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Nasdaq · USD

ARWR

ARROWHEAD PHARMACEUTICALS, INC.

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Tapewire entity
3472
SEC CIK
0000879407
Parsed reports
292

Last 12 months

Inside the activity.

0 purchase rows · 64 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 2025034
Jan 2026021
Feb 202600
Mar 202601
Apr 202604
May 202601
Jun 202600
Jul 202600
Aug 202602
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 20, 2024 Filed Mar 20, 2024 23:06 UTC
Lu HongboDirector
PurchaseCommon Stock 1,000 $27.50 $27,500.00
Disclosure

SEC source: 0001628280-24-012327 · wk-form4_1710976009.xml · nonDerivative · entry 3

Lu Hongbo · CIK 0001767584 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,680

Read SEC document
March 19, 2024 Filed Mar 20, 2024 23:06 UTC
Lu HongboDirector
PurchaseCommon Stock 1,000 $28.00 $28,000.00
Disclosure

SEC source: 0001628280-24-012327 · wk-form4_1710976009.xml · nonDerivative · entry 2

Lu Hongbo · CIK 0001767584 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,680

Read SEC document
March 18, 2024 Filed Mar 20, 2024 23:06 UTC
Lu HongboDirector
PurchaseCommon Stock 1,000 $27.49 $27,490.00
Disclosure

SEC source: 0001628280-24-012327 · wk-form4_1710976009.xml · nonDerivative · entry 1

Lu Hongbo · CIK 0001767584 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,680

F1 · price: The price reported on Column 4 is the weighted average price. These shares were purchase in multiple transactions at prices ranging from $ 27.48 to $ 27.50, inclusive. The reporting person undertakes to provide to Arrowhead Pharmaceuticals, Inc., any security holder of Arrowhead Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 22:54 UTC
Myszkowski Kenneth AllenChief Financial Officer
SaleCommon Stock 40,000 $35.19 $1,407,600.00
Disclosure

SEC source: 0001628280-24-010062 · wk-form4_1709938483.xml · nonDerivative · entry 1

Myszkowski Kenneth Allen · CIK 0001486672 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400,600

F1 · price: The price reported on Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $ 35.00 to $35.53, inclusive. The reporting person undertakes to provide to Arrowhead Pharmaceuticals, Inc., any security holder of Arrowhead Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

F2 · balance_after: Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting person which are subject to certain vesting conditions.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 22:25 UTC
Anzalone Christopher RichardDirector · Chief Executive Officer
Exercise / conversionStock Option (right to buy) · Derivative 57,499 $0.00 Strike: $14.54 $0.00
Disclosure

SEC source: 0001628280-24-003097 · wk-form4_1706912729.xml · derivative · entry 4

Anzalone Christopher Richard · CIK 0001423029 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 351,726

Underlying: Common Stock · 57,499 shares

Expires 2024-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All options were fully vested and exercisable as of February 6, 2015.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 22:25 UTC
Anzalone Christopher RichardDirector · Chief Executive Officer
SaleCommon Stock 19,730 $32.71 $645,368.30
Disclosure

SEC source: 0001628280-24-003097 · wk-form4_1706912729.xml · nonDerivative · entry 3

Anzalone Christopher Richard · CIK 0001423029 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,715,048

F1 · kind: The exercise of non-qualified stock options and sale was made as the stock options were approaching their expiration date. The shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported on Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $32.47 to $33.33, inclusive. The reporting person undertakes to provide to Arrowhead Pharmaceuticals, Inc., any security holder of Arrowhead Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 22:25 UTC
Anzalone Christopher RichardDirector · Chief Executive Officer
SaleCommon Stock 37,769 $32.16 $1,214,651.04
Disclosure

SEC source: 0001628280-24-003097 · wk-form4_1706912729.xml · nonDerivative · entry 2

Anzalone Christopher Richard · CIK 0001423029 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,734,778

F1 · kind: The exercise of non-qualified stock options and sale was made as the stock options were approaching their expiration date. The shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported on Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $31.85 to $32.46, inclusive. The reporting person undertakes to provide to Arrowhead Pharmaceuticals, Inc., any security holder of Arrowhead Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 22:25 UTC
Anzalone Christopher RichardDirector · Chief Executive Officer
Exercise / conversionCommon Stock 57,499 $14.54 $836,035.46
Disclosure

SEC source: 0001628280-24-003097 · wk-form4_1706912729.xml · nonDerivative · entry 1

Anzalone Christopher Richard · CIK 0001423029 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,772,547

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of non-qualified stock options and sale was made as the stock options were approaching their expiration date. The shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
January 12, 2024 Filed Jan 17, 2024 23:32 UTC
Hamilton James CChief Discovery/Trans Medicine
SaleCommon Stock 3,702 $37.37 $138,343.74
Disclosure

SEC source: 0001628280-24-001576 · wk-form4_1705534331.xml · nonDerivative · entry 2

Hamilton James C · CIK 0001830755 · Chief Discovery/Trans Medicine

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 210,851

F1 · kind: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F4 · price: The price reported on Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $36.89 to $37.62 inclusive. The reporting person undertakes to provide to Arrowhead Pharmaceuticals, Inc., any security holder of Arrowhead Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

F3 · balance_after: Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting person which are subject to certain vesting conditions.

Read SEC document
January 12, 2024 Filed Jan 17, 2024 23:32 UTC
Hamilton James CChief Discovery/Trans Medicine
SaleCommon Stock 4,238 $36.47 $154,559.86
Disclosure

SEC source: 0001628280-24-001576 · wk-form4_1705534331.xml · nonDerivative · entry 1

Hamilton James C · CIK 0001830755 · Chief Discovery/Trans Medicine

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 214,553

F1 · kind: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported on Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $35.92 to $36.88, inclusive. The reporting person undertakes to provide to Arrowhead Pharmaceuticals, Inc., any security holder of Arrowhead Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

F3 · balance_after: Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting person which are subject to certain vesting conditions.

Read SEC document
January 11, 2024 Filed Jan 16, 2024 23:06 UTC SaleCommon Stock 1,100 $38.55 $42,405.00
Disclosure

SEC source: 0001628280-24-001425 · wk-form4_1705446400.xml · nonDerivative · entry 2

GIVEN DOUGLAS B · CIK 0001156207 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 129,711

F1 · kind: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F5 · price: The price reported on Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $38.15 to $39.21, inclusive. The reporting person undertakes to provide to Arrowhead Pharmaceuticals, Inc., any security holder of Arrowhead Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

F2 · acquired: Partial disposition of RSUs to satisfy tax withholding obligations.

F4 · balance_after: Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting person which are subject to certain vesting conditions.

Read SEC document
January 11, 2024 Filed Jan 16, 2024 23:06 UTC SaleCommon Stock 1,811 $37.76 $68,383.36
Disclosure

SEC source: 0001628280-24-001425 · wk-form4_1705446400.xml · nonDerivative · entry 1

GIVEN DOUGLAS B · CIK 0001156207 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 130,811

F1 · kind: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported on Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $37.50 to $38.13, inclusive. The reporting person undertakes to provide to Arrowhead Pharmaceuticals, Inc., any security holder of Arrowhead Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

F2 · acquired: Partial disposition of RSUs to satisfy tax withholding obligations.

F4 · balance_after: Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting person which are subject to certain vesting conditions.

Read SEC document
January 11, 2024 Filed Jan 16, 2024 23:06 UTC SaleCommon Stock 1,300 $38.59 $50,167.00
Disclosure

SEC source: 0001628280-24-001424 · wk-form4_1705446389.xml · nonDerivative · entry 2

Waddill William D. · CIK 0001553338 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 47,870

F1 · kind: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F5 · price: The price reported on Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $38.32 to $39.21, inclusive. The reporting person undertakes to provide to Arrowhead Pharmaceuticals, Inc., any security holder of Arrowhead Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

F2 · acquired: Partial disposition of RSUs to satisfy tax withholding obligations.

F4 · balance_after: Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting person which are subject to certain vesting conditions.

Read SEC document
January 11, 2024 Filed Jan 16, 2024 23:06 UTC SaleCommon Stock 2,634 $37.81 $99,591.54
Disclosure

SEC source: 0001628280-24-001424 · wk-form4_1705446389.xml · nonDerivative · entry 1

Waddill William D. · CIK 0001553338 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 49,170

F1 · kind: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported on Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $37.50 to $38.25, inclusive. The reporting person undertakes to provide to Arrowhead Pharmaceuticals, Inc., any security holder of Arrowhead Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

F2 · acquired: Partial disposition of RSUs to satisfy tax withholding obligations.

F4 · balance_after: Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting person which are subject to certain vesting conditions.

Read SEC document
January 11, 2024 Filed Jan 16, 2024 23:06 UTC SaleCommon Stock 1,000 $38.63 $38,630.00
Disclosure

SEC source: 0001628280-24-001423 · wk-form4_1705446376.xml · nonDerivative · entry 2

Ferrari Mauro · CIK 0001506045 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 60,778

F1 · kind: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F5 · price: The price reported on Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $38.32 to $39.21, inclusive. The reporting person undertakes to provide to Arrowhead Pharmaceuticals, Inc., any security holder of Arrowhead Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

F2 · acquired: Partial disposition of RSUs to satisfy tax withholding obligations.

F4 · balance_after: Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting person which are subject to certain vesting conditions.

Read SEC document
January 11, 2024 Filed Jan 16, 2024 23:06 UTC SaleCommon Stock 2,147 $37.80 $81,156.60
Disclosure

SEC source: 0001628280-24-001423 · wk-form4_1705446376.xml · nonDerivative · entry 1

Ferrari Mauro · CIK 0001506045 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,778

F1 · kind: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported on Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $37.51 to $38.29, inclusive. The reporting person undertakes to provide to Arrowhead Pharmaceuticals, Inc., any security holder of Arrowhead Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

F2 · acquired: Partial disposition of RSUs to satisfy tax withholding obligations.

F4 · balance_after: Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting person which are subject to certain vesting conditions.

Read SEC document
January 11, 2024 Filed Jan 16, 2024 23:06 UTC SaleCommon Stock 1,100 $38.84 $42,724.00
Disclosure

SEC source: 0001628280-24-001422 · wk-form4_1705446365.xml · nonDerivative · entry 2

Vakiener Victoria · CIK 0001826263 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,001

F1 · kind: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F5 · price: The price reported on Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $38.41 to $39.30, inclusive. The reporting person undertakes to provide to Arrowhead Pharmaceuticals, Inc., any security holder of Arrowhead Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

F2 · acquired: Partial disposition of RSUs to satisfy tax withholding obligations.

F4 · balance_after: Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting person which are subject to certain vesting conditions.

Read SEC document
January 11, 2024 Filed Jan 16, 2024 23:06 UTC SaleCommon Stock 3,620 $37.87 $137,089.40
Disclosure

SEC source: 0001628280-24-001422 · wk-form4_1705446365.xml · nonDerivative · entry 1

Vakiener Victoria · CIK 0001826263 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 33,101

F1 · kind: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported on Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $37.43 to $38.40, inclusive. The reporting person undertakes to provide to Arrowhead Pharmaceuticals, Inc., any security holder of Arrowhead Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

F2 · acquired: Partial disposition of RSUs to satisfy tax withholding obligations.

F4 · balance_after: Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting person which are subject to certain vesting conditions.

Read SEC document
January 05, 2024 Filed Jan 6, 2024 01:02 UTC
Hamilton James CChief Discovery/Trans Medicine
SaleCommon Stock 10,000 $35.00 $350,000.00
Disclosure

SEC source: 0001628280-24-000748 · wk-form4_1704502965.xml · nonDerivative · entry 8

Hamilton James C · CIK 0001830755 · Chief Discovery/Trans Medicine

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 218,791

F1 · kind: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F11 · price: The price reported on Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.06 , inclusive. The reporting person undertakes to provide to Arrowhead Pharmaceuticals, Inc., any security holder of Arrowhead Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

F4 · balance_after: Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting person which are subject to certain vesting conditions.

Read SEC document
January 05, 2024 Filed Jan 6, 2024 01:02 UTC
Hamilton James CChief Discovery/Trans Medicine
SaleCommon Stock 12,343 $35.65 $440,027.95
Disclosure

SEC source: 0001628280-24-000748 · wk-form4_1704502965.xml · nonDerivative · entry 7

Hamilton James C · CIK 0001830755 · Chief Discovery/Trans Medicine

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 228,791

F1 · kind: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F10 · price: The price reported on Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $35.46 to $35.97, inclusive. The reporting person undertakes to provide to Arrowhead Pharmaceuticals, Inc., any security holder of Arrowhead Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

F2 · acquired: Partial disposition of RSUs to satisfy tax withholding obligations.

F4 · balance_after: Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting person which are subject to certain vesting conditions.

Read SEC document
January 05, 2024 Filed Jan 6, 2024 01:02 UTC
Hamilton James CChief Discovery/Trans Medicine
SaleCommon Stock 8,000 $34.94 $279,520.00
Disclosure

SEC source: 0001628280-24-000748 · wk-form4_1704502965.xml · nonDerivative · entry 6

Hamilton James C · CIK 0001830755 · Chief Discovery/Trans Medicine

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 241,134

F1 · kind: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F9 · price: The price reported on Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $34.46 to $35.44, inclusive. The reporting person undertakes to provide to Arrowhead Pharmaceuticals, Inc., any security holder of Arrowhead Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

F2 · acquired: Partial disposition of RSUs to satisfy tax withholding obligations.

F4 · balance_after: Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting person which are subject to certain vesting conditions.

Read SEC document
January 05, 2024 Filed Jan 6, 2024 01:02 UTC
Hamilton James CChief Discovery/Trans Medicine
SaleCommon Stock 1,800 $34.00 $61,200.00
Disclosure

SEC source: 0001628280-24-000748 · wk-form4_1704502965.xml · nonDerivative · entry 5

Hamilton James C · CIK 0001830755 · Chief Discovery/Trans Medicine

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 249,134

F1 · kind: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F8 · price: The price reported on Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $33.46 to $34.43, inclusive. The reporting person undertakes to provide to Arrowhead Pharmaceuticals, Inc., any security holder of Arrowhead Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

F2 · acquired: Partial disposition of RSUs to satisfy tax withholding obligations.

F4 · balance_after: Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting person which are subject to certain vesting conditions.

Read SEC document
January 05, 2024 Filed Jan 6, 2024 00:58 UTC
O'Brien PatrickCOO and General Counsel
SaleCommon Stock 12,741 $35.65 $454,216.65
Disclosure

SEC source: 0001628280-24-000744 · wk-form4_1704502718.xml · nonDerivative · entry 9

O'Brien Patrick · CIK 0001627183 · COO and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 464,385

F1 · kind: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F10 · price: The price reported on Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $35.49 to $35.96, inclusive. The reporting person undertakes to provide to Arrowhead Pharmaceuticals, Inc., any security holder of Arrowhead Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

F2 · acquired: Partial disposition of RSUs to satisfy tax withholding obligations.

F4 · balance_after: Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting person which are subject to certain vesting conditions.

Read SEC document
January 05, 2024 Filed Jan 6, 2024 00:58 UTC
O'Brien PatrickCOO and General Counsel
SaleCommon Stock 8,200 $34.99 $286,918.00
Disclosure

SEC source: 0001628280-24-000744 · wk-form4_1704502718.xml · nonDerivative · entry 8

O'Brien Patrick · CIK 0001627183 · COO and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 477,126

F1 · kind: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F9 · price: The price reported on Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $34.465 to $35.45, inclusive. The reporting person undertakes to provide to Arrowhead Pharmaceuticals, Inc., any security holder of Arrowhead Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

F2 · acquired: Partial disposition of RSUs to satisfy tax withholding obligations.

F4 · balance_after: Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting person which are subject to certain vesting conditions.

Read SEC document
January 05, 2024 Filed Jan 6, 2024 00:58 UTC
O'Brien PatrickCOO and General Counsel
SaleCommon Stock 1,900 $33.99 $64,581.00
Disclosure

SEC source: 0001628280-24-000744 · wk-form4_1704502718.xml · nonDerivative · entry 7

O'Brien Patrick · CIK 0001627183 · COO and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 485,326

F1 · kind: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F8 · price: The price reported on Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $33.45 to $34.45, inclusive. The reporting person undertakes to provide to Arrowhead Pharmaceuticals, Inc., any security holder of Arrowhead Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

F2 · acquired: Partial disposition of RSUs to satisfy tax withholding obligations.

F4 · balance_after: Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting person which are subject to certain vesting conditions.

Read SEC document
January 05, 2024 Filed Jan 8, 2024 22:16 UTC
Myszkowski Kenneth AllenChief Financial Officer
SaleCommon Stock 8,904 $35.65 $317,427.60
Disclosure

SEC source: 0001628280-24-000866 · wk-form4_1704752198.xml · nonDerivative · entry 4

Myszkowski Kenneth Allen · CIK 0001486672 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 440,600

F2 · kind: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F7 · price: The price reported on Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $35.51 to $35.93, inclusive. The reporting person undertakes to provide to Arrowhead Pharmaceuticals, Inc., any security holder of Arrowhead Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

F3 · acquired: Partial disposition of RSUs to satisfy tax withholding obligations.

F5 · balance_after: Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting person which are subject to certain vesting conditions.

Read SEC document
January 05, 2024 Filed Jan 8, 2024 22:16 UTC
Myszkowski Kenneth AllenChief Financial Officer
SaleCommon Stock 5,800 $34.97 $202,826.00
Disclosure

SEC source: 0001628280-24-000866 · wk-form4_1704752198.xml · nonDerivative · entry 3

Myszkowski Kenneth Allen · CIK 0001486672 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 449,504

F2 · kind: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F6 · price: The price reported on Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $34.48 to $35.42, inclusive. The reporting person undertakes to provide to Arrowhead Pharmaceuticals, Inc., any security holder of Arrowhead Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

F3 · acquired: Partial disposition of RSUs to satisfy tax withholding obligations.

F5 · balance_after: Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting person which are subject to certain vesting conditions.

Read SEC document
January 05, 2024 Filed Jan 8, 2024 22:16 UTC
Myszkowski Kenneth AllenChief Financial Officer
SaleCommon Stock 1,400 $34.04 $47,656.00
Disclosure

SEC source: 0001628280-24-000866 · wk-form4_1704752198.xml · nonDerivative · entry 2

Myszkowski Kenneth Allen · CIK 0001486672 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 455,304

F2 · kind: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F4 · price: The price reported on Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $33.46 to $34.44, inclusive. The reporting person undertakes to provide to Arrowhead Pharmaceuticals, Inc., any security holder of Arrowhead Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

F3 · acquired: Partial disposition of RSUs to satisfy tax withholding obligations.

F5 · balance_after: Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting person which are subject to certain vesting conditions.

Read SEC document
January 05, 2024 Filed Jan 8, 2024 22:17 UTC
Oliver TracieChief Commercial Officer
SaleCommon Stock 74 $33.89 $2,507.86
Disclosure

SEC source: 0001628280-24-000867 · wk-form4_1704752243.xml · nonDerivative · entry 2

Oliver Tracie · CIK 0001935706 · Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 136,501

F2 · kind: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · acquired: Partial disposition of RSUs to satisfy tax withholding obligations.

F4 · balance_after: Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting person which are subject to certain vesting conditions.

Read SEC document
January 05, 2024 Filed Jan 8, 2024 22:16 UTC
San Martin JavierChief Medical Officer
SaleCommon Stock 4,403 $35.64 $156,922.92
Disclosure

SEC source: 0001628280-24-000865 · wk-form4_1704752165.xml · nonDerivative · entry 4

San Martin Javier · CIK 0001794629 · Chief Medical Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 198,497

F2 · kind: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F7 · price: The price reported on Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $35.53 to $35.91, inclusive. The reporting person undertakes to provide to Arrowhead Pharmaceuticals, Inc., any security holder of Arrowhead Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

F3 · acquired: Partial disposition of RSUs to satisfy tax withholding obligations.

F5 · balance_after: Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting person which are subject to certain vesting conditions.

Read SEC document
January 05, 2024 Filed Jan 8, 2024 22:16 UTC
San Martin JavierChief Medical Officer
SaleCommon Stock 3,100 $35.03 $108,593.00
Disclosure

SEC source: 0001628280-24-000865 · wk-form4_1704752165.xml · nonDerivative · entry 3

San Martin Javier · CIK 0001794629 · Chief Medical Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 202,900

F2 · kind: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F6 · price: The price reported on Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $34.54 to $35.51, inclusive. The reporting person undertakes to provide to Arrowhead Pharmaceuticals, Inc., any security holder of Arrowhead Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

F3 · acquired: Partial disposition of RSUs to satisfy tax withholding obligations.

F5 · balance_after: Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting person which are subject to certain vesting conditions.

Read SEC document
January 05, 2024 Filed Jan 8, 2024 22:16 UTC
San Martin JavierChief Medical Officer
SaleCommon Stock 800 $34.11 $27,288.00
Disclosure

SEC source: 0001628280-24-000865 · wk-form4_1704752165.xml · nonDerivative · entry 2

San Martin Javier · CIK 0001794629 · Chief Medical Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 206,000

F2 · kind: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F4 · price: The price reported on Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $33.54 to $34.49, inclusive. The reporting person undertakes to provide to Arrowhead Pharmaceuticals, Inc., any security holder of Arrowhead Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

F3 · acquired: Partial disposition of RSUs to satisfy tax withholding obligations.

F5 · balance_after: Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting person which are subject to certain vesting conditions.

Read SEC document
January 04, 2024 Filed Jan 6, 2024 01:02 UTC
Hamilton James CChief Discovery/Trans Medicine
GrantCommon Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-000748 · wk-form4_1704502965.xml · nonDerivative · entry 4

Hamilton James C · CIK 0001830755 · Chief Discovery/Trans Medicine

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 250,934

F7 · shares: Represents shares underlying restricted stock units with a grant date 01/04/24, which will vest in four equal annual installments.

Read SEC document
January 04, 2024 Filed Jan 6, 2024 00:58 UTC
O'Brien PatrickCOO and General Counsel
GrantCommon Stock 85,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-000744 · wk-form4_1704502718.xml · nonDerivative · entry 6

O'Brien Patrick · CIK 0001627183 · COO and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 487,226

F7 · shares: Represents shares underlying restricted stock units with a grant date 01/04/24, which will vest in four equal annual installments.

Read SEC document
January 04, 2024 Filed Jan 6, 2024 00:58 UTC
O'Brien PatrickCOO and General Counsel
SaleCommon Stock 1,600 $32.63 $52,208.00
Disclosure

SEC source: 0001628280-24-000744 · wk-form4_1704502718.xml · nonDerivative · entry 5

O'Brien Patrick · CIK 0001627183 · COO and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 402,226

F1 · kind: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F4 · balance_after: Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting person which are subject to certain vesting conditions.

Read SEC document
January 04, 2024 Filed Jan 8, 2024 22:16 UTC
Myszkowski Kenneth AllenChief Financial Officer
GrantCommon Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-000866 · wk-form4_1704752198.xml · nonDerivative · entry 1

Myszkowski Kenneth Allen · CIK 0001486672 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 456,704

F1 · shares: Represents shares underlying restricted stock units with a grant date 01/04/24, which will vest in four equal annual installments.

Read SEC document
January 04, 2024 Filed Jan 8, 2024 22:17 UTC
Oliver TracieChief Commercial Officer
GrantCommon Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-000867 · wk-form4_1704752243.xml · nonDerivative · entry 1

Oliver Tracie · CIK 0001935706 · Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 136,575

F1 · shares: Represents shares underlying restricted stock units with a grant date 01/04/24, which will vest in four equal annual installments.

Read SEC document
January 04, 2024 Filed Jan 8, 2024 22:16 UTC
San Martin JavierChief Medical Officer
GrantCommon Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-000865 · wk-form4_1704752165.xml · nonDerivative · entry 1

San Martin Javier · CIK 0001794629 · Chief Medical Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 206,800

F1 · shares: Represents shares underlying restricted stock units with a grant date 01/04/24, which will vest in four equal annual installments.

Read SEC document
January 03, 2024 Filed Jan 6, 2024 01:02 UTC
Hamilton James CChief Discovery/Trans Medicine
SaleCommon Stock 500 $33.30 $16,650.00
Disclosure

SEC source: 0001628280-24-000748 · wk-form4_1704502965.xml · nonDerivative · entry 3

Hamilton James C · CIK 0001830755 · Chief Discovery/Trans Medicine

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 175,934

F1 · kind: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F6 · price: The price reported on Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $33.00 to $33.69, inclusive. The reporting person undertakes to provide to Arrowhead Pharmaceuticals, Inc., any security holder of Arrowhead Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

F2 · acquired: Partial disposition of RSUs to satisfy tax withholding obligations.

F4 · balance_after: Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting person which are subject to certain vesting conditions.

Read SEC document
January 03, 2024 Filed Jan 6, 2024 01:02 UTC
Hamilton James CChief Discovery/Trans Medicine
SaleCommon Stock 2,300 $32.52 $74,796.00
Disclosure

SEC source: 0001628280-24-000748 · wk-form4_1704502965.xml · nonDerivative · entry 2

Hamilton James C · CIK 0001830755 · Chief Discovery/Trans Medicine

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 176,434

F1 · kind: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F5 · price: The price reported on Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $32.21 to $32.93, inclusive. The reporting person undertakes to provide to Arrowhead Pharmaceuticals, Inc., any security holder of Arrowhead Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

F2 · acquired: Partial disposition of RSUs to satisfy tax withholding obligations.

F4 · balance_after: Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting person which are subject to certain vesting conditions.

Read SEC document
January 03, 2024 Filed Jan 6, 2024 01:02 UTC
Hamilton James CChief Discovery/Trans Medicine
SaleCommon Stock 3,500 $31.81 $111,335.00
Disclosure

SEC source: 0001628280-24-000748 · wk-form4_1704502965.xml · nonDerivative · entry 1

Hamilton James C · CIK 0001830755 · Chief Discovery/Trans Medicine

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 178,734

F1 · kind: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported on Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $31.22 to $32.19, inclusive. The reporting person undertakes to provide to Arrowhead Pharmaceuticals, Inc., any security holder of Arrowhead Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

F2 · acquired: Partial disposition of RSUs to satisfy tax withholding obligations.

F4 · balance_after: Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting person which are subject to certain vesting conditions.

Read SEC document
January 03, 2024 Filed Jan 6, 2024 00:58 UTC
O'Brien PatrickCOO and General Counsel
SaleCommon Stock 1,700 $32.65 $55,505.00
Disclosure

SEC source: 0001628280-24-000744 · wk-form4_1704502718.xml · nonDerivative · entry 4

O'Brien Patrick · CIK 0001627183 · COO and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 403,826

F1 · kind: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F4 · balance_after: Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting person which are subject to certain vesting conditions.

Read SEC document
January 03, 2024 Filed Jan 6, 2024 00:58 UTC
O'Brien PatrickCOO and General Counsel
SaleCommon Stock 400 $33.41 $13,364.00
Disclosure

SEC source: 0001628280-24-000744 · wk-form4_1704502718.xml · nonDerivative · entry 3

O'Brien Patrick · CIK 0001627183 · COO and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 405,526

F1 · kind: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F6 · price: The price reported on Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $33.10 to $33.76, inclusive. The reporting person undertakes to provide to Arrowhead Pharmaceuticals, Inc., any security holder of Arrowhead Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

F2 · acquired: Partial disposition of RSUs to satisfy tax withholding obligations.

F4 · balance_after: Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting person which are subject to certain vesting conditions.

Read SEC document
January 03, 2024 Filed Jan 6, 2024 00:58 UTC
O'Brien PatrickCOO and General Counsel
SaleCommon Stock 2,800 $32.52 $91,056.00
Disclosure

SEC source: 0001628280-24-000744 · wk-form4_1704502718.xml · nonDerivative · entry 2

O'Brien Patrick · CIK 0001627183 · COO and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 405,926

F1 · kind: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F5 · price: The price reported on Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $32.22 to $32.91, inclusive. The reporting person undertakes to provide to Arrowhead Pharmaceuticals, Inc., any security holder of Arrowhead Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

F2 · acquired: Partial disposition of RSUs to satisfy tax withholding obligations.

F4 · balance_after: Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting person which are subject to certain vesting conditions.

Read SEC document
January 03, 2024 Filed Jan 6, 2024 00:58 UTC
O'Brien PatrickCOO and General Counsel
SaleCommon Stock 3,849 $31.83 $122,513.67
Disclosure

SEC source: 0001628280-24-000744 · wk-form4_1704502718.xml · nonDerivative · entry 1

O'Brien Patrick · CIK 0001627183 · COO and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 408,726

F1 · kind: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported on Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $31.21 to $32.19, inclusive. The reporting person undertakes to provide to Arrowhead Pharmaceuticals, Inc., any security holder of Arrowhead Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

F2 · acquired: Partial disposition of RSUs to satisfy tax withholding obligations.

F4 · balance_after: Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting person which are subject to certain vesting conditions.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 22:25 UTC
Anzalone Christopher RichardDirector · Chief Executive Officer
SaleCommon Stock 5,318 $31.25 $166,187.50
Disclosure

SEC source: 0001628280-24-000478 · wk-form4_1704407090.xml · nonDerivative · entry 2

Anzalone Christopher Richard · CIK 0001423029 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,715,048

F1 · kind: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F5 · price: The price reported on Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $31.01 to $32.00, inclusive. The reporting person undertakes to provide to Arrowhead Pharmaceuticals, Inc., any security holder of Arrowhead Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

F2 · acquired: Partial disposition of RSUs to satisfy tax withholding obligations.

F4 · balance_after: Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting person which are subject to certain vesting conditions.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 22:25 UTC
Anzalone Christopher RichardDirector · Chief Executive Officer
SaleCommon Stock 4,634 $30.74 $142,449.16
Disclosure

SEC source: 0001628280-24-000478 · wk-form4_1704407090.xml · nonDerivative · entry 1

Anzalone Christopher Richard · CIK 0001423029 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,720,366

F1 · kind: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported on Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $30.11 to $30.99, inclusive. The reporting person undertakes to provide to Arrowhead Pharmaceuticals, Inc., any security holder of Arrowhead Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

F2 · acquired: Partial disposition of RSUs to satisfy tax withholding obligations.

F4 · balance_after: Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting person which are subject to certain vesting conditions.

Read SEC document
December 20, 2023 Filed Dec 22, 2023 22:04 UTC
Anzalone Christopher RichardDirector · Chief Executive Officer
SaleCommon Stock 12,000 $28.54 $342,480.00
Disclosure

SEC source: 0001628280-23-042646 · wk-form4_1703282656.xml · nonDerivative · entry 1

Anzalone Christopher Richard · CIK 0001423029 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,725,000

F1 · kind: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported on Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $28.17 to $28.78, inclusive. The reporting person undertakes to provide to Arrowhead Pharmaceuticals, Inc., any security holder of Arrowhead Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

F2 · acquired: Partial disposition of RSUs to satisfy tax withholding obligations.

F4 · balance_after: Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting person which are subject to certain vesting conditions.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 20:55 UTC GrantCommon Stock 14,987 $25.41 $380,819.67
Disclosure

SEC source: 0001628280-23-041967 · wk-form4_1703019289.xml · nonDerivative · entry 1

PERRY MICHAEL S · CIK 0001250379 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,754

F1 · shares: Represents shares underlying restricted stock units, which will vest in one installment on the first anniversary of the grant date.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 21:03 UTC GrantCommon Stock 14,987 $25.41 $380,819.67
Disclosure

SEC source: 0001628280-23-041974 · wk-form4_1703019770.xml · nonDerivative · entry 1

Ferrari Mauro · CIK 0001506045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,825

F1 · shares: Represents shares underlying restricted stock units, which will vest in one installment on the first anniversary of the grant date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.