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ARR

Armour Residential REIT, Inc.

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4416
SEC CIK
0001428205
Parsed reports
757

Last 12 months

Inside the activity.

1 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202611
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2018 Filed Oct 3, 2018 22:29 UTC
BELL MARC HDirector
GrantCommon Stock, par value $0.001 per share 367 Not disclosed Not disclosed
Disclosure

SEC source: 0001428205-18-000251 · wf-form4_153860575264745.xml · nonDerivative · entry 1

BELL MARC H · CIK 0001026915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,638

F1 · kind: Commencing with the end of the first quarter of 2013, the reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 367 shares of stock, valued at $22.45 per share, represent the reporting person's election of stock compensation in lieu of cash compensation for the past quarter.

F1 · price: Commencing with the end of the first quarter of 2013, the reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 367 shares of stock, valued at $22.45 per share, represent the reporting person's election of stock compensation in lieu of cash compensation for the past quarter.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 18:30 UTC GrantCommon Stock, par value $0.001 per share 734 Not disclosed Not disclosed
Disclosure

SEC source: 0001428205-18-000253 · wf-form4_153860580966594.xml · nonDerivative · entry 1

GUBA THOMAS K · CIK 0001475027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,972

F1 · kind: Commencing with the end of the first quarter of 2013, the reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the election of the director. The 734 shares of stock, valued at $22.45 per share, represent the reporting person's election of stock compensation in lieu of cash compensation for the past quarter.

F1 · price: Commencing with the end of the first quarter of 2013, the reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the election of the director. The 734 shares of stock, valued at $22.45 per share, represent the reporting person's election of stock compensation in lieu of cash compensation for the past quarter.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 22:27 UTC GrantCommon Stock, par value $0.001 per share 734 Not disclosed Not disclosed
Disclosure

SEC source: 0001428205-18-000247 · wf-form4_153860563065305.xml · nonDerivative · entry 1

Downey Carolyn · CIK 0001455810 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,878

F1 · kind: Commencing with the reporting person's first day of service on ARMOUR's Board of Directors, effective September 2, 2013, the reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 734 shares of stock, valued at $22.45 per share, represent the reporting person's election of stock compensation in lieu of cash compensation for the past quarter.

F1 · price: Commencing with the reporting person's first day of service on ARMOUR's Board of Directors, effective September 2, 2013, the reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 734 shares of stock, valued at $22.45 per share, represent the reporting person's election of stock compensation in lieu of cash compensation for the past quarter.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 22:29 UTC GrantCommon Stock, par value $0.001 per share 440 Not disclosed Not disclosed
Disclosure

SEC source: 0001428205-18-000250 · wf-form4_153860572433911.xml · nonDerivative · entry 1

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,925

F1 · kind: Commencing with the end of the first quarter of 2013, the reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 440 shares of stock, valued at $22.45 per share, represent the reporting person's election of stock compensation in lieu of cash compensation for the past quarter.

F1 · price: Commencing with the end of the first quarter of 2013, the reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 440 shares of stock, valued at $22.45 per share, represent the reporting person's election of stock compensation in lieu of cash compensation for the past quarter.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 22:28 UTC GrantCommon Stock, par value $0.001 per share 734 Not disclosed Not disclosed
Disclosure

SEC source: 0001428205-18-000249 · wf-form4_153860569589346.xml · nonDerivative · entry 1

PAPERIN STEWART J · CIK 0001207637 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 19,558

F1 · kind: Commencing with the end of the first quarter of 2013, the reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 734 shares of stock, valued at $22.45 per share, represent the reporting person's election of stock compensation in lieu of cash compensation for the past quarter.

F1 · price: Commencing with the end of the first quarter of 2013, the reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 734 shares of stock, valued at $22.45 per share, represent the reporting person's election of stock compensation in lieu of cash compensation for the past quarter.

F2 · ownership.nature: Represents shares owned indirectly through the Stewart J. Paperin Family Trust. Mr. Paperin has a pecuniary interest in and investment control over the shares held by the Trust.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 22:28 UTC GrantCommon Stock, par value $0.001 per share 734 Not disclosed Not disclosed
Disclosure

SEC source: 0001428205-18-000248 · wf-form4_153860566895338.xml · nonDerivative · entry 1

Hain Robert C · CIK 0001377714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,915

F1 · kind: Commencing with the end of the first quarter of 2013, the reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 734 shares of stock, valued at $22.45 per share, represent the reporting person's election of stock compensation in lieu of cash compensation for the past quarter.

F1 · price: Commencing with the end of the first quarter of 2013, the reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 734 shares of stock, valued at $22.45 per share, represent the reporting person's election of stock compensation in lieu of cash compensation for the past quarter.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 23:17 UTC
STATON DANIEL CDirector · Chairman of the Board
Exercise / conversionPhantom Stock · Derivative 600 $0.00 $0.00
Disclosure

SEC source: 0001428205-18-000231 · wf-form4_153515266195736.xml · derivative · entry 2

STATON DANIEL C · CIK 0001024240 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,400

Underlying: Common Stock · 600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · shares: On August 22, 2018, the reporting person elected to convert 600 shares of vested phantom stock into 600 shares of ARMOUR common stock. The 600 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · derivative.exercise_date: On August 22, 2018, the reporting person elected to convert 600 shares of vested phantom stock into 600 shares of ARMOUR common stock. The 600 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · derivative.expiration_date: On August 22, 2018, the reporting person elected to convert 600 shares of vested phantom stock into 600 shares of ARMOUR common stock. The 600 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · balance_after: On August 22, 2018, the reporting person elected to convert 600 shares of vested phantom stock into 600 shares of ARMOUR common stock. The 600 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 23:17 UTC
STATON DANIEL CDirector · Chairman of the Board
Exercise / conversionCommon Stock, par value $0.001 per share 600 $0.00 $0.00
Disclosure

SEC source: 0001428205-18-000231 · wf-form4_153515266195736.xml · nonDerivative · entry 1

STATON DANIEL C · CIK 0001024240 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote.

Disclosed balance after: 268,473

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 22, 2018, the reporting person elected to convert 600 shares of vested phantom stock into 600 shares of ARMOUR common stock. The 600 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F2 · ownership.nature: Represents shares owned indirectly through DM Staton Family Limited Partnership. The reporting person is a general partner and a limited partner of DM Staton Family Limited Partnership. The reporting person has a pecuniary interest in the shares held by DM Staton Family Limited Partnership.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 23:14 UTC
BELL MARC HDirector
Exercise / conversionPhantom Stock · Derivative 600 $0.00 $0.00
Disclosure

SEC source: 0001428205-18-000225 · wf-form4_153515244627084.xml · derivative · entry 2

BELL MARC H · CIK 0001026915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,400

Underlying: Common Stock · 600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · shares: On August 22, 2018, the reporting person elected to convert 600 shares of vested phantom stock into 600 shares of ARMOUR common stock. The 600 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · derivative.exercise_date: On August 22, 2018, the reporting person elected to convert 600 shares of vested phantom stock into 600 shares of ARMOUR common stock. The 600 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · derivative.expiration_date: On August 22, 2018, the reporting person elected to convert 600 shares of vested phantom stock into 600 shares of ARMOUR common stock. The 600 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · balance_after: On August 22, 2018, the reporting person elected to convert 600 shares of vested phantom stock into 600 shares of ARMOUR common stock. The 600 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 23:14 UTC
BELL MARC HDirector
Exercise / conversionCommon Stock, par value $0.001 per share 600 $0.00 $0.00
Disclosure

SEC source: 0001428205-18-000225 · wf-form4_153515244627084.xml · nonDerivative · entry 1

BELL MARC H · CIK 0001026915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,271

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 22, 2018, the reporting person elected to convert 600 shares of vested phantom stock into 600 shares of ARMOUR common stock. The 600 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 19:12 UTC Exercise / conversionPhantom Stock · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001428205-18-000222 · wf-form4_153515232450161.xml · derivative · entry 2

GUBA THOMAS K · CIK 0001475027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,700

Underlying: Common Stock · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · shares: On August 22, 2018, the reporting person elected to convert 1,500 shares of vested phantom stock into 1,500 shares of ARMOUR common stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · derivative.exercise_date: On August 22, 2018, the reporting person elected to convert 1,500 shares of vested phantom stock into 1,500 shares of ARMOUR common stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · derivative.expiration_date: On August 22, 2018, the reporting person elected to convert 1,500 shares of vested phantom stock into 1,500 shares of ARMOUR common stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F2 · derivative.underlying_shares: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · balance_after: On August 22, 2018, the reporting person elected to convert 1,500 shares of vested phantom stock into 1,500 shares of ARMOUR common stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 19:12 UTC Exercise / conversionCommon Stock, par value $0.001 per share 1,500 $0.00 $0.00
Disclosure

SEC source: 0001428205-18-000222 · wf-form4_153515232450161.xml · nonDerivative · entry 1

GUBA THOMAS K · CIK 0001475027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,238

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 22, 2018, the reporting person elected to convert 1,500 shares of vested phantom stock into 1,500 shares of ARMOUR common stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 23:15 UTC
ULM SCOTTDirector · Co-CEO and CIO
Exercise / conversionPhantom Stock · Derivative 6,100 $0.00 $0.00
Disclosure

SEC source: 0001428205-18-000226 · wf-form4_153515248424013.xml · derivative · entry 3

ULM SCOTT · CIK 0001469064 · Director · Co-CEO and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,700

Underlying: Common Stock · 6,100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · shares: On August 22, 2018, the reporting person elected to convert 3,700 shares out of 6,100 shares of vested phantom stock into 3,700 shares of ARMOUR common stock. The person elected to convert the remaining 2,400 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 6,100 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · derivative.exercise_date: On August 22, 2018, the reporting person elected to convert 3,700 shares out of 6,100 shares of vested phantom stock into 3,700 shares of ARMOUR common stock. The person elected to convert the remaining 2,400 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 6,100 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · derivative.expiration_date: On August 22, 2018, the reporting person elected to convert 3,700 shares out of 6,100 shares of vested phantom stock into 3,700 shares of ARMOUR common stock. The person elected to convert the remaining 2,400 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 6,100 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · balance_after: On August 22, 2018, the reporting person elected to convert 3,700 shares out of 6,100 shares of vested phantom stock into 3,700 shares of ARMOUR common stock. The person elected to convert the remaining 2,400 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 6,100 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 23:15 UTC
ULM SCOTTDirector · Co-CEO and CIO
Disposition to issuerCommon Stock, par value $0.001 per share 2,400 $23.72 $56,928.00
Disclosure

SEC source: 0001428205-18-000226 · wf-form4_153515248424013.xml · nonDerivative · entry 2

ULM SCOTT · CIK 0001469064 · Director · Co-CEO and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,664

F1 · shares: On August 22, 2018, the reporting person elected to convert 3,700 shares out of 6,100 shares of vested phantom stock into 3,700 shares of ARMOUR common stock. The person elected to convert the remaining 2,400 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 6,100 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 23:15 UTC
ULM SCOTTDirector · Co-CEO and CIO
Exercise / conversionCommon Stock, par value $0.001 per share 6,100 $0.00 $0.00
Disclosure

SEC source: 0001428205-18-000226 · wf-form4_153515248424013.xml · nonDerivative · entry 1

ULM SCOTT · CIK 0001469064 · Director · Co-CEO and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,064

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 22, 2018, the reporting person elected to convert 3,700 shares out of 6,100 shares of vested phantom stock into 3,700 shares of ARMOUR common stock. The person elected to convert the remaining 2,400 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 6,100 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 23:15 UTC Exercise / conversionPhantom Stock · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001428205-18-000227 · wf-form4_153515251657630.xml · derivative · entry 3

Downey Carolyn · CIK 0001455810 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,700

Underlying: Common Stock · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · shares: On August 22, 2018, the reporting person elected to convert 750 shares out of 1,500 shares of vested phantom stock into 750 shares of ARMOUR common stock. The person elected to convert the remaining 750 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · derivative.exercise_date: On August 22, 2018, the reporting person elected to convert 750 shares out of 1,500 shares of vested phantom stock into 750 shares of ARMOUR common stock. The person elected to convert the remaining 750 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · derivative.expiration_date: On August 22, 2018, the reporting person elected to convert 750 shares out of 1,500 shares of vested phantom stock into 750 shares of ARMOUR common stock. The person elected to convert the remaining 750 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · balance_after: On August 22, 2018, the reporting person elected to convert 750 shares out of 1,500 shares of vested phantom stock into 750 shares of ARMOUR common stock. The person elected to convert the remaining 750 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 23:15 UTC Disposition to issuerCommon Stock, par value $0.001 per share 750 $23.72 $17,790.00
Disclosure

SEC source: 0001428205-18-000227 · wf-form4_153515251657630.xml · nonDerivative · entry 2

Downey Carolyn · CIK 0001455810 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,144

F1 · shares: On August 22, 2018, the reporting person elected to convert 750 shares out of 1,500 shares of vested phantom stock into 750 shares of ARMOUR common stock. The person elected to convert the remaining 750 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 23:15 UTC Exercise / conversionCommon Stock, par value $0.001 per share 1,500 $0.00 $0.00
Disclosure

SEC source: 0001428205-18-000227 · wf-form4_153515251657630.xml · nonDerivative · entry 1

Downey Carolyn · CIK 0001455810 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 22, 2018, the reporting person elected to convert 750 shares out of 1,500 shares of vested phantom stock into 750 shares of ARMOUR common stock. The person elected to convert the remaining 750 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 23:16 UTC Exercise / conversionPhantom Stock · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001428205-18-000229 · wf-form4_153515259303090.xml · derivative · entry 3

PAPERIN STEWART J · CIK 0001207637 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,700

Underlying: Common Stock · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · shares: On August 22, 2018, the reporting person elected to convert 1,500 shares of vested phantom stock into 1,500 shares of ARMOUR common stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · derivative.exercise_date: On August 22, 2018, the reporting person elected to convert 1,500 shares of vested phantom stock into 1,500 shares of ARMOUR common stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · derivative.expiration_date: On August 22, 2018, the reporting person elected to convert 1,500 shares of vested phantom stock into 1,500 shares of ARMOUR common stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · balance_after: On August 22, 2018, the reporting person elected to convert 1,500 shares of vested phantom stock into 1,500 shares of ARMOUR common stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 23:16 UTC Exercise / conversionCommon Stock, par value $0.001 per share 1,500 $0.00 $0.00
Disclosure

SEC source: 0001428205-18-000229 · wf-form4_153515259303090.xml · nonDerivative · entry 1

PAPERIN STEWART J · CIK 0001207637 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 18,824

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 22, 2018, the reporting person elected to convert 1,500 shares of vested phantom stock into 1,500 shares of ARMOUR common stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F2 · ownership.nature: Represents shares owned indirectly through the Stewart J. Paperin Family Trust. Mr. Paperin has a pecuniary interest in and investment control over the shares held by the Trust.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 23:17 UTC
Zimmer Jeffrey JDirector · Co-CEO and President
Exercise / conversionPhantom Stock · Derivative 6,100 $0.00 $0.00
Disclosure

SEC source: 0001428205-18-000230 · wf-form4_153515263015342.xml · derivative · entry 3

Zimmer Jeffrey J · CIK 0001303087 · Director · Co-CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,700

Underlying: Common Stock · 6,100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · shares: On August 22, 2018, the reporting person elected to convert 3,700 shares out of 6,100 shares of vested phantom stock into 3,700 shares of ARMOUR common stock. The person elected to convert the remaining 2,400 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 6,100 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · derivative.exercise_date: On August 22, 2018, the reporting person elected to convert 3,700 shares out of 6,100 shares of vested phantom stock into 3,700 shares of ARMOUR common stock. The person elected to convert the remaining 2,400 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 6,100 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · derivative.expiration_date: On August 22, 2018, the reporting person elected to convert 3,700 shares out of 6,100 shares of vested phantom stock into 3,700 shares of ARMOUR common stock. The person elected to convert the remaining 2,400 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 6,100 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · balance_after: On August 22, 2018, the reporting person elected to convert 3,700 shares out of 6,100 shares of vested phantom stock into 3,700 shares of ARMOUR common stock. The person elected to convert the remaining 2,400 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 6,100 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 23:17 UTC
Zimmer Jeffrey JDirector · Co-CEO and President
Disposition to issuerCommon Stock, par value $0.001 per share 2,400 $23.72 $56,928.00
Disclosure

SEC source: 0001428205-18-000230 · wf-form4_153515263015342.xml · nonDerivative · entry 2

Zimmer Jeffrey J · CIK 0001303087 · Director · Co-CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,848

F1 · shares: On August 22, 2018, the reporting person elected to convert 3,700 shares out of 6,100 shares of vested phantom stock into 3,700 shares of ARMOUR common stock. The person elected to convert the remaining 2,400 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 6,100 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 23:17 UTC
Zimmer Jeffrey JDirector · Co-CEO and President
Exercise / conversionCommon Stock, par value $0.001 per share 6,100 $0.00 $0.00
Disclosure

SEC source: 0001428205-18-000230 · wf-form4_153515263015342.xml · nonDerivative · entry 1

Zimmer Jeffrey J · CIK 0001303087 · Director · Co-CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,248

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 22, 2018, the reporting person elected to convert 3,700 shares out of 6,100 shares of vested phantom stock into 3,700 shares of ARMOUR common stock. The person elected to convert the remaining 2,400 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 6,100 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 23:16 UTC Exercise / conversionPhantom Stock · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001428205-18-000228 · wf-form4_153515255612068.xml · derivative · entry 3

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,700

Underlying: Common Stock · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · shares: On August 22, 2018, the reporting person elected to convert 900 shares out of 1,500 shares of vested phantom stock into 900 shares of ARMOUR common stock. The person elected to convert the remaining 600 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · derivative.exercise_date: On August 22, 2018, the reporting person elected to convert 900 shares out of 1,500 shares of vested phantom stock into 900 shares of ARMOUR common stock. The person elected to convert the remaining 600 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · derivative.expiration_date: On August 22, 2018, the reporting person elected to convert 900 shares out of 1,500 shares of vested phantom stock into 900 shares of ARMOUR common stock. The person elected to convert the remaining 600 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · balance_after: On August 22, 2018, the reporting person elected to convert 900 shares out of 1,500 shares of vested phantom stock into 900 shares of ARMOUR common stock. The person elected to convert the remaining 600 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 23:16 UTC Disposition to issuerCommon Stock, par value $0.001 per share 600 $23.72 $14,232.00
Disclosure

SEC source: 0001428205-18-000228 · wf-form4_153515255612068.xml · nonDerivative · entry 2

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,485

F1 · shares: On August 22, 2018, the reporting person elected to convert 900 shares out of 1,500 shares of vested phantom stock into 900 shares of ARMOUR common stock. The person elected to convert the remaining 600 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 23:16 UTC Exercise / conversionCommon Stock, par value $0.001 per share 1,500 $0.00 $0.00
Disclosure

SEC source: 0001428205-18-000228 · wf-form4_153515255612068.xml · nonDerivative · entry 1

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,085

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 22, 2018, the reporting person elected to convert 900 shares out of 1,500 shares of vested phantom stock into 900 shares of ARMOUR common stock. The person elected to convert the remaining 600 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 23:13 UTC
MOUNTAIN JAMES RChief Financial Officer
Exercise / conversionPhantom Stock · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001428205-18-000223 · wf-form4_153515236130739.xml · derivative · entry 2

MOUNTAIN JAMES R · CIK 0001557465 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · shares: On August 22, 2018, the reporting person elected to convert 3,000 shares of vested phantom stock into 3,000 shares of ARMOUR common stock. The 3,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · derivative.exercise_date: On August 22, 2018, the reporting person elected to convert 3,000 shares of vested phantom stock into 3,000 shares of ARMOUR common stock. The 3,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · derivative.expiration_date: On August 22, 2018, the reporting person elected to convert 3,000 shares of vested phantom stock into 3,000 shares of ARMOUR common stock. The 3,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · balance_after: On August 22, 2018, the reporting person elected to convert 3,000 shares of vested phantom stock into 3,000 shares of ARMOUR common stock. The 3,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 23:13 UTC
MOUNTAIN JAMES RChief Financial Officer
Exercise / conversionCommon Stock, par value $0.001 per share 3,000 $0.00 $0.00
Disclosure

SEC source: 0001428205-18-000223 · wf-form4_153515236130739.xml · nonDerivative · entry 1

MOUNTAIN JAMES R · CIK 0001557465 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 22, 2018, the reporting person elected to convert 3,000 shares of vested phantom stock into 3,000 shares of ARMOUR common stock. The 3,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 23:13 UTC
GRUBER MARKCOO and CIO
Exercise / conversionPhantom Stock · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001428205-18-000224 · wf-form4_153515240702198.xml · derivative · entry 2

GRUBER MARK · CIK 0001585875 · COO and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · shares: On August 22, 2018, the reporting person elected to convert 3,000 shares of vested phantom stock into 3,000 shares of ARMOUR common stock. The 3,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · derivative.exercise_date: On August 22, 2018, the reporting person elected to convert 3,000 shares of vested phantom stock into 3,000 shares of ARMOUR common stock. The 3,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · derivative.expiration_date: On August 22, 2018, the reporting person elected to convert 3,000 shares of vested phantom stock into 3,000 shares of ARMOUR common stock. The 3,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · balance_after: On August 22, 2018, the reporting person elected to convert 3,000 shares of vested phantom stock into 3,000 shares of ARMOUR common stock. The 3,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 23:13 UTC
GRUBER MARKCOO and CIO
Exercise / conversionCommon Stock, par value $0.001 per share 3,000 $0.00 $0.00
Disclosure

SEC source: 0001428205-18-000224 · wf-form4_153515240702198.xml · nonDerivative · entry 1

GRUBER MARK · CIK 0001585875 · COO and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 22, 2018, the reporting person elected to convert 3,000 shares of vested phantom stock into 3,000 shares of ARMOUR common stock. The 3,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 23:11 UTC Exercise / conversionPhantom Stock · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001428205-18-000220 · wf-form4_153515225522955.xml · derivative · entry 4

Hain Robert C · CIK 0001377714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,700

Underlying: Common Stock · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · shares: On August 22, 2018, the reporting person elected to convert 750 shares out of 1,500 shares of vested phantom stock into 750 shares of ARMOUR common stock. The person elected to convert the remaining 750 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · derivative.exercise_date: On August 22, 2018, the reporting person elected to convert 750 shares out of 1,500 shares of vested phantom stock into 750 shares of ARMOUR common stock. The person elected to convert the remaining 750 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · derivative.expiration_date: On August 22, 2018, the reporting person elected to convert 750 shares out of 1,500 shares of vested phantom stock into 750 shares of ARMOUR common stock. The person elected to convert the remaining 750 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · balance_after: On August 22, 2018, the reporting person elected to convert 750 shares out of 1,500 shares of vested phantom stock into 750 shares of ARMOUR common stock. The person elected to convert the remaining 750 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 23:11 UTC Disposition to issuerCommon Stock, par value $0.001 per share 750 $23.72 $17,790.00
Disclosure

SEC source: 0001428205-18-000220 · wf-form4_153515225522955.xml · nonDerivative · entry 2

Hain Robert C · CIK 0001377714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,181

F1 · shares: On August 22, 2018, the reporting person elected to convert 750 shares out of 1,500 shares of vested phantom stock into 750 shares of ARMOUR common stock. The person elected to convert the remaining 750 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 23:11 UTC Exercise / conversionCommon Stock, par value $0.001 per share 1,500 $0.00 $0.00
Disclosure

SEC source: 0001428205-18-000220 · wf-form4_153515225522955.xml · nonDerivative · entry 1

Hain Robert C · CIK 0001377714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,931

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 22, 2018, the reporting person elected to convert 750 shares out of 1,500 shares of vested phantom stock into 750 shares of ARMOUR common stock. The person elected to convert the remaining 750 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 23:11 UTC
Harper GordonVP Finance and Controller
Exercise / conversionPhantom Stock · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0001428205-18-000221 · wf-form4_153515229081821.xml · derivative · entry 2

Harper Gordon · CIK 0001698344 · VP Finance and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,600

Underlying: Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · shares: On August 22, 2018, the reporting person elected to convert 1,000 shares of vested phantom stock into 1,000 shares of ARMOUR common stock. The 1,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · derivative.exercise_date: On August 22, 2018, the reporting person elected to convert 1,000 shares of vested phantom stock into 1,000 shares of ARMOUR common stock. The 1,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · derivative.expiration_date: On August 22, 2018, the reporting person elected to convert 1,000 shares of vested phantom stock into 1,000 shares of ARMOUR common stock. The 1,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · balance_after: On August 22, 2018, the reporting person elected to convert 1,000 shares of vested phantom stock into 1,000 shares of ARMOUR common stock. The 1,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 23:11 UTC
Harper GordonVP Finance and Controller
Exercise / conversionCommon Stock, par value $0.001 per share 1,000 $0.00 $0.00
Disclosure

SEC source: 0001428205-18-000221 · wf-form4_153515229081821.xml · nonDerivative · entry 1

Harper Gordon · CIK 0001698344 · VP Finance and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,954

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 22, 2018, the reporting person elected to convert 1,000 shares of vested phantom stock into 1,000 shares of ARMOUR common stock. The 1,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

Read SEC document
August 07, 2018 Filed Aug 10, 2018 00:35 UTC SaleCommon Stock, par value $0.001 per share 1,500 $23.57 $35,350.50
Disclosure

SEC source: 0001428205-18-000200 · wf-form4_153386130731901.xml · nonDerivative · entry 1

Hain Robert C · CIK 0001377714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,431

Read SEC document
July 02, 2018 Filed Jul 3, 2018 18:54 UTC
STATON DANIEL CDirector · Chairman of the Board
GrantCommon Stock, par value $0.001 per share 723 Not disclosed Not disclosed
Disclosure

SEC source: 0001428205-18-000184 · wf-form4_153064404840768.xml · nonDerivative · entry 1

STATON DANIEL C · CIK 0001024240 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote.

Disclosed balance after: 267,873

F1 · kind: Commencing with the end of the first quarter of 2013, the reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 723 shares of stock, valued at $22.81 per share, represent the reporting person's election of stock compensation in lieu of cash compensation for the past quarter.

F1 · price: Commencing with the end of the first quarter of 2013, the reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 723 shares of stock, valued at $22.81 per share, represent the reporting person's election of stock compensation in lieu of cash compensation for the past quarter.

F2 · ownership.nature: Represents shares owned indirectly through DM Staton Family Limited Partnership. The reporting person is a general partner and a limited partner of DM Staton Family Limited Partnership. The reporting person has a pecuniary interest in the shares held by DM Staton Family Limited Partnership.

Read SEC document
July 02, 2018 Filed Jul 3, 2018 18:53 UTC
BELL MARC HDirector
GrantCommon Stock, par value $0.001 per share 361 Not disclosed Not disclosed
Disclosure

SEC source: 0001428205-18-000183 · wf-form4_153064401549790.xml · nonDerivative · entry 1

BELL MARC H · CIK 0001026915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,671

F1 · kind: Commencing with the end of the first quarter of 2013, the reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 361 shares of stock, valued at $22.81 per share, represent the reporting person's election of stock compensation in lieu of cash compensation for the past quarter.

F1 · price: Commencing with the end of the first quarter of 2013, the reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 361 shares of stock, valued at $22.81 per share, represent the reporting person's election of stock compensation in lieu of cash compensation for the past quarter.

Read SEC document
July 02, 2018 Filed Jul 3, 2018 14:53 UTC GrantCommon Stock, par value $0.001 per share 723 Not disclosed Not disclosed
Disclosure

SEC source: 0001428205-18-000182 · wf-form4_153064398129761.xml · nonDerivative · entry 1

GUBA THOMAS K · CIK 0001475027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,738

F1 · kind: Commencing with the end of the first quarter of 2013, the reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the election of the director. The 723 shares of stock, valued at $22.81 per share, represent the reporting person's election of stock compensation in lieu of cash compensation for the past quarter.

F1 · price: Commencing with the end of the first quarter of 2013, the reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the election of the director. The 723 shares of stock, valued at $22.81 per share, represent the reporting person's election of stock compensation in lieu of cash compensation for the past quarter.

Read SEC document
July 02, 2018 Filed Jul 3, 2018 18:51 UTC GrantCommon Stock, par value $0.001 per share 723 Not disclosed Not disclosed
Disclosure

SEC source: 0001428205-18-000178 · wf-form4_153064386055015.xml · nonDerivative · entry 1

Downey Carolyn · CIK 0001455810 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,394

F1 · kind: Commencing with the reporting person's first day of service on ARMOUR's Board of Directors, effective September 2, 2013, the reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 723 shares of stock, valued at $22.81 per share, represent the reporting person's election of stock compensation in lieu of cash compensation for the past quarter.

F1 · price: Commencing with the reporting person's first day of service on ARMOUR's Board of Directors, effective September 2, 2013, the reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 723 shares of stock, valued at $22.81 per share, represent the reporting person's election of stock compensation in lieu of cash compensation for the past quarter.

Read SEC document
July 02, 2018 Filed Jul 3, 2018 18:52 UTC GrantCommon Stock, par value $0.001 per share 723 Not disclosed Not disclosed
Disclosure

SEC source: 0001428205-18-000181 · wf-form4_153064395391965.xml · nonDerivative · entry 1

PAPERIN STEWART J · CIK 0001207637 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 17,324

F1 · kind: Commencing with the end of the first quarter of 2013, the reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 723 shares of stock, valued at $22.81 per share, represent the reporting person's election of stock compensation in lieu of cash compensation for the past quarter.

F1 · price: Commencing with the end of the first quarter of 2013, the reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 723 shares of stock, valued at $22.81 per share, represent the reporting person's election of stock compensation in lieu of cash compensation for the past quarter.

F2 · ownership.nature: Represents shares owned indirectly through the Stewart J. Paperin Family Trust. Mr. Paperin has a pecuniary interest in and investment control over the shares held by the Trust.

Read SEC document
July 02, 2018 Filed Jul 3, 2018 18:52 UTC GrantCommon Stock, par value $0.001 per share 723 Not disclosed Not disclosed
Disclosure

SEC source: 0001428205-18-000180 · wf-form4_153064392162388.xml · nonDerivative · entry 1

Hain Robert C · CIK 0001377714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,931

F1 · kind: Commencing with the end of the first quarter of 2013, the reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 723 shares of stock, valued at $22.81 per share, represent the reporting person's election of stock compensation in lieu of cash compensation for the past quarter.

F1 · price: Commencing with the end of the first quarter of 2013, the reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 723 shares of stock, valued at $22.81 per share, represent the reporting person's election of stock compensation in lieu of cash compensation for the past quarter.

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July 02, 2018 Filed Jul 3, 2018 18:51 UTC GrantCommon Stock, par value $0.001 per share 434 Not disclosed Not disclosed
Disclosure

SEC source: 0001428205-18-000179 · wf-form4_153064388889263.xml · nonDerivative · entry 1

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,585

F1 · kind: Commencing with the end of the first quarter of 2013, the reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 434 shares of stock, valued at $22.81 per share, represent the reporting person's election of stock compensation in lieu of cash compensation for the past quarter.

F1 · price: Commencing with the end of the first quarter of 2013, the reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 434 shares of stock, valued at $22.81 per share, represent the reporting person's election of stock compensation in lieu of cash compensation for the past quarter.

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June 28, 2018 Filed Jun 29, 2018 13:47 UTC
MOUNTAIN JAMES RChief Financial Officer
PurchaseCommon Stock, par value $0.001 per share 1,421 $22.86 $32,484.06
Disclosure

SEC source: 0001428205-18-000168 · wf-form4_153028005694929.xml · nonDerivative · entry 1

MOUNTAIN JAMES R · CIK 0001557465 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,000

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May 22, 2018 Filed May 25, 2018 00:06 UTC
STATON DANIEL CDirector · Chairman of the Board
Exercise / conversionPhantom Stock · Derivative 600 $0.00 $0.00
Disclosure

SEC source: 0001428205-18-000154 · wf-form4_152720677074079.xml · derivative · entry 2

STATON DANIEL C · CIK 0001024240 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · shares: On May 22, 2018, the reporting person elected to convert 600 shares of vested phantom stock into 600 shares of ARMOUR common stock. The 600 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · derivative.exercise_date: On May 22, 2018, the reporting person elected to convert 600 shares of vested phantom stock into 600 shares of ARMOUR common stock. The 600 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · derivative.expiration_date: On May 22, 2018, the reporting person elected to convert 600 shares of vested phantom stock into 600 shares of ARMOUR common stock. The 600 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · balance_after: On May 22, 2018, the reporting person elected to convert 600 shares of vested phantom stock into 600 shares of ARMOUR common stock. The 600 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

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May 22, 2018 Filed May 25, 2018 00:06 UTC
STATON DANIEL CDirector · Chairman of the Board
Exercise / conversionCommon Stock, par value $0.001 per share 600 $0.00 $0.00
Disclosure

SEC source: 0001428205-18-000154 · wf-form4_152720677074079.xml · nonDerivative · entry 1

STATON DANIEL C · CIK 0001024240 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote.

Disclosed balance after: 267,150

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On May 22, 2018, the reporting person elected to convert 600 shares of vested phantom stock into 600 shares of ARMOUR common stock. The 600 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F2 · ownership.nature: Represents shares owned indirectly through DM Staton Family Limited Partnership. The reporting person is a general partner and a limited partner of DM Staton Family Limited Partnership. The reporting person has a pecuniary interest in the shares held by DM Staton Family Limited Partnership.

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May 22, 2018 Filed May 25, 2018 00:05 UTC
BELL MARC HDirector
Exercise / conversionPhantom Stock · Derivative 600 $0.00 $0.00
Disclosure

SEC source: 0001428205-18-000151 · wf-form4_152720666647380.xml · derivative · entry 2

BELL MARC H · CIK 0001026915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · shares: On May 22, 2018, the reporting person elected to convert 600 shares of vested phantom stock into 600 shares of ARMOUR common stock. The 600 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · derivative.exercise_date: On May 22, 2018, the reporting person elected to convert 600 shares of vested phantom stock into 600 shares of ARMOUR common stock. The 600 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · derivative.expiration_date: On May 22, 2018, the reporting person elected to convert 600 shares of vested phantom stock into 600 shares of ARMOUR common stock. The 600 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · balance_after: On May 22, 2018, the reporting person elected to convert 600 shares of vested phantom stock into 600 shares of ARMOUR common stock. The 600 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

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May 22, 2018 Filed May 25, 2018 00:05 UTC
BELL MARC HDirector
Exercise / conversionCommon Stock, par value $0.001 per share 600 $0.00 $0.00
Disclosure

SEC source: 0001428205-18-000151 · wf-form4_152720666647380.xml · nonDerivative · entry 1

BELL MARC H · CIK 0001026915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On May 22, 2018, the reporting person elected to convert 600 shares of vested phantom stock into 600 shares of ARMOUR common stock. The 600 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

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May 22, 2018 Filed May 24, 2018 20:08 UTC Exercise / conversionPhantom Stock · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001428205-18-000157 · wf-form4_152720687060062.xml · derivative · entry 2

GUBA THOMAS K · CIK 0001475027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,200

Underlying: Common Stock · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · shares: On May 22, 2018, the reporting person elected to convert 1,500 shares of vested phantom stock into 1,500 shares of ARMOUR common stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · derivative.exercise_date: On May 22, 2018, the reporting person elected to convert 1,500 shares of vested phantom stock into 1,500 shares of ARMOUR common stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · derivative.expiration_date: On May 22, 2018, the reporting person elected to convert 1,500 shares of vested phantom stock into 1,500 shares of ARMOUR common stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F2 · derivative.underlying_shares: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · balance_after: On May 22, 2018, the reporting person elected to convert 1,500 shares of vested phantom stock into 1,500 shares of ARMOUR common stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

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May 22, 2018 Filed May 24, 2018 20:08 UTC Exercise / conversionCommon Stock, par value $0.001 per share 1,500 $0.00 $0.00
Disclosure

SEC source: 0001428205-18-000157 · wf-form4_152720687060062.xml · nonDerivative · entry 1

GUBA THOMAS K · CIK 0001475027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On May 22, 2018, the reporting person elected to convert 1,500 shares of vested phantom stock into 1,500 shares of ARMOUR common stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.