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ARTL

ARTELO BIOSCIENCES, INC.

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8413
SEC CIK
0001621221
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77

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2024 Filed Mar 1, 2024 19:10 UTC
Gorgas Gregory D.Director · Pres, CEO, CFO, Treas & Sec
Disposition to issuerStock Option (right to buy) · Derivative 85,000 Not disclosed Strike: $3.15 Not disclosed
Disclosure

SEC source: 0001640334-24-000332 · primary_doc.xml · derivative · entry 5

Gorgas Gregory D. · CIK 0001526251 · Director · Pres, CEO, CFO, Treas & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 85,000 shares

Expires 2033-02-01

F2 · price: The Reporting Person agreed to certain amendments of their outstanding stock option pursuant to the terms of a repricing and revesting offer approved by the Issuer's Compensation Committee of the Board of Directors (the "Offer") relating to a one-time offer by the Issuer to reprice and adjust the vesting of certain Eligible Options (as defined in the Offer).

F8 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's Plan) through each such applicable vesting date, twenty five percent (25%) of the shares subject to the option shall vest on the one (1) year anniversary of the Vesting Commencement Date, and one forty-eighth (1/48th) of the shares subject to the option shall vest each month thereafter on the same day of the month as the Vesting Commencement Date (and if there is no corresponding day, on the last day of the month), such that the option shall be fully vested on the four (4) year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean February 1, 2023.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 19:10 UTC
Gorgas Gregory D.Director · Pres, CEO, CFO, Treas & Sec
Disposition to issuerStock Option (right to buy) · Derivative 90,334 Not disclosed Strike: $9.45 Not disclosed
Disclosure

SEC source: 0001640334-24-000332 · primary_doc.xml · derivative · entry 4

Gorgas Gregory D. · CIK 0001526251 · Director · Pres, CEO, CFO, Treas & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 90,334 shares

Expires 2031-12-03

F6 · derivative.exercise_price: This option was granted on December 3, 2021 and was previously reported as covering 1,355,000 shares at an exercise price of $0.63 per share, but was adjusted to reflect a 1-for-15 reverse stock split that occurred on August 10, 2022.

F2 · price: The Reporting Person agreed to certain amendments of their outstanding stock option pursuant to the terms of a repricing and revesting offer approved by the Issuer's Compensation Committee of the Board of Directors (the "Offer") relating to a one-time offer by the Issuer to reprice and adjust the vesting of certain Eligible Options (as defined in the Offer).

F7 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's Plan) through each such applicable vesting date, twenty five percent (25%) of the shares subject to the option shall vest on the one (1) year anniversary of the Vesting Commencement Date, and one forty-eighth (1/48th) of the shares subject to the option shall vest each month thereafter on the same day of the month as the Vesting Commencement Date (and if there is no corresponding day, on the last day of the month), such that the option shall be fully vested on the four (4) year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean December 3, 2021.

F6 · derivative.underlying_shares: This option was granted on December 3, 2021 and was previously reported as covering 1,355,000 shares at an exercise price of $0.63 per share, but was adjusted to reflect a 1-for-15 reverse stock split that occurred on August 10, 2022.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 19:10 UTC
Gorgas Gregory D.Director · Pres, CEO, CFO, Treas & Sec
Disposition to issuerStock Option (right to buy) · Derivative 38,340 Not disclosed Strike: $22.80 Not disclosed
Disclosure

SEC source: 0001640334-24-000332 · primary_doc.xml · derivative · entry 3

Gorgas Gregory D. · CIK 0001526251 · Director · Pres, CEO, CFO, Treas & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 38,340 shares

Expires 2031-03-05

F4 · derivative.exercise_price: This option was granted on March 5, 2021 and was previously reported as covering 575,100 shares at an exercise price of $1.52 per share, but was adjusted to reflect a 1-for-15 reverse stock split that occurred on August 10, 2022.

F2 · price: The Reporting Person agreed to certain amendments of their outstanding stock option pursuant to the terms of a repricing and revesting offer approved by the Issuer's Compensation Committee of the Board of Directors (the "Offer") relating to a one-time offer by the Issuer to reprice and adjust the vesting of certain Eligible Options (as defined in the Offer).

F5 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2018 Equity Incentive Plan (the "Plan")) through each such applicable vesting date, twenty five percent (25%) of the shares subject to the option shall vest on the one (1) year anniversary of the Vesting Commencement Date, and one forty-eighth (1/48th) of the shares subject to the option shall vest each month thereafter on the same day of the month as the Vesting Commencement Date (and if there is no corresponding day, on the last day of the month), such that the option shall be fully vested on the four (4) year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean March 5, 2021.

F4 · derivative.underlying_shares: This option was granted on March 5, 2021 and was previously reported as covering 575,100 shares at an exercise price of $1.52 per share, but was adjusted to reflect a 1-for-15 reverse stock split that occurred on August 10, 2022.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 19:10 UTC
Gorgas Gregory D.Director · Pres, CEO, CFO, Treas & Sec
Disposition to issuerStock Option (right to buy) · Derivative 55,634 Not disclosed Strike: $39.90 Not disclosed
Disclosure

SEC source: 0001640334-24-000332 · primary_doc.xml · derivative · entry 2

Gorgas Gregory D. · CIK 0001526251 · Director · Pres, CEO, CFO, Treas & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 55,634 shares

Expires 2031-02-12

F3 · derivative.exercise_price: This option was granted on February 12, 2021 and was previously reported as covering 834,500 shares at an exercise price of $2.66 per share, but was adjusted to reflect a 1-for-15 reverse stock split that occurred on August 10, 2022.

F2 · price: The Reporting Person agreed to certain amendments of their outstanding stock option pursuant to the terms of a repricing and revesting offer approved by the Issuer's Compensation Committee of the Board of Directors (the "Offer") relating to a one-time offer by the Issuer to reprice and adjust the vesting of certain Eligible Options (as defined in the Offer).

F3 · derivative.underlying_shares: This option was granted on February 12, 2021 and was previously reported as covering 834,500 shares at an exercise price of $2.66 per share, but was adjusted to reflect a 1-for-15 reverse stock split that occurred on August 10, 2022.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 19:10 UTC
Gorgas Gregory D.Director · Pres, CEO, CFO, Treas & Sec
Disposition to issuerStock Option (right to buy) · Derivative 5,000 Not disclosed Strike: $29.85 Not disclosed
Disclosure

SEC source: 0001640334-24-000332 · primary_doc.xml · derivative · entry 1

Gorgas Gregory D. · CIK 0001526251 · Director · Pres, CEO, CFO, Treas & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2029-08-29

F1 · derivative.exercise_price: This option was granted on August 29, 2019 and was previously reported as covering 75,000 shares at an exercise price of $1.99 per share, but was adjusted to reflect a 1-for-15 reverse stock split that occurred on August 10, 2022.

F2 · price: The Reporting Person agreed to certain amendments of their outstanding stock option pursuant to the terms of a repricing and revesting offer approved by the Issuer's Compensation Committee of the Board of Directors (the "Offer") relating to a one-time offer by the Issuer to reprice and adjust the vesting of certain Eligible Options (as defined in the Offer).

F1 · derivative.underlying_shares: This option was granted on August 29, 2019 and was previously reported as covering 75,000 shares at an exercise price of $1.99 per share, but was adjusted to reflect a 1-for-15 reverse stock split that occurred on August 10, 2022.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 23:09 UTC GrantStock Option (right to buy) · Derivative 1,083 Not disclosed Strike: $1.55 Not disclosed
Disclosure

SEC source: 0001640334-24-000330 · primary_doc.xml · derivative · entry 12

Blayney Douglas · CIK 0001772396 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,083

Underlying: Common Stock · 1,083 shares

Expires 2033-08-04

F2 · price: The Reporting Person agreed to certain amendments of their outstanding stock option pursuant to the terms of a repricing and revesting offer approved by the Issuer's Compensation Committee of the Board of Directors (the "Offer") relating to a one-time offer by the Issuer to reprice and adjust the vesting of certain Eligible Options (as defined in the Offer).

F8 · derivative.exercise_date: Pursuant to the Offer, and subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's Plan) through each such applicable vesting date, one third (1/3rd) of the shares subject to the option shall vest on the first anniversary of the Amendment Date, and one thirty-sixth (1/36th) of the shares subject to the option shall vest each month thereafter on the same day of the month as the Amendment Date (or, if there is no such day, the last day of the month). "Amendment Date" shall mean February 28, 2024.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 23:09 UTC GrantStock Option (right to buy) · Derivative 667 Not disclosed Strike: $1.55 Not disclosed
Disclosure

SEC source: 0001640334-24-000330 · primary_doc.xml · derivative · entry 11

Blayney Douglas · CIK 0001772396 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 667

Underlying: Common Stock · 667 shares

Expires 2033-06-30

F2 · price: The Reporting Person agreed to certain amendments of their outstanding stock option pursuant to the terms of a repricing and revesting offer approved by the Issuer's Compensation Committee of the Board of Directors (the "Offer") relating to a one-time offer by the Issuer to reprice and adjust the vesting of certain Eligible Options (as defined in the Offer).

F8 · derivative.exercise_date: Pursuant to the Offer, and subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's Plan) through each such applicable vesting date, one third (1/3rd) of the shares subject to the option shall vest on the first anniversary of the Amendment Date, and one thirty-sixth (1/36th) of the shares subject to the option shall vest each month thereafter on the same day of the month as the Amendment Date (or, if there is no such day, the last day of the month). "Amendment Date" shall mean February 28, 2024.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 23:09 UTC GrantStock Option (right to buy) · Derivative 667 Not disclosed Strike: $1.55 Not disclosed
Disclosure

SEC source: 0001640334-24-000330 · primary_doc.xml · derivative · entry 10

Blayney Douglas · CIK 0001772396 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 667

Underlying: Common Stock · 667 shares

Expires 2032-06-24

F2 · price: The Reporting Person agreed to certain amendments of their outstanding stock option pursuant to the terms of a repricing and revesting offer approved by the Issuer's Compensation Committee of the Board of Directors (the "Offer") relating to a one-time offer by the Issuer to reprice and adjust the vesting of certain Eligible Options (as defined in the Offer).

F8 · derivative.exercise_date: Pursuant to the Offer, and subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's Plan) through each such applicable vesting date, one third (1/3rd) of the shares subject to the option shall vest on the first anniversary of the Amendment Date, and one thirty-sixth (1/36th) of the shares subject to the option shall vest each month thereafter on the same day of the month as the Amendment Date (or, if there is no such day, the last day of the month). "Amendment Date" shall mean February 28, 2024.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 23:09 UTC GrantStock Option (right to buy) · Derivative 667 Not disclosed Strike: $1.55 Not disclosed
Disclosure

SEC source: 0001640334-24-000330 · primary_doc.xml · derivative · entry 9

Blayney Douglas · CIK 0001772396 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 667

Underlying: Common Stock · 667 shares

Expires 2031-07-16

F2 · price: The Reporting Person agreed to certain amendments of their outstanding stock option pursuant to the terms of a repricing and revesting offer approved by the Issuer's Compensation Committee of the Board of Directors (the "Offer") relating to a one-time offer by the Issuer to reprice and adjust the vesting of certain Eligible Options (as defined in the Offer).

F8 · derivative.exercise_date: Pursuant to the Offer, and subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's Plan) through each such applicable vesting date, one third (1/3rd) of the shares subject to the option shall vest on the first anniversary of the Amendment Date, and one thirty-sixth (1/36th) of the shares subject to the option shall vest each month thereafter on the same day of the month as the Amendment Date (or, if there is no such day, the last day of the month). "Amendment Date" shall mean February 28, 2024.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 23:09 UTC GrantStock Option (right to buy) · Derivative 9,300 Not disclosed Strike: $1.55 Not disclosed
Disclosure

SEC source: 0001640334-24-000330 · primary_doc.xml · derivative · entry 8

Blayney Douglas · CIK 0001772396 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,300

Underlying: Common Stock · 9,300 shares

Expires 2031-02-12

F2 · price: The Reporting Person agreed to certain amendments of their outstanding stock option pursuant to the terms of a repricing and revesting offer approved by the Issuer's Compensation Committee of the Board of Directors (the "Offer") relating to a one-time offer by the Issuer to reprice and adjust the vesting of certain Eligible Options (as defined in the Offer).

F8 · derivative.exercise_date: Pursuant to the Offer, and subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's Plan) through each such applicable vesting date, one third (1/3rd) of the shares subject to the option shall vest on the first anniversary of the Amendment Date, and one thirty-sixth (1/36th) of the shares subject to the option shall vest each month thereafter on the same day of the month as the Amendment Date (or, if there is no such day, the last day of the month). "Amendment Date" shall mean February 28, 2024.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 23:09 UTC GrantStock Option (right to buy) · Derivative 1,200 Not disclosed Strike: $1.55 Not disclosed
Disclosure

SEC source: 0001640334-24-000330 · primary_doc.xml · derivative · entry 7

Blayney Douglas · CIK 0001772396 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,200

Underlying: Common Stock · 1,200 shares

Expires 2029-08-29

F2 · price: The Reporting Person agreed to certain amendments of their outstanding stock option pursuant to the terms of a repricing and revesting offer approved by the Issuer's Compensation Committee of the Board of Directors (the "Offer") relating to a one-time offer by the Issuer to reprice and adjust the vesting of certain Eligible Options (as defined in the Offer).

F8 · derivative.exercise_date: Pursuant to the Offer, and subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's Plan) through each such applicable vesting date, one third (1/3rd) of the shares subject to the option shall vest on the first anniversary of the Amendment Date, and one thirty-sixth (1/36th) of the shares subject to the option shall vest each month thereafter on the same day of the month as the Amendment Date (or, if there is no such day, the last day of the month). "Amendment Date" shall mean February 28, 2024.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 23:09 UTC Disposition to issuerStock Option (right to buy) · Derivative 1,083 Not disclosed Strike: $2.01 Not disclosed
Disclosure

SEC source: 0001640334-24-000330 · primary_doc.xml · derivative · entry 6

Blayney Douglas · CIK 0001772396 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,083 shares

Expires 2033-08-04

F2 · price: The Reporting Person agreed to certain amendments of their outstanding stock option pursuant to the terms of a repricing and revesting offer approved by the Issuer's Compensation Committee of the Board of Directors (the "Offer") relating to a one-time offer by the Issuer to reprice and adjust the vesting of certain Eligible Options (as defined in the Offer).

F7 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's Plan) through each such applicable vesting date, one hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the one (1) year anniversary of the Vesting Commencement Date, or (ii) the day prior to the date of the annual meeting of the Issuer's stockholders next following the Vesting Commencement Date. "Vesting Commencement Date" shall mean August 4, 2023.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 23:09 UTC Disposition to issuerStock Option (right to buy) · Derivative 667 Not disclosed Strike: $1.99 Not disclosed
Disclosure

SEC source: 0001640334-24-000330 · primary_doc.xml · derivative · entry 5

Blayney Douglas · CIK 0001772396 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 667 shares

Expires 2033-06-30

F2 · price: The Reporting Person agreed to certain amendments of their outstanding stock option pursuant to the terms of a repricing and revesting offer approved by the Issuer's Compensation Committee of the Board of Directors (the "Offer") relating to a one-time offer by the Issuer to reprice and adjust the vesting of certain Eligible Options (as defined in the Offer).

F6 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2018 Equity Incentive Plan (the "Plan")) through each such applicable vesting date, one hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the one (1) year anniversary of the Vesting Commencement Date, or (ii) the day prior to the date of the annual meeting of the Issuer's stockholders next following the Vesting Commencement Date. "Vesting Commencement Date" shall mean June 30, 2023.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 23:09 UTC Disposition to issuerStock Option (right to buy) · Derivative 667 Not disclosed Strike: $4.89 Not disclosed
Disclosure

SEC source: 0001640334-24-000330 · primary_doc.xml · derivative · entry 4

Blayney Douglas · CIK 0001772396 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 667 shares

Expires 2032-06-24

F5 · derivative.exercise_price: This option was granted on June 24, 2022 and was previously reported as covering 10,000 shares at an exercise price of $0.326 per share, but was adjusted to reflect a 1-for-15 reverse stock split that occurred on August 10, 2022.

F2 · price: The Reporting Person agreed to certain amendments of their outstanding stock option pursuant to the terms of a repricing and revesting offer approved by the Issuer's Compensation Committee of the Board of Directors (the "Offer") relating to a one-time offer by the Issuer to reprice and adjust the vesting of certain Eligible Options (as defined in the Offer).

F5 · derivative.underlying_shares: This option was granted on June 24, 2022 and was previously reported as covering 10,000 shares at an exercise price of $0.326 per share, but was adjusted to reflect a 1-for-15 reverse stock split that occurred on August 10, 2022.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 23:09 UTC Disposition to issuerStock Option (right to buy) · Derivative 667 Not disclosed Strike: $15.00 Not disclosed
Disclosure

SEC source: 0001640334-24-000330 · primary_doc.xml · derivative · entry 3

Blayney Douglas · CIK 0001772396 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 667 shares

Expires 2031-07-16

F4 · derivative.exercise_price: This option was granted on July 16, 2021 and was previously reported as covering 10,000 shares at an exercise price of $1.00 per share, but was adjusted to reflect a 1-for-15 reverse stock split that occurred on August 10, 2022.

F2 · price: The Reporting Person agreed to certain amendments of their outstanding stock option pursuant to the terms of a repricing and revesting offer approved by the Issuer's Compensation Committee of the Board of Directors (the "Offer") relating to a one-time offer by the Issuer to reprice and adjust the vesting of certain Eligible Options (as defined in the Offer).

F4 · derivative.underlying_shares: This option was granted on July 16, 2021 and was previously reported as covering 10,000 shares at an exercise price of $1.00 per share, but was adjusted to reflect a 1-for-15 reverse stock split that occurred on August 10, 2022.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 23:09 UTC Disposition to issuerStock Option (right to buy) · Derivative 9,300 Not disclosed Strike: $39.90 Not disclosed
Disclosure

SEC source: 0001640334-24-000330 · primary_doc.xml · derivative · entry 2

Blayney Douglas · CIK 0001772396 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,300 shares

Expires 2031-02-12

F3 · derivative.exercise_price: This option was granted on February 12, 2021 and was previously reported as covering 139,500 shares at an exercise price of $2.66 per share, but was adjusted to reflect a 1-for-15 reverse stock split that occurred on August 10, 2022.

F2 · price: The Reporting Person agreed to certain amendments of their outstanding stock option pursuant to the terms of a repricing and revesting offer approved by the Issuer's Compensation Committee of the Board of Directors (the "Offer") relating to a one-time offer by the Issuer to reprice and adjust the vesting of certain Eligible Options (as defined in the Offer).

F3 · derivative.underlying_shares: This option was granted on February 12, 2021 and was previously reported as covering 139,500 shares at an exercise price of $2.66 per share, but was adjusted to reflect a 1-for-15 reverse stock split that occurred on August 10, 2022.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 23:09 UTC Disposition to issuerStock Option (right to buy) · Derivative 1,200 Not disclosed Strike: $29.85 Not disclosed
Disclosure

SEC source: 0001640334-24-000330 · primary_doc.xml · derivative · entry 1

Blayney Douglas · CIK 0001772396 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,200 shares

Expires 2029-08-29

F1 · derivative.exercise_price: This option was granted on August 29, 2019 and was previously reported as covering 18,000 shares at an exercise price of $1.99 per share, but was adjusted to reflect a 1-for-15 reverse stock split that occurred on August 10, 2022.

F2 · price: The Reporting Person agreed to certain amendments of their outstanding stock option pursuant to the terms of a repricing and revesting offer approved by the Issuer's Compensation Committee of the Board of Directors (the "Offer") relating to a one-time offer by the Issuer to reprice and adjust the vesting of certain Eligible Options (as defined in the Offer).

F1 · derivative.underlying_shares: This option was granted on August 29, 2019 and was previously reported as covering 18,000 shares at an exercise price of $1.99 per share, but was adjusted to reflect a 1-for-15 reverse stock split that occurred on August 10, 2022.

Read SEC document
January 05, 2024 Filed Jan 8, 2024 19:09 UTC
Gorgas Gregory D.Director · Pres, CEO, CFO, Treas & Secr
GrantStock Option (right to buy) · Derivative 92,000 $0.00 Strike: $1.49 $0.00
Disclosure

SEC source: 0001640334-24-000025 · form4.xml · derivative · entry 1

Gorgas Gregory D. · CIK 0001526251 · Director · Pres, CEO, CFO, Treas & Secr

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,000

Underlying: Common Stock · 92,000 shares

Expires 2034-01-05

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2018 Equity Incentive Plan) through each such applicable vesting date, twenty five percent (25%) of the shares subject to the option shall vest on the one (1) year anniversary of the Vesting Commencement Date, and one forty-eighth (1/48th) of the shares subject to the option shall vest each month thereafter on the same day of the month as the Vesting Commencement Date (and if there is no corresponding day, on the last day of the month), such that the option shall be fully vested on the four (4) year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean January 5, 2024.

Read SEC document
August 04, 2023 Filed Aug 8, 2023 20:56 UTC GrantStock Option (right to buy) · Derivative 1,083 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0001640334-23-001486 · form4.xml · derivative · entry 1

EMANUELE ROBERT MARTIN · CIK 0001184991 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,083

Underlying: Common Stock · 1,083 shares

Expires 2033-08-04

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2018 Equity Incentive Plan) through each such applicable vesting date, one hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the one (1) year anniversary of the Vesting Commencement Date, or (ii) the day prior to the date of the annual meeting of the Issuer's stockholders next following the Vesting Commencement Date. "Vesting Commencement Date" shall mean August 4, 2023.

Read SEC document
August 04, 2023 Filed Aug 8, 2023 20:56 UTC GrantStock Option (right to buy) · Derivative 1,083 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0001640334-23-001488 · form4.xml · derivative · entry 1

Reyes Gregory · CIK 0001404055 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,083

Underlying: Common Stock · 1,083 shares

Expires 2033-08-04

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2018 Equity Incentive Plan) through each such applicable vesting date, one hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the one (1) year anniversary of the Vesting Commencement Date, or (ii) the day prior to the date of the annual meeting of the Issuer's stockholders next following the Vesting Commencement Date. "Vesting Commencement Date" shall mean August 4, 2023.

Read SEC document
August 04, 2023 Filed Aug 8, 2023 20:54 UTC GrantStock Option (right to buy) · Derivative 1,083 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0001640334-23-001482 · form4.xml · derivative · entry 1

FAVORITO TAMARA A · CIK 0001288232 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,083

Underlying: Common Stock · 1,083 shares

Expires 2033-08-04

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2018 Equity Incentive Plan) through each such applicable vesting date, one hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the one (1) year anniversary of the Vesting Commencement Date, or (ii) the day prior to the date of the annual meeting of the Issuer's stockholders next following the Vesting Commencement Date. "Vesting Commencement Date" shall mean August 4, 2023.

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August 04, 2023 Filed Aug 8, 2023 20:58 UTC GrantStock Option (right to buy) · Derivative 1,083 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0001640334-23-001492 · form4.xml · derivative · entry 1

MATSUI CONNIE · CIK 0001236537 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,083

Underlying: Common Stock · 1,083 shares

Expires 2033-08-04

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2018 Equity Incentive Plan) through each such applicable vesting date, one hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the one (1) year anniversary of the Vesting Commencement Date, or (ii) the day prior to the date of the annual meeting of the Issuer's stockholders next following the Vesting Commencement Date. "Vesting Commencement Date" shall mean August 4, 2023.

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August 04, 2023 Filed Aug 8, 2023 20:55 UTC
Kelly StevenDirector
GrantStock Option (right to buy) · Derivative 1,083 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0001640334-23-001484 · form4.xml · derivative · entry 1

Kelly Steven · CIK 0001339478 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,083

Underlying: Common Stock · 1,083 shares

Expires 2033-08-04

F1 · derivative.exercise_date: (1) Subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2018 Equity Incentive Plan) through each such applicable vesting date, one hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the one (1) year anniversary of the Vesting Commencement Date, or (ii) the day prior to the date of the annual meeting of the Issuer's stockholders next following the Vesting Commencement Date. "Vesting Commencement Date" shall mean August 4, 2023.

Read SEC document
August 04, 2023 Filed Aug 8, 2023 20:57 UTC GrantStock Option (right to buy) · Derivative 1,083 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0001640334-23-001490 · form4.xml · derivative · entry 1

Blayney Douglas · CIK 0001772396 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,083

Underlying: Common Stock · 1,083 shares

Expires 2033-08-04

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2018 Equity Incentive Plan) through each such applicable vesting date, one hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the one (1) year anniversary of the Vesting Commencement Date, or (ii) the day prior to the date of the annual meeting of the Issuer's stockholders next following the Vesting Commencement Date. "Vesting Commencement Date" shall mean August 4, 2023.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 18:07 UTC GrantStock Option (right to buy) · Derivative 667 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0001640334-23-001204 · form4.xml · derivative · entry 1

EMANUELE ROBERT MARTIN · CIK 0001184991 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 667

Underlying: Common Stock · 667 shares

Expires 2033-06-30

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2018 Equity Incentive Plan) through each such applicable vesting date, one hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the one (1) year anniversary of the Vesting Commencement Date, or (ii) the day prior to the date of the annual meeting of the Issuer's stockholders next following the Vesting Commencement Date. "Vesting Commencement Date" shall mean June 30, 2023.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 18:06 UTC GrantStock Option (right to buy) · Derivative 667 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0001640334-23-001202 · form4.xml · derivative · entry 1

Reyes Gregory · CIK 0001404055 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 667

Underlying: Common Stock · 667 shares

Expires 2033-06-30

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2018 Equity Incentive Plan) through each such applicable vesting date, one hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the one (1) year anniversary of the Vesting Commencement Date, or (ii) the day prior to the date of the annual meeting of the Issuer's stockholders next following the Vesting Commencement Date. "Vesting Commencement Date" shall mean June 30, 2023.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 18:05 UTC GrantStock Option (right to buy) · Derivative 667 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0001640334-23-001201 · form4.xml · derivative · entry 1

FAVORITO TAMARA A · CIK 0001288232 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 667

Underlying: Common Stock · 667 shares

Expires 2033-06-30

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2018 Equity Incentive Plan) through each such applicable vesting date, one hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the one (1) year anniversary of the Vesting Commencement Date, or (ii) the day prior to the date of the annual meeting of the Issuer's stockholders next following the Vesting Commencement Date. "Vesting Commencement Date" shall mean June 30, 2023.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 18:05 UTC GrantStock Option (right to buy) · Derivative 667 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0001640334-23-001200 · form4.xml · derivative · entry 1

MATSUI CONNIE · CIK 0001236537 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 667

Underlying: Common Stock · 667 shares

Expires 2033-06-30

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2018 Equity Incentive Plan) through each such applicable vesting date, one hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the one (1) year anniversary of the Vesting Commencement Date, or (ii) the day prior to the date of the annual meeting of the Issuer's stockholders next following the Vesting Commencement Date. "Vesting Commencement Date" shall mean June 30, 2023.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 18:07 UTC
Kelly StevenDirector
GrantStock Option (right to buy) · Derivative 667 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0001640334-23-001205 · form4.xml · derivative · entry 1

Kelly Steven · CIK 0001339478 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 667

Underlying: Common Stock · 667 shares

Expires 2033-06-30

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2018 Equity Incentive Plan) through each such applicable vesting date, one hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the one (1) year anniversary of the Vesting Commencement Date, or (ii) the day prior to the date of the annual meeting of the Issuer's stockholders next following the Vesting Commencement Date. "Vesting Commencement Date" shall mean June 30, 2023.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 18:06 UTC GrantStock Option (right to buy) · Derivative 667 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0001640334-23-001203 · form4.xml · derivative · entry 1

Blayney Douglas · CIK 0001772396 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 667

Underlying: Common Stock · 667 shares

Expires 2033-06-30

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2018 Equity Incentive Plan) through each such applicable vesting date, one hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the one (1) year anniversary of the Vesting Commencement Date, or (ii) the day prior to the date of the annual meeting of the Issuer's stockholders next following the Vesting Commencement Date. "Vesting Commencement Date" shall mean June 30, 2023.

Read SEC document
February 01, 2023 Filed Feb 1, 2023 21:03 UTC
Gorgas Gregory D.Director · Pres, CEO, CFO, Treas & Secr
GrantStock Option (right to buy) · Derivative 85,000 $0.00 Strike: $3.15 $0.00
Disclosure

SEC source: 0001640334-23-000144 · form4.xml · derivative · entry 1

Gorgas Gregory D. · CIK 0001526251 · Director · Pres, CEO, CFO, Treas & Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,000

Underlying: Common Stock · 85,000 shares

Expires 2033-02-01

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2018 Equity Incentive Plan) through each such applicable vesting date, twenty five percent (25%) of the shares subject to the option shall vest on the one (1) year anniversary of the Vesting Commencement Date, and one forty-eighth (1/48th) of the shares subject to the option shall vest each month thereafter on the same day of the month as the Vesting Commencement Date (and if there is no corresponding day, on the last day of the month), such that the option shall be fully vested on the four (4) year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean February 1, 2023.

Read SEC document
August 12, 2022 Filed Aug 12, 2022 17:41 UTC
Gorgas Gregory D.Director · Pres, CEO, CFO, Treas & Secr
PurchaseCommon Stock 1,200 $4.00 $4,800.00
Disclosure

SEC source: 0001640334-22-001760 · form4.xml · nonDerivative · entry 1

Gorgas Gregory D. · CIK 0001526251 · Director · Pres, CEO, CFO, Treas & Secr

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 2,400

Read SEC document
August 11, 2022 Filed Aug 11, 2022 19:13 UTC
Gorgas Gregory D.Director · Pres, CEO, CFO, Treas & Secr
PurchaseCommon Stock 1,200 $4.03 $4,836.00
Disclosure

SEC source: 0001640334-22-001706 · form4.xml · nonDerivative · entry 1

Gorgas Gregory D. · CIK 0001526251 · Director · Pres, CEO, CFO, Treas & Secr

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 1,200

Read SEC document
June 24, 2022 Filed Jun 27, 2022 21:19 UTC GrantStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $0.33 $0.00
Disclosure

SEC source: 0001640334-22-001361 · form4.xml · derivative · entry 1

EMANUELE ROBERT MARTIN · CIK 0001184991 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2032-06-24

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2018 Equity Incentive Plan) through each such applicable vesting date, one hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the one (1) year anniversary of the Vesting Commencement Date, or (ii) the day prior to the date of the annual meeting of the Issuer's stockholders next following the Vesting Commencement Date. "Vesting Commencement Date" shall mean June 24, 2022.

Read SEC document
June 24, 2022 Filed Jun 27, 2022 21:17 UTC GrantStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $0.33 $0.00
Disclosure

SEC source: 0001640334-22-001355 · form4.xml · derivative · entry 1

Reyes Gregory · CIK 0001404055 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2032-06-24

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2018 Equity Incentive Plan) through each such applicable vesting date, one hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the one (1) year anniversary of the Vesting Commencement Date, or (ii) the day prior to the date of the annual meeting of the Issuer's stockholders next following the Vesting Commencement Date. "Vesting Commencement Date" shall mean June 24, 2022.

Read SEC document
June 24, 2022 Filed Jun 27, 2022 21:17 UTC GrantStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $0.33 $0.00
Disclosure

SEC source: 0001640334-22-001357 · form4.xml · derivative · entry 1

SEYMOUR TAMARA A · CIK 0001288232 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2032-06-24

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2018 Equity Incentive Plan) through each such applicable vesting date, one hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the one (1) year anniversary of the Vesting Commencement Date, or (ii) the day prior to the date of the annual meeting of the Issuer's stockholders next following the Vesting Commencement Date. "Vesting Commencement Date" shall mean June 24, 2022.

Read SEC document
June 24, 2022 Filed Jun 27, 2022 21:20 UTC GrantStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $0.33 $0.00
Disclosure

SEC source: 0001640334-22-001363 · form4.xml · derivative · entry 1

MATSUI CONNIE · CIK 0001236537 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2032-06-24

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2018 Equity Incentive Plan) through each such applicable vesting date, one hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the one (1) year anniversary of the Vesting Commencement Date, or (ii) the day prior to the date of the annual meeting of the Issuer's stockholders next following the Vesting Commencement Date. "Vesting Commencement Date" shall mean June 24, 2022.

Read SEC document
June 24, 2022 Filed Jun 27, 2022 21:18 UTC
Kelly StevenDirector
GrantStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $0.33 $0.00
Disclosure

SEC source: 0001640334-22-001359 · form4.xml · derivative · entry 1

Kelly Steven · CIK 0001339478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2032-06-24

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2018 Equity Incentive Plan) through each such applicable vesting date, one hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the one (1) year anniversary of the Vesting Commencement Date, or (ii) the day prior to the date of the annual meeting of the Issuer's stockholders next following the Vesting Commencement Date. "Vesting Commencement Date" shall mean June 24, 2022.

Read SEC document
June 24, 2022 Filed Jun 27, 2022 20:46 UTC GrantStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $0.33 $0.00
Disclosure

SEC source: 0001640334-22-001340 · form4.xml · derivative · entry 1

Blayney Douglas · CIK 0001772396 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2032-06-24

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2018 Equity Incentive Plan) through each such applicable vesting date, one hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the one (1) year anniversary of the Vesting Commencement Date, or (ii) the day prior to the date of the annual meeting of the Issuer's stockholders next following the Vesting Commencement Date. "Vesting Commencement Date" shall mean June 24, 2022.

Read SEC document
December 03, 2021 Filed Dec 6, 2021 20:57 UTC
Gorgas Gregory D.Director · See Remarks
GrantStock Option (right to buy) · Derivative 1,355,000 $0.00 Strike: $0.63 $0.00
Disclosure

SEC source: 0000899243-21-047031 · doc4.xml · derivative · entry 1

Gorgas Gregory D. · CIK 0001526251 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,355,000

Underlying: Common Stock · 1,355,000 shares

Expires 2031-12-03

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2018 Equity Incentive Plan) through each such applicable vesting date, twenty five percent (25%) of the shares subject to the option shall vest on the one (1) year anniversary of the Vesting Commencement Date, and one forty-eighth (1/48th) of the shares subject to the option shall vest each month thereafter on the same day of the month as the Vesting Commencement Date (and if there is no corresponding day, on the last day of the month), such that the option shall be fully vested on the four (4) year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean December 3, 2021.

Read SEC document
July 16, 2021 Filed Jul 26, 2021 20:24 UTC GrantStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001640334-21-001679 · form4.xml · derivative · entry 1

EMANUELE ROBERT MARTIN · CIK 0001184991 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2031-07-16

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2018 Equity Incentive Plan) through each such applicable vesting date, one hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the one (1) year anniversary of the Vesting Commencement Date, or (ii) the day prior to the date of the annual meeting of the Issuer's stockholders next following the Vesting Commencement Date. "Vesting Commencement Date" shall mean July 16, 2021.

Read SEC document
July 16, 2021 Filed Jul 26, 2021 20:29 UTC GrantStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001640334-21-001685 · form4.xml · derivative · entry 1

Reyes Gregory · CIK 0001404055 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2031-07-16

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2018 Equity Incentive Plan) through each such applicable vesting date, one hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the one (1) year anniversary of the Vesting Commencement Date, or (ii) the day prior to the date of the annual meeting of the Issuer's stockholders next following the Vesting Commencement Date. "Vesting Commencement Date" shall mean July 16, 2021.

Read SEC document
July 16, 2021 Filed Jul 26, 2021 16:25 UTC
Beck John WDirector
GrantStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001640334-21-001681 · form4.xml · derivative · entry 1

Beck John W · CIK 0001292404 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2031-07-16

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2018 Equity Incentive Plan) through each such applicable vesting date, one hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the one (1) year anniversary of the Vesting Commencement Date, or (ii) the day prior to the date of the annual meeting of the Issuer's stockholders next following the Vesting Commencement Date. "Vesting Commencement Date" shall mean July 16, 2021.

Read SEC document
July 16, 2021 Filed Jul 26, 2021 20:22 UTC GrantStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001640334-21-001675 · form4.xml · derivative · entry 1

SEYMOUR TAMARA A · CIK 0001288232 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2031-07-16

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2018 Equity Incentive Plan) through each such applicable vesting date, one hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the one (1) year anniversary of the Vesting Commencement Date, or (ii) the day prior to the date of the annual meeting of the Issuer's stockholders next following the Vesting Commencement Date. "Vesting Commencement Date" shall mean July 16, 2021.

Read SEC document
July 16, 2021 Filed Jul 26, 2021 20:33 UTC GrantStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001640334-21-001686 · form4.xml · derivative · entry 1

MATSUI CONNIE · CIK 0001236537 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2031-07-16

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2018 Equity Incentive Plan) through each such applicable vesting date, one hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the one (1) year anniversary of the Vesting Commencement Date, or (ii) the day prior to the date of the annual meeting of the Issuer's stockholders next following the Vesting Commencement Date. "Vesting Commencement Date" shall mean July 16, 2021.

Read SEC document
July 16, 2021 Filed Jul 26, 2021 20:23 UTC
Kelly StevenDirector
GrantStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001640334-21-001677 · form4.xml · derivative · entry 1

Kelly Steven · CIK 0001339478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2031-07-16

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2018 Equity Incentive Plan) through each such applicable vesting date, one hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the one (1) year anniversary of the Vesting Commencement Date, or (ii) the day prior to the date of the annual meeting of the Issuer's stockholders next following the Vesting Commencement Date. "Vesting Commencement Date" shall mean July 16, 2021.

Read SEC document
July 16, 2021 Filed Jul 26, 2021 20:27 UTC GrantStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001640334-21-001683 · form4.xml · derivative · entry 1

Blayney Douglas · CIK 0001772396 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2031-07-16

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2018 Equity Incentive Plan) through each such applicable vesting date, one hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the one (1) year anniversary of the Vesting Commencement Date, or (ii) the day prior to the date of the annual meeting of the Issuer's stockholders next following the Vesting Commencement Date. "Vesting Commencement Date" shall mean July 16, 2021.

Read SEC document
April 16, 2021 Filed Apr 20, 2021 16:10 UTC
Gorgas Gregory D.Director · Pres, CEO, CFO, Treas & Secr
PurchaseCommon Stock 8,500 $1.15 $9,809.00
Disclosure

SEC source: 0001640334-21-000982 · form4.xml · nonDerivative · entry 1

Gorgas Gregory D. · CIK 0001526251 · Director · Pres, CEO, CFO, Treas & Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,676

F1 · price: Represents the weighted average share price of an aggregate total of 8,500 shares purchased in the price range of $1.15 to $1.16 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 21:24 UTC GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $1.52 $0.00
Disclosure

SEC source: 0001640334-21-000542 · form4.xml · derivative · entry 1

SEYMOUR TAMARA A · CIK 0001288232 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2031-03-05

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2018 Equity Incentive Plan) through each such applicable vesting date, one third (1/3rd) of the shares subject to the option shall vest on the one (1) year anniversary of the Vesting Commencement Date, one third (1/3rd) of the shares subject to the option shall vest on the two (2) year anniversary of the Vesting Commencement Date, one third (1/3rd) of the shares subject to the option shall vest on the three (3) year anniversary of the Vesting Commencement Date, such that the option shall be fully vested on the three (3) year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean March 5, 2021.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 16:23 UTC
Gorgas Gregory D.Director · Pres, CEO, CFO, Treas & Secr
GrantStock Option (right to buy) · Derivative 575,100 $0.00 Strike: $1.52 $0.00
Disclosure

SEC source: 0001640334-21-000540 · form4.xml · derivative · entry 1

Gorgas Gregory D. · CIK 0001526251 · Director · Pres, CEO, CFO, Treas & Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 575,100

Underlying: Common Stock · 575,100 shares

Expires 2031-03-05

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2018 Equity Incentive Plan) through each such applicable vesting date, twenty five percent (25%) of the shares subject to the option shall vest on the one (1) year anniversary of the Vesting Commencement Date, and one forty-eighth (1/48th) of the shares subject to the option shall vest each month thereafter on the same day of the month as the Vesting Commencement Date (and if there is no corresponding day, on the last day of the month), such that the option shall be fully vested on the four (4) year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean March 5, 2021.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.