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ASSOCIATED BANC-CORP

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2747
SEC CIK
0000007789
Parsed reports
2,127

Last 12 months

Inside the activity.

0 purchase rows · 28 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202506
Jan 202600
Feb 202604
Mar 202600
Apr 202601
May 202604
Jun 202603
Jul 202604
Aug 202604
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 15, 2021 Filed Sep 17, 2021 16:07 UTC GrantCommon Stock $0.01 Par Value 286 $20.73 $5,928.78
Disclosure

SEC source: 0001127602-21-025439 · form4.xml · nonDerivative · entry 1

KAMERICK EILEEN A · CIK 0001044530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,641

F1 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 16:01 UTC OtherNon-Cumulative Perpetual Preferred Stock, Series D (ASBPRD) 60,000 $25.34 $1,520,154.00
Disclosure

SEC source: 0001127602-21-025438 · form4.xml · nonDerivative · entry 4

JEFFE ROBERT A · CIK 0001233165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F4 · kind: The reported securities were called for redemption by the issuer at a redemption price of $25 per Depositary Share, plus an amount equal to any declared and unpaid dividends to the redemption date.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 16:01 UTC GrantCommon Stock $0.01 Par Value 65 $20.73 $1,347.45
Disclosure

SEC source: 0001127602-21-025438 · form4.xml · nonDerivative · entry 3

JEFFE ROBERT A · CIK 0001233165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,259

F3 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
September 15, 2021 Filed Sep 17, 2021 16:01 UTC GrantCommon Stock $0.01 Par Value 59 $20.73 $1,223.07
Disclosure

SEC source: 0001127602-21-025438 · form4.xml · nonDerivative · entry 2

JEFFE ROBERT A · CIK 0001233165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,194

F2 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 16:01 UTC GrantCommon Stock $0.01 Par Value 286 $20.73 $5,928.78
Disclosure

SEC source: 0001127602-21-025438 · form4.xml · nonDerivative · entry 1

JEFFE ROBERT A · CIK 0001233165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,135

F1 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 15:56 UTC GrantCommon Stock $0.01 Par Value 65 $20.73 $1,347.45
Disclosure

SEC source: 0001127602-21-025437 · form4.xml · nonDerivative · entry 1

Haddad Michael J · CIK 0001774576 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,477

F1 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
September 15, 2021 Filed Sep 17, 2021 15:47 UTC GrantCommon Stock $0.01 Par Value 65 $20.73 $1,347.45
Disclosure

SEC source: 0001127602-21-025436 · form4.xml · nonDerivative · entry 3

Greffin Judith P · CIK 0001442430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,671

F3 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
September 15, 2021 Filed Sep 17, 2021 15:47 UTC GrantCommon Stock $0.01 Par Value 59 $20.73 $1,223.07
Disclosure

SEC source: 0001127602-21-025436 · form4.xml · nonDerivative · entry 2

Greffin Judith P · CIK 0001442430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,606

F2 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 15:47 UTC GrantCommon Stock $0.01 Par Value 43 $20.73 $891.39
Disclosure

SEC source: 0001127602-21-025436 · form4.xml · nonDerivative · entry 1

Greffin Judith P · CIK 0001442430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,547

F1 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 15:38 UTC
GERKEN R JAYDirector
GrantCommon Stock $0.01 Par Value 65 $20.73 $1,347.45
Disclosure

SEC source: 0001127602-21-025435 · form4.xml · nonDerivative · entry 3

GERKEN R JAY · CIK 0001240501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,546

F3 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
September 15, 2021 Filed Sep 17, 2021 15:38 UTC
GERKEN R JAYDirector
GrantCommon Stock $0.01 Par Value 59 $20.73 $1,223.07
Disclosure

SEC source: 0001127602-21-025435 · form4.xml · nonDerivative · entry 2

GERKEN R JAY · CIK 0001240501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,481

F2 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 15:38 UTC
GERKEN R JAYDirector
GrantCommon Stock $0.01 Par Value 223 $20.73 $4,622.79
Disclosure

SEC source: 0001127602-21-025435 · form4.xml · nonDerivative · entry 1

GERKEN R JAY · CIK 0001240501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,422

F1 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 15:02 UTC OtherNon-Cumulative Perpetual Preferred Stock, Series D (ASBPRD) 40,000 $25.34 $1,013,436.00
Disclosure

SEC source: 0001127602-21-025432 · form4.xml · nonDerivative · entry 4

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F4 · kind: The reported securities were called for redemption by the issuer at a redemption price of $25 per Depositary Share, plus an amount equal to any declared and unpaid dividends to the redemption date.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 15:02 UTC GrantCommon Stock $0.01 Par Value 65 $20.73 $1,347.45
Disclosure

SEC source: 0001127602-21-025432 · form4.xml · nonDerivative · entry 3

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,259

F3 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
September 15, 2021 Filed Sep 17, 2021 15:02 UTC GrantCommon Stock $0.01 Par Value 59 $20.73 $1,223.07
Disclosure

SEC source: 0001127602-21-025432 · form4.xml · nonDerivative · entry 2

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,194

F2 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 15:02 UTC GrantCommon Stock $0.01 Par Value 286 $20.73 $5,928.78
Disclosure

SEC source: 0001127602-21-025432 · form4.xml · nonDerivative · entry 1

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,135

F1 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
August 19, 2021 Filed Aug 23, 2021 15:03 UTC SaleCommon Stock $0.01 Par Value 600 $20.64 $12,381.00
Disclosure

SEC source: 0001127602-21-024140 · form4.xml · nonDerivative · entry 3

KAMERICK EILEEN A · CIK 0001044530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,355

Read SEC document
August 19, 2021 Filed Aug 23, 2021 15:03 UTC SaleCommon Stock $0.01 Par Value 1,000 $20.63 $20,630.00
Disclosure

SEC source: 0001127602-21-024140 · form4.xml · nonDerivative · entry 2

KAMERICK EILEEN A · CIK 0001044530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,955

Read SEC document
August 19, 2021 Filed Aug 23, 2021 15:03 UTC SaleCommon Stock $0.01 Par Value 2,900 $20.63 $59,812.50
Disclosure

SEC source: 0001127602-21-024140 · form4.xml · nonDerivative · entry 1

KAMERICK EILEEN A · CIK 0001044530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,955

Read SEC document
August 16, 2021 Filed Aug 17, 2021 18:03 UTC
Utz John A.Executive Vice President
OtherCommon Stock $0.01 Par Value 58.8007 $20.81 $1,223.76
Disclosure

SEC source: 0001127602-21-023840 · form4.xml · nonDerivative · entry 1

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,176.2202

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
August 16, 2021 Filed Aug 17, 2021 18:01 UTC
Stadler Tammy C.Principal Accounting Officer
OtherCommon Stock $0.01 Par Value 118.9218 $20.81 $2,475.00
Disclosure

SEC source: 0001127602-21-023838 · form4.xml · nonDerivative · entry 1

Stadler Tammy C. · CIK 0001708803 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,213.0193

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
August 16, 2021 Filed Aug 17, 2021 17:59 UTC
Meinolf MichaelExecutive Vice President
OtherCommon Stock $0.01 Par Value 74.876 $20.81 $1,558.32
Disclosure

SEC source: 0001127602-21-023836 · form4.xml · nonDerivative · entry 1

Meinolf Michael · CIK 0001753047 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,742.3386

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
August 16, 2021 Filed Aug 17, 2021 16:50 UTC
DeWitt AngieExecutive Vice President
OtherCommon Stock $0.01 Par Value 24.8414 $20.81 $517.00
Disclosure

SEC source: 0001127602-21-023827 · form4.xml · nonDerivative · entry 1

DeWitt Angie · CIK 0001756987 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,001.3014

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
August 16, 2021 Filed Aug 17, 2021 16:54 UTC
Kitowski Nicole MExecutive Vice President
OtherCommon Stock $0.01 Par Value 5.5497 $20.81 $115.50
Disclosure

SEC source: 0001127602-21-023829 · form4.xml · nonDerivative · entry 1

Kitowski Nicole M · CIK 0001721176 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,706.9493

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
August 09, 2021 Filed Aug 10, 2021 16:32 UTC
Stein David LExecutive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 16,302 $0.00 Strike: $14.02 $0.00
Disclosure

SEC source: 0001127602-21-023439 · form4.xml · derivative · entry 7

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,030

Underlying: Common Stock $0.01 Par Value · 16,302 shares

Expires 2023-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.

Read SEC document
August 09, 2021 Filed Aug 10, 2021 16:32 UTC
Stein David LExecutive Vice President
SaleCommon Stock $0.01 Par Value 100 $20.58 $2,057.50
Disclosure

SEC source: 0001127602-21-023439 · form4.xml · nonDerivative · entry 4

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,949

Read SEC document
August 09, 2021 Filed Aug 10, 2021 16:32 UTC
Stein David LExecutive Vice President
SaleCommon Stock $0.01 Par Value 776 $20.57 $15,962.32
Disclosure

SEC source: 0001127602-21-023439 · form4.xml · nonDerivative · entry 3

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,049

Read SEC document
August 09, 2021 Filed Aug 10, 2021 16:32 UTC
Stein David LExecutive Vice President
SaleCommon Stock $0.01 Par Value 15,426 $20.56 $317,158.56
Disclosure

SEC source: 0001127602-21-023439 · form4.xml · nonDerivative · entry 2

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,825

Read SEC document
August 09, 2021 Filed Aug 10, 2021 16:32 UTC
Stein David LExecutive Vice President
Exercise / conversionCommon Stock $0.01 Par Value 16,302 $14.02 $228,554.04
Disclosure

SEC source: 0001127602-21-023439 · form4.xml · nonDerivative · entry 1

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,251

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 21, 2021 Filed Jul 22, 2021 18:34 UTC GrantPhantom Stock Unit · Derivative 1,089.286 $19.51 Strike: $0.00 $21,249.79
Disclosure

SEC source: 0001127602-21-022355 · form4.xml · derivative · entry 1

JEFFE ROBERT A · CIK 0001233165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,814.22

Underlying: Common Stock $0.01 Par Value · 1,089.286 shares

Expires not disclosed

F1 · kind: "Share units" awarded under Director's Deferred Compensation Plan.

F2 · derivative.exercise_date: Stock units are 100% vested at the time of the acquisition.

F3 · derivative.expiration_date: Phantom stock units will remain in the Director's Deferred Compensation Plan until such account balance is distributed pursuant to Insider's distribution elections(s) on file.

Read SEC document
July 21, 2021 Filed Jul 22, 2021 18:31 UTC GrantPhantom Stock Unit · Derivative 961.134 $19.51 Strike: $0.00 $18,749.80
Disclosure

SEC source: 0001127602-21-022353 · form4.xml · derivative · entry 1

Haddad Michael J · CIK 0001774576 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,746.331

Underlying: Common Stock $0.01 Par Value · 961.134 shares

Expires not disclosed

F1 · kind: "Share Units" awarded under Directors' Deferred Compensation Plan.

F2 · derivative.exercise_date: Stock units are 100% vested at the time of the acquisition.

F3 · derivative.expiration_date: Phantom stock units will remain in the Insider's Stock Plan Services plan until separation and be distributed pursuant to the Insider's distribution election on file.

Read SEC document
July 15, 2021 Filed Jul 16, 2021 15:22 UTC
Meinolf MichaelExecutive Vice President
OtherCommon Stock $0.01 Par Value 78.9743 $19.73 $1,558.32
Disclosure

SEC source: 0001127602-21-022060 · form4.xml · nonDerivative · entry 1

Meinolf Michael · CIK 0001753047 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,667.4626

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
July 15, 2021 Filed Jul 16, 2021 15:34 UTC
Utz John A.Executive Vice President
OtherCommon Stock $0.01 Par Value 62.0191 $19.73 $1,223.76
Disclosure

SEC source: 0001127602-21-022063 · form4.xml · nonDerivative · entry 1

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,117.4195

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
July 15, 2021 Filed Jul 16, 2021 15:24 UTC
Stadler Tammy C.Principal Accounting Officer
OtherCommon Stock $0.01 Par Value 125.4308 $19.73 $2,475.00
Disclosure

SEC source: 0001127602-21-022061 · form4.xml · nonDerivative · entry 1

Stadler Tammy C. · CIK 0001708803 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,094.0975

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
July 15, 2021 Filed Jul 16, 2021 15:20 UTC
Kitowski Nicole MExecutive Vice President
OtherCommon Stock $0.01 Par Value 5.8534 $19.73 $115.50
Disclosure

SEC source: 0001127602-21-022059 · form4.xml · nonDerivative · entry 1

Kitowski Nicole M · CIK 0001721176 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,701.3996

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
July 15, 2021 Filed Jul 16, 2021 15:18 UTC
DeWitt AngieExecutive Vice President
OtherCommon Stock $0.01 Par Value 26.2011 $19.73 $517.00
Disclosure

SEC source: 0001127602-21-022058 · form4.xml · nonDerivative · entry 1

DeWitt Angie · CIK 0001756987 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,976.46

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 16:37 UTC
Meinolf MichaelExecutive Vice President
OtherCommon Stock $0.01 Par Value 71.0783 $21.92 $1,558.32
Disclosure

SEC source: 0001127602-21-020148 · form4.xml · nonDerivative · entry 1

Meinolf Michael · CIK 0001753047 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,588.4883

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 16:34 UTC
Kitowski Nicole MExecutive Vice President
OtherCommon Stock $0.01 Par Value 5.2682 $21.92 $115.50
Disclosure

SEC source: 0001127602-21-020147 · form4.xml · nonDerivative · entry 1

Kitowski Nicole M · CIK 0001721176 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,695.5462

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 16:32 UTC
DeWitt AngieExecutive Vice President
OtherCommon Stock $0.01 Par Value 23.5815 $21.92 $517.00
Disclosure

SEC source: 0001127602-21-020146 · form4.xml · nonDerivative · entry 2

DeWitt Angie · CIK 0001756987 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,950.2589

F2 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 16:28 UTC GrantCommon Stock $0.01 Par Value 54 $22.17 $1,197.18
Disclosure

SEC source: 0001127602-21-020144 · form4.xml · nonDerivative · entry 1

Haddad Michael J · CIK 0001774576 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,412

F1 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
June 15, 2021 Filed Jun 17, 2021 16:26 UTC GrantCommon Stock $0.01 Par Value 54 $22.17 $1,197.18
Disclosure

SEC source: 0001127602-21-020142 · form4.xml · nonDerivative · entry 3

WILLIAMS JOHN B · CIK 0001291523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,645

F3 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
June 15, 2021 Filed Jun 17, 2021 16:26 UTC GrantCommon Stock $0.01 Par Value 49 $22.17 $1,086.33
Disclosure

SEC source: 0001127602-21-020142 · form4.xml · nonDerivative · entry 2

WILLIAMS JOHN B · CIK 0001291523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,591

F2 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 16:26 UTC GrantCommon Stock $0.01 Par Value 238 $22.17 $5,276.46
Disclosure

SEC source: 0001127602-21-020142 · form4.xml · nonDerivative · entry 1

WILLIAMS JOHN B · CIK 0001291523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,542

F1 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 16:19 UTC
Stadler Tammy C.Principal Accounting Officer
OtherNon-Cumulative Perpetual Preferred Stock, Series C (ASBPRC) 1,600 $25.38 $40,612.48
Disclosure

SEC source: 0001127602-21-020140 · form4.xml · nonDerivative · entry 3

Stadler Tammy C. · CIK 0001708803 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: The reported securities were called for redemption by the issuer at a redemption price of $25 per Depositary Share, plus an amount equal to any declared and unpaid dividends to the redemption date.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 16:19 UTC
Stadler Tammy C.Principal Accounting Officer
OtherCommon Stock $0.01 Par Value 112.89 $21.92 $2,475.00
Disclosure

SEC source: 0001127602-21-020140 · form4.xml · nonDerivative · entry 2

Stadler Tammy C. · CIK 0001708803 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,968.6667

F2 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 16:15 UTC GrantCommon Stock $0.01 Par Value 54 $22.17 $1,197.18
Disclosure

SEC source: 0001127602-21-020137 · form4.xml · nonDerivative · entry 3

Greffin Judith P · CIK 0001442430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,504

F3 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
June 15, 2021 Filed Jun 17, 2021 16:15 UTC GrantCommon Stock $0.01 Par Value 49 $22.17 $1,086.33
Disclosure

SEC source: 0001127602-21-020137 · form4.xml · nonDerivative · entry 2

Greffin Judith P · CIK 0001442430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,450

F2 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 16:15 UTC GrantCommon Stock $0.01 Par Value 36 $22.17 $798.12
Disclosure

SEC source: 0001127602-21-020137 · form4.xml · nonDerivative · entry 1

Greffin Judith P · CIK 0001442430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,401

F1 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

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June 15, 2021 Filed Jun 17, 2021 16:05 UTC GrantCommon Stock $0.01 Par Value 54 $22.17 $1,197.18
Disclosure

SEC source: 0001127602-21-020134 · form4.xml · nonDerivative · entry 3

Nettles Cory L · CIK 0001323628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,748

F3 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

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June 15, 2021 Filed Jun 17, 2021 16:05 UTC GrantCommon Stock $0.01 Par Value 49 $22.17 $1,086.33
Disclosure

SEC source: 0001127602-21-020134 · form4.xml · nonDerivative · entry 2

Nettles Cory L · CIK 0001323628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,694

F2 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.