Last 12 months
Inside the activity.
1 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 1 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2020 Filed Apr 2, 2020 23:58 UTC |
HOLLIHAN JOHN P IIIDirector
|
GrantCommon Stock, par value $0.001 per share | 1,123 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001428205-20-000133 · wf-form4_158587189470900.xml · nonDerivative · entry 1 HOLLIHAN JOHN P III · CIK 0001248587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,562 F1 · kind: On April 1, 2020, the reporting person received 1,123 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. The reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 1,123 shares of stock represent the reporting person's election of stock compensation for the past quarter. F1 · price: On April 1, 2020, the reporting person received 1,123 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. The reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 1,123 shares of stock represent the reporting person's election of stock compensation for the past quarter. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 22:05 UTC Amendment |
STATON DANIEL CDirector · Chairman of the Board
|
GrantRestricted Stock Units · Derivative | 4,738 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001428205-20-000140 · wf-form4a_158595151410067.xml · derivative · entry 2 STATON DANIEL C · CIK 0001024240 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote. Disclosed balance after: 4,738 Underlying: Common Stock, par value $0.001 per share · 4,738 shares Expires not disclosed F2 · derivative.exercise_price: On April 1, 2020, the reporting person received 4,738 restricted stock units ("RSUs"), entitling the reporting person to 4,738 shares of common stock upon a separation of service, including retirement, or upon the reporting person's death or disability or a change of control of ARMOUR if earlier than the reporting person's separation of service. The RSUs represent the reporting person's election to defer receipt of the quarterly compensation that the reporting person would otherwise have been paid for his service on ARMOUR's Board of Directors, and to receive such compensation in the form of shares of common stock. F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of ARMOUR common stock. F2 · price: On April 1, 2020, the reporting person received 4,738 restricted stock units ("RSUs"), entitling the reporting person to 4,738 shares of common stock upon a separation of service, including retirement, or upon the reporting person's death or disability or a change of control of ARMOUR if earlier than the reporting person's separation of service. The RSUs represent the reporting person's election to defer receipt of the quarterly compensation that the reporting person would otherwise have been paid for his service on ARMOUR's Board of Directors, and to receive such compensation in the form of shares of common stock. F3 · price: Each restricted stock unit is the economic equivalent of one share of ARMOUR common stock. F2 · derivative.exercise_date: On April 1, 2020, the reporting person received 4,738 restricted stock units ("RSUs"), entitling the reporting person to 4,738 shares of common stock upon a separation of service, including retirement, or upon the reporting person's death or disability or a change of control of ARMOUR if earlier than the reporting person's separation of service. The RSUs represent the reporting person's election to defer receipt of the quarterly compensation that the reporting person would otherwise have been paid for his service on ARMOUR's Board of Directors, and to receive such compensation in the form of shares of common stock. F2 · derivative.expiration_date: On April 1, 2020, the reporting person received 4,738 restricted stock units ("RSUs"), entitling the reporting person to 4,738 shares of common stock upon a separation of service, including retirement, or upon the reporting person's death or disability or a change of control of ARMOUR if earlier than the reporting person's separation of service. The RSUs represent the reporting person's election to defer receipt of the quarterly compensation that the reporting person would otherwise have been paid for his service on ARMOUR's Board of Directors, and to receive such compensation in the form of shares of common stock. F3 · derivative.underlying_shares: Each restricted stock unit is the economic equivalent of one share of ARMOUR common stock. F2 · balance_after: On April 1, 2020, the reporting person received 4,738 restricted stock units ("RSUs"), entitling the reporting person to 4,738 shares of common stock upon a separation of service, including retirement, or upon the reporting person's death or disability or a change of control of ARMOUR if earlier than the reporting person's separation of service. The RSUs represent the reporting person's election to defer receipt of the quarterly compensation that the reporting person would otherwise have been paid for his service on ARMOUR's Board of Directors, and to receive such compensation in the form of shares of common stock. F4 · ownership.nature: Represents restricted stock units owned indirectly through DM Staton Family Limited Partnership. The reporting person is a general partner and a limited partner of DM Staton Family Limited Partnership. The reporting person has a pecuniary interest in the restricted stock units held by DM Staton Family Limited Partnership. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 22:06 UTC Amendment |
Behar Z JamieDirector
|
GrantRestricted Stock Units · Derivative | 4,738 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001428205-20-000141 · wf-form4a_158595154505414.xml · derivative · entry 2 Behar Z Jamie · CIK 0001306260 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,738 Underlying: Common Stock, par value $0.001 per share · 4,738 shares Expires not disclosed F1 · derivative.exercise_price: On April 1, 2020, the reporting person received 4,738 restricted stock units ("RSUs"), entitling the reporting person to 4,738 shares of common stock upon a separation of service, including retirement, or upon the reporting person's death or disability or a change of control of ARMOUR if earlier than the reporting person's separation of service. The RSUs represent the reporting person's election to defer receipt of the quarterly compensation that the reporting person would otherwise have been paid for her service on ARMOUR's Board of Directors, and to receive such compensation in the form of shares of common stock. F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of ARMOUR common stock. F1 · price: On April 1, 2020, the reporting person received 4,738 restricted stock units ("RSUs"), entitling the reporting person to 4,738 shares of common stock upon a separation of service, including retirement, or upon the reporting person's death or disability or a change of control of ARMOUR if earlier than the reporting person's separation of service. The RSUs represent the reporting person's election to defer receipt of the quarterly compensation that the reporting person would otherwise have been paid for her service on ARMOUR's Board of Directors, and to receive such compensation in the form of shares of common stock. F2 · price: Each restricted stock unit is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On April 1, 2020, the reporting person received 4,738 restricted stock units ("RSUs"), entitling the reporting person to 4,738 shares of common stock upon a separation of service, including retirement, or upon the reporting person's death or disability or a change of control of ARMOUR if earlier than the reporting person's separation of service. The RSUs represent the reporting person's election to defer receipt of the quarterly compensation that the reporting person would otherwise have been paid for her service on ARMOUR's Board of Directors, and to receive such compensation in the form of shares of common stock. F1 · derivative.expiration_date: On April 1, 2020, the reporting person received 4,738 restricted stock units ("RSUs"), entitling the reporting person to 4,738 shares of common stock upon a separation of service, including retirement, or upon the reporting person's death or disability or a change of control of ARMOUR if earlier than the reporting person's separation of service. The RSUs represent the reporting person's election to defer receipt of the quarterly compensation that the reporting person would otherwise have been paid for her service on ARMOUR's Board of Directors, and to receive such compensation in the form of shares of common stock. F2 · derivative.underlying_shares: Each restricted stock unit is the economic equivalent of one share of ARMOUR common stock. F1 · balance_after: On April 1, 2020, the reporting person received 4,738 restricted stock units ("RSUs"), entitling the reporting person to 4,738 shares of common stock upon a separation of service, including retirement, or upon the reporting person's death or disability or a change of control of ARMOUR if earlier than the reporting person's separation of service. The RSUs represent the reporting person's election to defer receipt of the quarterly compensation that the reporting person would otherwise have been paid for her service on ARMOUR's Board of Directors, and to receive such compensation in the form of shares of common stock. Read SEC document |
| March 18, 2020 Filed Mar 19, 2020 13:47 UTC |
HOLLIHAN JOHN P IIIDirector
|
PurchaseCommon Stock, par value $0.001 per share | 3,500 | $7.00 | $24,482.50 |
DisclosureSEC source: 0001428205-20-000125 · wf-form4_158462561514343.xml · nonDerivative · entry 1 HOLLIHAN JOHN P III · CIK 0001248587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,439 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $[___] to $[___], inclusive. The reporting person undertakes to provide ARMOUR Residential REIT, Inc., any security holder of ARMOUR Residential REIT, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1). F2 · ownership.direct: The reporting person holds the 3,500 shares in his LCH Pension Fund account, of which the reporting person is the sole beneficiary. Read SEC document |
| March 18, 2020 Filed Mar 19, 2020 13:46 UTC |
MOUNTAIN JAMES RChief Financial Officer
|
Purchase7.00% Series C Cumulative Redeemable Preferred Stock · Derivative | 4,000 | $7.75 | $31,000.00 |
DisclosureSEC source: 0001428205-20-000124 · wf-form4_158462559264397.xml · derivative · entry 2 MOUNTAIN JAMES R · CIK 0001557465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock, par value $0.001 per share · 10,455 shares Expires not disclosed F1 · derivative.exercise_price: Upon the occurrence of a Change of Control (as defined in the Articles Supplementary relating to the Series C Preferred Stock) of the issuer, the reporting person will have the right to convert the shares of Series C Preferred Stock into a number of shares of common stock of the issuer per share of Series C Preferred Stock equal to the lesser of: (i) the quotient obtained by dividing (x) the sum of the $25.00 liquidation preference per share of Series C Preferred Stock plus the amount of any accumulated and unpaid dividends by (y) the Common Stock Price (as defined in the Articles Supplementary relating to the Series C Preferred Stock); and (ii) 2.613696, subject to certain adjustments indicated in the Articles Supplementary relating to the Series C Preferred Stock. F1 · derivative.exercise_date: Upon the occurrence of a Change of Control (as defined in the Articles Supplementary relating to the Series C Preferred Stock) of the issuer, the reporting person will have the right to convert the shares of Series C Preferred Stock into a number of shares of common stock of the issuer per share of Series C Preferred Stock equal to the lesser of: (i) the quotient obtained by dividing (x) the sum of the $25.00 liquidation preference per share of Series C Preferred Stock plus the amount of any accumulated and unpaid dividends by (y) the Common Stock Price (as defined in the Articles Supplementary relating to the Series C Preferred Stock); and (ii) 2.613696, subject to certain adjustments indicated in the Articles Supplementary relating to the Series C Preferred Stock. F2 · derivative.expiration_date: The Series C Preferred Stock has no expiration date. F1 · derivative.underlying_shares: Upon the occurrence of a Change of Control (as defined in the Articles Supplementary relating to the Series C Preferred Stock) of the issuer, the reporting person will have the right to convert the shares of Series C Preferred Stock into a number of shares of common stock of the issuer per share of Series C Preferred Stock equal to the lesser of: (i) the quotient obtained by dividing (x) the sum of the $25.00 liquidation preference per share of Series C Preferred Stock plus the amount of any accumulated and unpaid dividends by (y) the Common Stock Price (as defined in the Articles Supplementary relating to the Series C Preferred Stock); and (ii) 2.613696, subject to certain adjustments indicated in the Articles Supplementary relating to the Series C Preferred Stock. Read SEC document |
| March 13, 2020 Filed Mar 13, 2020 17:48 UTC |
ULM SCOTTDirector · Co-CEO and CIO
|
PurchaseCommon Stock, par value $0.001 per share | 10,000 | $13.88 | $138,800.00 |
DisclosureSEC source: 0001428205-20-000117 · wf-form4_158412166911617.xml · nonDerivative · entry 1 ULM SCOTT · CIK 0001469064 · Director · Co-CEO and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,864 Read SEC document |
| March 13, 2020 Filed Mar 13, 2020 17:48 UTC |
MOUNTAIN JAMES RChief Financial Officer
|
PurchaseCommon Stock, par value $0.001 per share | 3,000 | $12.82 | $38,460.00 |
DisclosureSEC source: 0001428205-20-000119 · wf-form4_158412171520154.xml · nonDerivative · entry 1 MOUNTAIN JAMES R · CIK 0001557465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,000 Read SEC document |
| March 13, 2020 Filed Mar 13, 2020 17:48 UTC |
Zimmer Jeffrey JDirector · Co-CEO and President
|
PurchaseCommon Stock, par value $0.001 per share | 10,000 | $13.06 | $130,561.00 |
DisclosureSEC source: 0001428205-20-000118 · wf-form4_158412169081553.xml · nonDerivative · entry 1 Zimmer Jeffrey J · CIK 0001303087 · Director · Co-CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,048 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $13.03 to $13.11, inclusive. The reporting person undertakes to provide ARMOUR Residential REIT, Inc., any security holder of ARMOUR Residential REIT, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1). Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:23 UTC |
STATON DANIEL CDirector · Chairman of the Board
|
Exercise / conversionPhantom Stock · Derivative | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-20-000102 · wf-form4_158268019580558.xml · derivative · entry 2 STATON DANIEL C · CIK 0001024240 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,900 Underlying: Common Stock · 1,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · shares: On February 21, 2020, the reporting person elected to convert 1,500 shares of vested phantom stock into 1,500 shares of ARMOUR common stock. The 1,500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020. F1 · derivative.exercise_date: On February 21, 2020, the reporting person elected to convert 1,500 shares of vested phantom stock into 1,500 shares of ARMOUR common stock. The 1,500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020. F1 · derivative.expiration_date: On February 21, 2020, the reporting person elected to convert 1,500 shares of vested phantom stock into 1,500 shares of ARMOUR common stock. The 1,500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020. F1 · balance_after: On February 21, 2020, the reporting person elected to convert 1,500 shares of vested phantom stock into 1,500 shares of ARMOUR common stock. The 1,500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:23 UTC |
STATON DANIEL CDirector · Chairman of the Board
|
Exercise / conversionCommon Stock, par value $0.001 per share | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-20-000102 · wf-form4_158268019580558.xml · nonDerivative · entry 1 STATON DANIEL C · CIK 0001024240 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote. Disclosed balance after: 296,011 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On February 21, 2020, the reporting person elected to convert 1,500 shares of vested phantom stock into 1,500 shares of ARMOUR common stock. The 1,500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020. F2 · ownership.nature: Represents shares owned indirectly through DM Staton Family Limited Partnership. The reporting person is a general partner and a limited partner of DM Staton Family Limited Partnership. The reporting person has a pecuniary interest in the shares held by DM Staton Family Limited Partnership. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:25 UTC |
BELL MARC HDirector
|
Exercise / conversionPhantom Stock · Derivative | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-20-000107 · wf-form4_158268030595715.xml · derivative · entry 2 BELL MARC H · CIK 0001026915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,900 Underlying: Common Stock · 1,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · shares: On February 21, 2020, the reporting person elected to convert 1,500 shares of vested phantom stock into 1,500 shares of ARMOUR common stock. The 1,500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020. F1 · derivative.exercise_date: On February 21, 2020, the reporting person elected to convert 1,500 shares of vested phantom stock into 1,500 shares of ARMOUR common stock. The 1,500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020. F1 · derivative.expiration_date: On February 21, 2020, the reporting person elected to convert 1,500 shares of vested phantom stock into 1,500 shares of ARMOUR common stock. The 1,500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020. F1 · balance_after: On February 21, 2020, the reporting person elected to convert 1,500 shares of vested phantom stock into 1,500 shares of ARMOUR common stock. The 1,500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:25 UTC |
BELL MARC HDirector
|
Exercise / conversionCommon Stock, par value $0.001 per share | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-20-000107 · wf-form4_158268030595715.xml · nonDerivative · entry 1 BELL MARC H · CIK 0001026915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,494 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On February 21, 2020, the reporting person elected to convert 1,500 shares of vested phantom stock into 1,500 shares of ARMOUR common stock. The 1,500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 20:22 UTC |
GUBA THOMAS KDirector
|
Exercise / conversionPhantom Stock · Derivative | 2,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-20-000099 · wf-form4_158268013272020.xml · derivative · entry 2 GUBA THOMAS K · CIK 0001475027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,750 Underlying: Common Stock · 2,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · shares: On February 21, 2020, the reporting person elected to convert 2,250 shares of vested phantom stock into 2,250 shares of ARMOUR common stock. The 2,250 shares are part of, and relate to, phantom stock vesting over a two-year period, which was reported on a Form 4 report filed by the reporting person on January 16, 2020. F1 · derivative.exercise_date: On February 21, 2020, the reporting person elected to convert 2,250 shares of vested phantom stock into 2,250 shares of ARMOUR common stock. The 2,250 shares are part of, and relate to, phantom stock vesting over a two-year period, which was reported on a Form 4 report filed by the reporting person on January 16, 2020. F1 · derivative.expiration_date: On February 21, 2020, the reporting person elected to convert 2,250 shares of vested phantom stock into 2,250 shares of ARMOUR common stock. The 2,250 shares are part of, and relate to, phantom stock vesting over a two-year period, which was reported on a Form 4 report filed by the reporting person on January 16, 2020. F2 · derivative.underlying_shares: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · balance_after: On February 21, 2020, the reporting person elected to convert 2,250 shares of vested phantom stock into 2,250 shares of ARMOUR common stock. The 2,250 shares are part of, and relate to, phantom stock vesting over a two-year period, which was reported on a Form 4 report filed by the reporting person on January 16, 2020. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 20:22 UTC |
GUBA THOMAS KDirector
|
Exercise / conversionCommon Stock, par value $0.001 per share | 2,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-20-000099 · wf-form4_158268013272020.xml · nonDerivative · entry 1 GUBA THOMAS K · CIK 0001475027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,475 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On February 21, 2020, the reporting person elected to convert 2,250 shares of vested phantom stock into 2,250 shares of ARMOUR common stock. The 2,250 shares are part of, and relate to, phantom stock vesting over a two-year period, which was reported on a Form 4 report filed by the reporting person on January 16, 2020. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:23 UTC |
ULM SCOTTDirector · Co-CEO and CIO
|
Exercise / conversionPhantom Stock · Derivative | 11,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-20-000103 · wf-form4_158268021920211.xml · derivative · entry 4 ULM SCOTT · CIK 0001469064 · Director · Co-CEO and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,100 Underlying: Common Stock · 11,100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · shares: On February 21, 2020, the reporting person elected to convert 6,700 shares out of 11,100 shares of vested phantom stock into 6,700 shares of ARMOUR common stock. The person elected to convert the remaining 4,400 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 11,100 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020. F1 · derivative.exercise_date: On February 21, 2020, the reporting person elected to convert 6,700 shares out of 11,100 shares of vested phantom stock into 6,700 shares of ARMOUR common stock. The person elected to convert the remaining 4,400 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 11,100 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020. F1 · derivative.expiration_date: On February 21, 2020, the reporting person elected to convert 6,700 shares out of 11,100 shares of vested phantom stock into 6,700 shares of ARMOUR common stock. The person elected to convert the remaining 4,400 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 11,100 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020. F1 · balance_after: On February 21, 2020, the reporting person elected to convert 6,700 shares out of 11,100 shares of vested phantom stock into 6,700 shares of ARMOUR common stock. The person elected to convert the remaining 4,400 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 11,100 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:23 UTC |
ULM SCOTTDirector · Co-CEO and CIO
|
Disposition to issuerCommon Stock, par value $0.001 per share | 4,400 | $21.13 | $92,972.00 |
DisclosureSEC source: 0001428205-20-000103 · wf-form4_158268021920211.xml · nonDerivative · entry 2 ULM SCOTT · CIK 0001469064 · Director · Co-CEO and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,864 F1 · shares: On February 21, 2020, the reporting person elected to convert 6,700 shares out of 11,100 shares of vested phantom stock into 6,700 shares of ARMOUR common stock. The person elected to convert the remaining 4,400 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 11,100 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:23 UTC |
ULM SCOTTDirector · Co-CEO and CIO
|
Exercise / conversionCommon Stock, par value $0.001 per share | 11,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-20-000103 · wf-form4_158268021920211.xml · nonDerivative · entry 1 ULM SCOTT · CIK 0001469064 · Director · Co-CEO and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,264 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On February 21, 2020, the reporting person elected to convert 6,700 shares out of 11,100 shares of vested phantom stock into 6,700 shares of ARMOUR common stock. The person elected to convert the remaining 4,400 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 11,100 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:26 UTC |
Downey CarolynDirector
|
Exercise / conversionPhantom Stock · Derivative | 2,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-20-000109 · wf-form4_158268034958285.xml · derivative · entry 3 Downey Carolyn · CIK 0001455810 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,750 Underlying: Common Stock · 2,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · shares: On February 21, 2020, the reporting person elected to convert 1,125 shares out of 2,250 shares of vested phantom stock into 1,125 shares of ARMOUR common stock. The person elected to convert the remaining 1,125 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,250 shares are part of, and relate to, phantom stock vesting over a two-year period, which was reported on a Form 4 report filed by the reporting person on January 16, 2020. F1 · derivative.exercise_date: On February 21, 2020, the reporting person elected to convert 1,125 shares out of 2,250 shares of vested phantom stock into 1,125 shares of ARMOUR common stock. The person elected to convert the remaining 1,125 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,250 shares are part of, and relate to, phantom stock vesting over a two-year period, which was reported on a Form 4 report filed by the reporting person on January 16, 2020. F1 · derivative.expiration_date: On February 21, 2020, the reporting person elected to convert 1,125 shares out of 2,250 shares of vested phantom stock into 1,125 shares of ARMOUR common stock. The person elected to convert the remaining 1,125 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,250 shares are part of, and relate to, phantom stock vesting over a two-year period, which was reported on a Form 4 report filed by the reporting person on January 16, 2020. F1 · balance_after: On February 21, 2020, the reporting person elected to convert 1,125 shares out of 2,250 shares of vested phantom stock into 1,125 shares of ARMOUR common stock. The person elected to convert the remaining 1,125 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,250 shares are part of, and relate to, phantom stock vesting over a two-year period, which was reported on a Form 4 report filed by the reporting person on January 16, 2020. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:26 UTC |
Downey CarolynDirector
|
Disposition to issuerCommon Stock, par value $0.001 per share | 1,125 | $21.13 | $23,771.25 |
DisclosureSEC source: 0001428205-20-000109 · wf-form4_158268034958285.xml · nonDerivative · entry 2 Downey Carolyn · CIK 0001455810 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,294 F1 · shares: On February 21, 2020, the reporting person elected to convert 1,125 shares out of 2,250 shares of vested phantom stock into 1,125 shares of ARMOUR common stock. The person elected to convert the remaining 1,125 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,250 shares are part of, and relate to, phantom stock vesting over a two-year period, which was reported on a Form 4 report filed by the reporting person on January 16, 2020. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:26 UTC |
Downey CarolynDirector
|
Exercise / conversionCommon Stock, par value $0.001 per share | 2,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-20-000109 · wf-form4_158268034958285.xml · nonDerivative · entry 1 Downey Carolyn · CIK 0001455810 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,419 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On February 21, 2020, the reporting person elected to convert 1,125 shares out of 2,250 shares of vested phantom stock into 1,125 shares of ARMOUR common stock. The person elected to convert the remaining 1,125 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,250 shares are part of, and relate to, phantom stock vesting over a two-year period, which was reported on a Form 4 report filed by the reporting person on January 16, 2020. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:26 UTC |
GRUBER MARKCOO and CIO
|
Exercise / conversionPhantom Stock · Derivative | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-20-000111 · wf-form4_158268039174771.xml · derivative · entry 3 GRUBER MARK · CIK 0001585875 · COO and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,250 Underlying: Common Stock · 3,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · shares: On February 21, 2020, the reporting person elected to convert 3,750 shares of vested phantom stock into 3,750 shares of ARMOUR common stock. The 3,750 shares are part of, and relate to, phantom stock vesting over five-year periods, as reported herein and on a Form 4 filed by the reporting person on November 22, 2017. F1 · derivative.exercise_date: On February 21, 2020, the reporting person elected to convert 3,750 shares of vested phantom stock into 3,750 shares of ARMOUR common stock. The 3,750 shares are part of, and relate to, phantom stock vesting over five-year periods, as reported herein and on a Form 4 filed by the reporting person on November 22, 2017. F1 · derivative.expiration_date: On February 21, 2020, the reporting person elected to convert 3,750 shares of vested phantom stock into 3,750 shares of ARMOUR common stock. The 3,750 shares are part of, and relate to, phantom stock vesting over five-year periods, as reported herein and on a Form 4 filed by the reporting person on November 22, 2017. F1 · balance_after: On February 21, 2020, the reporting person elected to convert 3,750 shares of vested phantom stock into 3,750 shares of ARMOUR common stock. The 3,750 shares are part of, and relate to, phantom stock vesting over five-year periods, as reported herein and on a Form 4 filed by the reporting person on November 22, 2017. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:26 UTC |
GRUBER MARKCOO and CIO
|
Exercise / conversionCommon Stock, par value $0.001 per share | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-20-000111 · wf-form4_158268039174771.xml · nonDerivative · entry 1 GRUBER MARK · CIK 0001585875 · COO and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,050 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On February 21, 2020, the reporting person elected to convert 3,750 shares of vested phantom stock into 3,750 shares of ARMOUR common stock. The 3,750 shares are part of, and relate to, phantom stock vesting over five-year periods, as reported herein and on a Form 4 filed by the reporting person on November 22, 2017. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:26 UTC |
Hain Robert CDirector
|
Exercise / conversionPhantom Stock · Derivative | 2,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-20-000110 · wf-form4_158268036995165.xml · derivative · entry 3 Hain Robert C · CIK 0001377714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,750 Underlying: Common Stock · 2,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · shares: On February 21, 2020, the reporting person elected to convert 1,125 shares out of 2,250 shares of vested phantom stock into 1,125 shares of ARMOUR common stock. The person elected to convert the remaining 1,125 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,250 shares are part of, and relate to, phantom stock vesting over a two-year period, which was reported on a Form 4 report filed by the reporting person on January 16, 2020. F1 · derivative.exercise_date: On February 21, 2020, the reporting person elected to convert 1,125 shares out of 2,250 shares of vested phantom stock into 1,125 shares of ARMOUR common stock. The person elected to convert the remaining 1,125 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,250 shares are part of, and relate to, phantom stock vesting over a two-year period, which was reported on a Form 4 report filed by the reporting person on January 16, 2020. F1 · derivative.expiration_date: On February 21, 2020, the reporting person elected to convert 1,125 shares out of 2,250 shares of vested phantom stock into 1,125 shares of ARMOUR common stock. The person elected to convert the remaining 1,125 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,250 shares are part of, and relate to, phantom stock vesting over a two-year period, which was reported on a Form 4 report filed by the reporting person on January 16, 2020. F1 · balance_after: On February 21, 2020, the reporting person elected to convert 1,125 shares out of 2,250 shares of vested phantom stock into 1,125 shares of ARMOUR common stock. The person elected to convert the remaining 1,125 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,250 shares are part of, and relate to, phantom stock vesting over a two-year period, which was reported on a Form 4 report filed by the reporting person on January 16, 2020. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:26 UTC |
Hain Robert CDirector
|
Disposition to issuerCommon Stock, par value $0.001 per share | 1,125 | $21.13 | $23,771.25 |
DisclosureSEC source: 0001428205-20-000110 · wf-form4_158268036995165.xml · nonDerivative · entry 2 Hain Robert C · CIK 0001377714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,694 F1 · shares: On February 21, 2020, the reporting person elected to convert 1,125 shares out of 2,250 shares of vested phantom stock into 1,125 shares of ARMOUR common stock. The person elected to convert the remaining 1,125 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,250 shares are part of, and relate to, phantom stock vesting over a two-year period, which was reported on a Form 4 report filed by the reporting person on January 16, 2020. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:26 UTC |
Hain Robert CDirector
|
Exercise / conversionCommon Stock, par value $0.001 per share | 2,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-20-000110 · wf-form4_158268036995165.xml · nonDerivative · entry 1 Hain Robert C · CIK 0001377714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,819 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On February 21, 2020, the reporting person elected to convert 1,125 shares out of 2,250 shares of vested phantom stock into 1,125 shares of ARMOUR common stock. The person elected to convert the remaining 1,125 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,250 shares are part of, and relate to, phantom stock vesting over a two-year period, which was reported on a Form 4 report filed by the reporting person on January 16, 2020. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:25 UTC |
Behar Z JamieDirector
|
Exercise / conversionPhantom Stock · Derivative | 2,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-20-000108 · wf-form4_158268032684781.xml · derivative · entry 2 Behar Z Jamie · CIK 0001306260 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,750 Underlying: Common Stock · 2,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · shares: On February 21, 2020, the reporting person elected to convert 2,250 shares of vested phantom stock into 2,250 shares of ARMOUR common stock. The 2,250 shares are part of, and relate to, phantom stock vesting over a two-year period, which was reported on a Form 4 filed by the reporting person on January 16, 2020. F1 · derivative.exercise_date: On February 21, 2020, the reporting person elected to convert 2,250 shares of vested phantom stock into 2,250 shares of ARMOUR common stock. The 2,250 shares are part of, and relate to, phantom stock vesting over a two-year period, which was reported on a Form 4 filed by the reporting person on January 16, 2020. F1 · derivative.expiration_date: On February 21, 2020, the reporting person elected to convert 2,250 shares of vested phantom stock into 2,250 shares of ARMOUR common stock. The 2,250 shares are part of, and relate to, phantom stock vesting over a two-year period, which was reported on a Form 4 filed by the reporting person on January 16, 2020. F1 · balance_after: On February 21, 2020, the reporting person elected to convert 2,250 shares of vested phantom stock into 2,250 shares of ARMOUR common stock. The 2,250 shares are part of, and relate to, phantom stock vesting over a two-year period, which was reported on a Form 4 filed by the reporting person on January 16, 2020. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:25 UTC |
Behar Z JamieDirector
|
Exercise / conversionCommon Stock, par value $0.001 per share | 2,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-20-000108 · wf-form4_158268032684781.xml · nonDerivative · entry 1 Behar Z Jamie · CIK 0001306260 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,258 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On February 21, 2020, the reporting person elected to convert 2,250 shares of vested phantom stock into 2,250 shares of ARMOUR common stock. The 2,250 shares are part of, and relate to, phantom stock vesting over a two-year period, which was reported on a Form 4 filed by the reporting person on January 16, 2020. F1 · price: On February 21, 2020, the reporting person elected to convert 2,250 shares of vested phantom stock into 2,250 shares of ARMOUR common stock. The 2,250 shares are part of, and relate to, phantom stock vesting over a two-year period, which was reported on a Form 4 filed by the reporting person on January 16, 2020. F1 · balance_after: On February 21, 2020, the reporting person elected to convert 2,250 shares of vested phantom stock into 2,250 shares of ARMOUR common stock. The 2,250 shares are part of, and relate to, phantom stock vesting over a two-year period, which was reported on a Form 4 filed by the reporting person on January 16, 2020. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:24 UTC |
Zimmer Jeffrey JDirector · Co-CEO and President
|
Exercise / conversionPhantom Stock · Derivative | 11,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-20-000105 · wf-form4_158268026282986.xml · derivative · entry 4 Zimmer Jeffrey J · CIK 0001303087 · Director · Co-CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,100 Underlying: Common Stock · 11,100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · shares: On February 21, 2020, the reporting person elected to convert 6,700 shares out of 11,100 shares of vested phantom stock into 6,700 shares of ARMOUR common stock. The person elected to convert the remaining 4,400 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 11,100 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020. F1 · derivative.exercise_date: On February 21, 2020, the reporting person elected to convert 6,700 shares out of 11,100 shares of vested phantom stock into 6,700 shares of ARMOUR common stock. The person elected to convert the remaining 4,400 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 11,100 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020. F1 · derivative.expiration_date: On February 21, 2020, the reporting person elected to convert 6,700 shares out of 11,100 shares of vested phantom stock into 6,700 shares of ARMOUR common stock. The person elected to convert the remaining 4,400 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 11,100 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020. F1 · balance_after: On February 21, 2020, the reporting person elected to convert 6,700 shares out of 11,100 shares of vested phantom stock into 6,700 shares of ARMOUR common stock. The person elected to convert the remaining 4,400 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 11,100 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:24 UTC |
Zimmer Jeffrey JDirector · Co-CEO and President
|
Disposition to issuerCommon Stock, par value $0.001 per share | 4,400 | $21.13 | $92,972.00 |
DisclosureSEC source: 0001428205-20-000105 · wf-form4_158268026282986.xml · nonDerivative · entry 2 Zimmer Jeffrey J · CIK 0001303087 · Director · Co-CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,048 F1 · shares: On February 21, 2020, the reporting person elected to convert 6,700 shares out of 11,100 shares of vested phantom stock into 6,700 shares of ARMOUR common stock. The person elected to convert the remaining 4,400 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 11,100 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:24 UTC |
Zimmer Jeffrey JDirector · Co-CEO and President
|
Exercise / conversionCommon Stock, par value $0.001 per share | 11,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-20-000105 · wf-form4_158268026282986.xml · nonDerivative · entry 1 Zimmer Jeffrey J · CIK 0001303087 · Director · Co-CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,448 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On February 21, 2020, the reporting person elected to convert 6,700 shares out of 11,100 shares of vested phantom stock into 6,700 shares of ARMOUR common stock. The person elected to convert the remaining 4,400 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 11,100 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:25 UTC |
HOLLIHAN JOHN P IIIDirector
|
Exercise / conversionPhantom Stock · Derivative | 2,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-20-000106 · wf-form4_158268028340064.xml · derivative · entry 3 HOLLIHAN JOHN P III · CIK 0001248587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,750 Underlying: Common Stock · 2,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · shares: On February 21, 2020, the reporting person elected to convert 1,350 shares out of 2,250 shares of vested phantom stock into 1,350 shares of ARMOUR common stock. The person elected to convert the remaining 900 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,250 shares are part of, and relate to, phantom stock vesting over a two-year period, which was reported on a Form 4 report filed by the reporting person on January 16, 2020. F1 · derivative.exercise_date: On February 21, 2020, the reporting person elected to convert 1,350 shares out of 2,250 shares of vested phantom stock into 1,350 shares of ARMOUR common stock. The person elected to convert the remaining 900 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,250 shares are part of, and relate to, phantom stock vesting over a two-year period, which was reported on a Form 4 report filed by the reporting person on January 16, 2020. F1 · derivative.expiration_date: On February 21, 2020, the reporting person elected to convert 1,350 shares out of 2,250 shares of vested phantom stock into 1,350 shares of ARMOUR common stock. The person elected to convert the remaining 900 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,250 shares are part of, and relate to, phantom stock vesting over a two-year period, which was reported on a Form 4 report filed by the reporting person on January 16, 2020. F1 · balance_after: On February 21, 2020, the reporting person elected to convert 1,350 shares out of 2,250 shares of vested phantom stock into 1,350 shares of ARMOUR common stock. The person elected to convert the remaining 900 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,250 shares are part of, and relate to, phantom stock vesting over a two-year period, which was reported on a Form 4 report filed by the reporting person on January 16, 2020. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:25 UTC |
HOLLIHAN JOHN P IIIDirector
|
Disposition to issuerCommon Stock, par value $0.001 per share | 900 | $21.13 | $19,017.00 |
DisclosureSEC source: 0001428205-20-000106 · wf-form4_158268028340064.xml · nonDerivative · entry 2 HOLLIHAN JOHN P III · CIK 0001248587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,939 F1 · shares: On February 21, 2020, the reporting person elected to convert 1,350 shares out of 2,250 shares of vested phantom stock into 1,350 shares of ARMOUR common stock. The person elected to convert the remaining 900 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,250 shares are part of, and relate to, phantom stock vesting over a two-year period, which was reported on a Form 4 report filed by the reporting person on January 16, 2020. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:25 UTC |
HOLLIHAN JOHN P IIIDirector
|
Exercise / conversionCommon Stock, par value $0.001 per share | 2,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-20-000106 · wf-form4_158268028340064.xml · nonDerivative · entry 1 HOLLIHAN JOHN P III · CIK 0001248587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,839 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On February 21, 2020, the reporting person elected to convert 1,350 shares out of 2,250 shares of vested phantom stock into 1,350 shares of ARMOUR common stock. The person elected to convert the remaining 900 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,250 shares are part of, and relate to, phantom stock vesting over a two-year period, which was reported on a Form 4 report filed by the reporting person on January 16, 2020. F2 · balance_after: Reflects an adjustment of an additional 3,600 shares received through dividend reinvestments not previously reported. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:24 UTC |
MOUNTAIN JAMES RChief Financial Officer
|
Exercise / conversionPhantom Stock · Derivative | 5,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-20-000104 · wf-form4_158268024006585.xml · derivative · entry 2 MOUNTAIN JAMES R · CIK 0001557465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,500 Underlying: Common Stock · 5,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · shares: On February 21, 2020, the reporting person elected to convert 5,500 shares of vested phantom stock into 5,500 shares of ARMOUR common stock. The 5,500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020. F1 · derivative.exercise_date: On February 21, 2020, the reporting person elected to convert 5,500 shares of vested phantom stock into 5,500 shares of ARMOUR common stock. The 5,500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020. F1 · derivative.expiration_date: On February 21, 2020, the reporting person elected to convert 5,500 shares of vested phantom stock into 5,500 shares of ARMOUR common stock. The 5,500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020. F1 · balance_after: On February 21, 2020, the reporting person elected to convert 5,500 shares of vested phantom stock into 5,500 shares of ARMOUR common stock. The 5,500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:24 UTC |
MOUNTAIN JAMES RChief Financial Officer
|
Exercise / conversionCommon Stock, par value $0.001 per share | 5,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-20-000104 · wf-form4_158268024006585.xml · nonDerivative · entry 1 MOUNTAIN JAMES R · CIK 0001557465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On February 21, 2020, the reporting person elected to convert 5,500 shares of vested phantom stock into 5,500 shares of ARMOUR common stock. The 5,500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:23 UTC |
Harper GordonVP Finance and Controller
|
Exercise / conversionPhantom Stock · Derivative | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-20-000101 · wf-form4_158268017514231.xml · derivative · entry 2 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,100 Underlying: Common Stock · 2,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · shares: On February 21, 2020, the reporting person elected to convert 2,500 shares of vested phantom stock into 2,500 shares of ARMOUR common stock. The 2,500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020. F1 · derivative.exercise_date: On February 21, 2020, the reporting person elected to convert 2,500 shares of vested phantom stock into 2,500 shares of ARMOUR common stock. The 2,500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020. F1 · derivative.expiration_date: On February 21, 2020, the reporting person elected to convert 2,500 shares of vested phantom stock into 2,500 shares of ARMOUR common stock. The 2,500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020. F1 · balance_after: On February 21, 2020, the reporting person elected to convert 2,500 shares of vested phantom stock into 2,500 shares of ARMOUR common stock. The 2,500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:23 UTC |
Harper GordonVP Finance and Controller
|
Exercise / conversionCommon Stock, par value $0.001 per share | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-20-000101 · wf-form4_158268017514231.xml · nonDerivative · entry 1 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,454 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On February 21, 2020, the reporting person elected to convert 2,500 shares of vested phantom stock into 2,500 shares of ARMOUR common stock. The 2,500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:22 UTC |
PAPERIN STEWART JDirector
|
Exercise / conversionPhantom Stock · Derivative | 2,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-20-000100 · wf-form4_158268015363249.xml · derivative · entry 3 PAPERIN STEWART J · CIK 0001207637 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,750 Underlying: Common Stock · 2,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · shares: On February 21, 2020, the reporting person elected to convert 2,250 shares of vested phantom stock into 2,250 shares of ARMOUR common stock. The 2,250 shares are part of, and relate to, phantom stock vesting over a two-year period, which was reported on a Form 4 report filed by the reporting person on January 16, 2020. F1 · derivative.exercise_date: On February 21, 2020, the reporting person elected to convert 2,250 shares of vested phantom stock into 2,250 shares of ARMOUR common stock. The 2,250 shares are part of, and relate to, phantom stock vesting over a two-year period, which was reported on a Form 4 report filed by the reporting person on January 16, 2020. F1 · derivative.expiration_date: On February 21, 2020, the reporting person elected to convert 2,250 shares of vested phantom stock into 2,250 shares of ARMOUR common stock. The 2,250 shares are part of, and relate to, phantom stock vesting over a two-year period, which was reported on a Form 4 report filed by the reporting person on January 16, 2020. F1 · balance_after: On February 21, 2020, the reporting person elected to convert 2,250 shares of vested phantom stock into 2,250 shares of ARMOUR common stock. The 2,250 shares are part of, and relate to, phantom stock vesting over a two-year period, which was reported on a Form 4 report filed by the reporting person on January 16, 2020. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:22 UTC |
PAPERIN STEWART JDirector
|
Exercise / conversionCommon Stock, par value $0.001 per share | 2,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-20-000100 · wf-form4_158268015363249.xml · nonDerivative · entry 1 PAPERIN STEWART J · CIK 0001207637 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 33,949 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On February 21, 2020, the reporting person elected to convert 2,250 shares of vested phantom stock into 2,250 shares of ARMOUR common stock. The 2,250 shares are part of, and relate to, phantom stock vesting over a two-year period, which was reported on a Form 4 report filed by the reporting person on January 16, 2020. F2 · ownership.nature: Represents shares owned indirectly through the Stewart J. Paperin Family Trust. Mr. Paperin has a pecuniary interest in and investment control over the shares held by the Trust. Read SEC document |
| January 28, 2020 Filed Jan 29, 2020 02:05 UTC |
ULM SCOTTDirector · Co-CEO and CIO
|
Purchase7.00% Series C Cumulative Redeemable Preferred Stock · Derivative | 1,000 | $25.00 | $25,000.00 |
DisclosureSEC source: 0001428205-20-000064 · wf-form4_158026352183010.xml · derivative · entry 3 ULM SCOTT · CIK 0001469064 · Director · Co-CEO and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock, par value $0.001 per share · 2,613.696 shares Expires not disclosed F2 · derivative.exercise_price: Upon the occurrence of a Change of Control (as defined in the Articles Supplementary relating to the Series C Preferred Stock) of the issuer, the reporting person will have the right to convert the shares of Series C Preferred Stock into a number of shares of common stock of the issuer per share of Series C Preferred Stock equal to the lesser of: (i) the quotient obtained by dividing (x) the sum of the $25.00 liquidation preference per share of Series C Preferred Stock plus the amount of any accumulated and unpaid dividends by (y) the Common Stock Price (as defined in the Articles Supplementary relating to the Series C Preferred Stock); and (ii) 2.613696, subject to certain adjustments indicated in the Articles Supplementary relating to the Series C Preferred Stock. F2 · derivative.exercise_date: Upon the occurrence of a Change of Control (as defined in the Articles Supplementary relating to the Series C Preferred Stock) of the issuer, the reporting person will have the right to convert the shares of Series C Preferred Stock into a number of shares of common stock of the issuer per share of Series C Preferred Stock equal to the lesser of: (i) the quotient obtained by dividing (x) the sum of the $25.00 liquidation preference per share of Series C Preferred Stock plus the amount of any accumulated and unpaid dividends by (y) the Common Stock Price (as defined in the Articles Supplementary relating to the Series C Preferred Stock); and (ii) 2.613696, subject to certain adjustments indicated in the Articles Supplementary relating to the Series C Preferred Stock. F3 · derivative.expiration_date: The Series C Preferred Stock has no expiration date. F2 · derivative.underlying_shares: Upon the occurrence of a Change of Control (as defined in the Articles Supplementary relating to the Series C Preferred Stock) of the issuer, the reporting person will have the right to convert the shares of Series C Preferred Stock into a number of shares of common stock of the issuer per share of Series C Preferred Stock equal to the lesser of: (i) the quotient obtained by dividing (x) the sum of the $25.00 liquidation preference per share of Series C Preferred Stock plus the amount of any accumulated and unpaid dividends by (y) the Common Stock Price (as defined in the Articles Supplementary relating to the Series C Preferred Stock); and (ii) 2.613696, subject to certain adjustments indicated in the Articles Supplementary relating to the Series C Preferred Stock. Read SEC document |
| January 28, 2020 Filed Jan 29, 2020 02:06 UTC |
GRUBER MARKCOO and CIO
|
Grant7.00% Series C Cumulative Redeemable Preferred Stock · Derivative | 1,000 | $25.00 | $25,000.00 |
DisclosureSEC source: 0001428205-20-000066 · wf-form4_158026356333970.xml · derivative · entry 2 GRUBER MARK · CIK 0001585875 · COO and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock, par value $0.001 per share · 2,613.696 shares Expires not disclosed F1 · derivative.exercise_price: Upon the occurrence of a Change of Control (as defined in the Articles Supplementary relating to the Series C Preferred Stock) of the issuer, the reporting person will have the right to convert the shares of Series C Preferred Stock into a number of shares of common stock of the issuer per share of Series C Preferred Stock equal to the lesser of: (i) the quotient obtained by dividing (x) the sum of the $25.00 liquidation preference per share of Series C Preferred Stock plus the amount of any accumulated and unpaid dividends by (y) the Common Stock Price (as defined in the Articles Supplementary relating to the Series C Preferred Stock); and (ii) 2.613696, subject to certain adjustments indicated in the Articles Supplementary relating to the Series C Preferred Stock. F1 · derivative.exercise_date: Upon the occurrence of a Change of Control (as defined in the Articles Supplementary relating to the Series C Preferred Stock) of the issuer, the reporting person will have the right to convert the shares of Series C Preferred Stock into a number of shares of common stock of the issuer per share of Series C Preferred Stock equal to the lesser of: (i) the quotient obtained by dividing (x) the sum of the $25.00 liquidation preference per share of Series C Preferred Stock plus the amount of any accumulated and unpaid dividends by (y) the Common Stock Price (as defined in the Articles Supplementary relating to the Series C Preferred Stock); and (ii) 2.613696, subject to certain adjustments indicated in the Articles Supplementary relating to the Series C Preferred Stock. F2 · derivative.expiration_date: The Series C Preferred Stock has no expiration date. F1 · derivative.underlying_shares: Upon the occurrence of a Change of Control (as defined in the Articles Supplementary relating to the Series C Preferred Stock) of the issuer, the reporting person will have the right to convert the shares of Series C Preferred Stock into a number of shares of common stock of the issuer per share of Series C Preferred Stock equal to the lesser of: (i) the quotient obtained by dividing (x) the sum of the $25.00 liquidation preference per share of Series C Preferred Stock plus the amount of any accumulated and unpaid dividends by (y) the Common Stock Price (as defined in the Articles Supplementary relating to the Series C Preferred Stock); and (ii) 2.613696, subject to certain adjustments indicated in the Articles Supplementary relating to the Series C Preferred Stock. Read SEC document |
| January 28, 2020 Filed Jan 29, 2020 02:06 UTC |
MOUNTAIN JAMES RChief Financial Officer
|
Purchase7.00% Series C Cumulative Redeemable Preferred Stock · Derivative | 1,000 | $25.00 | $25,000.00 |
DisclosureSEC source: 0001428205-20-000065 · wf-form4_158026354249816.xml · derivative · entry 2 MOUNTAIN JAMES R · CIK 0001557465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock, par value $0.001 per share · 2,613.696 shares Expires not disclosed F1 · derivative.exercise_price: Upon the occurrence of a Change of Control (as defined in the Articles Supplementary relating to the Series C Preferred Stock) of the issuer, the reporting person will have the right to convert the shares of Series C Preferred Stock into a number of shares of common stock of the issuer per share of Series C Preferred Stock equal to the lesser of: (i) the quotient obtained by dividing (x) the sum of the $25.00 liquidation preference per share of Series C Preferred Stock plus the amount of any accumulated and unpaid dividends by (y) the Common Stock Price (as defined in the Articles Supplementary relating to the Series C Preferred Stock); and (ii) 2.613696, subject to certain adjustments indicated in the Articles Supplementary relating to the Series C Preferred Stock. F1 · derivative.exercise_date: Upon the occurrence of a Change of Control (as defined in the Articles Supplementary relating to the Series C Preferred Stock) of the issuer, the reporting person will have the right to convert the shares of Series C Preferred Stock into a number of shares of common stock of the issuer per share of Series C Preferred Stock equal to the lesser of: (i) the quotient obtained by dividing (x) the sum of the $25.00 liquidation preference per share of Series C Preferred Stock plus the amount of any accumulated and unpaid dividends by (y) the Common Stock Price (as defined in the Articles Supplementary relating to the Series C Preferred Stock); and (ii) 2.613696, subject to certain adjustments indicated in the Articles Supplementary relating to the Series C Preferred Stock. F2 · derivative.expiration_date: The Series C Preferred Stock has no expiration date. F1 · derivative.underlying_shares: Upon the occurrence of a Change of Control (as defined in the Articles Supplementary relating to the Series C Preferred Stock) of the issuer, the reporting person will have the right to convert the shares of Series C Preferred Stock into a number of shares of common stock of the issuer per share of Series C Preferred Stock equal to the lesser of: (i) the quotient obtained by dividing (x) the sum of the $25.00 liquidation preference per share of Series C Preferred Stock plus the amount of any accumulated and unpaid dividends by (y) the Common Stock Price (as defined in the Articles Supplementary relating to the Series C Preferred Stock); and (ii) 2.613696, subject to certain adjustments indicated in the Articles Supplementary relating to the Series C Preferred Stock. Read SEC document |
| January 14, 2020 Filed Jan 16, 2020 22:55 UTC |
STATON DANIEL CDirector · Chairman of the Board
|
GrantPhantom Stock · Derivative | 18,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001428205-20-000031 · wf-form4_157921529152436.xml · derivative · entry 1 STATON DANIEL C · CIK 0001024240 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,400 Underlying: Common Stock · 18,000 shares Expires not disclosed F1 · security: The reporting person was granted an aggregate of 18,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 900 phantom shares will vest on February 20, 2020 with an additional 900 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2024, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · security: The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's death, disability, and in the event of a change in control of ARMOUR. Upon termination of the reporting person's service with ARMOUR, all unvested phantom stock shall be forfeited by the reporting person. In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his unvested phantom stock which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F3 · security: The reporting person also has the right to elect to have withholding taxes or a portion thereof, as the case may be, satisfied by reducing the number of shares of common stock to be issued to the reporting person by some or all of such shares. With respect to each phantom share, the reporting person will receive a cash payment in an amount equal to the cash dividend distributions paid in the ordinary course on a share of ARMOUR common stock. The reporting person also has the right to elect in lieu of the cash dividend payment a number of shares of common stock equal to the dividend payment payable divided by the fair market value of a share of ARMOUR common stock on the date of the dividend payment. F1 · derivative.exercise_price: The reporting person was granted an aggregate of 18,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 900 phantom shares will vest on February 20, 2020 with an additional 900 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2024, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F4 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · price: The reporting person was granted an aggregate of 18,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 900 phantom shares will vest on February 20, 2020 with an additional 900 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2024, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F4 · price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: The reporting person was granted an aggregate of 18,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 900 phantom shares will vest on February 20, 2020 with an additional 900 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2024, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · derivative.exercise_date: The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's death, disability, and in the event of a change in control of ARMOUR. Upon termination of the reporting person's service with ARMOUR, all unvested phantom stock shall be forfeited by the reporting person. In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his unvested phantom stock which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F1 · derivative.expiration_date: The reporting person was granted an aggregate of 18,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 900 phantom shares will vest on February 20, 2020 with an additional 900 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2024, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · derivative.expiration_date: The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's death, disability, and in the event of a change in control of ARMOUR. Upon termination of the reporting person's service with ARMOUR, all unvested phantom stock shall be forfeited by the reporting person. In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his unvested phantom stock which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F1 · balance_after: The reporting person was granted an aggregate of 18,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 900 phantom shares will vest on February 20, 2020 with an additional 900 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2024, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. Read SEC document |
| January 14, 2020 Filed Jan 16, 2020 22:56 UTC |
BELL MARC HDirector
|
GrantPhantom Stock · Derivative | 18,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001428205-20-000035 · wf-form4_157921538294634.xml · derivative · entry 1 BELL MARC H · CIK 0001026915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,400 Underlying: Common Stock · 18,000 shares Expires not disclosed F1 · security: The reporting person was granted an aggregate of 18,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 900 phantom shares will vest on February 20, 2020 with an additional 900 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2024, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · security: The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's death, disability, and in the event of a change in control of ARMOUR. Upon termination of the reporting person's service with ARMOUR, all unvested phantom stock shall be forfeited by the reporting person. In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his unvested phantom stock which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F3 · security: The reporting person also has the right to elect to have withholding taxes or a portion thereof, as the case may be, satisfied by reducing the number of shares of common stock to be issued to the reporting person by some or all of such shares. With respect to each phantom share, the reporting person will receive a cash payment in an amount equal to the cash dividend distributions paid in the ordinary course on a share of ARMOUR common stock. The reporting person also has the right to elect in lieu of the cash dividend payment a number of shares of common stock equal to the dividend payment payable divided by the fair market value of a share of ARMOUR common stock on the date of the dividend payment. F1 · derivative.exercise_price: The reporting person was granted an aggregate of 18,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 900 phantom shares will vest on February 20, 2020 with an additional 900 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2024, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F4 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · price: The reporting person was granted an aggregate of 18,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 900 phantom shares will vest on February 20, 2020 with an additional 900 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2024, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F4 · price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: The reporting person was granted an aggregate of 18,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 900 phantom shares will vest on February 20, 2020 with an additional 900 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2024, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · derivative.exercise_date: The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's death, disability, and in the event of a change in control of ARMOUR. Upon termination of the reporting person's service with ARMOUR, all unvested phantom stock shall be forfeited by the reporting person. In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his unvested phantom stock which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F1 · derivative.expiration_date: The reporting person was granted an aggregate of 18,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 900 phantom shares will vest on February 20, 2020 with an additional 900 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2024, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · derivative.expiration_date: The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's death, disability, and in the event of a change in control of ARMOUR. Upon termination of the reporting person's service with ARMOUR, all unvested phantom stock shall be forfeited by the reporting person. In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his unvested phantom stock which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F1 · balance_after: The reporting person was granted an aggregate of 18,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 900 phantom shares will vest on February 20, 2020 with an additional 900 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2024, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. Read SEC document |
| January 14, 2020 Filed Jan 16, 2020 17:59 UTC |
GUBA THOMAS KDirector
|
GrantPhantom Stock · Derivative | 18,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001428205-20-000042 · wf-form4_157921554115751.xml · derivative · entry 1 GUBA THOMAS K · CIK 0001475027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,000 Underlying: Common Stock · 18,000 shares Expires not disclosed F1 · security: The reporting person was granted an aggregate of 18,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 2,250 phantom shares will vest on February 20, 2020 with an additional 2,250 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2021, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · security: The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's death, disability, and in the event of a change in control of ARMOUR. Upon termination of the reporting person's service with ARMOUR, all unvested phantom stock shall be forfeited by the reporting person. In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F3 · security: The reporting person also has the right to elect to have withholding taxes or a portion thereof, as the case may be, satisfied by reducing the number of shares of common stock to be issued to the reporting person by some or all of such shares. With respect to each phantom share, the reporting person will receive a cash payment in an amount equal to the cash dividend distributions paid in the ordinary course on a share of ARMOUR common stock. The reporting person also has the right to elect in lieu of the cash dividend payment a number of shares of common stock equal to the dividend payment payable divided by the fair market value of a share of ARMOUR common stock on the date of the dividend payment. F1 · derivative.exercise_price: The reporting person was granted an aggregate of 18,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 2,250 phantom shares will vest on February 20, 2020 with an additional 2,250 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2021, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F4 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · price: The reporting person was granted an aggregate of 18,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 2,250 phantom shares will vest on February 20, 2020 with an additional 2,250 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2021, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F4 · price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: The reporting person was granted an aggregate of 18,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 2,250 phantom shares will vest on February 20, 2020 with an additional 2,250 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2021, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · derivative.exercise_date: The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's death, disability, and in the event of a change in control of ARMOUR. Upon termination of the reporting person's service with ARMOUR, all unvested phantom stock shall be forfeited by the reporting person. In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F1 · derivative.expiration_date: The reporting person was granted an aggregate of 18,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 2,250 phantom shares will vest on February 20, 2020 with an additional 2,250 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2021, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · derivative.expiration_date: The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's death, disability, and in the event of a change in control of ARMOUR. Upon termination of the reporting person's service with ARMOUR, all unvested phantom stock shall be forfeited by the reporting person. In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F4 · derivative.underlying_shares: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. Read SEC document |
| January 14, 2020 Filed Jan 16, 2020 22:56 UTC |
ULM SCOTTDirector · Co-CEO and CIO
|
GrantPhantom Stock · Derivative | 100,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001428205-20-000034 · wf-form4_157921536076952.xml · derivative · entry 1 ULM SCOTT · CIK 0001469064 · Director · Co-CEO and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,200 Underlying: Common Stock · 100,000 shares Expires not disclosed F1 · security: The reporting person was granted an aggregate of 100,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 5,000 phantom shares will vest on February 20, 2020 with an additional 5,000 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2024, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · security: Upon ARMOUR Capital Management LP, ARMOUR's manager ("Manager") voluntarily terminating its services with ARMOUR pursuant to the management agreement between ARMOUR and the Manager ("Management Agreement"), or ARMOUR terminating the Management Agreement for cause, the reporting person shall forfeit all unvested phantom stock. The reporting person's unvested phantom stock will automatically fully vest upon the reporting person's termination with the Manager due to death, disability, or the earlier of ARMOUR terminating the Management Agreement without cause or notice by ARMOUR of terminating the Management Agreement without cause. If the reporting person is terminated by the Manager without cause or for good reason, his unvested phantom stock will continue to vest in accordance with the schedule described in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F3 · security: In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F4 · security: The reporting person also has the right to elect to have withholding taxes or a portion thereof, as the case may be, satisfied by reducing the number of shares of common stock to be issued to the reporting person by some or all of such shares. With respect to each phantom share, the reporting person will receive a cash payment in an amount equal to the cash dividend distributions paid in the ordinary course on a share of ARMOUR common stock. The reporting person also has the right to elect in lieu of the cash dividend payment a number of shares of common stock equal to the dividend payment payable divided by the fair market value of a share of ARMOUR common stock on the date of the dividend payment. F1 · derivative.exercise_price: The reporting person was granted an aggregate of 100,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 5,000 phantom shares will vest on February 20, 2020 with an additional 5,000 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2024, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F5 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · price: The reporting person was granted an aggregate of 100,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 5,000 phantom shares will vest on February 20, 2020 with an additional 5,000 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2024, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F5 · price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: The reporting person was granted an aggregate of 100,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 5,000 phantom shares will vest on February 20, 2020 with an additional 5,000 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2024, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · derivative.exercise_date: Upon ARMOUR Capital Management LP, ARMOUR's manager ("Manager") voluntarily terminating its services with ARMOUR pursuant to the management agreement between ARMOUR and the Manager ("Management Agreement"), or ARMOUR terminating the Management Agreement for cause, the reporting person shall forfeit all unvested phantom stock. The reporting person's unvested phantom stock will automatically fully vest upon the reporting person's termination with the Manager due to death, disability, or the earlier of ARMOUR terminating the Management Agreement without cause or notice by ARMOUR of terminating the Management Agreement without cause. If the reporting person is terminated by the Manager without cause or for good reason, his unvested phantom stock will continue to vest in accordance with the schedule described in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F3 · derivative.exercise_date: In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F1 · derivative.expiration_date: The reporting person was granted an aggregate of 100,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 5,000 phantom shares will vest on February 20, 2020 with an additional 5,000 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2024, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · derivative.expiration_date: Upon ARMOUR Capital Management LP, ARMOUR's manager ("Manager") voluntarily terminating its services with ARMOUR pursuant to the management agreement between ARMOUR and the Manager ("Management Agreement"), or ARMOUR terminating the Management Agreement for cause, the reporting person shall forfeit all unvested phantom stock. The reporting person's unvested phantom stock will automatically fully vest upon the reporting person's termination with the Manager due to death, disability, or the earlier of ARMOUR terminating the Management Agreement without cause or notice by ARMOUR of terminating the Management Agreement without cause. If the reporting person is terminated by the Manager without cause or for good reason, his unvested phantom stock will continue to vest in accordance with the schedule described in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F3 · derivative.expiration_date: In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F1 · balance_after: The reporting person was granted an aggregate of 100,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 5,000 phantom shares will vest on February 20, 2020 with an additional 5,000 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2024, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. Read SEC document |
| January 14, 2020 Filed Jan 16, 2020 22:55 UTC |
Downey CarolynDirector
|
GrantPhantom Stock · Derivative | 18,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001428205-20-000033 · wf-form4_157921533924775.xml · derivative · entry 1 Downey Carolyn · CIK 0001455810 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,000 Underlying: Common Stock · 18,000 shares Expires not disclosed F1 · security: The reporting person was granted an aggregate of 18,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 2,250 phantom shares will vest on February 20, 2020 with an additional 2,250 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2021, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · security: The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's death, disability, and in the event of a change in control of ARMOUR. Upon termination of the reporting person's service with ARMOUR, all unvested phantom stock shall be forfeited by the reporting person. In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F3 · security: The reporting person also has the right to elect to have withholding taxes or a portion thereof, as the case may be, satisfied by reducing the number of shares of common stock to be issued to the reporting person by some or all of such shares. With respect to each phantom share, the reporting person will receive a cash payment in an amount equal to the cash dividend distributions paid in the ordinary course on a share of ARMOUR common stock. The reporting person also has the right to elect in lieu of the cash dividend payment a number of shares of common stock equal to the dividend payment payable divided by the fair market value of a share of ARMOUR common stock on the date of the dividend payment. F1 · derivative.exercise_price: The reporting person was granted an aggregate of 18,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 2,250 phantom shares will vest on February 20, 2020 with an additional 2,250 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2021, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F4 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · price: The reporting person was granted an aggregate of 18,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 2,250 phantom shares will vest on February 20, 2020 with an additional 2,250 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2021, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F4 · price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: The reporting person was granted an aggregate of 18,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 2,250 phantom shares will vest on February 20, 2020 with an additional 2,250 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2021, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · derivative.exercise_date: The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's death, disability, and in the event of a change in control of ARMOUR. Upon termination of the reporting person's service with ARMOUR, all unvested phantom stock shall be forfeited by the reporting person. In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F1 · derivative.expiration_date: The reporting person was granted an aggregate of 18,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 2,250 phantom shares will vest on February 20, 2020 with an additional 2,250 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2021, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · derivative.expiration_date: The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's death, disability, and in the event of a change in control of ARMOUR. Upon termination of the reporting person's service with ARMOUR, all unvested phantom stock shall be forfeited by the reporting person. In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F1 · balance_after: The reporting person was granted an aggregate of 18,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 2,250 phantom shares will vest on February 20, 2020 with an additional 2,250 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2021, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. Read SEC document |
| January 14, 2020 Filed Jan 16, 2020 22:58 UTC |
Zimmer Jeffrey JDirector · Co-CEO and President
|
GrantPhantom Stock · Derivative | 100,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001428205-20-000041 · wf-form4_157921551965779.xml · derivative · entry 1 Zimmer Jeffrey J · CIK 0001303087 · Director · Co-CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,200 Underlying: Common Stock · 100,000 shares Expires not disclosed F1 · security: The reporting person was granted an aggregate of 100,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 5,000 phantom shares will vest on February 20, 2020 with an additional 5,000 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2024, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · security: Upon ARMOUR Capital Management LP, ARMOUR's manager ("Manager") voluntarily terminating its services with ARMOUR pursuant to the management agreement between ARMOUR and the Manager ("Management Agreement"), or ARMOUR terminating the Management Agreement for cause, the reporting person shall forfeit all unvested phantom stock. The reporting person's unvested phantom stock will automatically fully vest upon the reporting person's termination with the Manager due to death, disability, or the earlier of ARMOUR terminating the Management Agreement without cause or notice by ARMOUR of terminating the Management Agreement without cause. If the reporting person is terminated by the Manager without cause or for good reason, his unvested phantom stock will continue to vest in accordance with the schedule described in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F3 · security: In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfilment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F4 · security: The reporting person also has the right to elect to have withholding taxes or a portion thereof, as the case may be, satisfied by reducing the number of shares of common stock to be issued to the reporting person by some or all of such shares. With respect to each phantom share, the reporting person will receive a cash payment in an amount equal to the cash dividend distributions paid in the ordinary course on a share of ARMOUR common stock. The reporting person also has the right to elect in lieu of the cash dividend payment a number of shares of common stock equal to the dividend payment payable divided by the fair market value of a share of ARMOUR common stock on the date of the dividend payment. F1 · derivative.exercise_price: The reporting person was granted an aggregate of 100,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 5,000 phantom shares will vest on February 20, 2020 with an additional 5,000 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2024, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F5 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · price: The reporting person was granted an aggregate of 100,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 5,000 phantom shares will vest on February 20, 2020 with an additional 5,000 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2024, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F5 · price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: The reporting person was granted an aggregate of 100,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 5,000 phantom shares will vest on February 20, 2020 with an additional 5,000 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2024, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · derivative.exercise_date: Upon ARMOUR Capital Management LP, ARMOUR's manager ("Manager") voluntarily terminating its services with ARMOUR pursuant to the management agreement between ARMOUR and the Manager ("Management Agreement"), or ARMOUR terminating the Management Agreement for cause, the reporting person shall forfeit all unvested phantom stock. The reporting person's unvested phantom stock will automatically fully vest upon the reporting person's termination with the Manager due to death, disability, or the earlier of ARMOUR terminating the Management Agreement without cause or notice by ARMOUR of terminating the Management Agreement without cause. If the reporting person is terminated by the Manager without cause or for good reason, his unvested phantom stock will continue to vest in accordance with the schedule described in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F3 · derivative.exercise_date: In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfilment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F1 · derivative.expiration_date: The reporting person was granted an aggregate of 100,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 5,000 phantom shares will vest on February 20, 2020 with an additional 5,000 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2024, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · derivative.expiration_date: Upon ARMOUR Capital Management LP, ARMOUR's manager ("Manager") voluntarily terminating its services with ARMOUR pursuant to the management agreement between ARMOUR and the Manager ("Management Agreement"), or ARMOUR terminating the Management Agreement for cause, the reporting person shall forfeit all unvested phantom stock. The reporting person's unvested phantom stock will automatically fully vest upon the reporting person's termination with the Manager due to death, disability, or the earlier of ARMOUR terminating the Management Agreement without cause or notice by ARMOUR of terminating the Management Agreement without cause. If the reporting person is terminated by the Manager without cause or for good reason, his unvested phantom stock will continue to vest in accordance with the schedule described in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F3 · derivative.expiration_date: In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfilment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F1 · balance_after: The reporting person was granted an aggregate of 100,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 5,000 phantom shares will vest on February 20, 2020 with an additional 5,000 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2024, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. Read SEC document |
| January 14, 2020 Filed Jan 16, 2020 22:58 UTC |
Behar Z JamieDirector
|
GrantPhantom Stock · Derivative | 18,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001428205-20-000039 · wf-form4_157921547104631.xml · derivative · entry 1 Behar Z Jamie · CIK 0001306260 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,000 Underlying: Common Stock · 18,000 shares Expires not disclosed F1 · security: The reporting person was granted an aggregate of 18,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule described as follows. 2,250 phantom shares will vest on February 20, 2020 with an additional 2,250 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2021, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · security: The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's death, disability, and in the event of a change in control of ARMOUR. Upon termination of the reporting person's service with ARMOUR, all unvested phantom stock shall be forfeited by the reporting person. In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F3 · security: The reporting person also has the right to elect to have withholding taxes or a portion thereof, as the case may be, satisfied by reducing the number of shares of common stock to be issued to the reporting person by some or all of such shares. With respect to each phantom share, the reporting person will receive a cash payment in an amount equal to the cash dividend distributions paid in the ordinary course on a share of ARMOUR common stock. The reporting person also has the right to elect in lieu of the cash dividend payment a number of shares of common stock equal to the dividend payment payable divided by the fair market value of a share of ARMOUR common stock on the date of the dividend payment. F1 · derivative.exercise_price: The reporting person was granted an aggregate of 18,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule described as follows. 2,250 phantom shares will vest on February 20, 2020 with an additional 2,250 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2021, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F4 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · price: The reporting person was granted an aggregate of 18,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule described as follows. 2,250 phantom shares will vest on February 20, 2020 with an additional 2,250 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2021, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F4 · price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: The reporting person was granted an aggregate of 18,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule described as follows. 2,250 phantom shares will vest on February 20, 2020 with an additional 2,250 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2021, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · derivative.exercise_date: The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's death, disability, and in the event of a change in control of ARMOUR. Upon termination of the reporting person's service with ARMOUR, all unvested phantom stock shall be forfeited by the reporting person. In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F1 · derivative.expiration_date: The reporting person was granted an aggregate of 18,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule described as follows. 2,250 phantom shares will vest on February 20, 2020 with an additional 2,250 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2021, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · derivative.expiration_date: The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's death, disability, and in the event of a change in control of ARMOUR. Upon termination of the reporting person's service with ARMOUR, all unvested phantom stock shall be forfeited by the reporting person. In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F1 · balance_after: The reporting person was granted an aggregate of 18,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule described as follows. 2,250 phantom shares will vest on February 20, 2020 with an additional 2,250 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2021, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. Read SEC document |
| January 14, 2020 Filed Jan 16, 2020 22:58 UTC |
Hain Robert CDirector
|
GrantPhantom Stock · Derivative | 18,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001428205-20-000040 · wf-form4_157921549271758.xml · derivative · entry 1 Hain Robert C · CIK 0001377714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,000 Underlying: Common Stock · 18,000 shares Expires not disclosed F1 · security: The reporting person was granted an aggregate of 18,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 2,250 phantom shares will vest on February 20, 2020 with an additional 2,250 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2021, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · security: The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's death, disability, and in the event of a change in control of ARMOUR. Upon termination of the reporting person's service with ARMOUR, all unvested phantom stock shall be forfeited by the reporting person. In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F3 · security: The reporting person also has the right to elect to have withholding taxes or a portion thereof, as the case may be, satisfied by reducing the number of shares of common stock to be issued to the reporting person by some or all of such shares. With respect to each phantom share, the reporting person will receive a cash payment in an amount equal to the cash dividend distributions paid in the ordinary course on a share of ARMOUR common stock. The reporting person also has the right to elect in lieu of the cash dividend payment a number of shares of common stock equal to the dividend payment payable divided by the fair market value of a share of ARMOUR common stock on the date of the dividend payment. F1 · derivative.exercise_price: The reporting person was granted an aggregate of 18,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 2,250 phantom shares will vest on February 20, 2020 with an additional 2,250 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2021, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F4 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · price: The reporting person was granted an aggregate of 18,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 2,250 phantom shares will vest on February 20, 2020 with an additional 2,250 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2021, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F4 · price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: The reporting person was granted an aggregate of 18,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 2,250 phantom shares will vest on February 20, 2020 with an additional 2,250 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2021, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · derivative.exercise_date: The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's death, disability, and in the event of a change in control of ARMOUR. Upon termination of the reporting person's service with ARMOUR, all unvested phantom stock shall be forfeited by the reporting person. In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F1 · derivative.expiration_date: The reporting person was granted an aggregate of 18,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 2,250 phantom shares will vest on February 20, 2020 with an additional 2,250 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2021, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · derivative.expiration_date: The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's death, disability, and in the event of a change in control of ARMOUR. Upon termination of the reporting person's service with ARMOUR, all unvested phantom stock shall be forfeited by the reporting person. In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F1 · balance_after: The reporting person was granted an aggregate of 18,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 2,250 phantom shares will vest on February 20, 2020 with an additional 2,250 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2021, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.