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ARTW

ARTS WAY MANUFACTURING CO INC

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0000007623
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352

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 20, 2022 Filed Apr 22, 2022 20:18 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-009533 · rdgdoc.xml · nonDerivative · entry 1

Westendorf Matthew · CIK 0001852994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

Read SEC document
April 20, 2022 Filed Apr 22, 2022 20:19 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-009536 · rdgdoc.xml · nonDerivative · entry 1

White David Allan · CIK 0001691523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,000

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

Read SEC document
April 20, 2022 Filed Apr 22, 2022 20:15 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-009528 · rdgdoc.xml · nonDerivative · entry 1

Ramsey Randall C. · CIK 0001910024 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Read SEC document
March 30, 2022 Filed Apr 1, 2022 20:19 UTC
King David AlanChief Executive Officer
Tax withholdingCommon Stock 9,636 $5.97 $57,526.92
Disclosure

SEC source: 0001437749-22-008045 · rdgdoc.xml · nonDerivative · entry 1

King David Alan · CIK 0001807205 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,855

F1 · shares: Represents shares forfeited to pay withholding taxes in connection with the vesting and delivery of restricted stock.

F2 · balance_after: Includes (i) 50,522 shares of fully vested stock; (ii) 20,000 shares of restricted stock for which risks of forfeiture lapse on 3/30/23; (iii) 13,333 shares of restricted stock for which risks of forfeiture lapse as to 6,667 shares on 1/19/23 and as to 6,666 shares on 1/19/24; and (iv) 25,000 shares of restricted stock for which risks of forfeiture lapse as to 8,334 shares on 1/27/23 and as to 8,333 shares on each of 1/27/24 and 1/27/25.

Read SEC document
March 02, 2022 Filed Apr 22, 2022 20:17 UTC OtherCommon Stock 1,512,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-009532 · rdgdoc.xml · nonDerivative · entry 2

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · McConnell Legacy Investments, LLC

Disclosed balance after: 2,149,819

F2 · shares: These shares were transferred from the JWM Irrevocable Trust subsequent to the passing of J. Ward McConnell, Jr. The Reporting Person serves as a trustee of the JWM Irrevocable Trust and Managing Member of McConnell Legacy Investments, LLC, to which these shares are titled.

F2 · ownership.nature: These shares were transferred from the JWM Irrevocable Trust subsequent to the passing of J. Ward McConnell, Jr. The Reporting Person serves as a trustee of the JWM Irrevocable Trust and Managing Member of McConnell Legacy Investments, LLC, to which these shares are titled.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:16 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-005018 · rdgdoc.xml · nonDerivative · entry 1

Buffamante Thomas E · CIK 0001447933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,000

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:16 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-005017 · rdgdoc.xml · nonDerivative · entry 1

Castle David R. · CIK 0001267091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:15 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-005016 · rdgdoc.xml · nonDerivative · entry 5

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,500

F1 · shares: Represents fully-vested restricted stock grant pursuant to director compensation plan.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:15 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-005015 · rdgdoc.xml · nonDerivative · entry 1

Westendorf Matthew · CIK 0001852994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:13 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-005014 · rdgdoc.xml · nonDerivative · entry 1

White David Allan · CIK 0001691523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

Read SEC document
January 31, 2022 Filed Feb 1, 2022 23:08 UTC
Woods Michael WilliamChief Financial Officer
Tax withholdingCommon Stock 594 $3.36 $1,995.84
Disclosure

SEC source: 0001437749-22-002132 · rdgdoc.xml · nonDerivative · entry 2

Woods Michael William · CIK 0001741177 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,946

F1 · shares: Represents shares forfeited to pay withholding taxes in connection with the vesting and delivery of restricted stock.

Read SEC document
January 30, 2022 Filed Feb 1, 2022 23:08 UTC
Woods Michael WilliamChief Financial Officer
Tax withholdingCommon Stock 595 $3.26 $1,939.70
Disclosure

SEC source: 0001437749-22-002132 · rdgdoc.xml · nonDerivative · entry 1

Woods Michael William · CIK 0001741177 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,540

F1 · shares: Represents shares forfeited to pay withholding taxes in connection with the vesting and delivery of restricted stock.

Read SEC document
January 27, 2022 Filed Jan 31, 2022 21:58 UTC GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-001979 · rdgdoc.xml · nonDerivative · entry 1

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,500

F1 · shares: Represents 25,000 shares of restricted stock for which risks of forfeiture lapse as to 8,334 shares on 1/27/2023 and as to 8,333 shares on 1/27/2024 and 1/27/2025.

Read SEC document
January 27, 2022 Filed Jan 31, 2022 21:54 UTC
Woods Michael WilliamChief Financial Officer
GrantCommon Stock 7,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-001977 · rdgdoc.xml · nonDerivative · entry 1

Woods Michael William · CIK 0001741177 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,135

F1 · shares: Represents 7,000 shares of restricted stock for which risks of forfeiture lapse as to 2,334 shares on 1/27/2023 and as to 2,333 shares on each of 1/27/2024 and 1/27/2025.

Read SEC document
January 27, 2022 Filed Jan 31, 2022 21:52 UTC
King David AlanChief Executive Officer
GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-001975 · rdgdoc.xml · nonDerivative · entry 1

King David Alan · CIK 0001807205 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,491

F1 · shares: Represents 25,000 shares of restricted stock for which risks of forfeiture lapse as to 8,334 shares on 1/27/2023 and as to 8,333 shares on 1/27/2024 and 1/27/2025.

Read SEC document
January 19, 2022 Filed Jan 21, 2022 23:03 UTC
Woods Michael WilliamChief Financial Officer
Tax withholdingCommon Stock 833 $3.39 $2,823.87
Disclosure

SEC source: 0001437749-22-001433 · rdgdoc.xml · nonDerivative · entry 1

Woods Michael William · CIK 0001741177 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,135

F1 · shares: Represents shares forfeited to pay withholding taxes in connection with the vesting and delivery of restricted stock.

F2 · balance_after: Includes (i) 3,333 shares of restricted stock for which risks of forfeiture lapse as to 1,667 shares on 1/31/21 and as to 1,666 shares on 1/31/22; (ii) 5,000 shares of restricted stock for which risks of forfeiture lapse as to 1,667 shares on each of 1/30/21 and 1/30/22 and as to 1,666 shares on 1/30/23; and (iii) 4,666 shares of restricted stock for which risks of forfeiture lapse as to 2,333 shares on each of 1/19/23 and 1/19/24.

Read SEC document
January 19, 2022 Filed Jan 21, 2022 23:01 UTC
King David AlanChief Executive Officer
Tax withholdingCommon Stock 2,644 $3.39 $8,963.16
Disclosure

SEC source: 0001437749-22-001432 · rdgdoc.xml · nonDerivative · entry 1

King David Alan · CIK 0001807205 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,491

F1 · shares: Represents shares forfeited to pay withholding taxes in connection with the vesting and delivery of restricted stock.

F2 · balance_after: Includes (i) 40,000 shares of restricted stock for which risks of forfeiture lapse as to 20,000 shares on each of 3/30/22 and 3/30/23; and (ii) 13,333 shares of restricted stock for which risks of forfeiture lapse as to 6,667 shares on 1/19/23 and as to 6,666 shares on 1/19/24.

Read SEC document
November 30, 2021 Filed Dec 3, 2021 02:23 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-027766 · rdgdoc.xml · nonDerivative · entry 1

Buffamante Thomas E · CIK 0001447933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,000

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

Read SEC document
November 30, 2021 Filed Dec 3, 2021 02:22 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-027765 · rdgdoc.xml · nonDerivative · entry 1

Castle David R. · CIK 0001267091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,000

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

Read SEC document
November 30, 2021 Filed Dec 3, 2021 02:22 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-027764 · rdgdoc.xml · nonDerivative · entry 1

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,500

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

F2 · balance_after: Includes (i) 4,000 shares of restricted stock for which the risks of forfeiture lapse on 1/31/22; (ii) 8,334 shares of restricted stock for which the risks of forfeiture lapse as to 4,167 shares on each of 1/30/22 and 1/30/23; and(iii) 20,000 shares of restricted stock for which risks of forfeiture lapse as to 6,667 shares on 1/19/22 and 1/19/23 and as to 6,666 shares on 1/19/24.

Read SEC document
November 30, 2021 Filed Dec 3, 2021 02:22 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-027763 · rdgdoc.xml · nonDerivative · entry 1

Westendorf Matthew · CIK 0001852994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

Read SEC document
November 30, 2021 Filed Dec 3, 2021 02:21 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-027762 · rdgdoc.xml · nonDerivative · entry 1

White David Allan · CIK 0001691523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,000

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

Read SEC document
October 08, 2021 Filed Apr 22, 2022 20:17 UTC OtherCommon Stock 637,819 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-009532 · rdgdoc.xml · nonDerivative · entry 1

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · McConnell Legacy Investments, LLC

Disclosed balance after: 637,819

F2 · shares: These shares were transferred from the JWM Irrevocable Trust subsequent to the passing of J. Ward McConnell, Jr. The Reporting Person serves as a trustee of the JWM Irrevocable Trust and Managing Member of McConnell Legacy Investments, LLC, to which these shares are titled.

F2 · ownership.nature: These shares were transferred from the JWM Irrevocable Trust subsequent to the passing of J. Ward McConnell, Jr. The Reporting Person serves as a trustee of the JWM Irrevocable Trust and Managing Member of McConnell Legacy Investments, LLC, to which these shares are titled.

Read SEC document
August 31, 2021 Filed Sep 2, 2021 20:58 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-21-000332 · edgar.xml · nonDerivative · entry 1

Buffamante Thomas E · CIK 0001447933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,000

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

Read SEC document
August 31, 2021 Filed Sep 2, 2021 20:58 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-21-000331 · edgar.xml · nonDerivative · entry 1

Castle David R. · CIK 0001267091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,000

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

Read SEC document
August 31, 2021 Filed Sep 2, 2021 20:57 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-21-000330 · edgar.xml · nonDerivative · entry 1

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,500

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

F2 · balance_after: Includes (i) 4,000 shares of restricted stock for which the risks of forfeiture lapse on 1/31/22; (ii) 8,334 shares of restricted stock for which the risks of forfeiture lapse as to 4,167 shares on each of 1/30/22 and 1/30/23; and (iii) 20,000 shares of restricted stock for which risks of forfeiture lapse as to 6,667 shares on 1/19/22 and 1/19/23 and as to 6,666 shares on 1/19/24.

Read SEC document
August 31, 2021 Filed Sep 2, 2021 20:57 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-21-000329 · edgar.xml · nonDerivative · entry 1

Westendorf Matthew · CIK 0001852994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

Read SEC document
August 31, 2021 Filed Sep 2, 2021 20:56 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-21-000328 · edgar.xml · nonDerivative · entry 1

White David Allan · CIK 0001691523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,000

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

Read SEC document
May 31, 2021 Filed Jun 2, 2021 20:33 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-21-000179 · edgar.xml · nonDerivative · entry 1

White David Allan · CIK 0001691523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

Read SEC document
May 31, 2021 Filed Jun 2, 2021 20:32 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-21-000178 · edgar.xml · nonDerivative · entry 1

Westendorf Matthew · CIK 0001852994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

Read SEC document
May 31, 2021 Filed Jun 2, 2021 20:32 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-21-000177 · edgar.xml · nonDerivative · entry 1

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,500

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

F2 · balance_after: Includes (i) 4,000 shares of restricted stock for which the risks of forfeiture lapse on 1/31/22; (ii) 8,334 shares of restricted stock for which the risks of forfeiture lapse as to 4,167 shares on each of 1/30/22 and 1/30/23; and (iii) 20,000 shares of restricted stock for which risks of forfeiture lapse as to 6,667 shares on 1/19/22 and 1/19/23 and as to 6,666 shares on 1/19/24.

Read SEC document
May 31, 2021 Filed Jun 2, 2021 20:31 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-21-000176 · edgar.xml · nonDerivative · entry 1

Castle David R. · CIK 0001267091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,000

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

Read SEC document
May 31, 2021 Filed Jun 2, 2021 20:31 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-21-000175 · edgar.xml · nonDerivative · entry 1

Buffamante Thomas E · CIK 0001447933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

Read SEC document
April 21, 2021 Filed Apr 23, 2021 21:02 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-21-000132 · edgar.xml · nonDerivative · entry 1

Westendorf Matthew · CIK 0001852994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

Read SEC document
April 21, 2021 Filed Apr 23, 2021 20:27 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-21-000128 · edgar.xml · nonDerivative · entry 1

White David Allan · CIK 0001691523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,000

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

Read SEC document
April 21, 2021 Filed Apr 23, 2021 20:25 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-21-000127 · edgar.xml · nonDerivative · entry 1

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,500

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

F2 · balance_after: Includes (i) 4,000 shares of restricted stock for which the risks of forfeiture lapse on 1/31/22; (ii) 8,334 shares of restricted stock for which the risks of forfeiture lapse as to 4,167 shares on each of 1/30/22 and 1/30/23; and (iii) 20,000 shares of restricted stock for which risks of forfeiture lapse as to 6,667 shares on 1/19/22 and 1/19/23 and as to 6,666 shares on 1/19/24.

Read SEC document
April 21, 2021 Filed Apr 23, 2021 20:22 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-21-000126 · edgar.xml · nonDerivative · entry 1

Castle David R. · CIK 0001267091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,000

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

Read SEC document
April 21, 2021 Filed Apr 23, 2021 20:18 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-21-000124 · edgar.xml · nonDerivative · entry 1

Buffamante Thomas E · CIK 0001447933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,000

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 20:18 UTC
King David AlanChief Executive Officer
Tax withholdingCommon Stock 3,865 $3.15 $12,174.75
Disclosure

SEC source: 0000914190-21-000090 · edgar.xml · nonDerivative · entry 1

King David Alan · CIK 0001807205 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,135

F1 · kind: Represents shares forfeited to pay withholding taxes in connection with the vesting and delivery of restricted stock.

F2 · balance_after: Includes (i) 40,000 shares of restricted stock for which risks of forfeiture lapse as to 20,000 shares on each of 3/30/22 and 3/30/23; and (ii) 20,000 shares of restricted stock for which risks of forfeiture lapse as to 6,667 shares on 1/19/22 and 1/19/23 and as to 6,666 shares on 1/19/24.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 21:43 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-21-000082 · edgar.xml · nonDerivative · entry 1

Buffamante Thomas E · CIK 0001447933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,000

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 21:42 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-21-000081 · edgar.xml · nonDerivative · entry 1

Castle David R. · CIK 0001267091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 21:42 UTC
MCCONNELL J WARD JRDirector · 10% owner
GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-21-000080 · edgar.xml · nonDerivative · entry 1

MCCONNELL J WARD JR · CIK 0001022585 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By J. Ward McConnell, Jr. Living Trust

Disclosed balance after: 2,149,819

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 21:41 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-21-000079 · edgar.xml · nonDerivative · entry 1

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,500

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

F2 · balance_after: Includes (i) 4,000 shares of restricted stock for which the risks of forfeiture lapse on 1/31/22; (ii) 8,334 shares of restricted stock for which the risks of forfeiture lapse as to 4,167 shares on each of 1/30/22 and 1/30/23; and (iii) 20,000 shares of restricted stock for which risks of forfeiture lapse as to 6,667 shares on 1/19/22 and 1/19/23 and as to 6,666 shares on 1/19/24.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 21:40 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-21-000078 · edgar.xml · nonDerivative · entry 1

White David Allan · CIK 0001691523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 21:23 UTC
King David AlanChief Executive Officer
GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-21-000020 · edgar.xml · nonDerivative · entry 1

King David Alan · CIK 0001807205 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

F1 · shares: Represents 20,000 shares of restricted stock for which risks of forfeiture lapse as to 6,667 shares on each of 1/19/22 and 1/19/23 and as to 6,666 shares on 1/19/24.

F2 · balance_after: Includes (i) 60,000 shares of restricted stock for which risks of forfeiture lapse as to 20,000 shares on each of 3/30/21, 3/30/22 and 3/30/23; and (ii) 20,000 shares of restricted stock for which risks of forfeiture lapse as to 6,667 shares on 1/19/22 and 1/19/23 and as to 6,666 shares on 1/19/24.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 21:23 UTC GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-21-000019 · edgar.xml · nonDerivative · entry 1

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,500

F1 · shares: Represents 20,000 shares of restricted stock for which risks of forfeiture lapse as to 6,667 shares on each of 1/19/22 and 1/19/23 and as to 6,666 shares on 1/19/24.

F2 · balance_after: Includes (i) 4,000 shares of restricted stock for which the risks of forfeiture lapse on 2/5/21; (ii) 8,000 shares of restricted stock for which the risks of forfeiture lapse in 4,000 share increments on each of 1/31/21 and 1/31/22; (iii) 12,500 shares of restricted stock for which the risks of forfeiture lapse as to 4,166 shares on 1/30/21 and as to 4,167 shares on each of 1/30/22 and 1/30/23; and (iv) 20,000 shares of restricted stock for which risks of forfeiture lapse as to 6,667 shares on 1/19/22 and 1/19/23 and as to 6,666 shares on 1/19/24.

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January 19, 2021 Filed Jan 21, 2021 21:22 UTC
Woods Michael WilliamChief Financial Officer
GrantCommon Stock 7,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-21-000018 · edgar.xml · nonDerivative · entry 1

Woods Michael William · CIK 0001741177 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,968

F1 · shares: Represents 7,000 shares of restricted stock for which risks of forfeiture lapse as to 2,334 shares on 1/19/22 and as to 2,333 shares on each of 1/19/23 and 1/19/24.

F2 · balance_after: Includes (i) 5,000 shares of restricted stock for which risks of forfeiture lapse as to 1,667 shares on 1/31/21 and as to 1,666 shares on 1/31/22; (ii) 5,000 shares of restricted stock for which risks of forfeiture lapse as to 1,667 shares on each of 1/30/21 and 1/30/22 and as to 1,666 shares on 1/30/23; and (iii) 7,000 shares of restricted stock for which risks of forfeiture lapse as to 2,334 shares on 1/19/22 and as to 2,333 shares on each of 1/19/23 and 1/19/24.

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November 30, 2020 Filed Dec 2, 2020 21:58 UTC
MCCONNELL J WARD JRDirector · 10% owner
GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-20-000434 · edgar.xml · nonDerivative · entry 1

MCCONNELL J WARD JR · CIK 0001022585 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By J. Ward McConnell, Jr. Living Trust

Disclosed balance after: 2,148,819

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

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November 30, 2020 Filed Dec 2, 2020 21:57 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-20-000433 · edgar.xml · nonDerivative · entry 1

Castle David R. · CIK 0001267091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,000

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

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November 30, 2020 Filed Dec 2, 2020 21:57 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-20-000432 · edgar.xml · nonDerivative · entry 1

Buffamante Thomas E · CIK 0001447933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,000

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.