UTC
HICKS KEN CDirector
Exercise / conversionRestricted Stock Units · Derivative 1,244 $0.00 $0.00
Disclosure

SEC source: 0001817358-23-000210 · wf-form4_169628094871728.xml · derivative · entry 4

HICKS KEN C · CIK 0001175746 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,882

Underlying: Common Stock · 1,244 shares

Expires 2032-03-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted under the Company's 2020 Omnibus Incentive Plan.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On March 30, 2022, the Reporting Person was granted 63,760 performance-based restricted stock units ("PRSUs"). These PRSUs vest if certain performance criteria and/or Issuer stock price conditions are met and certified by the Issuer's compensation committee. On March 1, 2023, the Issuer's compensation committee certified achievement of 93.7% of the performance criteria during fiscal 2022 meaning that 59,713 PRSUs were deemed earned. Of this earned amount, 1/48 of the PRSUs earned will vest for every monthly anniversary since the Vesting Commencement Date (i.e., January 30, 2022), and thereafter, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. The remaining unearned amount of this grant (i.e., 4,047 PRSUs) may vest upon certification by the Issuer's compensation committee of achievement of certain Issuer stock price conditions as of the fourth anniversary of the Vesting Commencement Date.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 21:09 UTC
HICKS KEN CDirector
Exercise / conversionCommon Stock 1,274 Not disclosed Not disclosed
Disclosure

SEC source: 0001817358-23-000210 · wf-form4_169628094871728.xml · nonDerivative · entry 2

HICKS KEN C · CIK 0001175746 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 480,312

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 21:09 UTC
HICKS KEN CDirector
Exercise / conversionCommon Stock 1,244 Not disclosed Not disclosed
Disclosure

SEC source: 0001817358-23-000210 · wf-form4_169628094871728.xml · nonDerivative · entry 1

HICKS KEN C · CIK 0001175746 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 479,038

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

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September 28, 2023 Filed Sep 29, 2023 20:07 UTC SaleCommon Stock 700 $46.66 $32,662.00
Disclosure

SEC source: 0001817358-23-000208 · wf-form4_169601800893367.xml · nonDerivative · entry 1

Tweedy Jeffrey C. · CIK 0001826565 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,200

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September 12, 2023 Filed Sep 13, 2023 20:42 UTC
Johnson Samuel JEVP, Retail Operations
Exercise / conversionStock Options (Right to Buy) · Derivative 25,578 $0.00 Strike: $26.99 $0.00
Disclosure

SEC source: 0001817358-23-000204 · wf-form4_169463773058324.xml · derivative · entry 5

Johnson Samuel J · CIK 0001682299 · EVP, Retail Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,580

Underlying: Common Stock · 25,578 shares

Expires 2031-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Granted under the Company's Amended and Restated 2020 Omnibus Incentive Plan (the "Plan").

F4 · derivative.exercise_date: On March 31, 2021, the Reporting Person was granted 51,158 time-based options. These time-based options vest in four equal installments beginning on first anniversary of the grant date.

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September 12, 2023 Filed Sep 13, 2023 20:42 UTC
Johnson Samuel JEVP, Retail Operations
Exercise / conversionStock Options (Right to Buy) · Derivative 1,952 $0.00 Strike: $17.30 $0.00
Disclosure

SEC source: 0001817358-23-000204 · wf-form4_169463773058324.xml · derivative · entry 4

Johnson Samuel J · CIK 0001682299 · EVP, Retail Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,952 shares

Expires 2030-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These time-based options previously granted under the Issuer's 2011 Unit Incentive Plan, or the 2011 Equity Plan, are fully vested due to a Change of Control (as defined in the 2011 Equity Plan) that resulted from the Issuer's secondary public offering that closed on May 10, 2021.

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September 12, 2023 Filed Sep 13, 2023 20:42 UTC
Johnson Samuel JEVP, Retail Operations
SaleCommon Stock 40,531 $50.03 $2,027,765.93
Disclosure

SEC source: 0001817358-23-000204 · wf-form4_169463773058324.xml · nonDerivative · entry 3

Johnson Samuel J · CIK 0001682299 · EVP, Retail Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,303

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $49.45 to $50.32, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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September 12, 2023 Filed Sep 13, 2023 20:42 UTC
Johnson Samuel JEVP, Retail Operations
Exercise / conversionCommon Stock 25,578 $26.99 $690,350.22
Disclosure

SEC source: 0001817358-23-000204 · wf-form4_169463773058324.xml · nonDerivative · entry 2

Johnson Samuel J · CIK 0001682299 · EVP, Retail Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,834

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2023 Filed Sep 13, 2023 20:42 UTC
Johnson Samuel JEVP, Retail Operations
Exercise / conversionCommon Stock 1,952 $17.30 $33,769.60
Disclosure

SEC source: 0001817358-23-000204 · wf-form4_169463773058324.xml · nonDerivative · entry 1

Johnson Samuel J · CIK 0001682299 · EVP, Retail Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,256

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2023 Filed Sep 13, 2023 20:40 UTC SaleCommon Stock 300 $49.44 $14,832.00
Disclosure

SEC source: 0001817358-23-000202 · wf-form4_169463761868109.xml · nonDerivative · entry 1

Tweedy Jeffrey C. · CIK 0001826565 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,900

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September 11, 2023 Filed Sep 11, 2023 23:11 UTC
Johnson Samuel JEVP, Retail Operations
Tax withholdingCommon Stock 3,822 $51.02 $194,998.44
Disclosure

SEC source: 0001817358-23-000200 · wf-form4_169447389805757.xml · nonDerivative · entry 2

Johnson Samuel J · CIK 0001682299 · EVP, Retail Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,304

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September 11, 2023 Filed Sep 11, 2023 23:10 UTC
Lawrence Steven PaulDirector · CEO
Tax withholdingCommon Stock 4,302 $51.02 $219,488.04
Disclosure

SEC source: 0001817358-23-000198 · wf-form4_169447379811599.xml · nonDerivative · entry 2

Lawrence Steven Paul · CIK 0001548845 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,700

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September 11, 2023 Filed Sep 11, 2023 23:07 UTC Tax withholdingCommon Stock 4,302 $51.02 $219,488.04
Disclosure

SEC source: 0001817358-23-000196 · wf-form4_169447363160888.xml · nonDerivative · entry 3

Mullican Michael P. · CIK 0001825630 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,425

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September 10, 2023 Filed Sep 11, 2023 23:11 UTC
Johnson Samuel JEVP, Retail Operations
Exercise / conversionRestricted Stock Units · Derivative 10,931 $0.00 $0.00
Disclosure

SEC source: 0001817358-23-000200 · wf-form4_169447389805757.xml · derivative · entry 3

Johnson Samuel J · CIK 0001682299 · EVP, Retail Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,931

Underlying: Common Stock · 10,931 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Granted under the Company's 2020 Omnibus Incentive Plan.

F1 · derivative.exercise_price: Restricted stock units convert into Common Stock on a one-for-one basis.

F4 · derivative.exercise_date: On September 7, 2021, subject to the Reporting Person's continued services with the Issuer, the Reporting Person was granted 21,862 time-based restricted stock units that vest 50% on each the second and third anniversary of the date of grant.

F4 · derivative.expiration_date: On September 7, 2021, subject to the Reporting Person's continued services with the Issuer, the Reporting Person was granted 21,862 time-based restricted stock units that vest 50% on each the second and third anniversary of the date of grant.

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September 10, 2023 Filed Sep 11, 2023 23:11 UTC
Johnson Samuel JEVP, Retail Operations
Exercise / conversionCommon Stock 10,931 Not disclosed Not disclosed
Disclosure

SEC source: 0001817358-23-000200 · wf-form4_169447389805757.xml · nonDerivative · entry 1

Johnson Samuel J · CIK 0001682299 · EVP, Retail Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,126

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Common Stock on a one-for-one basis.

F2 · balance_after: Includes shares of Common Stock acquired under the Issuer's employee stock purchase plan.

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September 10, 2023 Filed Sep 11, 2023 23:10 UTC
Lawrence Steven PaulDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 10,931 $0.00 $0.00
Disclosure

SEC source: 0001817358-23-000198 · wf-form4_169447379811599.xml · derivative · entry 3

Lawrence Steven Paul · CIK 0001548845 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,931

Underlying: Common Stock · 10,931 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Granted under the Company's 2020 Omnibus Incentive Plan.

F1 · derivative.exercise_price: Restricted stock units convert into Common Stock on a one-for-one basis.

F4 · derivative.exercise_date: On September 10, 2021, subject to the Reporting Person's continued services with the Issuer, the Reporting Person was granted 21,862 time-based restricted stock units that vest 50% on each the second and third anniversary of the date of grant.

F4 · derivative.expiration_date: On September 10, 2021, subject to the Reporting Person's continued services with the Issuer, the Reporting Person was granted 21,862 time-based restricted stock units that vest 50% on each the second and third anniversary of the date of grant.

Read SEC document
September 10, 2023 Filed Sep 11, 2023 23:10 UTC
Lawrence Steven PaulDirector · CEO
Exercise / conversionCommon Stock 10,931 Not disclosed Not disclosed
Disclosure

SEC source: 0001817358-23-000198 · wf-form4_169447379811599.xml · nonDerivative · entry 1

Lawrence Steven Paul · CIK 0001548845 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,002

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Common Stock on a one-for-one basis.

F2 · balance_after: Includes shares of Common Stock acquired under the Issuer's employee stock purchase plan.

Read SEC document
September 10, 2023 Filed Sep 11, 2023 23:07 UTC Exercise / conversionRestricted Stock Units · Derivative 10,931 $0.00 $0.00
Disclosure

SEC source: 0001817358-23-000196 · wf-form4_169447363160888.xml · derivative · entry 4

Mullican Michael P. · CIK 0001825630 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,931

Underlying: Common Stock · 10,931 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Granted under the Company's 2020 Omnibus Incentive Plan.

F3 · derivative.exercise_price: Restricted stock units convert into Common Stock on a one-for-one basis.

F5 · derivative.exercise_date: On September 10, 2021, subject to the Reporting Person's continued services with the Issuer, the Reporting Person was granted 21,862 time-based restricted stock units that vest 50% on each the second and third anniversary of the date of grant.

F5 · derivative.expiration_date: On September 10, 2021, subject to the Reporting Person's continued services with the Issuer, the Reporting Person was granted 21,862 time-based restricted stock units that vest 50% on each the second and third anniversary of the date of grant.

Read SEC document
September 10, 2023 Filed Sep 11, 2023 23:07 UTC Exercise / conversionCommon Stock 10,931 Not disclosed Not disclosed
Disclosure

SEC source: 0001817358-23-000196 · wf-form4_169447363160888.xml · nonDerivative · entry 2

Mullican Michael P. · CIK 0001825630 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,727

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Restricted stock units convert into Common Stock on a one-for-one basis.

Read SEC document
September 08, 2023 Filed Sep 11, 2023 23:07 UTC GiftCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001817358-23-000196 · wf-form4_169447363160888.xml · nonDerivative · entry 1

Mullican Michael P. · CIK 0001825630 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,796

F1 · kind: Reflects the gift of common stock to a charitable donor advised fund.

F2 · balance_after: Includes shares of Common Stock acquired under the Issuer's employee stock purchase plan.

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September 06, 2023 Filed Sep 7, 2023 20:16 UTC
Davis Heather A.SVP-Accounting Treasury Tax
Exercise / conversionStock Options (Right to Buy) · Derivative 2,543 $0.00 Strike: $39.17 $0.00
Disclosure

SEC source: 0001817358-23-000190 · wf-form4_169411777907464.xml · derivative · entry 9

Davis Heather A. · CIK 0001826144 · SVP-Accounting Treasury Tax

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,630

Underlying: Common Stock · 2,543 shares

Expires 2032-03-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Granted under the Company's 2020 Omnibus Incentive Plan (the "Plan").

F3 · derivative.exercise_date: These time-based options are fully vested.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.