Last 12 months
Inside the activity.
1 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 1 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 22, 2018 Filed Feb 27, 2018 01:15 UTC |
Zimmer Jeffrey JDirector · Co-CEO and President
|
Disposition to issuerCommon Stock, par value $0.001 per share | 2,400 | $22.53 | $54,072.00 |
DisclosureSEC source: 0001428205-18-000066 · wf-form4_151969412203028.xml · nonDerivative · entry 2 Zimmer Jeffrey J · CIK 0001303087 · Director · Co-CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,948 F1 · shares: On February 22, 2018, the reporting person elected to convert 3,700 shares out of 6,100 shares of vested phantom stock into 3,700 shares of ARMOUR common stock. The person elected to convert the remaining 2,400 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 6,100 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017. Read SEC document |
| February 22, 2018 Filed Feb 27, 2018 01:15 UTC |
Zimmer Jeffrey JDirector · Co-CEO and President
|
Exercise / conversionCommon Stock, par value $0.001 per share | 6,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-18-000066 · wf-form4_151969412203028.xml · nonDerivative · entry 1 Zimmer Jeffrey J · CIK 0001303087 · Director · Co-CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,348 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On February 22, 2018, the reporting person elected to convert 3,700 shares out of 6,100 shares of vested phantom stock into 3,700 shares of ARMOUR common stock. The person elected to convert the remaining 2,400 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 6,100 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017. Read SEC document |
| February 22, 2018 Filed Feb 27, 2018 01:13 UTC |
Harper GordonVP Finance and Controller
|
Exercise / conversionPhantom Stock · Derivative | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-18-000060 · wf-form4_151969401492843.xml · derivative · entry 2 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,600 Underlying: Common Stock · 1,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · shares: On February 22, 2018, the reporting person elected to convert 1,000 shares of vested phantom stock into 1,000 shares of ARMOUR common stock. The 1,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017. F1 · derivative.exercise_date: On February 22, 2018, the reporting person elected to convert 1,000 shares of vested phantom stock into 1,000 shares of ARMOUR common stock. The 1,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017. F1 · derivative.expiration_date: On February 22, 2018, the reporting person elected to convert 1,000 shares of vested phantom stock into 1,000 shares of ARMOUR common stock. The 1,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017. F1 · balance_after: On February 22, 2018, the reporting person elected to convert 1,000 shares of vested phantom stock into 1,000 shares of ARMOUR common stock. The 1,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017. Read SEC document |
| February 22, 2018 Filed Feb 27, 2018 01:13 UTC |
Harper GordonVP Finance and Controller
|
Exercise / conversionCommon Stock, par value $0.001 per share | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-18-000060 · wf-form4_151969401492843.xml · nonDerivative · entry 1 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,954 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On February 22, 2018, the reporting person elected to convert 1,000 shares of vested phantom stock into 1,000 shares of ARMOUR common stock. The 1,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017. Read SEC document |
| February 22, 2018 Filed Feb 27, 2018 01:13 UTC |
GRUBER MARKChief Operating Officer
|
Exercise / conversionPhantom Stock · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-18-000059 · wf-form4_151969399868856.xml · derivative · entry 2 GRUBER MARK · CIK 0001585875 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,000 Underlying: Common Stock · 3,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · shares: On February 22, 2018, the reporting person elected to convert 3,000 shares of vested phantom stock into 3,000 shares of ARMOUR common stock. The 3,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017. F1 · derivative.exercise_date: On February 22, 2018, the reporting person elected to convert 3,000 shares of vested phantom stock into 3,000 shares of ARMOUR common stock. The 3,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017. F1 · derivative.expiration_date: On February 22, 2018, the reporting person elected to convert 3,000 shares of vested phantom stock into 3,000 shares of ARMOUR common stock. The 3,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017. F1 · balance_after: On February 22, 2018, the reporting person elected to convert 3,000 shares of vested phantom stock into 3,000 shares of ARMOUR common stock. The 3,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017. Read SEC document |
| February 22, 2018 Filed Feb 27, 2018 01:13 UTC |
GRUBER MARKChief Operating Officer
|
Exercise / conversionCommon Stock, par value $0.001 per share | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-18-000059 · wf-form4_151969399868856.xml · nonDerivative · entry 1 GRUBER MARK · CIK 0001585875 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On February 22, 2018, the reporting person elected to convert 3,000 shares of vested phantom stock into 3,000 shares of ARMOUR common stock. The 3,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017. Read SEC document |
| February 22, 2018 Filed Feb 27, 2018 01:13 UTC |
MOUNTAIN JAMES RChief Financial Officer
|
Exercise / conversionPhantom Stock · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-18-000058 · wf-form4_151969397977714.xml · derivative · entry 2 MOUNTAIN JAMES R · CIK 0001557465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,000 Underlying: Common Stock · 3,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · shares: On February 22, 2018, the reporting person elected to convert 3,000 shares of vested phantom stock into 3,000 shares of ARMOUR common stock. The 3,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017. F1 · derivative.exercise_date: On February 22, 2018, the reporting person elected to convert 3,000 shares of vested phantom stock into 3,000 shares of ARMOUR common stock. The 3,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017. F1 · derivative.expiration_date: On February 22, 2018, the reporting person elected to convert 3,000 shares of vested phantom stock into 3,000 shares of ARMOUR common stock. The 3,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017. F1 · balance_after: On February 22, 2018, the reporting person elected to convert 3,000 shares of vested phantom stock into 3,000 shares of ARMOUR common stock. The 3,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017. Read SEC document |
| February 22, 2018 Filed Feb 27, 2018 01:13 UTC |
MOUNTAIN JAMES RChief Financial Officer
|
Exercise / conversionCommon Stock, par value $0.001 per share | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-18-000058 · wf-form4_151969397977714.xml · nonDerivative · entry 1 MOUNTAIN JAMES R · CIK 0001557465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,579 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On February 22, 2018, the reporting person elected to convert 3,000 shares of vested phantom stock into 3,000 shares of ARMOUR common stock. The 3,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017. Read SEC document |
| February 22, 2018 Filed Feb 28, 2018 20:36 UTC |
PAPERIN STEWART JDirector
|
Exercise / conversionPhantom Stock · Derivative | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001207637-18-000005 · wf-form4_151985015075709.xml · derivative · entry 3 PAPERIN STEWART J · CIK 0001207637 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,700 Underlying: Common Stock · 1,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · shares: On February 22, 2018, the reporting person elected to convert 1,500 shares of vested phantom stock into 1,500 shares of ARMOUR common stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017. F1 · derivative.exercise_date: On February 22, 2018, the reporting person elected to convert 1,500 shares of vested phantom stock into 1,500 shares of ARMOUR common stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017. F1 · derivative.expiration_date: On February 22, 2018, the reporting person elected to convert 1,500 shares of vested phantom stock into 1,500 shares of ARMOUR common stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017. F1 · balance_after: On February 22, 2018, the reporting person elected to convert 1,500 shares of vested phantom stock into 1,500 shares of ARMOUR common stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017. Read SEC document |
| February 22, 2018 Filed Feb 28, 2018 20:36 UTC |
PAPERIN STEWART JDirector
|
Exercise / conversionCommon Stock, par value $0.001 per share | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001207637-18-000005 · wf-form4_151985015075709.xml · nonDerivative · entry 1 PAPERIN STEWART J · CIK 0001207637 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 14,393 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On February 22, 2018, the reporting person elected to convert 1,500 shares of vested phantom stock into 1,500 shares of ARMOUR common stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017. F2 · ownership.nature: Represents shares owned indirectly through the Stewart J. Paperin Family Trust. Mr. Paperin has a pecuniary interest in and investment control over the shares held by the Trust. Read SEC document |
| February 20, 2018 Filed Feb 20, 2018 18:13 UTC |
GRUBER MARKChief Operating Officer
|
PurchaseCommon Stock, par value $0.001 per share | 2,000 | $22.70 | $45,400.00 |
DisclosureSEC source: 0001428205-18-000041 · wf-form4_151915039594326.xml · nonDerivative · entry 1 GRUBER MARK · CIK 0001585875 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,300 Read SEC document |
| February 16, 2018 Filed Feb 16, 2018 19:05 UTC |
MOUNTAIN JAMES RChief Financial Officer
|
PurchaseCommon Stock, par value $0.001 per share | 4,000 | $22.99 | $91,960.00 |
DisclosureSEC source: 0001428205-18-000039 · wf-form4_151880788697426.xml · nonDerivative · entry 1 MOUNTAIN JAMES R · CIK 0001557465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,579 Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:33 UTC |
STATON DANIEL CDirector · Chairman of the Board
|
GrantCommon Stock, par value $0.001 per share | 641 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001428205-18-000017 · wf-form4_151510517404806.xml · nonDerivative · entry 1 STATON DANIEL C · CIK 0001024240 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote. Disclosed balance after: 265,242 F1 · kind: On January 2, 2018, the reporting person received 641 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. Commencing with the end of the first quarter of 2013, the reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 641 shares of stock represent the reporting person's election of stock compensation for the past quarter. F1 · price: On January 2, 2018, the reporting person received 641 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. Commencing with the end of the first quarter of 2013, the reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 641 shares of stock represent the reporting person's election of stock compensation for the past quarter. F2 · ownership.nature: Represents shares owned indirectly through DM Staton Family Limited Partnership. The reporting person is a general partner and a limited partner of DM Staton Family Limited Partnership. The reporting person has a pecuniary interest in the shares held by DM Staton Family Limited Partnership. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:33 UTC |
BELL MARC HDirector
|
GrantCommon Stock, par value $0.001 per share | 320 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001428205-18-000018 · wf-form4_151510519110453.xml · nonDerivative · entry 1 BELL MARC H · CIK 0001026915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,756 F1 · kind: On January 2, 2018, the reporting person received 320 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. Commencing with the end of the first quarter of 2013, the reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 320 shares of stock represent the reporting person's election of stock compensation for the past quarter. F1 · price: On January 2, 2018, the reporting person received 320 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. Commencing with the end of the first quarter of 2013, the reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 320 shares of stock represent the reporting person's election of stock compensation for the past quarter. F1 · balance_after: On January 2, 2018, the reporting person received 320 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. Commencing with the end of the first quarter of 2013, the reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 320 shares of stock represent the reporting person's election of stock compensation for the past quarter. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 17:33 UTC |
GUBA THOMAS KDirector
|
GrantCommon Stock, par value $0.001 per share | 641 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001428205-18-000020 · wf-form4_151510522305753.xml · nonDerivative · entry 1 GUBA THOMAS K · CIK 0001475027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,307 F1 · kind: On January 2, 2018, the reporting person received 641 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. Commencing with the end of the first quarter of 2013, the reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the election of the director. The 641 shares of stock represent the reporting person's election of stock compensation for the past quarter. F1 · price: On January 2, 2018, the reporting person received 641 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. Commencing with the end of the first quarter of 2013, the reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the election of the director. The 641 shares of stock represent the reporting person's election of stock compensation for the past quarter. F1 · balance_after: On January 2, 2018, the reporting person received 641 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. Commencing with the end of the first quarter of 2013, the reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the election of the director. The 641 shares of stock represent the reporting person's election of stock compensation for the past quarter. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:35 UTC |
ULM SCOTTDirector · Co-CEO and CIO
|
Exercise / conversionCommon Stock, par value $0.001 per share | 2,014 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001428205-18-000024 · wf-form4_151510531116737.xml · nonDerivative · entry 1 ULM SCOTT · CIK 0001469064 · Director · Co-CEO and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,564 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On January 2, 2018, the reporting person elected to redeem 2,014 shares out of 3,313 shares of vested phantom stock into 2,014 shares of ARMOUR common stock. The person also elected to redeem the remaining 1,299 shares of vested phantom stock, but immediately forfeited those shares to pay income taxes on the vesting grant. The 3,313 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on March 21, 2013. F1 · price: On January 2, 2018, the reporting person elected to redeem 2,014 shares out of 3,313 shares of vested phantom stock into 2,014 shares of ARMOUR common stock. The person also elected to redeem the remaining 1,299 shares of vested phantom stock, but immediately forfeited those shares to pay income taxes on the vesting grant. The 3,313 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on March 21, 2013. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:34 UTC |
Downey CarolynDirector
|
GrantCommon Stock, par value $0.001 per share | 641 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001428205-18-000022 · wf-form4_151510525915217.xml · nonDerivative · entry 1 Downey Carolyn · CIK 0001455810 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,463 F1 · kind: On January 2, 2018, the reporting person received 641 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. Commencing with the reporting person's first day of service on ARMOUR's Board of Directors, effective September 2, 2013, the reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 641 shares of stock represent the reporting person's election of stock compensation for the past quarter. F1 · price: On January 2, 2018, the reporting person received 641 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. Commencing with the reporting person's first day of service on ARMOUR's Board of Directors, effective September 2, 2013, the reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 641 shares of stock represent the reporting person's election of stock compensation for the past quarter. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:36 UTC |
Hain Robert CDirector
|
GrantCommon Stock, par value $0.001 per share | 641 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001428205-18-000026 · wf-form4_151510535160410.xml · nonDerivative · entry 1 Hain Robert C · CIK 0001377714 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote. Disclosed balance after: 7,529 F1 · kind: On January 2, 2018, the reporting person received 641 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. Commencing with the end of the first quarter of 2013, the reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 641 shares of stock represent the reporting person's election of stock compensation for the past quarter. F1 · price: On January 2, 2018, the reporting person received 641 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. Commencing with the end of the first quarter of 2013, the reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 641 shares of stock represent the reporting person's election of stock compensation for the past quarter. F2 · ownership.nature: Represents shares owned indirectly through HW Trust Company Limited as Trustees of The RCH Guernsey Trust. Mr. Hain is deemed to beneficially own the shares held by the HW Trust Company Limited as Trustees of The RCH Guernsey Trust and has a pecuniary interest in and investment control over the shares. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:35 UTC |
Harper GordonVP Finance and Controller
|
Exercise / conversionCommon Stock, par value $0.001 per share | 330 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001428205-18-000025 · wf-form4_151510533410341.xml · nonDerivative · entry 1 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,954 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On January 2, 2018, the reporting person elected to redeem 330 shares of vested restricted stock units previously granted under ARMOUR Residential REIT, Inc.'s Amended and Restated 2009 Stock Incentive Plan. The 330 shares are part of, and relate to, restricted stock units vesting over a two-year period, which was reported on a Form 3 filed by the reporting person on February 24, 2017. F1 · price: On January 2, 2018, the reporting person elected to redeem 330 shares of vested restricted stock units previously granted under ARMOUR Residential REIT, Inc.'s Amended and Restated 2009 Stock Incentive Plan. The 330 shares are part of, and relate to, restricted stock units vesting over a two-year period, which was reported on a Form 3 filed by the reporting person on February 24, 2017. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:35 UTC |
GRUBER MARKChief Operating Officer
|
Exercise / conversionCommon Stock, par value $0.001 per share | 342 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001428205-18-000023 · wf-form4_151510529115656.xml · nonDerivative · entry 1 GRUBER MARK · CIK 0001585875 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On January 2, 2018, the reporting person elected to redeem 342 shares out of 610 shares of vested phantom stock previously granted under ARMOUR's Second Amended and Restated 2009 Stock Incentive Plan into 342 shares of ARMOUR's common stock. The reporting person also elected to redeem the remaining 268 shares of vested phantom stock, but immediately forfeited those shares to pay income taxes on the vesting grant. The 342 shares are part of, and relate to, phantom stock vesting over a four and one-half-year period, which was reported on a Form 3 filed by the reporting person on September 6, 2013. F1 · price: On January 2, 2018, the reporting person elected to redeem 342 shares out of 610 shares of vested phantom stock previously granted under ARMOUR's Second Amended and Restated 2009 Stock Incentive Plan into 342 shares of ARMOUR's common stock. The reporting person also elected to redeem the remaining 268 shares of vested phantom stock, but immediately forfeited those shares to pay income taxes on the vesting grant. The 342 shares are part of, and relate to, phantom stock vesting over a four and one-half-year period, which was reported on a Form 3 filed by the reporting person on September 6, 2013. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:33 UTC |
Zimmer Jeffrey JDirector · Co-CEO and President
|
Exercise / conversionCommon Stock, par value $0.001 per share | 1,657 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001428205-18-000019 · wf-form4_151510520707987.xml · nonDerivative · entry 1 Zimmer Jeffrey J · CIK 0001303087 · Director · Co-CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,248 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On January 2, 2018, the reporting person elected to redeem 1,657 shares out of 3,313 shares of vested phantom stock into 1,657 shares of ARMOUR common stock. The reporting person also elected to redeem the remaining 1,656 shares of vested phantom stock, but immediately forfeited those shares to pay income taxes on the vesting grant. The 3,313 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on March 21, 2013. F1 · price: On January 2, 2018, the reporting person elected to redeem 1,657 shares out of 3,313 shares of vested phantom stock into 1,657 shares of ARMOUR common stock. The reporting person also elected to redeem the remaining 1,656 shares of vested phantom stock, but immediately forfeited those shares to pay income taxes on the vesting grant. The 3,313 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on March 21, 2013. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:34 UTC |
PAPERIN STEWART JDirector
|
GrantCommon Stock, par value $0.001 per share | 641 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001428205-18-000021 · wf-form4_151510523915268.xml · nonDerivative · entry 1 PAPERIN STEWART J · CIK 0001207637 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 12,893 F1 · kind: On January 2, 2018, the reporting person received 641 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. Commencing with the end of the first quarter of 2013, the reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 641 shares of stock represent the reporting person's election of stock compensation for the past quarter. F1 · price: On January 2, 2018, the reporting person received 641 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. Commencing with the end of the first quarter of 2013, the reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 641 shares of stock represent the reporting person's election of stock compensation for the past quarter. F1 · balance_after: On January 2, 2018, the reporting person received 641 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. Commencing with the end of the first quarter of 2013, the reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 641 shares of stock represent the reporting person's election of stock compensation for the past quarter. F2 · ownership.nature: Represents shares owned indirectly through the Stewart J. Paperin Family Trust. Mr. Paperin has a pecuniary interest in and investment control over the shares held by the Trust. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:32 UTC |
MOUNTAIN JAMES RChief Financial Officer
|
Exercise / conversionCommon Stock, par value $0.001 per share | 517 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001428205-18-000016 · wf-form4_151510515420996.xml · nonDerivative · entry 1 MOUNTAIN JAMES R · CIK 0001557465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,579 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On January 2, 2018, the reporting person elected to redeem 517 shares of vested phantom stock previously granted under ARMOUR's Second Amended and Restated 2009 Stock Incentive Plan into 517 shares of ARMOUR's common stock. The 517 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on March 21, 2013. F1 · price: On January 2, 2018, the reporting person elected to redeem 517 shares of vested phantom stock previously granted under ARMOUR's Second Amended and Restated 2009 Stock Incentive Plan into 517 shares of ARMOUR's common stock. The 517 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on March 21, 2013. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:32 UTC |
HOLLIHAN JOHN P IIIDirector
|
GrantCommon Stock, par value $0.001 per share | 384 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001428205-18-000015 · wf-form4_151510513752223.xml · nonDerivative · entry 1 HOLLIHAN JOHN P III · CIK 0001248587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,926 F1 · kind: On January 2, 2018, the reporting person received 384 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. Commencing with the end of the first quarter of 2013, the reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 384 shares of stock represent the reporting person's election of stock compensation for the past quarter. F1 · price: On January 2, 2018, the reporting person received 384 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. Commencing with the end of the first quarter of 2013, the reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 384 shares of stock represent the reporting person's election of stock compensation for the past quarter. Read SEC document |
| November 20, 2017 Filed Nov 23, 2017 02:01 UTC |
STATON DANIEL CDirector · Chairman of the Board
|
GrantPhantom Stock · Derivative | 12,200 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001428205-17-000271 · wf-form4_151140246458985.xml · derivative · entry 1 STATON DANIEL C · CIK 0001024240 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,200 Underlying: Common Stock · 12,200 shares Expires not disclosed F1 · security: The reporting person was granted an aggregate of 12,200 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 600 phantom shares will vest on February 20, 2018 with an additional 600 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through May 20, 2022. On August 20, 2022, 700 phantom shares will vest, with an additional 700 phantom shares vesting on November 20, 2022, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · security: The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's death, disability, and in the event of a change in control of ARMOUR. Upon removal of the reporting person for cause, all unvested phantom stock shall be forfeited by the reporting person. In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his unvested phantom stock which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F3 · security: The reporting person also has the right to elect to have withholding taxes or a portion thereof, as the case may be, satisfied by reducing the number of shares of common stock to be issued to the reporting person by some or all of such shares. With respect to each phantom share, the reporting person will receive a cash payment in an amount equal to the cash dividend distributions paid in the ordinary course on a share of ARMOUR common stock. The reporting person also has the right to elect in lieu of the cash dividend payment a number of shares of common stock equal to the dividend payment payable divided by the fair market value of a share of ARMOUR common stock on the date of the dividend payment. F1 · derivative.exercise_price: The reporting person was granted an aggregate of 12,200 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 600 phantom shares will vest on February 20, 2018 with an additional 600 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through May 20, 2022. On August 20, 2022, 700 phantom shares will vest, with an additional 700 phantom shares vesting on November 20, 2022, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F4 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · price: The reporting person was granted an aggregate of 12,200 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 600 phantom shares will vest on February 20, 2018 with an additional 600 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through May 20, 2022. On August 20, 2022, 700 phantom shares will vest, with an additional 700 phantom shares vesting on November 20, 2022, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F4 · price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: The reporting person was granted an aggregate of 12,200 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 600 phantom shares will vest on February 20, 2018 with an additional 600 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through May 20, 2022. On August 20, 2022, 700 phantom shares will vest, with an additional 700 phantom shares vesting on November 20, 2022, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · derivative.exercise_date: The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's death, disability, and in the event of a change in control of ARMOUR. Upon removal of the reporting person for cause, all unvested phantom stock shall be forfeited by the reporting person. In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his unvested phantom stock which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F1 · derivative.expiration_date: The reporting person was granted an aggregate of 12,200 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 600 phantom shares will vest on February 20, 2018 with an additional 600 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through May 20, 2022. On August 20, 2022, 700 phantom shares will vest, with an additional 700 phantom shares vesting on November 20, 2022, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · derivative.expiration_date: The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's death, disability, and in the event of a change in control of ARMOUR. Upon removal of the reporting person for cause, all unvested phantom stock shall be forfeited by the reporting person. In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his unvested phantom stock which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F1 · balance_after: The reporting person was granted an aggregate of 12,200 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 600 phantom shares will vest on February 20, 2018 with an additional 600 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through May 20, 2022. On August 20, 2022, 700 phantom shares will vest, with an additional 700 phantom shares vesting on November 20, 2022, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. Read SEC document |
| November 20, 2017 Filed Nov 23, 2017 02:00 UTC |
BELL MARC HDirector
|
GrantPhantom Stock · Derivative | 12,200 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001428205-17-000267 · wf-form4_151140238808966.xml · derivative · entry 1 BELL MARC H · CIK 0001026915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,200 Underlying: Common Stock · 12,200 shares Expires not disclosed F1 · security: The reporting person was granted an aggregate of 12,200 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 600 phantom shares will vest on February 20, 2018 with an additional 600 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through May 20, 2022. On August 20, 2022, 700 phantom shares will vest, with an additional 700 phantom shares vesting on November 20, 2022, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · security: The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's death, disability, and in the event of a change in control of ARMOUR. Upon removal of the reporting person for cause, all unvested phantom stock shall be forfeited by the reporting person. In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his unvested phantom stock which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F3 · security: The reporting person also has the right to elect to have withholding taxes or a portion thereof, as the case may be, satisfied by reducing the number of shares of common stock to be issued to the reporting person by some or all of such shares. With respect to each phantom share, the reporting person will receive a cash payment in an amount equal to the cash dividend distributions paid in the ordinary course on a share of ARMOUR common stock. The reporting person also has the right to elect in lieu of the cash dividend payment a number of shares of common stock equal to the dividend payment payable divided by the fair market value of a share of ARMOUR common stock on the date of the dividend payment. F1 · derivative.exercise_price: The reporting person was granted an aggregate of 12,200 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 600 phantom shares will vest on February 20, 2018 with an additional 600 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through May 20, 2022. On August 20, 2022, 700 phantom shares will vest, with an additional 700 phantom shares vesting on November 20, 2022, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F4 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · price: The reporting person was granted an aggregate of 12,200 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 600 phantom shares will vest on February 20, 2018 with an additional 600 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through May 20, 2022. On August 20, 2022, 700 phantom shares will vest, with an additional 700 phantom shares vesting on November 20, 2022, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F4 · price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: The reporting person was granted an aggregate of 12,200 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 600 phantom shares will vest on February 20, 2018 with an additional 600 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through May 20, 2022. On August 20, 2022, 700 phantom shares will vest, with an additional 700 phantom shares vesting on November 20, 2022, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · derivative.exercise_date: The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's death, disability, and in the event of a change in control of ARMOUR. Upon removal of the reporting person for cause, all unvested phantom stock shall be forfeited by the reporting person. In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his unvested phantom stock which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F1 · derivative.expiration_date: The reporting person was granted an aggregate of 12,200 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 600 phantom shares will vest on February 20, 2018 with an additional 600 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through May 20, 2022. On August 20, 2022, 700 phantom shares will vest, with an additional 700 phantom shares vesting on November 20, 2022, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · derivative.expiration_date: The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's death, disability, and in the event of a change in control of ARMOUR. Upon removal of the reporting person for cause, all unvested phantom stock shall be forfeited by the reporting person. In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his unvested phantom stock which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F1 · balance_after: The reporting person was granted an aggregate of 12,200 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 600 phantom shares will vest on February 20, 2018 with an additional 600 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through May 20, 2022. On August 20, 2022, 700 phantom shares will vest, with an additional 700 phantom shares vesting on November 20, 2022, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 20:59 UTC |
GUBA THOMAS KDirector
|
GrantPhantom Stock · Derivative | 12,200 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001428205-17-000265 · wf-form4_151140234366448.xml · derivative · entry 1 GUBA THOMAS K · CIK 0001475027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,200 Underlying: Common Stock · 12,200 shares Expires not disclosed F1 · security: The reporting person was granted an aggregate of 12,200 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 1,500 phantom shares will vest on February 20, 2018 with an additional 1,500 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through May 20, 2019. On August 20, 2019, 1,600 phantom shares will vest, with an additional 1,600 phantom shares vesting on November 20, 2019, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · security: The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's death, disability, and in the event of a change in control of ARMOUR. Upon removal of the reporting person for cause, all unvested phantom stock shall be forfeited by the reporting person. In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his unvested phantom stock which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F3 · security: The reporting person also has the right to elect to have withholding taxes or a portion thereof, as the case may be, satisfied by reducing the number of shares of common stock to be issued to the reporting person by some or all of such shares. With respect to each phantom share, the reporting person will receive a cash payment in an amount equal to the cash dividend distributions paid in the ordinary course on a share of ARMOUR common stock. The reporting person also has the right to elect in lieu of the cash dividend payment a number of shares of common stock equal to the dividend payment payable divided by the fair market value of a share of ARMOUR common stock on the date of the dividend payment. F1 · derivative.exercise_price: The reporting person was granted an aggregate of 12,200 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 1,500 phantom shares will vest on February 20, 2018 with an additional 1,500 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through May 20, 2019. On August 20, 2019, 1,600 phantom shares will vest, with an additional 1,600 phantom shares vesting on November 20, 2019, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F4 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · price: The reporting person was granted an aggregate of 12,200 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 1,500 phantom shares will vest on February 20, 2018 with an additional 1,500 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through May 20, 2019. On August 20, 2019, 1,600 phantom shares will vest, with an additional 1,600 phantom shares vesting on November 20, 2019, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F4 · price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: The reporting person was granted an aggregate of 12,200 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 1,500 phantom shares will vest on February 20, 2018 with an additional 1,500 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through May 20, 2019. On August 20, 2019, 1,600 phantom shares will vest, with an additional 1,600 phantom shares vesting on November 20, 2019, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · derivative.exercise_date: The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's death, disability, and in the event of a change in control of ARMOUR. Upon removal of the reporting person for cause, all unvested phantom stock shall be forfeited by the reporting person. In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his unvested phantom stock which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F1 · derivative.expiration_date: The reporting person was granted an aggregate of 12,200 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 1,500 phantom shares will vest on February 20, 2018 with an additional 1,500 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through May 20, 2019. On August 20, 2019, 1,600 phantom shares will vest, with an additional 1,600 phantom shares vesting on November 20, 2019, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · derivative.expiration_date: The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's death, disability, and in the event of a change in control of ARMOUR. Upon removal of the reporting person for cause, all unvested phantom stock shall be forfeited by the reporting person. In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his unvested phantom stock which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F4 · derivative.underlying_shares: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. Read SEC document |
| November 20, 2017 Filed Nov 23, 2017 01:58 UTC |
ULM SCOTTDirector · Co-CEO and CIO
|
GrantPhantom Stock · Derivative | 122,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001428205-17-000263 · wf-form4_151140230682453.xml · derivative · entry 1 ULM SCOTT · CIK 0001469064 · Director · Co-CEO and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,000 Underlying: Common Stock · 122,000 shares Expires not disclosed F1 · security: The reporting person was granted an aggregate of 122,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 6,100 phantom shares will vest on February 20, 2018 with an additional 6,100 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2022, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · security: Upon ARMOUR Capital Management LP, ARMOUR's manager (the "Manager") voluntarily terminating its services with ARMOUR pursuant to the management agreement between ARMOUR and theManager (the "Management Agreement"), or ARMOUR terminating the Management Agreement for cause, all unvested phantom stock shall be forfeited by the reporting person. The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's termination with the Manager due to death, disability, or ARMOUR terminating the Management Agreement without cause or for good reason. In the event the reporting person is terminated by the Manager without cause or for good reason, his unvested phantom stock will continue to vest in accordance with the schedule described in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F3 · security: In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F4 · security: The reporting person also has the right to elect to have withholding taxes or a portion thereof, as the case may be, satisfied by reducing the number of shares of common stock to be issued to the reporting person by some or all of such shares. With respect to each phantom share, the reporting person will receive a cash payment in an amount equal to the cash dividend distributions paid in the ordinary course on a share of ARMOUR common stock. The reporting person also has the right to elect in lieu of the cash dividend payment a number of shares of common stock equal to the dividend payment payable divided by the fair market value of a share of ARMOUR common stock on the date of the dividend payment. F1 · derivative.exercise_price: The reporting person was granted an aggregate of 122,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 6,100 phantom shares will vest on February 20, 2018 with an additional 6,100 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2022, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F5 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · price: The reporting person was granted an aggregate of 122,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 6,100 phantom shares will vest on February 20, 2018 with an additional 6,100 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2022, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F5 · price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: The reporting person was granted an aggregate of 122,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 6,100 phantom shares will vest on February 20, 2018 with an additional 6,100 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2022, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · derivative.exercise_date: Upon ARMOUR Capital Management LP, ARMOUR's manager (the "Manager") voluntarily terminating its services with ARMOUR pursuant to the management agreement between ARMOUR and theManager (the "Management Agreement"), or ARMOUR terminating the Management Agreement for cause, all unvested phantom stock shall be forfeited by the reporting person. The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's termination with the Manager due to death, disability, or ARMOUR terminating the Management Agreement without cause or for good reason. In the event the reporting person is terminated by the Manager without cause or for good reason, his unvested phantom stock will continue to vest in accordance with the schedule described in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F3 · derivative.exercise_date: In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F1 · derivative.expiration_date: The reporting person was granted an aggregate of 122,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 6,100 phantom shares will vest on February 20, 2018 with an additional 6,100 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2022, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · derivative.expiration_date: Upon ARMOUR Capital Management LP, ARMOUR's manager (the "Manager") voluntarily terminating its services with ARMOUR pursuant to the management agreement between ARMOUR and theManager (the "Management Agreement"), or ARMOUR terminating the Management Agreement for cause, all unvested phantom stock shall be forfeited by the reporting person. The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's termination with the Manager due to death, disability, or ARMOUR terminating the Management Agreement without cause or for good reason. In the event the reporting person is terminated by the Manager without cause or for good reason, his unvested phantom stock will continue to vest in accordance with the schedule described in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F3 · derivative.expiration_date: In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F1 · balance_after: The reporting person was granted an aggregate of 122,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 6,100 phantom shares will vest on February 20, 2018 with an additional 6,100 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2022, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. Read SEC document |
| November 20, 2017 Filed Nov 23, 2017 01:59 UTC |
Downey CarolynDirector
|
GrantPhantom Stock · Derivative | 12,200 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001428205-17-000266 · wf-form4_151140236497783.xml · derivative · entry 1 Downey Carolyn · CIK 0001455810 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,200 Underlying: Common Stock · 12,200 shares Expires not disclosed F1 · security: The reporting person was granted an aggregate of 12,200 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 1,500 phantom shares will vest on February 20, 2018 with an additional 1,500 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through May 20, 2019. On August 20, 2019, 1,600 phantom shares will vest, with an additional 1,600 phantom shares vesting on November 20, 2019, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · security: The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's death, disability, and in the event of a change in control of ARMOUR. Upon removal of the reporting person for cause, all unvested phantom stock shall be forfeited by the reporting person. In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his unvested phantom stock which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F3 · security: The reporting person also has the right to elect to have withholding taxes or a portion thereof, as the case may be, satisfied by reducing the number of shares of common stock to be issued to the reporting person by some or all of such shares. With respect to each phantom share, the reporting person will receive a cash payment in an amount equal to the cash dividend distributions paid in the ordinary course on a share of ARMOUR common stock. The reporting person also has the right to elect in lieu of the cash dividend payment a number of shares of common stock equal to the dividend payment payable divided by the fair market value of a share of ARMOUR common stock on the date of the dividend payment. F1 · derivative.exercise_price: The reporting person was granted an aggregate of 12,200 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 1,500 phantom shares will vest on February 20, 2018 with an additional 1,500 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through May 20, 2019. On August 20, 2019, 1,600 phantom shares will vest, with an additional 1,600 phantom shares vesting on November 20, 2019, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F4 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · price: The reporting person was granted an aggregate of 12,200 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 1,500 phantom shares will vest on February 20, 2018 with an additional 1,500 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through May 20, 2019. On August 20, 2019, 1,600 phantom shares will vest, with an additional 1,600 phantom shares vesting on November 20, 2019, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F4 · price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: The reporting person was granted an aggregate of 12,200 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 1,500 phantom shares will vest on February 20, 2018 with an additional 1,500 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through May 20, 2019. On August 20, 2019, 1,600 phantom shares will vest, with an additional 1,600 phantom shares vesting on November 20, 2019, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · derivative.exercise_date: The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's death, disability, and in the event of a change in control of ARMOUR. Upon removal of the reporting person for cause, all unvested phantom stock shall be forfeited by the reporting person. In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his unvested phantom stock which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F1 · derivative.expiration_date: The reporting person was granted an aggregate of 12,200 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 1,500 phantom shares will vest on February 20, 2018 with an additional 1,500 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through May 20, 2019. On August 20, 2019, 1,600 phantom shares will vest, with an additional 1,600 phantom shares vesting on November 20, 2019, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · derivative.expiration_date: The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's death, disability, and in the event of a change in control of ARMOUR. Upon removal of the reporting person for cause, all unvested phantom stock shall be forfeited by the reporting person. In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his unvested phantom stock which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F1 · balance_after: The reporting person was granted an aggregate of 12,200 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 1,500 phantom shares will vest on February 20, 2018 with an additional 1,500 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through May 20, 2019. On August 20, 2019, 1,600 phantom shares will vest, with an additional 1,600 phantom shares vesting on November 20, 2019, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. Read SEC document |
| November 20, 2017 Filed Nov 23, 2017 02:01 UTC |
MOUNTAIN JAMES RChief Financial Officer
|
GrantPhantom Stock · Derivative | 61,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001428205-17-000272 · wf-form4_151140248456857.xml · derivative · entry 1 MOUNTAIN JAMES R · CIK 0001557465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,000 Underlying: Common Stock · 61,000 shares Expires not disclosed F1 · security: The reporting person was granted an aggregate of 61,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule described as follows. 3,000 phantom shares will vest on February 20, 2018 with an additional 3,000 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through May 20, 2020. On August 20, 2020, 3,100 phantom shares will vest, with an additional 3,100 phantom shares vesting on each following November 20, February 20, May 20, and August 20 through November 20, 2022, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · security: Upon ARMOUR Capital Management LP, ARMOUR's manager (the "Manager") voluntarily terminating its services with ARMOUR pursuant to the management agreement between ARMOUR and theManager (the "Management Agreement"), or ARMOUR terminating the Management Agreement for cause, all unvested phantom stock shall be forfeited by the reporting person. The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's termination with the Manager due to death, disability, or ARMOUR terminating the Management Agreement without cause or for good reason. In the event the reporting person is terminated by the Manager without cause or for good reason, his unvested phantom stock will continue to vest in accordance with the schedule described in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F3 · security: In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F4 · security: The phantom stock will automatically vest in the event of the reporting person's termination from the Manager without cause within 12 months of a change in control of ARMOUR. F5 · security: The reporting person also has the right to elect to have withholding taxes or a portion thereof, as the case may be, satisfied by reducing the number of shares of common stock to be issued to the reporting person by some or all of such shares. With respect to each phantom share, the reporting person will receive a cash payment in an amount equal to the cash dividend distributions paid in the ordinary course on a share of ARMOUR common stock. The reporting person also has the right to elect in lieu of the cash dividend payment a number of shares of common stock equal to the dividend payment payable divided by the fair market value of a share of ARMOUR common stock on the date of the dividend payment. F1 · derivative.exercise_price: The reporting person was granted an aggregate of 61,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule described as follows. 3,000 phantom shares will vest on February 20, 2018 with an additional 3,000 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through May 20, 2020. On August 20, 2020, 3,100 phantom shares will vest, with an additional 3,100 phantom shares vesting on each following November 20, February 20, May 20, and August 20 through November 20, 2022, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F6 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · price: The reporting person was granted an aggregate of 61,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule described as follows. 3,000 phantom shares will vest on February 20, 2018 with an additional 3,000 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through May 20, 2020. On August 20, 2020, 3,100 phantom shares will vest, with an additional 3,100 phantom shares vesting on each following November 20, February 20, May 20, and August 20 through November 20, 2022, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F6 · price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: The reporting person was granted an aggregate of 61,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule described as follows. 3,000 phantom shares will vest on February 20, 2018 with an additional 3,000 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through May 20, 2020. On August 20, 2020, 3,100 phantom shares will vest, with an additional 3,100 phantom shares vesting on each following November 20, February 20, May 20, and August 20 through November 20, 2022, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · derivative.exercise_date: Upon ARMOUR Capital Management LP, ARMOUR's manager (the "Manager") voluntarily terminating its services with ARMOUR pursuant to the management agreement between ARMOUR and theManager (the "Management Agreement"), or ARMOUR terminating the Management Agreement for cause, all unvested phantom stock shall be forfeited by the reporting person. The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's termination with the Manager due to death, disability, or ARMOUR terminating the Management Agreement without cause or for good reason. In the event the reporting person is terminated by the Manager without cause or for good reason, his unvested phantom stock will continue to vest in accordance with the schedule described in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F3 · derivative.exercise_date: In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F4 · derivative.exercise_date: The phantom stock will automatically vest in the event of the reporting person's termination from the Manager without cause within 12 months of a change in control of ARMOUR. F1 · derivative.expiration_date: The reporting person was granted an aggregate of 61,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule described as follows. 3,000 phantom shares will vest on February 20, 2018 with an additional 3,000 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through May 20, 2020. On August 20, 2020, 3,100 phantom shares will vest, with an additional 3,100 phantom shares vesting on each following November 20, February 20, May 20, and August 20 through November 20, 2022, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · derivative.expiration_date: Upon ARMOUR Capital Management LP, ARMOUR's manager (the "Manager") voluntarily terminating its services with ARMOUR pursuant to the management agreement between ARMOUR and theManager (the "Management Agreement"), or ARMOUR terminating the Management Agreement for cause, all unvested phantom stock shall be forfeited by the reporting person. The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's termination with the Manager due to death, disability, or ARMOUR terminating the Management Agreement without cause or for good reason. In the event the reporting person is terminated by the Manager without cause or for good reason, his unvested phantom stock will continue to vest in accordance with the schedule described in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F3 · derivative.expiration_date: In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F4 · derivative.expiration_date: The phantom stock will automatically vest in the event of the reporting person's termination from the Manager without cause within 12 months of a change in control of ARMOUR. F1 · balance_after: The reporting person was granted an aggregate of 61,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule described as follows. 3,000 phantom shares will vest on February 20, 2018 with an additional 3,000 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through May 20, 2020. On August 20, 2020, 3,100 phantom shares will vest, with an additional 3,100 phantom shares vesting on each following November 20, February 20, May 20, and August 20 through November 20, 2022, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. Read SEC document |
| November 20, 2017 Filed Nov 23, 2017 02:01 UTC |
Zimmer Jeffrey JDirector · Co-CEO and President
|
GrantPhantom Stock · Derivative | 122,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001428205-17-000270 · wf-form4_151140244704046.xml · derivative · entry 1 Zimmer Jeffrey J · CIK 0001303087 · Director · Co-CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,000 Underlying: Common Stock · 122,000 shares Expires not disclosed F1 · security: The reporting person was granted an aggregate of 122,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 6,100 phantom shares will vest on February 20, 2018 with an additional 6,100 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2022, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · security: Upon ARMOUR Capital Management LP, ARMOUR's manager (the "Manager") voluntarily terminating its services with ARMOUR pursuant to the management agreement between ARMOUR and theManager (the "Management Agreement"), or ARMOUR terminating the Management Agreement for cause, all unvested phantom stock shall be forfeited by the reporting person. The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's termination with the Manager due to death, disability, or ARMOUR terminating the Management Agreement without cause or for good reason. In the event the reporting person is terminated by the Manager without cause or for good reason, his unvested phantom stock will continue to vest in accordance with the schedule described in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F3 · security: In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfilment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F4 · security: The reporting person also has the right to elect to have withholding taxes or a portion thereof, as the case may be, satisfied by reducing the number of shares of common stock to be issued to the reporting person by some or all of such shares. With respect to each phantom share, the reporting person will receive a cash payment in an amount equal to the cash dividend distributions paid in the ordinary course on a share of ARMOUR common stock. The reporting person also has the right to elect in lieu of the cash dividend payment a number of shares of common stock equal to the dividend payment payable divided by the fair market value of a share of ARMOUR common stock on the date of the dividend payment. F1 · derivative.exercise_price: The reporting person was granted an aggregate of 122,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 6,100 phantom shares will vest on February 20, 2018 with an additional 6,100 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2022, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F5 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · price: The reporting person was granted an aggregate of 122,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 6,100 phantom shares will vest on February 20, 2018 with an additional 6,100 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2022, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F5 · price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: The reporting person was granted an aggregate of 122,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 6,100 phantom shares will vest on February 20, 2018 with an additional 6,100 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2022, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · derivative.exercise_date: Upon ARMOUR Capital Management LP, ARMOUR's manager (the "Manager") voluntarily terminating its services with ARMOUR pursuant to the management agreement between ARMOUR and theManager (the "Management Agreement"), or ARMOUR terminating the Management Agreement for cause, all unvested phantom stock shall be forfeited by the reporting person. The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's termination with the Manager due to death, disability, or ARMOUR terminating the Management Agreement without cause or for good reason. In the event the reporting person is terminated by the Manager without cause or for good reason, his unvested phantom stock will continue to vest in accordance with the schedule described in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F3 · derivative.exercise_date: In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfilment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F1 · derivative.expiration_date: The reporting person was granted an aggregate of 122,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 6,100 phantom shares will vest on February 20, 2018 with an additional 6,100 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2022, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · derivative.expiration_date: Upon ARMOUR Capital Management LP, ARMOUR's manager (the "Manager") voluntarily terminating its services with ARMOUR pursuant to the management agreement between ARMOUR and theManager (the "Management Agreement"), or ARMOUR terminating the Management Agreement for cause, all unvested phantom stock shall be forfeited by the reporting person. The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's termination with the Manager due to death, disability, or ARMOUR terminating the Management Agreement without cause or for good reason. In the event the reporting person is terminated by the Manager without cause or for good reason, his unvested phantom stock will continue to vest in accordance with the schedule described in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F3 · derivative.expiration_date: In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfilment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F1 · balance_after: The reporting person was granted an aggregate of 122,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 6,100 phantom shares will vest on February 20, 2018 with an additional 6,100 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2022, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. Read SEC document |
| November 20, 2017 Filed Nov 23, 2017 02:00 UTC |
Harper GordonVP Finance and Controller
|
GrantPhantom Stock · Derivative | 20,600 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001428205-17-000269 · wf-form4_151140242924858.xml · derivative · entry 1 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,600 Underlying: Common Stock · 20,600 shares Expires not disclosed F1 · security: The reporting person was granted an aggregate of 20,600 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 1,000 phantom shares will vest on February 20, 2018 with an additional 1,000 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through May 20, 2021. On August 20, 2021, 1,100 phantom shares will vest, with an additional 1,100 phantom shares vesting on each following November 20, February 20, May 20, and August 20, through November 20, 2022, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · security: Upon ARMOUR Capital Management LP, ARMOUR's manager (the "Manager") voluntarily terminating its services with ARMOUR pursuant to the management agreement between ARMOUR and theManager (the "Management Agreement"), or ARMOUR terminating the Management Agreement for cause, all unvested phantom stock shall be forfeited by the reporting person. The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's termination with the Manager due to death, disability, or ARMOUR terminating the Management Agreement without cause or for good reason. In the event the reporting person is terminated by the Manager without cause or for good reason, his unvested phantom stock will continue to vest in accordance with the schedule described in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F3 · security: In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F4 · security: The reporting person also has the right to elect to have withholding taxes or a portion thereof, as the case may be, satisfied by reducing the number of shares of common stock to be issued to the reporting person by some or all of such shares. With respect to each phantom share, the reporting person will receive a cash payment in an amount equal to the cash dividend distributions paid in the ordinary course on a share of ARMOUR common stock. The reporting person also has the right to elect in lieu of the cash dividend payment a number of shares of common stock equal to the dividend payment payable divided by the fair market value of a share of ARMOUR common stock on the date of the dividend payment. F1 · derivative.exercise_price: The reporting person was granted an aggregate of 20,600 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 1,000 phantom shares will vest on February 20, 2018 with an additional 1,000 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through May 20, 2021. On August 20, 2021, 1,100 phantom shares will vest, with an additional 1,100 phantom shares vesting on each following November 20, February 20, May 20, and August 20, through November 20, 2022, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F5 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · price: The reporting person was granted an aggregate of 20,600 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 1,000 phantom shares will vest on February 20, 2018 with an additional 1,000 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through May 20, 2021. On August 20, 2021, 1,100 phantom shares will vest, with an additional 1,100 phantom shares vesting on each following November 20, February 20, May 20, and August 20, through November 20, 2022, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F5 · price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: The reporting person was granted an aggregate of 20,600 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 1,000 phantom shares will vest on February 20, 2018 with an additional 1,000 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through May 20, 2021. On August 20, 2021, 1,100 phantom shares will vest, with an additional 1,100 phantom shares vesting on each following November 20, February 20, May 20, and August 20, through November 20, 2022, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · derivative.exercise_date: Upon ARMOUR Capital Management LP, ARMOUR's manager (the "Manager") voluntarily terminating its services with ARMOUR pursuant to the management agreement between ARMOUR and theManager (the "Management Agreement"), or ARMOUR terminating the Management Agreement for cause, all unvested phantom stock shall be forfeited by the reporting person. The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's termination with the Manager due to death, disability, or ARMOUR terminating the Management Agreement without cause or for good reason. In the event the reporting person is terminated by the Manager without cause or for good reason, his unvested phantom stock will continue to vest in accordance with the schedule described in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F3 · derivative.exercise_date: In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F1 · derivative.expiration_date: The reporting person was granted an aggregate of 20,600 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 1,000 phantom shares will vest on February 20, 2018 with an additional 1,000 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through May 20, 2021. On August 20, 2021, 1,100 phantom shares will vest, with an additional 1,100 phantom shares vesting on each following November 20, February 20, May 20, and August 20, through November 20, 2022, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · derivative.expiration_date: Upon ARMOUR Capital Management LP, ARMOUR's manager (the "Manager") voluntarily terminating its services with ARMOUR pursuant to the management agreement between ARMOUR and theManager (the "Management Agreement"), or ARMOUR terminating the Management Agreement for cause, all unvested phantom stock shall be forfeited by the reporting person. The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's termination with the Manager due to death, disability, or ARMOUR terminating the Management Agreement without cause or for good reason. In the event the reporting person is terminated by the Manager without cause or for good reason, his unvested phantom stock will continue to vest in accordance with the schedule described in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F3 · derivative.expiration_date: In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F1 · balance_after: The reporting person was granted an aggregate of 20,600 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 1,000 phantom shares will vest on February 20, 2018 with an additional 1,000 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through May 20, 2021. On August 20, 2021, 1,100 phantom shares will vest, with an additional 1,100 phantom shares vesting on each following November 20, February 20, May 20, and August 20, through November 20, 2022, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. Read SEC document |
| November 20, 2017 Filed Nov 23, 2017 02:00 UTC |
GRUBER MARKChief Operating Officer
|
GrantPhantom Stock · Derivative | 61,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001428205-17-000268 · wf-form4_151140240692123.xml · derivative · entry 1 GRUBER MARK · CIK 0001585875 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,000 Underlying: Common Stock · 61,000 shares Expires not disclosed F1 · security: The reporting person was granted an aggregate of 61,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 3,000 phantom shares will vest on February 20, 2018 with an additional 3,000 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through May 20, 2020. On August 20, 2020, 3,100 phantom shares will vest, with an additional 3,100 phantom shares vesting on each following November 20, February 20, May 20, and August 20 through November 20, 2022, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · security: Upon ARMOUR Capital Management LP, ARMOUR's manager (the "Manager") voluntarily terminating its services with ARMOUR pursuant to the management agreement between ARMOUR and theManager (the "Management Agreement"), or ARMOUR terminating the Management Agreement for cause, all unvested phantom stock shall be forfeited by the reporting person. The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's termination with the Manager due to death, disability, or ARMOUR terminating the Management Agreement without cause or for good reason. In the event the reporting person is terminated by the Manager without cause or for good reason, his unvested phantom stock will continue to vest in accordance with the schedule described in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F3 · security: In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F4 · security: The reporting person also has the right to elect to have withholding taxes or a portion thereof, as the case may be, satisfied by reducing the number of shares of common stock to be issued to the reporting person by some or all of such shares. With respect to each phantom share, the reporting person will receive a cash payment in an amount equal to the cash dividend distributions paid in the ordinary course on a share of ARMOUR common stock. The reporting person also has the right to elect in lieu of the cash dividend payment a number of shares of common stock equal to the dividend payment payable divided by the fair market value of a share of ARMOUR common stock on the date of the dividend payment. F1 · derivative.exercise_price: The reporting person was granted an aggregate of 61,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 3,000 phantom shares will vest on February 20, 2018 with an additional 3,000 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through May 20, 2020. On August 20, 2020, 3,100 phantom shares will vest, with an additional 3,100 phantom shares vesting on each following November 20, February 20, May 20, and August 20 through November 20, 2022, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F5 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · price: The reporting person was granted an aggregate of 61,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 3,000 phantom shares will vest on February 20, 2018 with an additional 3,000 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through May 20, 2020. On August 20, 2020, 3,100 phantom shares will vest, with an additional 3,100 phantom shares vesting on each following November 20, February 20, May 20, and August 20 through November 20, 2022, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F5 · price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: The reporting person was granted an aggregate of 61,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 3,000 phantom shares will vest on February 20, 2018 with an additional 3,000 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through May 20, 2020. On August 20, 2020, 3,100 phantom shares will vest, with an additional 3,100 phantom shares vesting on each following November 20, February 20, May 20, and August 20 through November 20, 2022, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · derivative.exercise_date: Upon ARMOUR Capital Management LP, ARMOUR's manager (the "Manager") voluntarily terminating its services with ARMOUR pursuant to the management agreement between ARMOUR and theManager (the "Management Agreement"), or ARMOUR terminating the Management Agreement for cause, all unvested phantom stock shall be forfeited by the reporting person. The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's termination with the Manager due to death, disability, or ARMOUR terminating the Management Agreement without cause or for good reason. In the event the reporting person is terminated by the Manager without cause or for good reason, his unvested phantom stock will continue to vest in accordance with the schedule described in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F3 · derivative.exercise_date: In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F1 · derivative.expiration_date: The reporting person was granted an aggregate of 61,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 3,000 phantom shares will vest on February 20, 2018 with an additional 3,000 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through May 20, 2020. On August 20, 2020, 3,100 phantom shares will vest, with an additional 3,100 phantom shares vesting on each following November 20, February 20, May 20, and August 20 through November 20, 2022, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · derivative.expiration_date: Upon ARMOUR Capital Management LP, ARMOUR's manager (the "Manager") voluntarily terminating its services with ARMOUR pursuant to the management agreement between ARMOUR and theManager (the "Management Agreement"), or ARMOUR terminating the Management Agreement for cause, all unvested phantom stock shall be forfeited by the reporting person. The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's termination with the Manager due to death, disability, or ARMOUR terminating the Management Agreement without cause or for good reason. In the event the reporting person is terminated by the Manager without cause or for good reason, his unvested phantom stock will continue to vest in accordance with the schedule described in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F3 · derivative.expiration_date: In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F1 · balance_after: The reporting person was granted an aggregate of 61,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 3,000 phantom shares will vest on February 20, 2018 with an additional 3,000 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through May 20, 2020. On August 20, 2020, 3,100 phantom shares will vest, with an additional 3,100 phantom shares vesting on each following November 20, February 20, May 20, and August 20 through November 20, 2022, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. Read SEC document |
| November 20, 2017 Filed Nov 23, 2017 01:59 UTC |
HOLLIHAN JOHN P IIIDirector
|
GrantPhantom Stock · Derivative | 12,200 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001428205-17-000264 · wf-form4_151140232463377.xml · derivative · entry 1 HOLLIHAN JOHN P III · CIK 0001248587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,200 Underlying: Common Stock · 12,200 shares Expires not disclosed F1 · security: The reporting person was granted an aggregate of 12,200 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 1,500 phantom shares will vest on February 20, 2018 with an additional 1,500 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through May 20, 2019. On August 20, 2019, 1,600 phantom shares will vest, with an additional 1,600 phantom shares vesting on November 20, 2019, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · security: The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's death, disability, and in the event of a change in control of ARMOUR. Upon removal of the reporting person for cause, all unvested phantom stock shall be forfeited by the reporting person. In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his unvested phantom stock which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F3 · security: The reporting person also has the right to elect to have withholding taxes or a portion thereof, as the case may be, satisfied by reducing the number of shares of common stock to be issued to the reporting person by some or all of such shares. With respect to each phantom share, the reporting person will receive a cash payment in an amount equal to the cash dividend distributions paid in the ordinary course on a share of ARMOUR common stock. The reporting person also has the right to elect in lieu of the cash dividend payment a number of shares of common stock equal to the dividend payment payable divided by the fair market value of a share of ARMOUR common stock on the date of the dividend payment. F1 · derivative.exercise_price: The reporting person was granted an aggregate of 12,200 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 1,500 phantom shares will vest on February 20, 2018 with an additional 1,500 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through May 20, 2019. On August 20, 2019, 1,600 phantom shares will vest, with an additional 1,600 phantom shares vesting on November 20, 2019, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F4 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · price: The reporting person was granted an aggregate of 12,200 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 1,500 phantom shares will vest on February 20, 2018 with an additional 1,500 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through May 20, 2019. On August 20, 2019, 1,600 phantom shares will vest, with an additional 1,600 phantom shares vesting on November 20, 2019, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F4 · price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: The reporting person was granted an aggregate of 12,200 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 1,500 phantom shares will vest on February 20, 2018 with an additional 1,500 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through May 20, 2019. On August 20, 2019, 1,600 phantom shares will vest, with an additional 1,600 phantom shares vesting on November 20, 2019, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · derivative.exercise_date: The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's death, disability, and in the event of a change in control of ARMOUR. Upon removal of the reporting person for cause, all unvested phantom stock shall be forfeited by the reporting person. In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his unvested phantom stock which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F1 · derivative.expiration_date: The reporting person was granted an aggregate of 12,200 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 1,500 phantom shares will vest on February 20, 2018 with an additional 1,500 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through May 20, 2019. On August 20, 2019, 1,600 phantom shares will vest, with an additional 1,600 phantom shares vesting on November 20, 2019, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · derivative.expiration_date: The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's death, disability, and in the event of a change in control of ARMOUR. Upon removal of the reporting person for cause, all unvested phantom stock shall be forfeited by the reporting person. In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his unvested phantom stock which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F1 · balance_after: The reporting person was granted an aggregate of 12,200 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 1,500 phantom shares will vest on February 20, 2018 with an additional 1,500 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through May 20, 2019. On August 20, 2019, 1,600 phantom shares will vest, with an additional 1,600 phantom shares vesting on November 20, 2019, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. Read SEC document |
| November 20, 2017 Filed Nov 23, 2017 01:58 UTC |
PAPERIN STEWART JDirector
|
GrantPhantom Stock · Derivative | 12,200 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001428205-17-000262 · wf-form4_151140228764820.xml · derivative · entry 1 PAPERIN STEWART J · CIK 0001207637 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,200 Underlying: Common Stock · 12,200 shares Expires not disclosed F1 · security: The reporting person was granted an aggregate of 12,200 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 1,500 phantom shares will vest on February 20, 2018 with an additional 1,500 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through May 20, 2019. On August 20, 2019, 1,600 phantom shares will vest, with an additional 1,600 phantom shares vesting on November 20, 2019, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · security: The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's death, disability, and in the event of a change in control of ARMOUR. Upon removal of the reporting person for cause, all unvested phantom stock shall be forfeited by the reporting person. In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his unvested phantom stock which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F3 · security: The reporting person also has the right to elect to have withholding taxes or a portion thereof, as the case may be, satisfied by reducing the number of shares of common stock to be issued to the reporting person by some or all of such shares. With respect to each phantom share, the reporting person will receive a cash payment in an amount equal to the cash dividend distributions paid in the ordinary course on a share of ARMOUR common stock. The reporting person also has the right to elect in lieu of the cash dividend payment a number of shares of common stock equal to the dividend payment payable divided by the fair market value of a share of ARMOUR common stock on the date of the dividend payment. F1 · derivative.exercise_price: The reporting person was granted an aggregate of 12,200 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 1,500 phantom shares will vest on February 20, 2018 with an additional 1,500 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through May 20, 2019. On August 20, 2019, 1,600 phantom shares will vest, with an additional 1,600 phantom shares vesting on November 20, 2019, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F4 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · price: The reporting person was granted an aggregate of 12,200 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 1,500 phantom shares will vest on February 20, 2018 with an additional 1,500 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through May 20, 2019. On August 20, 2019, 1,600 phantom shares will vest, with an additional 1,600 phantom shares vesting on November 20, 2019, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F4 · price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: The reporting person was granted an aggregate of 12,200 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 1,500 phantom shares will vest on February 20, 2018 with an additional 1,500 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through May 20, 2019. On August 20, 2019, 1,600 phantom shares will vest, with an additional 1,600 phantom shares vesting on November 20, 2019, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · derivative.exercise_date: The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's death, disability, and in the event of a change in control of ARMOUR. Upon removal of the reporting person for cause, all unvested phantom stock shall be forfeited by the reporting person. In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his unvested phantom stock which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F1 · derivative.expiration_date: The reporting person was granted an aggregate of 12,200 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 1,500 phantom shares will vest on February 20, 2018 with an additional 1,500 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through May 20, 2019. On August 20, 2019, 1,600 phantom shares will vest, with an additional 1,600 phantom shares vesting on November 20, 2019, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · derivative.expiration_date: The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's death, disability, and in the event of a change in control of ARMOUR. Upon removal of the reporting person for cause, all unvested phantom stock shall be forfeited by the reporting person. In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his unvested phantom stock which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F1 · balance_after: The reporting person was granted an aggregate of 12,200 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 1,500 phantom shares will vest on February 20, 2018 with an additional 1,500 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through May 20, 2019. On August 20, 2019, 1,600 phantom shares will vest, with an additional 1,600 phantom shares vesting on November 20, 2019, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. Read SEC document |
| November 20, 2017 Filed Nov 23, 2017 01:58 UTC |
Hain Robert CDirector
|
GrantPhantom Stock · Derivative | 12,200 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001428205-17-000261 · wf-form4_151140226763583.xml · derivative · entry 1 Hain Robert C · CIK 0001377714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,200 Underlying: Common Stock · 12,200 shares Expires not disclosed F1 · security: The reporting person was granted an aggregate of 12,200 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 1,500 phantom shares will vest on February 20, 2018 with an additional 1,500 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through May 20, 2019. On August 20, 2019, 1,600 phantom shares will vest, with an additional 1,600 phantom shares vesting on November 20, 2019, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · security: The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's death, disability, and in the event of a change in control of ARMOUR. Upon removal of the reporting person for cause, all unvested phantom stock shall be forfeited by the reporting person. In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his unvested phantom stock which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F3 · security: The reporting person also has the right to elect to have withholding taxes or a portion thereof, as the case may be, satisfied by reducing the number of shares of common stock to be issued to the reporting person by some or all of such shares. With respect to each phantom share, the reporting person will receive a cash payment in an amount equal to the cash dividend distributions paid in the ordinary course on a share of ARMOUR common stock. The reporting person also has the right to elect in lieu of the cash dividend payment a number of shares of common stock equal to the dividend payment payable divided by the fair market value of a share of ARMOUR common stock on the date of the dividend payment. F1 · derivative.exercise_price: The reporting person was granted an aggregate of 12,200 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 1,500 phantom shares will vest on February 20, 2018 with an additional 1,500 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through May 20, 2019. On August 20, 2019, 1,600 phantom shares will vest, with an additional 1,600 phantom shares vesting on November 20, 2019, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F4 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · price: The reporting person was granted an aggregate of 12,200 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 1,500 phantom shares will vest on February 20, 2018 with an additional 1,500 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through May 20, 2019. On August 20, 2019, 1,600 phantom shares will vest, with an additional 1,600 phantom shares vesting on November 20, 2019, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F4 · price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: The reporting person was granted an aggregate of 12,200 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 1,500 phantom shares will vest on February 20, 2018 with an additional 1,500 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through May 20, 2019. On August 20, 2019, 1,600 phantom shares will vest, with an additional 1,600 phantom shares vesting on November 20, 2019, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · derivative.exercise_date: The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's death, disability, and in the event of a change in control of ARMOUR. Upon removal of the reporting person for cause, all unvested phantom stock shall be forfeited by the reporting person. In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his unvested phantom stock which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F1 · derivative.expiration_date: The reporting person was granted an aggregate of 12,200 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 1,500 phantom shares will vest on February 20, 2018 with an additional 1,500 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through May 20, 2019. On August 20, 2019, 1,600 phantom shares will vest, with an additional 1,600 phantom shares vesting on November 20, 2019, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · derivative.expiration_date: The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's death, disability, and in the event of a change in control of ARMOUR. Upon removal of the reporting person for cause, all unvested phantom stock shall be forfeited by the reporting person. In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his unvested phantom stock which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F1 · balance_after: The reporting person was granted an aggregate of 12,200 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 1,500 phantom shares will vest on February 20, 2018 with an additional 1,500 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through May 20, 2019. On August 20, 2019, 1,600 phantom shares will vest, with an additional 1,600 phantom shares vesting on November 20, 2019, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. Read SEC document |
| October 30, 2017 Filed Oct 30, 2017 21:53 UTC |
Zimmer Jeffrey JDirector · Co-CEO and President
|
PurchaseCommon Stock, par value $0.001 per share | 2,600 | $25.27 | $65,702.00 |
DisclosureSEC source: 0001428205-17-000242 · wf-form4_150940038430641.xml · nonDerivative · entry 2 Zimmer Jeffrey J · CIK 0001303087 · Director · Co-CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,591 Read SEC document |
| October 30, 2017 Filed Oct 30, 2017 21:53 UTC |
Zimmer Jeffrey JDirector · Co-CEO and President
|
PurchaseCommon Stock, par value $0.001 per share | 1,400 | $25.25 | $35,350.00 |
DisclosureSEC source: 0001428205-17-000242 · wf-form4_150940038430641.xml · nonDerivative · entry 1 Zimmer Jeffrey J · CIK 0001303087 · Director · Co-CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,991 Read SEC document |
| October 30, 2017 Filed Oct 30, 2017 18:45 UTC |
MOUNTAIN JAMES RChief Financial Officer
|
Sale7.875% Series B Cumulative Redeemable Preferred Stock · Derivative | 2,000 | $25.04 | $50,073.80 |
DisclosureSEC source: 0001428205-17-000239 · wf-form4_150938909873105.xml · derivative · entry 4 MOUNTAIN JAMES R · CIK 0001557465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.001 per share · 13,927.6 shares Expires not disclosed F1 · derivative.exercise_price: Upon the occurrence of a Change of Control (as defined in the Articles Supplementary relating to the Series B Preferred Stock) of the issuer, the reporting person will have the right to convert the shares of Series B Preferred Stock into a number of shares of common stock of the issuer per share of Series B Preferred Stock equal to the lesser of: (i) the quotient obtained by dividing (x) the sum of the $25.00 liquidation preference per share of Series B Preferred Stock plus the amount of any accumulated and unpaid dividends by (y) the Common Stock Price (as defined in the Articles Supplementary relating to the Series B Preferred Stock); and (ii) 6.9638, subject to certain adjustments indicated in the Articles Supplementary relating to the Series B Preferred Stock. F3 · price: The price reported in Column 8 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.02 to $25.06, inclusive. The reporting person undertakes to provide ARMOUR Residential REIT, Inc., any security holder of ARMOUR Residential REIT, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (3). F1 · derivative.exercise_date: Upon the occurrence of a Change of Control (as defined in the Articles Supplementary relating to the Series B Preferred Stock) of the issuer, the reporting person will have the right to convert the shares of Series B Preferred Stock into a number of shares of common stock of the issuer per share of Series B Preferred Stock equal to the lesser of: (i) the quotient obtained by dividing (x) the sum of the $25.00 liquidation preference per share of Series B Preferred Stock plus the amount of any accumulated and unpaid dividends by (y) the Common Stock Price (as defined in the Articles Supplementary relating to the Series B Preferred Stock); and (ii) 6.9638, subject to certain adjustments indicated in the Articles Supplementary relating to the Series B Preferred Stock. F2 · derivative.expiration_date: The Series B Preferred Stock has no expiration date. F1 · derivative.underlying_shares: Upon the occurrence of a Change of Control (as defined in the Articles Supplementary relating to the Series B Preferred Stock) of the issuer, the reporting person will have the right to convert the shares of Series B Preferred Stock into a number of shares of common stock of the issuer per share of Series B Preferred Stock equal to the lesser of: (i) the quotient obtained by dividing (x) the sum of the $25.00 liquidation preference per share of Series B Preferred Stock plus the amount of any accumulated and unpaid dividends by (y) the Common Stock Price (as defined in the Articles Supplementary relating to the Series B Preferred Stock); and (ii) 6.9638, subject to certain adjustments indicated in the Articles Supplementary relating to the Series B Preferred Stock. Read SEC document |
| October 30, 2017 Filed Oct 30, 2017 18:45 UTC |
MOUNTAIN JAMES RChief Financial Officer
|
PurchaseCommon Stock, par value $0.001 per share | 2,400 | $25.45 | $61,080.00 |
DisclosureSEC source: 0001428205-17-000239 · wf-form4_150938909873105.xml · nonDerivative · entry 3 MOUNTAIN JAMES R · CIK 0001557465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,062 Read SEC document |
| October 30, 2017 Filed Oct 30, 2017 18:45 UTC |
MOUNTAIN JAMES RChief Financial Officer
|
PurchaseCommon Stock, par value $0.001 per share | 600 | $25.28 | $15,166.02 |
DisclosureSEC source: 0001428205-17-000239 · wf-form4_150938909873105.xml · nonDerivative · entry 2 MOUNTAIN JAMES R · CIK 0001557465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,662 Read SEC document |
| October 30, 2017 Filed Oct 30, 2017 18:45 UTC |
MOUNTAIN JAMES RChief Financial Officer
|
PurchaseCommon Stock, par value $0.001 per share | 1,000 | $25.50 | $25,500.00 |
DisclosureSEC source: 0001428205-17-000239 · wf-form4_150938909873105.xml · nonDerivative · entry 1 MOUNTAIN JAMES R · CIK 0001557465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,062 Read SEC document |
| October 30, 2017 Filed Oct 30, 2017 18:44 UTC |
GRUBER MARKChief Operating Officer
|
PurchaseCommon Stock, par value $0.001 per share | 4,000 | $25.38 | $101,520.00 |
DisclosureSEC source: 0001428205-17-000238 · wf-form4_150938907737548.xml · nonDerivative · entry 1 GRUBER MARK · CIK 0001585875 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,958 Read SEC document |
| October 27, 2017 Filed Oct 30, 2017 18:45 UTC |
Harper GordonVP Finance and Controller
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PurchaseCommon Stock, par value $0.001 per share | 500 | $25.39 | $12,692.50 |
DisclosureSEC source: 0001428205-17-000240 · wf-form4_150938911773606.xml · nonDerivative · entry 1 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,624 Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 21:21 UTC |
STATON DANIEL CDirector · Chairman of the Board
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GrantCommon Stock, par value $0.001 per share | 613 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001428205-17-000223 · wf-form4_150715209068818.xml · nonDerivative · entry 1 STATON DANIEL C · CIK 0001024240 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote. Disclosed balance after: 264,601 F1 · kind: On October 2, 2017, the reporting person received 613 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. Commencing with the end of the first quarter of 2013, the reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 613 shares of stock represent the reporting person's election of stock compensation for the past quarter. F1 · price: On October 2, 2017, the reporting person received 613 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. Commencing with the end of the first quarter of 2013, the reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 613 shares of stock represent the reporting person's election of stock compensation for the past quarter. F2 · ownership.nature: Represents shares owned indirectly through DM Staton Family Limited Partnership. The reporting person is a general partner and a limited partner of DM Staton Family Limited Partnership. The reporting person has a pecuniary interest in the shares held by DM Staton Family Limited Partnership. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 21:21 UTC |
BELL MARC HDirector
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GrantCommon Stock, par value $0.001 per share | 306 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001428205-17-000221 · wf-form4_150715205837710.xml · nonDerivative · entry 1 BELL MARC H · CIK 0001026915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,436 F1 · kind: On October 2, 2017, the reporting person received 306 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. Commencing with the end of the first quarter of 2013, the reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 306 shares of stock represent the reporting person's election of stock compensation for the past quarter. F1 · price: On October 2, 2017, the reporting person received 306 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. Commencing with the end of the first quarter of 2013, the reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 306 shares of stock represent the reporting person's election of stock compensation for the past quarter. F1 · balance_after: On October 2, 2017, the reporting person received 306 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. Commencing with the end of the first quarter of 2013, the reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 306 shares of stock represent the reporting person's election of stock compensation for the past quarter. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 17:19 UTC |
GUBA THOMAS KDirector
|
GrantCommon Stock, par value $0.001 per share | 613 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001428205-17-000215 · wf-form4_150715194985043.xml · nonDerivative · entry 1 GUBA THOMAS K · CIK 0001475027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,666 F1 · kind: On October 2, 2017, the reporting person received 613 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. Commencing with the end of the first quarter of 2013, the reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the election of the director. The 613 shares of stock represent the reporting person's election of stock compensation for the past quarter. F1 · price: On October 2, 2017, the reporting person received 613 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. Commencing with the end of the first quarter of 2013, the reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the election of the director. The 613 shares of stock represent the reporting person's election of stock compensation for the past quarter. F1 · balance_after: On October 2, 2017, the reporting person received 613 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. Commencing with the end of the first quarter of 2013, the reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the election of the director. The 613 shares of stock represent the reporting person's election of stock compensation for the past quarter. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 21:19 UTC |
ULM SCOTTDirector · Co-CEO and CIO
|
Exercise / conversionCommon Stock, par value $0.001 per share | 2,013 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001428205-17-000216 · wf-form4_150715196710500.xml · nonDerivative · entry 1 ULM SCOTT · CIK 0001469064 · Director · Co-CEO and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,550 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On October 2, 2017, the reporting person elected to redeem 2,013 shares out of 3,313 shares of vested phantom stock into 2,013 shares of ARMOUR common stock. The person also elected to redeem the remaining 1,300 shares of vested phantom stock, but immediately forfeited those shares to pay income taxes on the vesting grant. The 3,313 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on March 21, 2013. F1 · price: On October 2, 2017, the reporting person elected to redeem 2,013 shares out of 3,313 shares of vested phantom stock into 2,013 shares of ARMOUR common stock. The person also elected to redeem the remaining 1,300 shares of vested phantom stock, but immediately forfeited those shares to pay income taxes on the vesting grant. The 3,313 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on March 21, 2013. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 21:19 UTC |
Downey CarolynDirector
|
GrantCommon Stock, par value $0.001 per share | 613 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001428205-17-000214 · wf-form4_150715193331507.xml · nonDerivative · entry 1 Downey Carolyn · CIK 0001455810 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,822 F1 · kind: On October 2, 2017, the reporting person received 613 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. Commencing with the reporting person's first day of service on ARMOUR's Board of Directors, effective September 2, 2013, the reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 613 shares of stock represent the reporting person's election of stock compensation for the past quarter. F1 · price: On October 2, 2017, the reporting person received 613 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. Commencing with the reporting person's first day of service on ARMOUR's Board of Directors, effective September 2, 2013, the reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 613 shares of stock represent the reporting person's election of stock compensation for the past quarter. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 21:21 UTC |
PAPERIN STEWART JDirector
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GrantCommon Stock, par value $0.001 per share | 613 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001428205-17-000222 · wf-form4_150715207479156.xml · nonDerivative · entry 1 PAPERIN STEWART J · CIK 0001207637 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 12,252 F1 · kind: On October 2, 2017, the reporting person received 613 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. Commencing with the end of the first quarter of 2013, the reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 613 shares of stock represent the reporting person's election of stock compensation for the past quarter. F1 · price: On October 2, 2017, the reporting person received 613 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. Commencing with the end of the first quarter of 2013, the reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 613 shares of stock represent the reporting person's election of stock compensation for the past quarter. F1 · balance_after: On October 2, 2017, the reporting person received 613 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. Commencing with the end of the first quarter of 2013, the reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 613 shares of stock represent the reporting person's election of stock compensation for the past quarter. F2 · ownership.nature: Represents shares owned indirectly through the Stewart J. Paperin Family Trust. Mr. Paperin has a pecuniary interest in and investment control over the shares held by the Trust. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.