Last 12 months
Inside the activity.
1 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 1 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 21, 2023 Filed Nov 24, 2023 21:11 UTC |
STATON DANIEL CDirector · Chairman of the Board
|
Exercise / conversionPhantom Stock · Derivative | 720 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000204 · wk-form4_1700860272.xml · derivative · entry 3 STATON DANIEL C · CIK 0001024240 · Director · Chairman of the Board 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,450 Underlying: Common Stock · 720 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On November 21, 2023, the reporting person elected to convert 720 of the 720 shares of vested phantom stock into 720 shares of ARMOUR common stock. The 720 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, January 14, 2021 and February 14, 2023. F1 · derivative.expiration_date: On November 21, 2023, the reporting person elected to convert 720 of the 720 shares of vested phantom stock into 720 shares of ARMOUR common stock. The 720 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, January 14, 2021 and February 14, 2023. F2 · balance_after: Total reflects a 1 for 5 reverse stock split that occurred on September 29, 2023. Read SEC document |
| November 21, 2023 Filed Nov 24, 2023 21:11 UTC |
STATON DANIEL CDirector · Chairman of the Board
|
Exercise / conversionCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000204 · wk-form4_1700860272.xml · nonDerivative · entry 2 STATON DANIEL C · CIK 0001024240 · Director · Chairman of the Board 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,182 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: On November 21, 2023, the reporting person elected to convert 500 of the 500 shares of vested phantom stock into 500 shares of ARMOUR common stock. The 500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023 and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. Read SEC document |
| November 21, 2023 Filed Nov 24, 2023 21:11 UTC |
STATON DANIEL CDirector · Chairman of the Board
|
Exercise / conversionCommon Stock | 720 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000204 · wk-form4_1700860272.xml · nonDerivative · entry 1 STATON DANIEL C · CIK 0001024240 · Director · Chairman of the Board 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,682 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On November 21, 2023, the reporting person elected to convert 720 of the 720 shares of vested phantom stock into 720 shares of ARMOUR common stock. The 720 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, January 14, 2021 and February 14, 2023. F2 · balance_after: Total reflects a 1 for 5 reverse stock split that occurred on September 29, 2023. Read SEC document |
| November 21, 2023 Filed Nov 24, 2023 21:08 UTC |
BELL MARC HDirector
|
Exercise / conversionPhantom Stock · Derivative | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000202 · wk-form4_1700860127.xml · derivative · entry 4 BELL MARC H · CIK 0001026915 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,950 Underlying: Common Stock · 500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F3 · derivative.exercise_date: On November 21, 2023, the reporting person elected to convert 500 of the 500 shares of vested phantom stock into 500 shares of ARMOUR common stock. The 500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, January 14, 2021 and February 14, 2023. F3 · derivative.expiration_date: On November 21, 2023, the reporting person elected to convert 500 of the 500 shares of vested phantom stock into 500 shares of ARMOUR common stock. The 500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, January 14, 2021 and February 14, 2023. Read SEC document |
| November 21, 2023 Filed Nov 24, 2023 21:08 UTC |
BELL MARC HDirector
|
Exercise / conversionPhantom Stock · Derivative | 720 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000202 · wk-form4_1700860127.xml · derivative · entry 3 BELL MARC H · CIK 0001026915 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,450 Underlying: Common Stock · 720 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On November 21, 2023, the reporting person elected to convert 720 of the 720 shares of vested phantom stock into 720 shares of ARMOUR common stock. The 720 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023 and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. F1 · derivative.expiration_date: On November 21, 2023, the reporting person elected to convert 720 of the 720 shares of vested phantom stock into 720 shares of ARMOUR common stock. The 720 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023 and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. F2 · balance_after: Total reflects a 1 for 5 reverse stock split that occurred on September 29, 2023. Read SEC document |
| November 21, 2023 Filed Nov 24, 2023 21:08 UTC |
BELL MARC HDirector
|
Exercise / conversionCommon Stock, par value $0.001 per share | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000202 · wk-form4_1700860127.xml · nonDerivative · entry 2 BELL MARC H · CIK 0001026915 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,078 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: On November 21, 2023, the reporting person elected to convert 500 of the 500 shares of vested phantom stock into 500 shares of ARMOUR common stock. The 500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, January 14, 2021 and February 14, 2023. Read SEC document |
| November 21, 2023 Filed Nov 24, 2023 21:08 UTC |
BELL MARC HDirector
|
Exercise / conversionCommon Stock, par value $0.001 per share | 720 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000202 · wk-form4_1700860127.xml · nonDerivative · entry 1 BELL MARC H · CIK 0001026915 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,578 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On November 21, 2023, the reporting person elected to convert 720 of the 720 shares of vested phantom stock into 720 shares of ARMOUR common stock. The 720 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023 and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. F2 · balance_after: Total reflects a 1 for 5 reverse stock split that occurred on September 29, 2023. Read SEC document |
| November 21, 2023 Filed Nov 24, 2023 16:11 UTC |
GUBA THOMAS KDirector
|
Exercise / conversionPhantom Stock · Derivative | 540 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000205 · wk-form4_1700860306.xml · derivative · entry 2 GUBA THOMAS K · CIK 0001475027 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,400 Underlying: Common Stock · 540 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On November 21, 2023, the reporting person elected to convert 540 shares of vested phantom stock into 540 shares of ARMOUR common stock. The 540 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on January 14 2021 and February 14, 2023. F1 · derivative.expiration_date: On November 21, 2023, the reporting person elected to convert 540 shares of vested phantom stock into 540 shares of ARMOUR common stock. The 540 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on January 14 2021 and February 14, 2023. Read SEC document |
| November 21, 2023 Filed Nov 24, 2023 16:11 UTC |
GUBA THOMAS KDirector
|
Exercise / conversionCommon Stock, par value $0.001 per share | 540 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000205 · wk-form4_1700860306.xml · nonDerivative · entry 1 GUBA THOMAS K · CIK 0001475027 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,145 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On November 21, 2023, the reporting person elected to convert 540 shares of vested phantom stock into 540 shares of ARMOUR common stock. The 540 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on January 14 2021 and February 14, 2023. Read SEC document |
| November 21, 2023 Filed Nov 24, 2023 21:08 UTC |
ULM SCOTTDirector · Co-CEO
|
Exercise / conversionPhantom Stock · Derivative | 4,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000201 · wk-form4_1700860077.xml · derivative · entry 3 ULM SCOTT · CIK 0001469064 · Director · Co-CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,290 Underlying: Common Stock · 4,380 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On November 21, 2023, the reporting person elected to convert 2,628 of the 4,380 shares of vested phantom stock into 2,628 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,752 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,380 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. F1 · derivative.expiration_date: On November 21, 2023, the reporting person elected to convert 2,628 of the 4,380 shares of vested phantom stock into 2,628 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,752 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,380 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. F2 · balance_after: Total reflects a 1 for 5 reverse stock split that occurred on September 29, 2023. Read SEC document |
| November 21, 2023 Filed Nov 24, 2023 21:08 UTC |
ULM SCOTTDirector · Co-CEO
|
Disposition to issuerCommon Stock, par value $0.001 per share | 1,752 | $17.41 | $30,502.32 |
DisclosureSEC source: 0001428205-23-000201 · wk-form4_1700860077.xml · nonDerivative · entry 2 ULM SCOTT · CIK 0001469064 · Director · Co-CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,178 F1 · kind: On November 21, 2023, the reporting person elected to convert 2,628 of the 4,380 shares of vested phantom stock into 2,628 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,752 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,380 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. Read SEC document |
| November 21, 2023 Filed Nov 24, 2023 21:08 UTC |
ULM SCOTTDirector · Co-CEO
|
Exercise / conversionCommon Stock, par value $0.001 per share | 4,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000201 · wk-form4_1700860077.xml · nonDerivative · entry 1 ULM SCOTT · CIK 0001469064 · Director · Co-CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,930 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On November 21, 2023, the reporting person elected to convert 2,628 of the 4,380 shares of vested phantom stock into 2,628 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,752 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,380 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. F2 · balance_after: Total reflects a 1 for 5 reverse stock split that occurred on September 29, 2023. Read SEC document |
| November 21, 2023 Filed Nov 24, 2023 21:13 UTC |
Downey CarolynDirector
|
Exercise / conversionPhantom Stock · Derivative | 540 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000207 · wk-form4_1700860426.xml · derivative · entry 3 Downey Carolyn · CIK 0001455810 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,400 Underlying: Common Stock · 540 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F3 · derivative.exercise_date: On November 21, 2023, the reporting person elected to convert 270 of the 540 shares of vested phantom stock into 270 shares of ARMOUR common stock. The reporting person elected to convert the remaining 270 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023. F3 · derivative.expiration_date: On November 21, 2023, the reporting person elected to convert 270 of the 540 shares of vested phantom stock into 270 shares of ARMOUR common stock. The reporting person elected to convert the remaining 270 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023. F1 · balance_after: Total reflects a 1 for 5 reverse stock split that occurred on September 29, 2023. Read SEC document |
| November 21, 2023 Filed Nov 24, 2023 21:13 UTC |
Downey CarolynDirector
|
Disposition to issuerCommon Stock, par value $0.001 per share | 270 | $17.41 | $4,700.70 |
DisclosureSEC source: 0001428205-23-000207 · wk-form4_1700860426.xml · nonDerivative · entry 2 Downey Carolyn · CIK 0001455810 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,112 Read SEC document |
| November 21, 2023 Filed Nov 24, 2023 21:13 UTC |
Downey CarolynDirector
|
GrantCommon Stock, par value $0.001 per share | 540 | $17.41 | $9,401.40 |
DisclosureSEC source: 0001428205-23-000207 · wk-form4_1700860426.xml · nonDerivative · entry 1 Downey Carolyn · CIK 0001455810 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,382 F1 · balance_after: Total reflects a 1 for 5 reverse stock split that occurred on September 29, 2023. Read SEC document |
| November 21, 2023 Filed Nov 24, 2023 21:17 UTC |
Hain Robert CDirector
|
Exercise / conversionPhantom Stock · Derivative | 540 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000210 · wk-form4_1700860668.xml · derivative · entry 3 Hain Robert C · CIK 0001377714 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,400 Underlying: Common Stock · 540 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On November 21, 2023, the reporting person elected to convert 270 of the 540 shares of vested phantom stock into 270 shares of ARMOUR common stock. The reporting person elected to convert the remaining 270 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 270 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023. F1 · derivative.expiration_date: On November 21, 2023, the reporting person elected to convert 270 of the 540 shares of vested phantom stock into 270 shares of ARMOUR common stock. The reporting person elected to convert the remaining 270 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 270 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023. F2 · balance_after: Total reflects a 1 for 5 reverse stock split that occurred on September 29, 2023. Read SEC document |
| November 21, 2023 Filed Nov 24, 2023 21:17 UTC |
Hain Robert CDirector
|
Disposition to issuerCommon Stock, par value $0.001 per share | 270 | $17.41 | $4,700.70 |
DisclosureSEC source: 0001428205-23-000210 · wk-form4_1700860668.xml · nonDerivative · entry 2 Hain Robert C · CIK 0001377714 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,743 F1 · kind: On November 21, 2023, the reporting person elected to convert 270 of the 540 shares of vested phantom stock into 270 shares of ARMOUR common stock. The reporting person elected to convert the remaining 270 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 270 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023. Read SEC document |
| November 21, 2023 Filed Nov 24, 2023 21:17 UTC |
Hain Robert CDirector
|
Exercise / conversionCommon Stock, par value $0.001 per share | 540 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000210 · wk-form4_1700860668.xml · nonDerivative · entry 1 Hain Robert C · CIK 0001377714 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,013 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On November 21, 2023, the reporting person elected to convert 270 of the 540 shares of vested phantom stock into 270 shares of ARMOUR common stock. The reporting person elected to convert the remaining 270 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 270 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023. F2 · balance_after: Total reflects a 1 for 5 reverse stock split that occurred on September 29, 2023. Read SEC document |
| November 21, 2023 Filed Nov 24, 2023 21:17 UTC |
HOLLIHAN JOHN P IIIDirector
|
Exercise / conversionPhantom Stock · Derivative | 540 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000209 · wk-form4_1700860625.xml · derivative · entry 3 HOLLIHAN JOHN P III · CIK 0001248587 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,400 Underlying: Common Stock · 540 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On November 21, 2023, the reporting person elected to convert 324 of the 540 shares of vested phantom stock into 324 shares of ARMOUR common stock. The reporting person elected to convert the remaining 216 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023. F1 · derivative.expiration_date: On November 21, 2023, the reporting person elected to convert 324 of the 540 shares of vested phantom stock into 324 shares of ARMOUR common stock. The reporting person elected to convert the remaining 216 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023. F2 · balance_after: Total reflects a 1 for 5 reverse stock split that occurred on September 29, 2023. Read SEC document |
| November 21, 2023 Filed Nov 24, 2023 21:17 UTC |
HOLLIHAN JOHN P IIIDirector
|
Disposition to issuerCommon Stock | 216 | $17.41 | $3,760.56 |
DisclosureSEC source: 0001428205-23-000209 · wk-form4_1700860625.xml · nonDerivative · entry 2 HOLLIHAN JOHN P III · CIK 0001248587 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,937 F1 · kind: On November 21, 2023, the reporting person elected to convert 324 of the 540 shares of vested phantom stock into 324 shares of ARMOUR common stock. The reporting person elected to convert the remaining 216 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023. Read SEC document |
| November 21, 2023 Filed Nov 24, 2023 21:17 UTC |
HOLLIHAN JOHN P IIIDirector
|
Exercise / conversionCommon Stock | 540 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000209 · wk-form4_1700860625.xml · nonDerivative · entry 1 HOLLIHAN JOHN P III · CIK 0001248587 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,153 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On November 21, 2023, the reporting person elected to convert 324 of the 540 shares of vested phantom stock into 324 shares of ARMOUR common stock. The reporting person elected to convert the remaining 216 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023. F2 · balance_after: Total reflects a 1 for 5 reverse stock split that occurred on September 29, 2023. Read SEC document |
| November 21, 2023 Filed Nov 24, 2023 21:13 UTC |
PAPERIN STEWART JDirector
|
Exercise / conversionPhantom Stock · Derivative | 540 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000206 · wk-form4_1700860385.xml · derivative · entry 3 PAPERIN STEWART J · CIK 0001207637 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,400 Underlying: Common Stock · 540 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On November 21, 2023, the reporting person elected to convert 540 out of the 540 shares of vested phantom stock into 540 shares of ARMOUR common stock. The 540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 14, 2021 and February 14, 2023. F1 · derivative.expiration_date: On November 21, 2023, the reporting person elected to convert 540 out of the 540 shares of vested phantom stock into 540 shares of ARMOUR common stock. The 540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 14, 2021 and February 14, 2023. F2 · balance_after: Total reflects a 1 for 5 reverse stock split that occurred on September 29, 2023. Read SEC document |
| November 21, 2023 Filed Nov 24, 2023 21:13 UTC |
PAPERIN STEWART JDirector
|
Exercise / conversionCommon Stock, par value $0.001 per share | 540 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000206 · wk-form4_1700860385.xml · nonDerivative · entry 1 PAPERIN STEWART J · CIK 0001207637 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 19,768 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On November 21, 2023, the reporting person elected to convert 540 out of the 540 shares of vested phantom stock into 540 shares of ARMOUR common stock. The 540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 14, 2021 and February 14, 2023. F2 · balance_after: Total reflects a 1 for 5 reverse stock split that occurred on September 29, 2023. F3 · ownership.nature: Represents shares owned indirectly through the Stewart J. Paperin Family Trust. Mr. Paperin has a pecuniary interest in and investment control over the shares held by the Trust. Read SEC document |
| November 21, 2023 Filed Nov 24, 2023 21:10 UTC |
Behar Z JamieDirector
|
Exercise / conversionPhantom Stock · Derivative | 540 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000203 · wk-form4_1700860211.xml · derivative · entry 2 Behar Z Jamie · CIK 0001306260 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,400 Underlying: Common Stock · 540 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On November 21, 2023, the reporting person elected to convert 540 out of the 540 shares of vested phantom stock into 540 shares of ARMOUR common stock. The 540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 14, 2021 and February 14, 2023. F1 · derivative.expiration_date: On November 21, 2023, the reporting person elected to convert 540 out of the 540 shares of vested phantom stock into 540 shares of ARMOUR common stock. The 540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 14, 2021 and February 14, 2023. F2 · balance_after: Total reflects a 1 for 5 reverse stock split that occurred on September 29, 2023. Read SEC document |
| November 21, 2023 Filed Nov 24, 2023 21:10 UTC |
Behar Z JamieDirector
|
Exercise / conversionCommon Stock, par value $0.001 per share | 540 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000203 · wk-form4_1700860211.xml · nonDerivative · entry 1 Behar Z Jamie · CIK 0001306260 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,301 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On November 21, 2023, the reporting person elected to convert 540 out of the 540 shares of vested phantom stock into 540 shares of ARMOUR common stock. The 540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 14, 2021 and February 14, 2023. F2 · balance_after: Total reflects a 1 for 5 reverse stock split that occurred on September 29, 2023. Read SEC document |
| November 21, 2023 Filed Nov 24, 2023 21:07 UTC |
MOUNTAIN JAMES RChief Financial Officer
|
Exercise / conversionPhantom Stock · Derivative | 1,860 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000200 · wk-form4_1700860048.xml · derivative · entry 3 MOUNTAIN JAMES R · CIK 0001557465 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,880 Underlying: Common Stock · 1,860 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On November 21, 2023, the reporting person elected to convert 1,120 of the 1,860 shares of vested phantom stock into 1,120 shares of ARMOUR common stock. The reporting person elected to convert the remaining 740 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,860 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a seven-and-a-half year period, which were reported on a Form 4 report filed by the reporting person on January 14, 2021 and February 16, 2023. F1 · derivative.expiration_date: On November 21, 2023, the reporting person elected to convert 1,120 of the 1,860 shares of vested phantom stock into 1,120 shares of ARMOUR common stock. The reporting person elected to convert the remaining 740 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,860 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a seven-and-a-half year period, which were reported on a Form 4 report filed by the reporting person on January 14, 2021 and February 16, 2023. F2 · balance_after: Total reflects a 1 for 5 reverse stock split that occurred on September 29, 2023. Read SEC document |
| November 21, 2023 Filed Nov 24, 2023 21:07 UTC |
MOUNTAIN JAMES RChief Financial Officer
|
SaleCommon Stock, par value $0.001 per share | 740 | $17.41 | $12,883.40 |
DisclosureSEC source: 0001428205-23-000200 · wk-form4_1700860048.xml · nonDerivative · entry 2 MOUNTAIN JAMES R · CIK 0001557465 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,502 Read SEC document |
| November 21, 2023 Filed Nov 24, 2023 21:07 UTC |
MOUNTAIN JAMES RChief Financial Officer
|
Exercise / conversionCommon Stock, par value $0.001 per share | 1,860 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000200 · wk-form4_1700860048.xml · nonDerivative · entry 1 MOUNTAIN JAMES R · CIK 0001557465 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,242 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On November 21, 2023, the reporting person elected to convert 1,120 of the 1,860 shares of vested phantom stock into 1,120 shares of ARMOUR common stock. The reporting person elected to convert the remaining 740 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,860 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a seven-and-a-half year period, which were reported on a Form 4 report filed by the reporting person on January 14, 2021 and February 16, 2023. F2 · balance_after: Total reflects a 1 for 5 reverse stock split that occurred on September 29, 2023. Read SEC document |
| November 21, 2023 Filed Nov 24, 2023 21:06 UTC |
Zimmer Jeffrey JDirector · Co-CEO and President
|
Exercise / conversionPhantom Stock · Derivative | 4,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000199 · wk-form4_1700859982.xml · derivative · entry 3 Zimmer Jeffrey J · CIK 0001303087 · Director · Co-CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,290 Underlying: Common Stock · 4,380 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On November 21, 2023, the reporting person elected to convert 2,628 of the 4,380 shares of vested phantom stock into 2,628 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,752 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,628 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. 2. Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.expiration_date: On November 21, 2023, the reporting person elected to convert 2,628 of the 4,380 shares of vested phantom stock into 2,628 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,752 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,628 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. 2. Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. Read SEC document |
| November 21, 2023 Filed Nov 24, 2023 21:06 UTC |
Zimmer Jeffrey JDirector · Co-CEO and President
|
Disposition to issuerCommon Stock | 1,752 | $17.41 | $30,502.32 |
DisclosureSEC source: 0001428205-23-000199 · wk-form4_1700859982.xml · nonDerivative · entry 2 Zimmer Jeffrey J · CIK 0001303087 · Director · Co-CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,207 F1 · kind: On November 21, 2023, the reporting person elected to convert 2,628 of the 4,380 shares of vested phantom stock into 2,628 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,752 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,628 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. 2. Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. Read SEC document |
| November 21, 2023 Filed Nov 24, 2023 21:06 UTC |
Zimmer Jeffrey JDirector · Co-CEO and President
|
Exercise / conversionCommon Stock | 4,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000199 · wk-form4_1700859982.xml · nonDerivative · entry 1 Zimmer Jeffrey J · CIK 0001303087 · Director · Co-CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,959 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On November 21, 2023, the reporting person elected to convert 2,628 of the 4,380 shares of vested phantom stock into 2,628 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,752 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,628 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. 2. Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F2 · balance_after: Total reflects a 1 for 5 reverse stock split that occurred on September 29, 2023. Read SEC document |
| November 21, 2023 Filed Nov 24, 2023 21:05 UTC |
Harper GordonVP Finance and Controller
|
Exercise / conversionPhantom Stock · Derivative | 980 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000198 · wk-form4_1700859946.xml · derivative · entry 3 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,640 Underlying: Common Stock · 980 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On November 21, 2023, the reporting person elected to convert 766, of the 980 shares of vested phantom stock into 766 shares of ARMOUR common stock. The reporting person elected to convert the remaining 214 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 980 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a seven-and-a-half year period, which were reported on a Form 4 report filed by the reporting person on January 14, 2021 and February 16, 2023. F1 · derivative.expiration_date: On November 21, 2023, the reporting person elected to convert 766, of the 980 shares of vested phantom stock into 766 shares of ARMOUR common stock. The reporting person elected to convert the remaining 214 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 980 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a seven-and-a-half year period, which were reported on a Form 4 report filed by the reporting person on January 14, 2021 and February 16, 2023. F2 · balance_after: Total reflects a 1 for 5 reverse stock split that occurred on September 29, 2023. Read SEC document |
| November 21, 2023 Filed Nov 24, 2023 21:05 UTC |
Harper GordonVP Finance and Controller
|
Disposition to issuerCommon Stock, par value $0.001 per share | 214 | $17.41 | $3,725.74 |
DisclosureSEC source: 0001428205-23-000198 · wk-form4_1700859946.xml · nonDerivative · entry 2 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,250 Read SEC document |
| November 21, 2023 Filed Nov 24, 2023 21:05 UTC |
Harper GordonVP Finance and Controller
|
Exercise / conversionCommon Stock, par value $0.001 per share | 980 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000198 · wk-form4_1700859946.xml · nonDerivative · entry 1 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,464 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On November 21, 2023, the reporting person elected to convert 766, of the 980 shares of vested phantom stock into 766 shares of ARMOUR common stock. The reporting person elected to convert the remaining 214 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 980 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a seven-and-a-half year period, which were reported on a Form 4 report filed by the reporting person on January 14, 2021 and February 16, 2023. F2 · balance_after: Total reflects a 1 for 5 reverse stock split that occurred on September 29, 2023. Read SEC document |
| November 21, 2023 Filed Nov 24, 2023 21:04 UTC |
GRUBER MARKCIO
|
Exercise / conversionPhantom Stock · Derivative | 1,660 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000197 · wk-form4_1700859857.xml · derivative · entry 3 GRUBER MARK · CIK 0001585875 · CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,080 Underlying: Common Stock · 1,660 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On November 21, 2023, the reporting person elected to convert 1,318, of the1,660 shares of vested phantom stock into 1,318 shares of ARMOUR common stock. The reporting person elected to convert the remaining 342 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,660 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020 and June 30, 2020, phantom stock vesting over a six-and-a-half year period, reported on a Form 4 report filed by the reportingperson on January 14, 2021 and phantom stock vesting over a seven-and-a-half year period, reported on a Form 4 report filed by the reporting person on February 16, 2023. F1 · derivative.expiration_date: On November 21, 2023, the reporting person elected to convert 1,318, of the1,660 shares of vested phantom stock into 1,318 shares of ARMOUR common stock. The reporting person elected to convert the remaining 342 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,660 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020 and June 30, 2020, phantom stock vesting over a six-and-a-half year period, reported on a Form 4 report filed by the reportingperson on January 14, 2021 and phantom stock vesting over a seven-and-a-half year period, reported on a Form 4 report filed by the reporting person on February 16, 2023. F2 · balance_after: Total reflects a 1 for 5 reverse stock split that occurred on September 29, 2023. Read SEC document |
| November 21, 2023 Filed Nov 24, 2023 21:04 UTC |
GRUBER MARKCIO
|
Disposition to issuerCommon Stock | 342 | $17.41 | $5,954.22 |
DisclosureSEC source: 0001428205-23-000197 · wk-form4_1700859857.xml · nonDerivative · entry 2 GRUBER MARK · CIK 0001585875 · CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,928 F1 · kind: On November 21, 2023, the reporting person elected to convert 1,318, of the1,660 shares of vested phantom stock into 1,318 shares of ARMOUR common stock. The reporting person elected to convert the remaining 342 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,660 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020 and June 30, 2020, phantom stock vesting over a six-and-a-half year period, reported on a Form 4 report filed by the reportingperson on January 14, 2021 and phantom stock vesting over a seven-and-a-half year period, reported on a Form 4 report filed by the reporting person on February 16, 2023. Read SEC document |
| November 21, 2023 Filed Nov 24, 2023 21:04 UTC |
GRUBER MARKCIO
|
Exercise / conversionCommon Stock | 1,660 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000197 · wk-form4_1700859857.xml · nonDerivative · entry 1 GRUBER MARK · CIK 0001585875 · CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,270 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On November 21, 2023, the reporting person elected to convert 1,318, of the1,660 shares of vested phantom stock into 1,318 shares of ARMOUR common stock. The reporting person elected to convert the remaining 342 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,660 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020 and June 30, 2020, phantom stock vesting over a six-and-a-half year period, reported on a Form 4 report filed by the reportingperson on January 14, 2021 and phantom stock vesting over a seven-and-a-half year period, reported on a Form 4 report filed by the reporting person on February 16, 2023. F2 · balance_after: Total reflects a 1 for 5 reverse stock split that occurred on September 29, 2023. Read SEC document |
| October 02, 2023 Filed Oct 3, 2023 19:58 UTC |
Downey CarolynDirector
|
GrantCommon Stock, par value $0.001 per share | 3,882 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000173 · wk-form4_1696363090.xml · nonDerivative · entry 1 Downey Carolyn · CIK 0001455810 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,213 F1 · kind: On October 2, 2023, the reporting person received 3,882 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. The reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 3,882 shares of stock represent the reporting person's election of stock compensation for the past quarter. Read SEC document |
| October 02, 2023 Filed Oct 3, 2023 20:02 UTC |
PAPERIN STEWART JDirector
|
GrantCommon Stock, par value $0.001 per share | 3,882 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000174 · wk-form4_1696363308.xml · nonDerivative · entry 1 PAPERIN STEWART J · CIK 0001207637 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 96,143 F1 · kind: On October 2, 2023, the reporting person received 3,882 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. The reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 3,882 shares of stock represent the reporting person's election of stock compensation for the past quarter. F2 · ownership.nature: Represents shares owned indirectly through the Stewart J. Paperin Family Trust. Mr. Paperin has a pecuniary interest in and investment control over the shares held by the Trust. Read SEC document |
| August 22, 2023 Filed Aug 24, 2023 20:19 UTC |
STATON DANIEL CDirector · Chairman of the Board
|
Exercise / conversionPhantom Stock · Derivative | 3,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000151 · wk-form4_1692908342.xml · derivative · entry 4 STATON DANIEL C · CIK 0001024240 · Director · Chairman of the Board 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,850 Underlying: Common Stock · 3,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F3 · kind: On August 22, 2023, the reporting person elected to convert 3,500 of the 3,500 shares of vested phantom stock into 3,500 shares of ARMOUR common stock. The 3,500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, January 14, 2021 and February 14, 2023. F3 · derivative.exercise_date: On August 22, 2023, the reporting person elected to convert 3,500 of the 3,500 shares of vested phantom stock into 3,500 shares of ARMOUR common stock. The 3,500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, January 14, 2021 and February 14, 2023. F3 · derivative.expiration_date: On August 22, 2023, the reporting person elected to convert 3,500 of the 3,500 shares of vested phantom stock into 3,500 shares of ARMOUR common stock. The 3,500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, January 14, 2021 and February 14, 2023. Read SEC document |
| August 22, 2023 Filed Aug 24, 2023 20:19 UTC |
STATON DANIEL CDirector · Chairman of the Board
|
Exercise / conversionPhantom Stock · Derivative | 2,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000151 · wk-form4_1692908342.xml · derivative · entry 3 STATON DANIEL C · CIK 0001024240 · Director · Chairman of the Board 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,350 Underlying: Common Stock · 2,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · kind: On August 22, 2023, the reporting person elected to convert 2,400 of the 2,400 shares of vested phantom stock into 2,400 shares of ARMOUR common stock. The 2,400 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023 and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. F1 · derivative.exercise_date: On August 22, 2023, the reporting person elected to convert 2,400 of the 2,400 shares of vested phantom stock into 2,400 shares of ARMOUR common stock. The 2,400 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023 and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. F1 · derivative.expiration_date: On August 22, 2023, the reporting person elected to convert 2,400 of the 2,400 shares of vested phantom stock into 2,400 shares of ARMOUR common stock. The 2,400 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023 and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. Read SEC document |
| August 22, 2023 Filed Aug 24, 2023 20:19 UTC |
STATON DANIEL CDirector · Chairman of the Board
|
Exercise / conversionCommon Stock, par value $0.001 per share | 3,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000151 · wk-form4_1692908342.xml · nonDerivative · entry 2 STATON DANIEL C · CIK 0001024240 · Director · Chairman of the Board 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote. Disclosed balance after: 354,811 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: On August 22, 2023, the reporting person elected to convert 3,500 of the 3,500 shares of vested phantom stock into 3,500 shares of ARMOUR common stock. The 3,500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, January 14, 2021 and February 14, 2023. F2 · ownership.nature: Represents shares owned indirectly through DM Staton Family Limited Partnership. The reporting person is a general partner and a limited partner of DM Staton Family Limited Partnership. The reporting person has a pecuniary interest in the shares held by DM Staton Family Limited Partnership. Read SEC document |
| August 22, 2023 Filed Aug 24, 2023 20:19 UTC |
STATON DANIEL CDirector · Chairman of the Board
|
Exercise / conversionCommon Stock, par value $0.001 per share | 2,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000151 · wk-form4_1692908342.xml · nonDerivative · entry 1 STATON DANIEL C · CIK 0001024240 · Director · Chairman of the Board 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote. Disclosed balance after: 351,311 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On August 22, 2023, the reporting person elected to convert 2,400 of the 2,400 shares of vested phantom stock into 2,400 shares of ARMOUR common stock. The 2,400 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023 and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. F2 · ownership.nature: Represents shares owned indirectly through DM Staton Family Limited Partnership. The reporting person is a general partner and a limited partner of DM Staton Family Limited Partnership. The reporting person has a pecuniary interest in the shares held by DM Staton Family Limited Partnership. Read SEC document |
| August 22, 2023 Filed Aug 24, 2023 20:20 UTC |
BELL MARC HDirector
|
Exercise / conversionPhantom Stock · Derivative | 3,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000152 · wk-form4_1692908402.xml · derivative · entry 4 BELL MARC H · CIK 0001026915 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,850 Underlying: Common Stock · 3,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: On August 22, 2023, the reporting person elected to convert 3,500 of the 3,500 shares of vested phantom stock into 3,500 shares of ARMOUR common stock. The 3,500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, January 14, 2021 and February 14, 2023. F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F2 · derivative.exercise_date: On August 22, 2023, the reporting person elected to convert 3,500 of the 3,500 shares of vested phantom stock into 3,500 shares of ARMOUR common stock. The 3,500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, January 14, 2021 and February 14, 2023. F2 · derivative.expiration_date: On August 22, 2023, the reporting person elected to convert 3,500 of the 3,500 shares of vested phantom stock into 3,500 shares of ARMOUR common stock. The 3,500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, January 14, 2021 and February 14, 2023. Read SEC document |
| August 22, 2023 Filed Aug 24, 2023 20:20 UTC |
BELL MARC HDirector
|
Exercise / conversionPhantom Stock · Derivative | 2,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000152 · wk-form4_1692908402.xml · derivative · entry 3 BELL MARC H · CIK 0001026915 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,350 Underlying: Common Stock · 2,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On August 22, 2023, the reporting person elected to convert 2,400 of the 2,400 shares of vested phantom stock into 2,400 shares of ARMOUR common stock. The 2,400 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023 and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On August 22, 2023, the reporting person elected to convert 2,400 of the 2,400 shares of vested phantom stock into 2,400 shares of ARMOUR common stock. The 2,400 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023 and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. F1 · derivative.expiration_date: On August 22, 2023, the reporting person elected to convert 2,400 of the 2,400 shares of vested phantom stock into 2,400 shares of ARMOUR common stock. The 2,400 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023 and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. Read SEC document |
| August 22, 2023 Filed Aug 24, 2023 20:20 UTC |
BELL MARC HDirector
|
Exercise / conversionCommon Stock, par value $0.001 per share | 3,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000152 · wk-form4_1692908402.xml · nonDerivative · entry 2 BELL MARC H · CIK 0001026915 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,294 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: On August 22, 2023, the reporting person elected to convert 3,500 of the 3,500 shares of vested phantom stock into 3,500 shares of ARMOUR common stock. The 3,500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, January 14, 2021 and February 14, 2023. Read SEC document |
| August 22, 2023 Filed Aug 24, 2023 20:20 UTC |
BELL MARC HDirector
|
Exercise / conversionCommon Stock, par value $0.001 per share | 2,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000152 · wk-form4_1692908402.xml · nonDerivative · entry 1 BELL MARC H · CIK 0001026915 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,794 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On August 22, 2023, the reporting person elected to convert 2,400 of the 2,400 shares of vested phantom stock into 2,400 shares of ARMOUR common stock. The 2,400 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023 and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. Read SEC document |
| August 22, 2023 Filed Aug 24, 2023 16:21 UTC |
GUBA THOMAS KDirector
|
Exercise / conversionPhantom Stock · Derivative | 2,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000153 · wk-form4_1692908452.xml · derivative · entry 2 GUBA THOMAS K · CIK 0001475027 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,700 Underlying: Common Stock · 2,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On August 22, 2023, the reporting person elected to convert 2,600 out of the 2,600 shares of vested phantom stock into 2,600 shares of ARMOUR common stock. The 2,600 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 14, 2021 and February 14, 2023. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On August 22, 2023, the reporting person elected to convert 2,600 out of the 2,600 shares of vested phantom stock into 2,600 shares of ARMOUR common stock. The 2,600 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 14, 2021 and February 14, 2023. F1 · derivative.expiration_date: On August 22, 2023, the reporting person elected to convert 2,600 out of the 2,600 shares of vested phantom stock into 2,600 shares of ARMOUR common stock. The 2,600 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 14, 2021 and February 14, 2023. Read SEC document |
| August 22, 2023 Filed Aug 24, 2023 16:21 UTC |
GUBA THOMAS KDirector
|
Exercise / conversionCommon Stock, par value $0.001 per share | 2,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000153 · wk-form4_1692908452.xml · nonDerivative · entry 1 GUBA THOMAS K · CIK 0001475027 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,025 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On August 22, 2023, the reporting person elected to convert 2,600 out of the 2,600 shares of vested phantom stock into 2,600 shares of ARMOUR common stock. The 2,600 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 14, 2021 and February 14, 2023. Read SEC document |
| August 22, 2023 Filed Aug 24, 2023 20:17 UTC |
ULM SCOTTDirector · Co-CEO
|
Exercise / conversionPhantom Stock · Derivative | 21,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000150 · wk-form4_1692908252.xml · derivative · entry 3 ULM SCOTT · CIK 0001469064 · Director · Co-CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 378,350 Underlying: Common Stock · 21,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On August 22, 2023, the reporting person elected to convert 13,140 of the 21,900 shares of vested phantom stock into 13,140 shares of ARMOUR common stock. The reporting person elected to convert the remaining 8,760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 21,900 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On August 22, 2023, the reporting person elected to convert 13,140 of the 21,900 shares of vested phantom stock into 13,140 shares of ARMOUR common stock. The reporting person elected to convert the remaining 8,760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 21,900 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. F1 · derivative.expiration_date: On August 22, 2023, the reporting person elected to convert 13,140 of the 21,900 shares of vested phantom stock into 13,140 shares of ARMOUR common stock. The reporting person elected to convert the remaining 8,760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 21,900 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.