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ARR

Armour Residential REIT, Inc.

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Tapewire entity
4416
SEC CIK
0001428205
Parsed reports
757

Last 12 months

Inside the activity.

1 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202611
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 21, 2019 Filed May 22, 2019 20:12 UTC Exercise / conversionCommon Stock, par value $0.001 per share 1,500 $0.00 $0.00
Disclosure

SEC source: 0001428205-19-000156 · wf-form4_155855590595048.xml · nonDerivative · entry 1

Downey Carolyn · CIK 0001455810 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On May 21, 2019, the reporting person elected to convert 750 shares out of 1,500 shares of vested phantom stock into 750 shares of ARMOUR common stock. The person elected to convert the remaining 750 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

Read SEC document
May 21, 2019 Filed May 22, 2019 20:15 UTC Exercise / conversionPhantom Stock · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001428205-19-000164 · wf-form4_155855614089684.xml · derivative · entry 5

Hain Robert C · CIK 0001377714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,200

Underlying: Common Stock · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · shares: On May 21, 2019, the reporting person elected to convert 750 shares out of 1,500 shares of vested phantom stock into 750 shares of ARMOUR common stock. The person elected to convert the remaining 750 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · derivative.exercise_date: On May 21, 2019, the reporting person elected to convert 750 shares out of 1,500 shares of vested phantom stock into 750 shares of ARMOUR common stock. The person elected to convert the remaining 750 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · derivative.expiration_date: On May 21, 2019, the reporting person elected to convert 750 shares out of 1,500 shares of vested phantom stock into 750 shares of ARMOUR common stock. The person elected to convert the remaining 750 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · balance_after: On May 21, 2019, the reporting person elected to convert 750 shares out of 1,500 shares of vested phantom stock into 750 shares of ARMOUR common stock. The person elected to convert the remaining 750 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

Read SEC document
May 21, 2019 Filed May 22, 2019 20:15 UTC Disposition to issuerCommon Stock, par value $0.001 per share 750 $18.16 $13,620.00
Disclosure

SEC source: 0001428205-19-000164 · wf-form4_155855614089684.xml · nonDerivative · entry 3

Hain Robert C · CIK 0001377714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,719

F1 · shares: On May 21, 2019, the reporting person elected to convert 750 shares out of 1,500 shares of vested phantom stock into 750 shares of ARMOUR common stock. The person elected to convert the remaining 750 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

Read SEC document
May 21, 2019 Filed May 22, 2019 20:15 UTC Exercise / conversionCommon Stock, par value $0.001 per share 1,500 $0.00 $0.00
Disclosure

SEC source: 0001428205-19-000164 · wf-form4_155855614089684.xml · nonDerivative · entry 2

Hain Robert C · CIK 0001377714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,469

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On May 21, 2019, the reporting person elected to convert 750 shares out of 1,500 shares of vested phantom stock into 750 shares of ARMOUR common stock. The person elected to convert the remaining 750 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

Read SEC document
May 21, 2019 Filed May 22, 2019 20:15 UTC
Zimmer Jeffrey JDirector · Co-CEO and President
Exercise / conversionPhantom Stock · Derivative 6,100 $0.00 $0.00
Disclosure

SEC source: 0001428205-19-000163 · wf-form4_155855610994078.xml · derivative · entry 3

Zimmer Jeffrey J · CIK 0001303087 · Director · Co-CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,400

Underlying: Common Stock · 6,100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · shares: On May 21, 2019, the reporting person elected to convert 3,700 shares out of 6,100 shares of vested phantom stock into 3,700 shares of ARMOUR common stock. The person elected to convert the remaining 2,400 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 6,100 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · derivative.exercise_date: On May 21, 2019, the reporting person elected to convert 3,700 shares out of 6,100 shares of vested phantom stock into 3,700 shares of ARMOUR common stock. The person elected to convert the remaining 2,400 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 6,100 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · derivative.expiration_date: On May 21, 2019, the reporting person elected to convert 3,700 shares out of 6,100 shares of vested phantom stock into 3,700 shares of ARMOUR common stock. The person elected to convert the remaining 2,400 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 6,100 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · balance_after: On May 21, 2019, the reporting person elected to convert 3,700 shares out of 6,100 shares of vested phantom stock into 3,700 shares of ARMOUR common stock. The person elected to convert the remaining 2,400 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 6,100 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

Read SEC document
May 21, 2019 Filed May 22, 2019 20:15 UTC
Zimmer Jeffrey JDirector · Co-CEO and President
Disposition to issuerCommon Stock, par value $0.001 per share 2,400 $18.16 $43,584.00
Disclosure

SEC source: 0001428205-19-000163 · wf-form4_155855610994078.xml · nonDerivative · entry 2

Zimmer Jeffrey J · CIK 0001303087 · Director · Co-CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,948

F1 · shares: On May 21, 2019, the reporting person elected to convert 3,700 shares out of 6,100 shares of vested phantom stock into 3,700 shares of ARMOUR common stock. The person elected to convert the remaining 2,400 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 6,100 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

Read SEC document
May 21, 2019 Filed May 22, 2019 20:15 UTC
Zimmer Jeffrey JDirector · Co-CEO and President
Exercise / conversionCommon Stock, par value $0.001 per share 6,100 $0.00 $0.00
Disclosure

SEC source: 0001428205-19-000163 · wf-form4_155855610994078.xml · nonDerivative · entry 1

Zimmer Jeffrey J · CIK 0001303087 · Director · Co-CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,348

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On May 21, 2019, the reporting person elected to convert 3,700 shares out of 6,100 shares of vested phantom stock into 3,700 shares of ARMOUR common stock. The person elected to convert the remaining 2,400 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 6,100 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

Read SEC document
May 21, 2019 Filed May 22, 2019 20:14 UTC
Harper GordonVP Finance and Controller
Exercise / conversionPhantom Stock · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0001428205-19-000162 · wf-form4_155855608082827.xml · derivative · entry 2

Harper Gordon · CIK 0001698344 · VP Finance and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,600

Underlying: Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · shares: On May 21, 2019, the reporting person elected to convert 1,000 shares of vested phantom stock into 1,000 shares of ARMOUR common stock. The 1,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · derivative.exercise_date: On May 21, 2019, the reporting person elected to convert 1,000 shares of vested phantom stock into 1,000 shares of ARMOUR common stock. The 1,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · derivative.expiration_date: On May 21, 2019, the reporting person elected to convert 1,000 shares of vested phantom stock into 1,000 shares of ARMOUR common stock. The 1,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · balance_after: On May 21, 2019, the reporting person elected to convert 1,000 shares of vested phantom stock into 1,000 shares of ARMOUR common stock. The 1,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

Read SEC document
May 21, 2019 Filed May 22, 2019 20:14 UTC
Harper GordonVP Finance and Controller
Exercise / conversionCommon Stock, par value $0.001 per share 1,000 $0.00 $0.00
Disclosure

SEC source: 0001428205-19-000162 · wf-form4_155855608082827.xml · nonDerivative · entry 1

Harper Gordon · CIK 0001698344 · VP Finance and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,954

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On May 21, 2019, the reporting person elected to convert 1,000 shares of vested phantom stock into 1,000 shares of ARMOUR common stock. The 1,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

Read SEC document
May 21, 2019 Filed May 22, 2019 20:14 UTC Exercise / conversionPhantom Stock · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001428205-19-000161 · wf-form4_155855605176213.xml · derivative · entry 3

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,200

Underlying: Common Stock · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · shares: On May 21, 2019, the reporting person elected to convert 900 shares out of 1,500 shares of vested phantom stock into 900 shares of ARMOUR common stock. The person elected to convert the remaining 600 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · derivative.exercise_date: On May 21, 2019, the reporting person elected to convert 900 shares out of 1,500 shares of vested phantom stock into 900 shares of ARMOUR common stock. The person elected to convert the remaining 600 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · derivative.expiration_date: On May 21, 2019, the reporting person elected to convert 900 shares out of 1,500 shares of vested phantom stock into 900 shares of ARMOUR common stock. The person elected to convert the remaining 600 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · balance_after: On May 21, 2019, the reporting person elected to convert 900 shares out of 1,500 shares of vested phantom stock into 900 shares of ARMOUR common stock. The person elected to convert the remaining 600 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

Read SEC document
May 21, 2019 Filed May 22, 2019 20:14 UTC Disposition to issuerCommon Stock, par value $0.001 per share 600 $18.16 $10,896.00
Disclosure

SEC source: 0001428205-19-000161 · wf-form4_155855605176213.xml · nonDerivative · entry 2

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,393

F1 · shares: On May 21, 2019, the reporting person elected to convert 900 shares out of 1,500 shares of vested phantom stock into 900 shares of ARMOUR common stock. The person elected to convert the remaining 600 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

Read SEC document
May 21, 2019 Filed May 22, 2019 20:14 UTC Exercise / conversionCommon Stock, par value $0.001 per share 1,500 $0.00 $0.00
Disclosure

SEC source: 0001428205-19-000161 · wf-form4_155855605176213.xml · nonDerivative · entry 1

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,993

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On May 21, 2019, the reporting person elected to convert 900 shares out of 1,500 shares of vested phantom stock into 900 shares of ARMOUR common stock. The person elected to convert the remaining 600 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

Read SEC document
May 21, 2019 Filed May 22, 2019 20:11 UTC
MOUNTAIN JAMES RChief Financial Officer
Exercise / conversionPhantom Stock · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001428205-19-000155 · wf-form4_155855587613759.xml · derivative · entry 2

MOUNTAIN JAMES R · CIK 0001557465 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · shares: On May 21, 2019, the reporting person elected to convert 3,000 shares of vested phantom stock into 3,000 shares of ARMOUR common stock. The 3,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · derivative.exercise_date: On May 21, 2019, the reporting person elected to convert 3,000 shares of vested phantom stock into 3,000 shares of ARMOUR common stock. The 3,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · derivative.expiration_date: On May 21, 2019, the reporting person elected to convert 3,000 shares of vested phantom stock into 3,000 shares of ARMOUR common stock. The 3,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · balance_after: On May 21, 2019, the reporting person elected to convert 3,000 shares of vested phantom stock into 3,000 shares of ARMOUR common stock. The 3,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

Read SEC document
May 21, 2019 Filed May 22, 2019 20:11 UTC
MOUNTAIN JAMES RChief Financial Officer
Exercise / conversionCommon Stock, par value $0.001 per share 3,000 $0.00 $0.00
Disclosure

SEC source: 0001428205-19-000155 · wf-form4_155855587613759.xml · nonDerivative · entry 1

MOUNTAIN JAMES R · CIK 0001557465 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On May 21, 2019, the reporting person elected to convert 3,000 shares of vested phantom stock into 3,000 shares of ARMOUR common stock. The 3,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

Read SEC document
May 21, 2019 Filed May 22, 2019 20:11 UTC Exercise / conversionPhantom Stock · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001428205-19-000154 · wf-form4_155855584656392.xml · derivative · entry 3

PAPERIN STEWART J · CIK 0001207637 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,200

Underlying: Common Stock · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · shares: On May 21, 2019, the reporting person elected to convert 1,500 shares of vested phantom stock into 1,500 shares of ARMOUR common stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · derivative.exercise_date: On May 21, 2019, the reporting person elected to convert 1,500 shares of vested phantom stock into 1,500 shares of ARMOUR common stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · derivative.expiration_date: On May 21, 2019, the reporting person elected to convert 1,500 shares of vested phantom stock into 1,500 shares of ARMOUR common stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · balance_after: On May 21, 2019, the reporting person elected to convert 1,500 shares of vested phantom stock into 1,500 shares of ARMOUR common stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

Read SEC document
May 21, 2019 Filed May 22, 2019 20:11 UTC Exercise / conversionCommon Stock, par value $0.001 per share 1,500 $0.00 $0.00
Disclosure

SEC source: 0001428205-19-000154 · wf-form4_155855584656392.xml · nonDerivative · entry 1

PAPERIN STEWART J · CIK 0001207637 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 25,706

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On May 21, 2019, the reporting person elected to convert 1,500 shares of vested phantom stock into 1,500 shares of ARMOUR common stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F2 · ownership.nature: Represents shares owned indirectly through the Stewart J. Paperin Family Trust. Mr. Paperin has a pecuniary interest in and investment control over the shares held by the Trust.

Read SEC document
May 21, 2019 Filed May 22, 2019 20:10 UTC
GRUBER MARKCOO and CIO
Exercise / conversionPhantom Stock · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001428205-19-000153 · wf-form4_155855581749830.xml · derivative · entry 2

GRUBER MARK · CIK 0001585875 · COO and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · shares: On May 21, 2019, the reporting person elected to convert 3,000 shares of vested phantom stock into 3,000 shares of ARMOUR common stock. The 3,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · derivative.exercise_date: On May 21, 2019, the reporting person elected to convert 3,000 shares of vested phantom stock into 3,000 shares of ARMOUR common stock. The 3,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · derivative.expiration_date: On May 21, 2019, the reporting person elected to convert 3,000 shares of vested phantom stock into 3,000 shares of ARMOUR common stock. The 3,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · balance_after: On May 21, 2019, the reporting person elected to convert 3,000 shares of vested phantom stock into 3,000 shares of ARMOUR common stock. The 3,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

Read SEC document
May 21, 2019 Filed May 22, 2019 20:10 UTC
GRUBER MARKCOO and CIO
Exercise / conversionCommon Stock, par value $0.001 per share 3,000 $0.00 $0.00
Disclosure

SEC source: 0001428205-19-000153 · wf-form4_155855581749830.xml · nonDerivative · entry 1

GRUBER MARK · CIK 0001585875 · COO and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On May 21, 2019, the reporting person elected to convert 3,000 shares of vested phantom stock into 3,000 shares of ARMOUR common stock. The 3,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

Read SEC document
May 20, 2019 Filed May 22, 2019 20:15 UTC SaleCommon Stock, par value $0.001 per share 750 $18.27 $13,702.50
Disclosure

SEC source: 0001428205-19-000164 · wf-form4_155855614089684.xml · nonDerivative · entry 1

Hain Robert C · CIK 0001377714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,969

Read SEC document
May 15, 2019 Filed May 15, 2019 15:59 UTC
MOUNTAIN JAMES RChief Financial Officer
PurchaseCommon Stock, par value $0.001 per share 3,000 $18.55 $55,650.00
Disclosure

SEC source: 0001428205-19-000140 · wf-form4_155793598125815.xml · nonDerivative · entry 1

MOUNTAIN JAMES R · CIK 0001557465 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,500

Read SEC document
May 09, 2019 Filed May 9, 2019 16:39 UTC
STATON DANIEL CDirector · Chairman of the Board
PurchaseCommon Stock, par value $0.001 per share 5,000 $18.70 $93,491.00
Disclosure

SEC source: 0001428205-19-000131 · wf-form4_155741996055734.xml · nonDerivative · entry 1

STATON DANIEL C · CIK 0001024240 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote.

Disclosed balance after: 289,918

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $18.65 to $18.70, inclusive. The reporting person undertakes to provide ARMOUR Residential REIT, Inc., any security holder of ARMOUR Residential REIT, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1).

F2 · ownership.nature: Represents shares owned indirectly through DM Staton Family Limited Partnership. The reporting person is a general partner and a limited partner of DM Staton Family Limited Partnership. The reporting person has a pecuniary interest in the shares held by DM Staton Family Limited Partnership.

Read SEC document
April 26, 2019 Filed Apr 26, 2019 15:50 UTC
ULM SCOTTDirector · Co-CEO and CIO
PurchaseCommon Stock, par value $0.001 per share 5,000 $19.32 $96,600.00
Disclosure

SEC source: 0001428205-19-000127 · wf-form4_155629383228175.xml · nonDerivative · entry 1

ULM SCOTT · CIK 0001469064 · Director · Co-CEO and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,064

Read SEC document
April 26, 2019 Filed Apr 26, 2019 15:54 UTC
Zimmer Jeffrey JDirector · Co-CEO and President
PurchaseCommon Stock, par value $0.001 per share 5,000 $19.32 $96,600.00
Disclosure

SEC source: 0001428205-19-000129 · wf-form4_155629405798347.xml · nonDerivative · entry 1

Zimmer Jeffrey J · CIK 0001303087 · Director · Co-CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,248

Read SEC document
April 01, 2019 Filed Apr 3, 2019 22:08 UTC
STATON DANIEL CDirector · Chairman of the Board
GrantCommon Stock, par value $0.001 per share 844 Not disclosed Not disclosed
Disclosure

SEC source: 0001428205-19-000109 · wf-form4_155432927622840.xml · nonDerivative · entry 1

STATON DANIEL C · CIK 0001024240 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote.

Disclosed balance after: 284,918

F1 · kind: On April 1, 2019, the reporting person received 844 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. The reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 844 shares of stock represent the reporting person's election of stock compensation for the past quarter.

F1 · price: On April 1, 2019, the reporting person received 844 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. The reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 844 shares of stock represent the reporting person's election of stock compensation for the past quarter.

F2 · ownership.nature: Represents shares owned indirectly through DM Staton Family Limited Partnership. The reporting person is a general partner and a limited partner of DM Staton Family Limited Partnership. The reporting person has a pecuniary interest in the shares held by DM Staton Family Limited Partnership.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 22:10 UTC
BELL MARC HDirector
GrantCommon Stock, par value $0.001 per share 422 Not disclosed Not disclosed
Disclosure

SEC source: 0001428205-19-000112 · wf-form4_155432940424291.xml · nonDerivative · entry 1

BELL MARC H · CIK 0001026915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,799

F1 · kind: On April 1, 2019, the reporting person received 422 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. The reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 422 shares of stock represent the reporting person's election of stock compensation for the past quarter.

F1 · price: On April 1, 2019, the reporting person received 422 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. The reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 422 shares of stock represent the reporting person's election of stock compensation for the past quarter.

F1 · balance_after: On April 1, 2019, the reporting person received 422 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. The reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 422 shares of stock represent the reporting person's election of stock compensation for the past quarter.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 18:08 UTC GrantCommon Stock, par value $0.001 per share 844 Not disclosed Not disclosed
Disclosure

SEC source: 0001428205-19-000110 · wf-form4_155432931683969.xml · nonDerivative · entry 1

GUBA THOMAS K · CIK 0001475027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,732

F1 · kind: On April 1, 2019, the reporting person received 844 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. The reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the election of the director. The 844 shares of stock represent the reporting person's election of stock compensation for the past quarter.

F1 · price: On April 1, 2019, the reporting person received 844 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. The reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the election of the director. The 844 shares of stock represent the reporting person's election of stock compensation for the past quarter.

F1 · balance_after: On April 1, 2019, the reporting person received 844 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. The reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the election of the director. The 844 shares of stock represent the reporting person's election of stock compensation for the past quarter.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 22:11 UTC GrantCommon Stock, par value $0.001 per share 844 Not disclosed Not disclosed
Disclosure

SEC source: 0001428205-19-000113 · wf-form4_155432944557655.xml · nonDerivative · entry 1

Downey Carolyn · CIK 0001455810 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,026

F1 · kind: On April 1, 2019, the reporting person received 844 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. The reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 844 shares of stock represent the reporting person's election of stock compensation for the past quarter.

F1 · price: On April 1, 2019, the reporting person received 844 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. The reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 844 shares of stock represent the reporting person's election of stock compensation for the past quarter.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:03 UTC GrantCommon Stock, par value $0.001 per share 506 Not disclosed Not disclosed
Disclosure

SEC source: 0001428205-19-000115 · wf-form4_155433982462223.xml · nonDerivative · entry 1

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,493

F1 · kind: On April 1, 2019, the reporting person received 506 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. The reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 506 shares of stock represent the reporting person's election of stock compensation for the past quarter.

F1 · price: On April 1, 2019, the reporting person received 506 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. The reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 506 shares of stock represent the reporting person's election of stock compensation for the past quarter.

F2 · balance_after: Includes 10,050 shares of common stock acquired in multiple transactions from October 2010 to January 2019 involving market purchases and pursuant to the issuer's dividend reinvestment plan, at an average price per share of $29.14 at prices per share ranging from $12.17 to $52.22, inclusive, which were not previously reported. The reporting person undertakes to provide ARMOUR Residential REIT, Inc., any security holder of ARMOUR Residential REIT, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2).

Read SEC document
April 01, 2019 Filed Apr 3, 2019 22:09 UTC GrantCommon Stock, par value $0.001 per share 844 Not disclosed Not disclosed
Disclosure

SEC source: 0001428205-19-000111 · wf-form4_155432936152138.xml · nonDerivative · entry 1

PAPERIN STEWART J · CIK 0001207637 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 24,206

F1 · kind: On April 1, 2019, the reporting person received 844 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. The reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 844 shares of stock represent the reporting person's election of stock compensation for the past quarter.

F1 · price: On April 1, 2019, the reporting person received 844 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. The reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 844 shares of stock represent the reporting person's election of stock compensation for the past quarter.

F1 · balance_after: On April 1, 2019, the reporting person received 844 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. The reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 844 shares of stock represent the reporting person's election of stock compensation for the past quarter.

F2 · ownership.nature: Represents shares owned indirectly through the Stewart J. Paperin Family Trust. Mr. Paperin has a pecuniary interest in and investment control over the shares held by the Trust.

Read SEC document
March 22, 2019 Filed Mar 22, 2019 21:49 UTC
STATON DANIEL CDirector · Chairman of the Board
PurchaseCommon Stock, par value $0.001 per share 12,863 $19.51 $250,957.13
Disclosure

SEC source: 0001428205-19-000094 · wf-form4_155329136761131.xml · nonDerivative · entry 1

STATON DANIEL C · CIK 0001024240 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote.

Disclosed balance after: 284,074

F1 · shares: The shares were acquired in a privately negotiated, non-open market transaction with Marc Bell, a director of the issuer. The share price is based on the fair market value of the common stock as of the closing of the market on March 21, 2019.

F1 · price: The shares were acquired in a privately negotiated, non-open market transaction with Marc Bell, a director of the issuer. The share price is based on the fair market value of the common stock as of the closing of the market on March 21, 2019.

F2 · ownership.nature: Represents shares owned indirectly through DM Staton Family Limited Partnership. The reporting person is a general partner and a limited partner of DM Staton Family Limited Partnership. The reporting person has a pecuniary interest in the shares held by DM Staton Family Limited Partnership.

Read SEC document
March 22, 2019 Filed Mar 22, 2019 21:49 UTC
BELL MARC HDirector
SaleCommon Stock, par value $0.001 per share 12,863 $19.51 $250,957.13
Disclosure

SEC source: 0001428205-19-000093 · wf-form4_155329133057956.xml · nonDerivative · entry 1

BELL MARC H · CIK 0001026915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,377

F1 · shares: The shares were disposed of in a privately negotiated, non-open market transaction with Daniel Staton, a director of the issuer. The share price is based on the fair market value of the common stock as of the closing of the market on March 21, 2019.

F1 · price: The shares were disposed of in a privately negotiated, non-open market transaction with Daniel Staton, a director of the issuer. The share price is based on the fair market value of the common stock as of the closing of the market on March 21, 2019.

Read SEC document
March 05, 2019 Filed Mar 5, 2019 21:59 UTC
MOUNTAIN JAMES RChief Financial Officer
PurchaseCommon Stock, par value $0.001 per share 500 $19.71 $9,855.00
Disclosure

SEC source: 0001428205-19-000085 · wf-form4_155182315702373.xml · nonDerivative · entry 2

MOUNTAIN JAMES R · CIK 0001557465 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,500

Read SEC document
March 05, 2019 Filed Mar 5, 2019 21:59 UTC
MOUNTAIN JAMES RChief Financial Officer
PurchaseCommon Stock, par value $0.001 per share 1,000 $19.80 $19,795.30
Disclosure

SEC source: 0001428205-19-000085 · wf-form4_155182315702373.xml · nonDerivative · entry 1

MOUNTAIN JAMES R · CIK 0001557465 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,000

Read SEC document
February 21, 2019 Filed Feb 25, 2019 21:30 UTC
STATON DANIEL CDirector · Chairman of the Board
Exercise / conversionPhantom Stock · Derivative 600 $0.00 $0.00
Disclosure

SEC source: 0001428205-19-000075 · wf-form4_155113023493604.xml · derivative · entry 2

STATON DANIEL C · CIK 0001024240 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,200

Underlying: Common Stock · 600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · shares: On February 21, 2019, the reporting person elected to convert 600 shares of vested phantom stock into 600 shares of ARMOUR common stock. The 600 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · derivative.exercise_date: On February 21, 2019, the reporting person elected to convert 600 shares of vested phantom stock into 600 shares of ARMOUR common stock. The 600 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · derivative.expiration_date: On February 21, 2019, the reporting person elected to convert 600 shares of vested phantom stock into 600 shares of ARMOUR common stock. The 600 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · balance_after: On February 21, 2019, the reporting person elected to convert 600 shares of vested phantom stock into 600 shares of ARMOUR common stock. The 600 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 21:30 UTC
STATON DANIEL CDirector · Chairman of the Board
Exercise / conversionCommon Stock, par value $0.001 per share 600 $0.00 $0.00
Disclosure

SEC source: 0001428205-19-000075 · wf-form4_155113023493604.xml · nonDerivative · entry 1

STATON DANIEL C · CIK 0001024240 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote.

Disclosed balance after: 271,211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On February 21, 2019, the reporting person elected to convert 600 shares of vested phantom stock into 600 shares of ARMOUR common stock. The 600 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F2 · ownership.nature: Represents shares owned indirectly through DM Staton Family Limited Partnership. The reporting person is a general partner and a limited partner of DM Staton Family Limited Partnership. The reporting person has a pecuniary interest in the shares held by DM Staton Family Limited Partnership.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 21:29 UTC
BELL MARC HDirector
Exercise / conversionPhantom Stock · Derivative 600 $0.00 $0.00
Disclosure

SEC source: 0001428205-19-000071 · wf-form4_155113013219344.xml · derivative · entry 2

BELL MARC H · CIK 0001026915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,200

Underlying: Common Stock · 600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · shares: On February 21, 2019, the reporting person elected to convert 600 shares of vested phantom stock into 600 shares of ARMOUR common stock. The 600 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · derivative.exercise_date: On February 21, 2019, the reporting person elected to convert 600 shares of vested phantom stock into 600 shares of ARMOUR common stock. The 600 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · derivative.expiration_date: On February 21, 2019, the reporting person elected to convert 600 shares of vested phantom stock into 600 shares of ARMOUR common stock. The 600 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · balance_after: On February 21, 2019, the reporting person elected to convert 600 shares of vested phantom stock into 600 shares of ARMOUR common stock. The 600 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 21:29 UTC
BELL MARC HDirector
Exercise / conversionCommon Stock, par value $0.001 per share 600 $0.00 $0.00
Disclosure

SEC source: 0001428205-19-000071 · wf-form4_155113013219344.xml · nonDerivative · entry 1

BELL MARC H · CIK 0001026915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,240

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On February 21, 2019, the reporting person elected to convert 600 shares of vested phantom stock into 600 shares of ARMOUR common stock. The 600 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 16:29 UTC Exercise / conversionPhantom Stock · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001428205-19-000073 · wf-form4_155113018275818.xml · derivative · entry 2

GUBA THOMAS K · CIK 0001475027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,700

Underlying: Common Stock · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · shares: On February 21, 2019, the reporting person elected to convert 1,500 shares of vested phantom stock into 1,500 shares of ARMOUR common stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · derivative.exercise_date: On February 21, 2019, the reporting person elected to convert 1,500 shares of vested phantom stock into 1,500 shares of ARMOUR common stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · derivative.expiration_date: On February 21, 2019, the reporting person elected to convert 1,500 shares of vested phantom stock into 1,500 shares of ARMOUR common stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F3 · derivative.underlying_shares: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · balance_after: On February 21, 2019, the reporting person elected to convert 1,500 shares of vested phantom stock into 1,500 shares of ARMOUR common stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 16:29 UTC Exercise / conversionCommon Stock, par value $0.001 per share 1,500 $0.00 $0.00
Disclosure

SEC source: 0001428205-19-000073 · wf-form4_155113018275818.xml · nonDerivative · entry 1

GUBA THOMAS K · CIK 0001475027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On February 21, 2019, the reporting person elected to convert 1,500 shares of vested phantom stock into 1,500 shares of ARMOUR common stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F2 · balance_after: The reporting person's total beneficial holdings have been updated to reflect his correct holding, correcting various historical calculation errors.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 21:28 UTC
ULM SCOTTDirector · Co-CEO and CIO
Exercise / conversionPhantom Stock · Derivative 6,100 $0.00 $0.00
Disclosure

SEC source: 0001428205-19-000070 · wf-form4_155113010640976.xml · derivative · entry 3

ULM SCOTT · CIK 0001469064 · Director · Co-CEO and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,500

Underlying: Common Stock · 6,100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · shares: On February 21, 2019, the reporting person elected to convert 3,700 shares out of 6,100 shares of vested phantom stock into 3,700 shares of ARMOUR common stock. The person elected to convert the remaining 2,400 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 6,100 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · derivative.exercise_date: On February 21, 2019, the reporting person elected to convert 3,700 shares out of 6,100 shares of vested phantom stock into 3,700 shares of ARMOUR common stock. The person elected to convert the remaining 2,400 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 6,100 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · derivative.expiration_date: On February 21, 2019, the reporting person elected to convert 3,700 shares out of 6,100 shares of vested phantom stock into 3,700 shares of ARMOUR common stock. The person elected to convert the remaining 2,400 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 6,100 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · balance_after: On February 21, 2019, the reporting person elected to convert 3,700 shares out of 6,100 shares of vested phantom stock into 3,700 shares of ARMOUR common stock. The person elected to convert the remaining 2,400 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 6,100 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 21:28 UTC
ULM SCOTTDirector · Co-CEO and CIO
Disposition to issuerCommon Stock, par value $0.001 per share 2,400 $20.20 $48,480.00
Disclosure

SEC source: 0001428205-19-000070 · wf-form4_155113010640976.xml · nonDerivative · entry 2

ULM SCOTT · CIK 0001469064 · Director · Co-CEO and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,064

F1 · shares: On February 21, 2019, the reporting person elected to convert 3,700 shares out of 6,100 shares of vested phantom stock into 3,700 shares of ARMOUR common stock. The person elected to convert the remaining 2,400 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 6,100 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 21:28 UTC
ULM SCOTTDirector · Co-CEO and CIO
Exercise / conversionCommon Stock, par value $0.001 per share 6,100 $0.00 $0.00
Disclosure

SEC source: 0001428205-19-000070 · wf-form4_155113010640976.xml · nonDerivative · entry 1

ULM SCOTT · CIK 0001469064 · Director · Co-CEO and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On February 21, 2019, the reporting person elected to convert 3,700 shares out of 6,100 shares of vested phantom stock into 3,700 shares of ARMOUR common stock. The person elected to convert the remaining 2,400 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 6,100 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 21:32 UTC Exercise / conversionPhantom Stock · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001428205-19-000078 · wf-form4_155113030963275.xml · derivative · entry 3

Downey Carolyn · CIK 0001455810 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,700

Underlying: Common Stock · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · shares: On February 21, 2019, the reporting person elected to convert 750 shares out of 1,500 shares of vested phantom stock into 750 shares of ARMOUR common stock. The person elected to convert the remaining 750 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · derivative.exercise_date: On February 21, 2019, the reporting person elected to convert 750 shares out of 1,500 shares of vested phantom stock into 750 shares of ARMOUR common stock. The person elected to convert the remaining 750 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · derivative.expiration_date: On February 21, 2019, the reporting person elected to convert 750 shares out of 1,500 shares of vested phantom stock into 750 shares of ARMOUR common stock. The person elected to convert the remaining 750 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · balance_after: On February 21, 2019, the reporting person elected to convert 750 shares out of 1,500 shares of vested phantom stock into 750 shares of ARMOUR common stock. The person elected to convert the remaining 750 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

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February 21, 2019 Filed Feb 25, 2019 21:32 UTC Disposition to issuerCommon Stock, par value $0.001 per share 750 $20.20 $15,150.00
Disclosure

SEC source: 0001428205-19-000078 · wf-form4_155113030963275.xml · nonDerivative · entry 2

Downey Carolyn · CIK 0001455810 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,182

F1 · shares: On February 21, 2019, the reporting person elected to convert 750 shares out of 1,500 shares of vested phantom stock into 750 shares of ARMOUR common stock. The person elected to convert the remaining 750 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

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February 21, 2019 Filed Feb 25, 2019 21:32 UTC Exercise / conversionCommon Stock, par value $0.001 per share 1,500 $0.00 $0.00
Disclosure

SEC source: 0001428205-19-000078 · wf-form4_155113030963275.xml · nonDerivative · entry 1

Downey Carolyn · CIK 0001455810 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,932

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On February 21, 2019, the reporting person elected to convert 750 shares out of 1,500 shares of vested phantom stock into 750 shares of ARMOUR common stock. The person elected to convert the remaining 750 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

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February 21, 2019 Filed Feb 25, 2019 21:32 UTC Exercise / conversionPhantom Stock · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001428205-19-000080 · wf-form4_155113036137350.xml · derivative · entry 3

PAPERIN STEWART J · CIK 0001207637 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,700

Underlying: Common Stock · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · shares: On February 21, 2019, the reporting person elected to convert 1,500 shares of vested phantom stock into 1,500 shares of ARMOUR common stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · derivative.exercise_date: On February 21, 2019, the reporting person elected to convert 1,500 shares of vested phantom stock into 1,500 shares of ARMOUR common stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · derivative.expiration_date: On February 21, 2019, the reporting person elected to convert 1,500 shares of vested phantom stock into 1,500 shares of ARMOUR common stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · balance_after: On February 21, 2019, the reporting person elected to convert 1,500 shares of vested phantom stock into 1,500 shares of ARMOUR common stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

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February 21, 2019 Filed Feb 25, 2019 21:32 UTC Exercise / conversionCommon Stock, par value $0.001 per share 1,500 $0.00 $0.00
Disclosure

SEC source: 0001428205-19-000080 · wf-form4_155113036137350.xml · nonDerivative · entry 1

PAPERIN STEWART J · CIK 0001207637 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 23,362

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On February 21, 2019, the reporting person elected to convert 1,500 shares of vested phantom stock into 1,500 shares of ARMOUR common stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F2 · ownership.nature: Represents shares owned indirectly through the Stewart J. Paperin Family Trust. Mr. Paperin has a pecuniary interest in and investment control over the shares held by the Trust.

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February 21, 2019 Filed Feb 25, 2019 21:31 UTC
MOUNTAIN JAMES RChief Financial Officer
Exercise / conversionPhantom Stock · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001428205-19-000076 · wf-form4_155113025933086.xml · derivative · entry 2

MOUNTAIN JAMES R · CIK 0001557465 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · shares: On February 21, 2019, the reporting person elected to convert 3,000 shares of vested phantom stock into 3,000 shares of ARMOUR common stock. The 3,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · derivative.exercise_date: On February 21, 2019, the reporting person elected to convert 3,000 shares of vested phantom stock into 3,000 shares of ARMOUR common stock. The 3,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · derivative.expiration_date: On February 21, 2019, the reporting person elected to convert 3,000 shares of vested phantom stock into 3,000 shares of ARMOUR common stock. The 3,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · balance_after: On February 21, 2019, the reporting person elected to convert 3,000 shares of vested phantom stock into 3,000 shares of ARMOUR common stock. The 3,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

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February 21, 2019 Filed Feb 25, 2019 21:31 UTC
MOUNTAIN JAMES RChief Financial Officer
Exercise / conversionCommon Stock, par value $0.001 per share 3,000 $0.00 $0.00
Disclosure

SEC source: 0001428205-19-000076 · wf-form4_155113025933086.xml · nonDerivative · entry 1

MOUNTAIN JAMES R · CIK 0001557465 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On February 21, 2019, the reporting person elected to convert 3,000 shares of vested phantom stock into 3,000 shares of ARMOUR common stock. The 3,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

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February 21, 2019 Filed Feb 25, 2019 21:33 UTC
GRUBER MARKCOO and CIO
Exercise / conversionPhantom Stock · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001428205-19-000081 · wf-form4_155113038431108.xml · derivative · entry 2

GRUBER MARK · CIK 0001585875 · COO and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · shares: On February 21, 2019, the reporting person elected to convert 3,000 shares of vested phantom stock into 3,000 shares of ARMOUR common stock. The 3,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · derivative.exercise_date: On February 21, 2019, the reporting person elected to convert 3,000 shares of vested phantom stock into 3,000 shares of ARMOUR common stock. The 3,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · derivative.expiration_date: On February 21, 2019, the reporting person elected to convert 3,000 shares of vested phantom stock into 3,000 shares of ARMOUR common stock. The 3,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · balance_after: On February 21, 2019, the reporting person elected to convert 3,000 shares of vested phantom stock into 3,000 shares of ARMOUR common stock. The 3,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.