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Nasdaq · USD

ARWR

ARROWHEAD PHARMACEUTICALS, INC.

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Tapewire entity
3472
SEC CIK
0000879407
Parsed reports
292

Last 12 months

Inside the activity.

0 purchase rows · 64 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 2025034
Jan 2026021
Feb 202600
Mar 202601
Apr 202604
May 202601
Jun 202600
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 01, 2018 Filed Jan 4, 2018 00:25 UTC
GIVEN BRUCE DChief Operating Officer
GrantCommon Stock 175,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-001466 · doc4.xml · nonDerivative · entry 1

GIVEN BRUCE D · CIK 0001219384 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 948,356

F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest in four equal annual installments.

Read SEC document
January 01, 2018 Filed Jan 4, 2018 00:22 UTC
Anzalone Christopher RichardDirector · Chief Executive Officer
GrantCommon Stock 500,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-001456 · doc4.xml · nonDerivative · entry 1

Anzalone Christopher Richard · CIK 0001423029 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,294,789

F1 · shares: Represents the maximum number of shares underlying a restricted stock unit that may be earned based on the achievement of four predetermined performance goals related to the advancement of the Company's clinical and preclinical programs and business development that must be achieved within three years. If the performance goals are not met within the required time periods, the award will be forfeited in part or in whole.

F2 · balance_after: Includes a total of 1,838,000 shares underlying restricted stock units that may be earned based on the achievement of certain performance goals. If the performance goals are not met within the required time periods, the awards will be forfeited in part or in whole.

Read SEC document
June 08, 2017 Filed Oct 6, 2017 20:14 UTC
Myszkowski Kenneth AllenChief Financial Officer
GiftCommon Stock 16,666 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-056291 · doc5.xml · nonDerivative · entry 1

Myszkowski Kenneth Allen · CIK 0001486672 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,023

F1 · balance_after: Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting person which are subject to certain vesting conditions.

Read SEC document
April 12, 2017 Filed Apr 14, 2017 20:07 UTC
Anzalone Christopher RichardDirector · Chief Executive Officer
GrantCommon Stock 978,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-026974 · doc4.xml · nonDerivative · entry 1

Anzalone Christopher Richard · CIK 0001423029 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,794,789

F1 · shares: Represents the maximum number of shares underlying a restricted stock unit that may be earned based on the achievement of six predetermined performance goals related to the advancement of the Company's preclinical programs and business development that must be achieved within two years. If the performance goals are not met within the required time periods, the award will be forfeited in part or in whole.

F2 · balance_after: Includes a total of 1,338,000 shares underlying restricted stock units that may be earned based on the achievement of certain performance goals. If the performance goals are not met within the required time periods, the awards will be forfeited in part or in whole.

Read SEC document
January 01, 2017 Filed Jan 5, 2017 01:58 UTC GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-001627 · doc4.xml · nonDerivative · entry 1

Ferrari Mauro · CIK 0001506045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,768

F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest in one installment on the first anniversary of the grant date.

Read SEC document
January 01, 2017 Filed Jan 5, 2017 01:52 UTC GrantCommon Stock 80,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-001622 · doc4.xml · nonDerivative · entry 1

PERRY MICHAEL S · CIK 0001250379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,000

F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest in one installment on the first anniversary of the grant date.

Read SEC document
January 01, 2017 Filed Jan 5, 2017 01:56 UTC GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-001625 · doc4.xml · nonDerivative · entry 1

FRYKMAN EDWARD W · CIK 0001078202 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,852

F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest in one installment on the first anniversary of the grant date.

Read SEC document
January 01, 2017 Filed Jan 5, 2017 01:48 UTC GrantCommon Stock 80,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-001619 · doc4.xml · nonDerivative · entry 1

GIVEN DOUGLAS B · CIK 0001156207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest in one installment on the first anniversary of the grant date.

Read SEC document
January 01, 2017 Filed Jan 5, 2017 01:44 UTC
Leone Peter BrianVP, Strategy & Program Mgmt
GrantCommon Stock 90,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-001617 · doc4.xml · nonDerivative · entry 1

Leone Peter Brian · CIK 0001635893 · VP, Strategy & Program Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest in one installment in January 2019.

Read SEC document
January 01, 2017 Filed Jan 5, 2017 01:41 UTC
O'Brien PatrickGeneral Counsel
GrantCommon Stock 145,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-001612 · doc4.xml · nonDerivative · entry 1

O'Brien Patrick · CIK 0001627183 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,000

F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest in one installment in January 2019.

Read SEC document
January 01, 2017 Filed Jan 5, 2017 01:31 UTC
Myszkowski Kenneth AllenChief Financial Officer
GrantCommon Stock 145,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-001607 · doc4.xml · nonDerivative · entry 1

Myszkowski Kenneth Allen · CIK 0001486672 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,689

F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest in one installment in January 2019.

Read SEC document
January 01, 2017 Filed Jan 5, 2017 01:27 UTC
GIVEN BRUCE DChief Operating Officer
GrantCommon Stock 380,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-001605 · doc4.xml · nonDerivative · entry 1

GIVEN BRUCE D · CIK 0001219384 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 773,356

F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest in one installment in January 2019.

Read SEC document
December 13, 2016 Filed Dec 16, 2016 02:46 UTC
Anzalone Christopher RichardDirector · Chief Executive Officer
Tax withholdingCommon Stock 300,444 $1.27 $381,563.88
Disclosure

SEC source: 0001209191-16-155526 · doc4.xml · nonDerivative · entry 1

Anzalone Christopher Richard · CIK 0001423029 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 816,789

F1 · kind: This disposition reflects the payment of tax liability by withholding shares incident to the vesting of restricted stock units previously granted.

Read SEC document
October 14, 2016 Filed Oct 18, 2016 23:53 UTC SaleCommon Stock 12,000 $6.72 $80,640.00
Disclosure

SEC source: 0001209191-16-146247 · doc4.xml · nonDerivative · entry 2

GIVEN DOUGLAS B · CIK 0001156207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

F1 · balance_after: Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting person which are subject to certain vesting conditions.

Read SEC document
January 12, 2016 Filed Oct 18, 2016 23:53 UTC GiftCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-146247 · doc4.xml · nonDerivative · entry 1

GIVEN DOUGLAS B · CIK 0001156207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,000

F1 · balance_after: Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting person which are subject to certain vesting conditions.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.