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ASB

ASSOCIATED BANC-CORP

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2747
SEC CIK
0000007789
Parsed reports
2,127

Last 12 months

Inside the activity.

0 purchase rows · 28 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202506
Jan 202600
Feb 202604
Mar 202600
Apr 202601
May 202604
Jun 202603
Jul 202604
Aug 202604
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 15, 2021 Filed Nov 16, 2021 17:23 UTC
Utz John A.Executive Vice President
OtherCommon Stock $0.01 Par Value 51.6354 $23.70 $1,223.76
Disclosure

SEC source: 0001127602-21-029285 · form4.xml · nonDerivative · entry 1

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,479.9107

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
November 15, 2021 Filed Nov 16, 2021 17:19 UTC
Meinolf MichaelExecutive Vice President
OtherCommon Stock $0.01 Par Value 65.7519 $23.70 $1,558.32
Disclosure

SEC source: 0001127602-21-029283 · form4.xml · nonDerivative · entry 1

Meinolf Michael · CIK 0001753047 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,616.3267

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
November 15, 2021 Filed Nov 16, 2021 17:21 UTC
Stadler Tammy C.Principal Accounting Officer
OtherCommon Stock $0.01 Par Value 104.4304 $23.70 $2,475.00
Disclosure

SEC source: 0001127602-21-029284 · form4.xml · nonDerivative · entry 1

Stadler Tammy C. · CIK 0001708803 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,549.053

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
November 15, 2021 Filed Nov 16, 2021 17:16 UTC
Kitowski Nicole MExecutive Vice President
OtherCommon Stock $0.01 Par Value 4.8734 $23.70 $115.50
Disclosure

SEC source: 0001127602-21-029282 · form4.xml · nonDerivative · entry 1

Kitowski Nicole M · CIK 0001721176 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,722.5874

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
November 15, 2021 Filed Nov 16, 2021 17:14 UTC
DeWitt AngieExecutive Vice President
OtherCommon Stock $0.01 Par Value 21.8143 $23.70 $517.00
Disclosure

SEC source: 0001127602-21-029281 · form4.xml · nonDerivative · entry 1

DeWitt Angie · CIK 0001756987 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,174.9903

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 18:08 UTC
Lau Timothy JExecutive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $17.38 $0.00
Disclosure

SEC source: 0001127602-21-028927 · form4.xml · derivative · entry 5

Lau Timothy J · CIK 0001507137 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,152

Underlying: Common Stock $0.01 Par Value · 10,000 shares

Expires 2026-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2017.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 18:08 UTC
Lau Timothy JExecutive Vice President
SaleCommon Stock $0.01 Par Value 10,000 $24.03 $240,250.00
Disclosure

SEC source: 0001127602-21-028927 · form4.xml · nonDerivative · entry 3

Lau Timothy J · CIK 0001507137 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,631.355

Read SEC document
November 10, 2021 Filed Nov 12, 2021 18:08 UTC
Lau Timothy JExecutive Vice President
Exercise / conversionCommon Stock $0.01 Par Value 10,000 $17.38 $173,800.00
Disclosure

SEC source: 0001127602-21-028927 · form4.xml · nonDerivative · entry 2

Lau Timothy J · CIK 0001507137 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,631.355

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 18:08 UTC
Lau Timothy JExecutive Vice President
SaleCommon Stock $0.01 Par Value 4,000 $24.04 $96,140.00
Disclosure

SEC source: 0001127602-21-028927 · form4.xml · nonDerivative · entry 1

Lau Timothy J · CIK 0001507137 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,631.355

Read SEC document
November 10, 2021 Filed Nov 12, 2021 18:03 UTC
Stadler Tammy C.Principal Accounting Officer
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 7,000 $0.00 Strike: $12.97 $0.00
Disclosure

SEC source: 0001127602-21-028926 · form4.xml · derivative · entry 4

Stadler Tammy C. · CIK 0001708803 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $0.01 Par Value · 7,000 shares

Expires 2022-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 18:03 UTC
Stadler Tammy C.Principal Accounting Officer
SaleCommon Stock $0.01 Par Value 7,000 $23.84 $166,845.00
Disclosure

SEC source: 0001127602-21-028926 · form4.xml · nonDerivative · entry 2

Stadler Tammy C. · CIK 0001708803 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,444.6226

Read SEC document
November 10, 2021 Filed Nov 12, 2021 18:03 UTC
Stadler Tammy C.Principal Accounting Officer
Exercise / conversionCommon Stock $0.01 Par Value 7,000 $12.97 $90,790.00
Disclosure

SEC source: 0001127602-21-028926 · form4.xml · nonDerivative · entry 1

Stadler Tammy C. · CIK 0001708803 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,444.6226

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 27, 2021 Filed Oct 28, 2021 14:37 UTC
Meinolf MichaelExecutive Vice President
SaleCommon Stock $0.01 Par Value 1,350 $23.00 $31,050.00
Disclosure

SEC source: 0001127602-21-027729 · form4.xml · nonDerivative · entry 1

Meinolf Michael · CIK 0001753047 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,550.5748

Read SEC document
October 26, 2021 Filed Oct 27, 2021 20:07 UTC PurchaseCommon Stock $0.01 Par Value 50,000 $23.00 $1,149,785.00
Disclosure

SEC source: 0001127602-21-027687 · form4.xml · nonDerivative · entry 1

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,259

F1 · price: The price in Column 4 is a weighted average price. These shares were purchased at prices ranging from $22.945 to $23.04, inclusive. The reporting person undertakes to provide to Associated Banc-Corp, any security holders of Associated Banc-Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in the footnote above.

Read SEC document
October 19, 2021 Filed Oct 20, 2021 17:43 UTC GrantPhantom Stock Unit · Derivative 852.203 $22.00 Strike: $0.00 $18,748.47
Disclosure

SEC source: 0001127602-21-027376 · form4.xml · derivative · entry 1

Haddad Michael J · CIK 0001774576 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,741.266

Underlying: Common Stock $0.01 Par Value · 852.203 shares

Expires not disclosed

F1 · kind: "Share Units" awarded under Directors' Deferred Compensation Plan.

F2 · derivative.exercise_date: Stock units are 100% vested at the time of the acquisition.

F3 · derivative.expiration_date: Phantom stock units will remain in the Insider's Stock Plan Services plan until separation and be distributed pursuant to the Insider's distribution election on file.

Read SEC document
October 19, 2021 Filed Oct 20, 2021 17:41 UTC GrantPhantom Stock Unit · Derivative 965.83 $22.00 Strike: $0.00 $21,248.26
Disclosure

SEC source: 0001127602-21-027375 · form4.xml · derivative · entry 1

JEFFE ROBERT A · CIK 0001233165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,136.38

Underlying: Common Stock $0.01 Par Value · 965.83 shares

Expires not disclosed

F1 · kind: "Share units" awarded under Director's Deferred Compensation Plan.

F2 · derivative.exercise_date: Stock units are 100% vested at the time of the acquisition.

F3 · derivative.expiration_date: Phantom stock units will remain in the Director's Deferred Compensation Plan until such account balance is distributed pursuant to Insider's distribution elections(s) on file.

Read SEC document
October 15, 2021 Filed Oct 18, 2021 14:35 UTC
Stadler Tammy C.Principal Accounting Officer
OtherCommon Stock $0.01 Par Value 111.6122 $22.18 $2,475.00
Disclosure

SEC source: 0001127602-21-027146 · form4.xml · nonDerivative · entry 1

Stadler Tammy C. · CIK 0001708803 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,444.6226

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
October 15, 2021 Filed Oct 18, 2021 14:36 UTC
Utz John A.Executive Vice President
OtherCommon Stock $0.01 Par Value 55.1865 $22.18 $1,223.76
Disclosure

SEC source: 0001127602-21-027147 · form4.xml · nonDerivative · entry 1

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,428.2753

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
October 15, 2021 Filed Oct 18, 2021 14:30 UTC
Kitowski Nicole MExecutive Vice President
OtherCommon Stock $0.01 Par Value 5.2086 $22.18 $115.50
Disclosure

SEC source: 0001127602-21-027144 · form4.xml · nonDerivative · entry 1

Kitowski Nicole M · CIK 0001721176 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,717.714

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
October 15, 2021 Filed Oct 18, 2021 14:28 UTC
DeWitt AngieExecutive Vice President
OtherCommon Stock $0.01 Par Value 23.3145 $22.18 $517.00
Disclosure

SEC source: 0001127602-21-027143 · form4.xml · nonDerivative · entry 1

DeWitt Angie · CIK 0001756987 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,153.176

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
October 15, 2021 Filed Oct 18, 2021 14:33 UTC
Meinolf MichaelExecutive Vice President
OtherCommon Stock $0.01 Par Value 70.2737 $22.18 $1,558.32
Disclosure

SEC source: 0001127602-21-027145 · form4.xml · nonDerivative · entry 1

Meinolf Michael · CIK 0001753047 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,900.5748

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
September 15, 2021 Filed Sep 16, 2021 22:01 UTC
Kitowski Nicole MExecutive Vice President
OtherCommon Stock $0.01 Par Value 5.5561 $20.79 $115.50
Disclosure

SEC source: 0001127602-21-025425 · form4.xml · nonDerivative · entry 1

Kitowski Nicole M · CIK 0001721176 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,712.5054

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
September 15, 2021 Filed Sep 16, 2021 21:56 UTC
DeWitt AngieExecutive Vice President
GrantCommon Stock $0.01 Par Value 15 $20.73 $310.95
Disclosure

SEC source: 0001127602-21-025424 · form4.xml · nonDerivative · entry 3

DeWitt Angie · CIK 0001756987 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,129.8615

F3 · kind: Fully vested dividend equivalents awarded pursuant to performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the Insider.

Read SEC document
September 15, 2021 Filed Sep 16, 2021 21:56 UTC
DeWitt AngieExecutive Vice President
OtherCommon Stock $0.01 Par Value 88.69 $20.93 $1,856.02
Disclosure

SEC source: 0001127602-21-025424 · form4.xml · nonDerivative · entry 2

DeWitt Angie · CIK 0001756987 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,114.8615

F2 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
September 15, 2021 Filed Sep 16, 2021 21:56 UTC
DeWitt AngieExecutive Vice President
OtherCommon Stock $0.01 Par Value 24.8701 $20.79 $517.00
Disclosure

SEC source: 0001127602-21-025424 · form4.xml · nonDerivative · entry 1

DeWitt Angie · CIK 0001756987 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,026.1715

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
September 15, 2021 Filed Sep 16, 2021 21:53 UTC
Meinolf MichaelExecutive Vice President
GrantCommon Stock $0.01 Par Value 13 $20.73 $269.49
Disclosure

SEC source: 0001127602-21-025423 · form4.xml · nonDerivative · entry 2

Meinolf Michael · CIK 0001753047 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,830.3011

F2 · kind: Fully vested dividend equivalents awarded pursuant to performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the Insider.

Read SEC document
September 15, 2021 Filed Sep 16, 2021 21:53 UTC
Meinolf MichaelExecutive Vice President
OtherCommon Stock $0.01 Par Value 74.9625 $20.79 $1,558.32
Disclosure

SEC source: 0001127602-21-025423 · form4.xml · nonDerivative · entry 1

Meinolf Michael · CIK 0001753047 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,817.3011

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
September 15, 2021 Filed Sep 16, 2021 21:47 UTC
Schmidt Paul GregoryExecutive Vice President
GrantCommon Stock $0.01 Par Value 263 $20.73 $5,451.99
Disclosure

SEC source: 0001127602-21-025422 · form4.xml · nonDerivative · entry 1

Schmidt Paul Gregory · CIK 0001652805 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,978

F1 · kind: Fully vested dividend equivalents awarded pursuant to performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the Insider.

Read SEC document
September 15, 2021 Filed Sep 16, 2021 21:40 UTC
Stein David LExecutive Vice President
OtherNon-Cumulative Perpetual Preferred Stock, Series D (ASBPRD) 2,000 $25.34 $50,671.80
Disclosure

SEC source: 0001127602-21-025421 · form4.xml · nonDerivative · entry 2

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: The reported securities were called for redemption by the issuer at a redemption price of $25 per Depositary Share, plus an amount equal to any declared and unpaid dividends to the redemption date.

Read SEC document
September 15, 2021 Filed Sep 16, 2021 21:40 UTC
Stein David LExecutive Vice President
GrantCommon Stock $0.01 Par Value 109 $20.73 $2,259.57
Disclosure

SEC source: 0001127602-21-025421 · form4.xml · nonDerivative · entry 1

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,058

F1 · kind: Fully vested dividend equivalents awarded pursuant to performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the Insider.

Read SEC document
September 15, 2021 Filed Sep 16, 2021 21:22 UTC
Utz John A.Executive Vice President
GrantCommon Stock $0.01 Par Value 138 $20.73 $2,860.74
Disclosure

SEC source: 0001127602-21-025418 · form4.xml · nonDerivative · entry 2

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,373.0888

F2 · kind: Fully vested dividend equivalents awarded pursuant to performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the Insider.

Read SEC document
September 15, 2021 Filed Sep 16, 2021 21:22 UTC
Utz John A.Executive Vice President
OtherCommon Stock $0.01 Par Value 58.8686 $20.79 $1,223.76
Disclosure

SEC source: 0001127602-21-025418 · form4.xml · nonDerivative · entry 1

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,235.0888

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
September 15, 2021 Filed Sep 16, 2021 21:11 UTC
Stadler Tammy C.Principal Accounting Officer
OtherNon-Cumulative Perpetual Preferred Stock, Series D (ASBPRD) 1,000 $25.34 $25,335.90
Disclosure

SEC source: 0001127602-21-025414 · form4.xml · nonDerivative · entry 1

Stadler Tammy C. · CIK 0001708803 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported securities were called for redemption by the issuer at a redemption price of $25 per Depositary Share, plus an amount equal to any declared and unpaid dividends to the redemption date.

Read SEC document
September 15, 2021 Filed Sep 16, 2021 17:28 UTC
Stadler Tammy C.Principal Accounting Officer
OtherCommon Stock $0.01 Par Value 0.932 $20.92 $19.50
Disclosure

SEC source: 0001127602-21-025383 · form4.xml · nonDerivative · entry 2

Stadler Tammy C. · CIK 0001708803 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,333.0104

F2 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
September 15, 2021 Filed Sep 16, 2021 17:28 UTC
Stadler Tammy C.Principal Accounting Officer
OtherCommon Stock $0.01 Par Value 119.0591 $20.79 $2,475.00
Disclosure

SEC source: 0001127602-21-025383 · form4.xml · nonDerivative · entry 1

Stadler Tammy C. · CIK 0001708803 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,332.0784

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 16:25 UTC GrantCommon Stock $0.01 Par Value 65 $20.73 $1,347.45
Disclosure

SEC source: 0001127602-21-025444 · form4.xml · nonDerivative · entry 3

WILLIAMS JOHN B · CIK 0001291523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,055

F3 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
September 15, 2021 Filed Sep 17, 2021 16:25 UTC GrantCommon Stock $0.01 Par Value 59 $20.73 $1,223.07
Disclosure

SEC source: 0001127602-21-025444 · form4.xml · nonDerivative · entry 2

WILLIAMS JOHN B · CIK 0001291523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,990

F2 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 16:25 UTC GrantCommon Stock $0.01 Par Value 286 $20.73 $5,928.78
Disclosure

SEC source: 0001127602-21-025444 · form4.xml · nonDerivative · entry 1

WILLIAMS JOHN B · CIK 0001291523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,931

F1 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 16:22 UTC GrantCommon Stock $0.01 Par Value 65 $20.73 $1,347.45
Disclosure

SEC source: 0001127602-21-025443 · form4.xml · nonDerivative · entry 3

VAN LITH KAREN · CIK 0001265627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,705

F3 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
September 15, 2021 Filed Sep 17, 2021 16:22 UTC GrantCommon Stock $0.01 Par Value 59 $20.73 $1,223.07
Disclosure

SEC source: 0001127602-21-025443 · form4.xml · nonDerivative · entry 2

VAN LITH KAREN · CIK 0001265627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,640

F2 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 16:22 UTC GrantCommon Stock $0.01 Par Value 286 $20.73 $5,928.78
Disclosure

SEC source: 0001127602-21-025443 · form4.xml · nonDerivative · entry 1

VAN LITH KAREN · CIK 0001265627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,581

F1 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 16:18 UTC GrantCommon Stock $0.01 Par Value 65 $20.73 $1,347.45
Disclosure

SEC source: 0001127602-21-025441 · form4.xml · nonDerivative · entry 3

Nettles Cory L · CIK 0001323628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,148

F3 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
September 15, 2021 Filed Sep 17, 2021 16:18 UTC GrantCommon Stock $0.01 Par Value 59 $20.73 $1,223.07
Disclosure

SEC source: 0001127602-21-025441 · form4.xml · nonDerivative · entry 2

Nettles Cory L · CIK 0001323628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,083

F2 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 16:18 UTC GrantCommon Stock $0.01 Par Value 276 $20.73 $5,721.48
Disclosure

SEC source: 0001127602-21-025441 · form4.xml · nonDerivative · entry 1

Nettles Cory L · CIK 0001323628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,024

F1 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 16:11 UTC OtherNon-Cumulative Perpetual Preferred Stock, Series D (ASBPRD) 4,000 $25.34 $101,343.60
Disclosure

SEC source: 0001127602-21-025440 · form4.xml · nonDerivative · entry 4

KLAPPA GALE E · CIK 0001195320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F4 · kind: The reported securities were called for redemption by the issuer at a redemption price of $25 per Depositary Share, plus an amount equal to any declared and unpaid dividends to the redemption date.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 16:11 UTC GrantCommon Stock $0.01 Par Value 65 $20.73 $1,347.45
Disclosure

SEC source: 0001127602-21-025440 · form4.xml · nonDerivative · entry 3

KLAPPA GALE E · CIK 0001195320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,464

F3 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
September 15, 2021 Filed Sep 17, 2021 16:11 UTC GrantCommon Stock $0.01 Par Value 59 $20.73 $1,223.07
Disclosure

SEC source: 0001127602-21-025440 · form4.xml · nonDerivative · entry 2

KLAPPA GALE E · CIK 0001195320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,399

F2 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

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September 15, 2021 Filed Sep 17, 2021 16:11 UTC GrantCommon Stock $0.01 Par Value 108 $20.73 $2,238.84
Disclosure

SEC source: 0001127602-21-025440 · form4.xml · nonDerivative · entry 1

KLAPPA GALE E · CIK 0001195320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,340

F1 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

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September 15, 2021 Filed Sep 17, 2021 16:07 UTC GrantCommon Stock $0.01 Par Value 65 $20.73 $1,347.45
Disclosure

SEC source: 0001127602-21-025439 · form4.xml · nonDerivative · entry 3

KAMERICK EILEEN A · CIK 0001044530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,765

F3 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

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September 15, 2021 Filed Sep 17, 2021 16:07 UTC GrantCommon Stock $0.01 Par Value 59 $20.73 $1,223.07
Disclosure

SEC source: 0001127602-21-025439 · form4.xml · nonDerivative · entry 2

KAMERICK EILEEN A · CIK 0001044530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,700

F2 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.