Last 12 months
Inside the activity.
1 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 1 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 24, 2021 Filed Aug 26, 2021 20:43 UTC |
Zimmer Jeffrey JDirector · Co-CEO and President
|
Exercise / conversionCommon Stock, par value $0.001 per share | 18,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000224 · wf-form4_163001058553045.xml · nonDerivative · entry 1 Zimmer Jeffrey J · CIK 0001303087 · Director · Co-CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,650 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On August 24, 2021, the reporting person elected to convert 11,124 shares out of 18,540 shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 20:43 UTC |
Harper GordonVP Finance and Controller
|
Exercise / conversionPhantom Stock · Derivative | 2,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000223 · wf-form4_163001056664707.xml · derivative · entry 3 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,900 Underlying: Common Stock · 2,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · shares: On August 24, 2021, the reporting person elected to convert 2,116 shares out of 2,900 shares of vested phantom stock into 2,116 shares of ARMOUR common stock. The person elected to convert the remaining 784 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,116 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. F1 · derivative.exercise_date: On August 24, 2021, the reporting person elected to convert 2,116 shares out of 2,900 shares of vested phantom stock into 2,116 shares of ARMOUR common stock. The person elected to convert the remaining 784 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,116 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. F1 · derivative.expiration_date: On August 24, 2021, the reporting person elected to convert 2,116 shares out of 2,900 shares of vested phantom stock into 2,116 shares of ARMOUR common stock. The person elected to convert the remaining 784 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,116 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. F1 · balance_after: On August 24, 2021, the reporting person elected to convert 2,116 shares out of 2,900 shares of vested phantom stock into 2,116 shares of ARMOUR common stock. The person elected to convert the remaining 784 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,116 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 20:43 UTC |
Harper GordonVP Finance and Controller
|
Disposition to issuerCommon Stock, par value $0.001 per share | 784 | $10.50 | $8,232.00 |
DisclosureSEC source: 0001428205-21-000223 · wf-form4_163001056664707.xml · nonDerivative · entry 2 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,855 Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 20:43 UTC |
Harper GordonVP Finance and Controller
|
Exercise / conversionCommon Stock, par value $0.001 per share | 2,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000223 · wf-form4_163001056664707.xml · nonDerivative · entry 1 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,639 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On August 24, 2021, the reporting person elected to convert 2,116 shares out of 2,900 shares of vested phantom stock into 2,116 shares of ARMOUR common stock. The person elected to convert the remaining 784 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,116 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 20:40 UTC |
Hain Robert CDirector
|
Exercise / conversionPhantom Stock · Derivative | 2,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000218 · wf-form4_163001042342165.xml · derivative · entry 3 Hain Robert C · CIK 0001377714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,950 Underlying: Common Stock · 2,850 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · shares: On August 24, 2021, the reporting person elected to convert 1,425 shares out of 2,850 shares of vested phantom stock into 1,425 shares of ARMOUR common stock. The person elected to convert the remaining 1,425 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. F1 · derivative.exercise_date: On August 24, 2021, the reporting person elected to convert 1,425 shares out of 2,850 shares of vested phantom stock into 1,425 shares of ARMOUR common stock. The person elected to convert the remaining 1,425 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. F1 · derivative.expiration_date: On August 24, 2021, the reporting person elected to convert 1,425 shares out of 2,850 shares of vested phantom stock into 1,425 shares of ARMOUR common stock. The person elected to convert the remaining 1,425 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. F1 · balance_after: On August 24, 2021, the reporting person elected to convert 1,425 shares out of 2,850 shares of vested phantom stock into 1,425 shares of ARMOUR common stock. The person elected to convert the remaining 1,425 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 20:40 UTC |
Hain Robert CDirector
|
Disposition to issuerCommon Stock, par value $0.001 per share | 1,425 | $10.50 | $14,962.50 |
DisclosureSEC source: 0001428205-21-000218 · wf-form4_163001042342165.xml · nonDerivative · entry 2 Hain Robert C · CIK 0001377714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,744 F1 · shares: On August 24, 2021, the reporting person elected to convert 1,425 shares out of 2,850 shares of vested phantom stock into 1,425 shares of ARMOUR common stock. The person elected to convert the remaining 1,425 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 20:40 UTC |
Hain Robert CDirector
|
Exercise / conversionCommon Stock, par value $0.001 per share | 2,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000218 · wf-form4_163001042342165.xml · nonDerivative · entry 1 Hain Robert C · CIK 0001377714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,169 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On August 24, 2021, the reporting person elected to convert 1,425 shares out of 2,850 shares of vested phantom stock into 1,425 shares of ARMOUR common stock. The person elected to convert the remaining 1,425 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 20:42 UTC |
HOLLIHAN JOHN P IIIDirector
|
Exercise / conversionPhantom Stock · Derivative | 2,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000222 · wf-form4_163001054642840.xml · derivative · entry 3 HOLLIHAN JOHN P III · CIK 0001248587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,950 Underlying: Common Stock · 2,850 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · shares: On August 24, 2021, the reporting person elected to convert 1,710 shares out of 2,850 shares of vested phantom stock into 1,710 shares of ARMOUR common stock. The person elected to convert the remaining 1,140 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. F1 · derivative.exercise_date: On August 24, 2021, the reporting person elected to convert 1,710 shares out of 2,850 shares of vested phantom stock into 1,710 shares of ARMOUR common stock. The person elected to convert the remaining 1,140 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. F1 · derivative.expiration_date: On August 24, 2021, the reporting person elected to convert 1,710 shares out of 2,850 shares of vested phantom stock into 1,710 shares of ARMOUR common stock. The person elected to convert the remaining 1,140 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. F1 · balance_after: On August 24, 2021, the reporting person elected to convert 1,710 shares out of 2,850 shares of vested phantom stock into 1,710 shares of ARMOUR common stock. The person elected to convert the remaining 1,140 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 20:42 UTC |
HOLLIHAN JOHN P IIIDirector
|
Disposition to issuerCommon Stock, par value $0.001 per share | 1,140 | $10.50 | $11,970.00 |
DisclosureSEC source: 0001428205-21-000222 · wf-form4_163001054642840.xml · nonDerivative · entry 2 HOLLIHAN JOHN P III · CIK 0001248587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,116 F1 · shares: On August 24, 2021, the reporting person elected to convert 1,710 shares out of 2,850 shares of vested phantom stock into 1,710 shares of ARMOUR common stock. The person elected to convert the remaining 1,140 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 20:42 UTC |
HOLLIHAN JOHN P IIIDirector
|
Exercise / conversionCommon Stock, par value $0.001 per share | 2,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000222 · wf-form4_163001054642840.xml · nonDerivative · entry 1 HOLLIHAN JOHN P III · CIK 0001248587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,256 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On August 24, 2021, the reporting person elected to convert 1,710 shares out of 2,850 shares of vested phantom stock into 1,710 shares of ARMOUR common stock. The person elected to convert the remaining 1,140 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 20:40 UTC |
MOUNTAIN JAMES RChief Financial Officer
|
Exercise / conversionPhantom Stock · Derivative | 6,670 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000217 · wf-form4_163001039810888.xml · derivative · entry 2 MOUNTAIN JAMES R · CIK 0001557465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,950 Underlying: Common Stock · 6,670 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · shares: On August 24, 2021, the reporting person elected to convert 6,670 shares of vested phantom stock into 6,670 shares of ARMOUR common stock. The 6,670 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020; phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020; and phantom stock vesting over an approximately five-year period, which was reporting on a Form 4 report filed by the reporting person on January 14, 2021. F1 · derivative.exercise_date: On August 24, 2021, the reporting person elected to convert 6,670 shares of vested phantom stock into 6,670 shares of ARMOUR common stock. The 6,670 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020; phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020; and phantom stock vesting over an approximately five-year period, which was reporting on a Form 4 report filed by the reporting person on January 14, 2021. F1 · derivative.expiration_date: On August 24, 2021, the reporting person elected to convert 6,670 shares of vested phantom stock into 6,670 shares of ARMOUR common stock. The 6,670 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020; phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020; and phantom stock vesting over an approximately five-year period, which was reporting on a Form 4 report filed by the reporting person on January 14, 2021. F1 · balance_after: On August 24, 2021, the reporting person elected to convert 6,670 shares of vested phantom stock into 6,670 shares of ARMOUR common stock. The 6,670 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020; phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020; and phantom stock vesting over an approximately five-year period, which was reporting on a Form 4 report filed by the reporting person on January 14, 2021. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 20:40 UTC |
MOUNTAIN JAMES RChief Financial Officer
|
Exercise / conversionCommon Stock, par value $0.001 per share | 6,670 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000217 · wf-form4_163001039810888.xml · nonDerivative · entry 1 MOUNTAIN JAMES R · CIK 0001557465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,810 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On August 24, 2021, the reporting person elected to convert 6,670 shares of vested phantom stock into 6,670 shares of ARMOUR common stock. The 6,670 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020; phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020; and phantom stock vesting over an approximately five-year period, which was reporting on a Form 4 report filed by the reporting person on January 14, 2021. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 20:37 UTC |
Behar Z JamieDirector
|
Exercise / conversionPhantom Stock · Derivative | 2,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000215 · wf-form4_163001020381883.xml · derivative · entry 2 Behar Z Jamie · CIK 0001306260 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,950 Underlying: Common Stock · 2,850 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · shares: On August 24, 2021, the reporting person elected to convert 2,850 shares of vested phantom stock into 2,850 shares of ARMOUR common stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. F1 · derivative.exercise_date: On August 24, 2021, the reporting person elected to convert 2,850 shares of vested phantom stock into 2,850 shares of ARMOUR common stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. F1 · derivative.expiration_date: On August 24, 2021, the reporting person elected to convert 2,850 shares of vested phantom stock into 2,850 shares of ARMOUR common stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. F1 · balance_after: On August 24, 2021, the reporting person elected to convert 2,850 shares of vested phantom stock into 2,850 shares of ARMOUR common stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 20:37 UTC |
Behar Z JamieDirector
|
Exercise / conversionCommon Stock, par value $0.001 per share | 2,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000215 · wf-form4_163001020381883.xml · nonDerivative · entry 1 Behar Z Jamie · CIK 0001306260 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,558 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On August 24, 2021, the reporting person elected to convert 2,850 shares of vested phantom stock into 2,850 shares of ARMOUR common stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. F1 · price: On August 24, 2021, the reporting person elected to convert 2,850 shares of vested phantom stock into 2,850 shares of ARMOUR common stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. F1 · balance_after: On August 24, 2021, the reporting person elected to convert 2,850 shares of vested phantom stock into 2,850 shares of ARMOUR common stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 20:35 UTC |
GRUBER MARKCIO
|
Exercise / conversionPhantom Stock · Derivative | 4,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000214 · wf-form4_163001012129821.xml · derivative · entry 3 GRUBER MARK · CIK 0001585875 · CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,850 Underlying: Common Stock · 4,050 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · shares: On August 24, 2021, the reporting person elected to convert 3,011 shares out of 4,050 shares of vested phantom stock into 3,011 shares of ARMOUR common stock. The person elected to convert the remaining 1,039 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,050 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, February 25, 2020, and January 14, 2021; phantom stock vesting over a three-year period, which was reported on a Form 4 report filed by the reporting person on May 27, 2020; and phantom stock vesting over an approximately four-year period, which was reported on a Form 4 filed by the reporting person on August 26, 2020. F1 · derivative.exercise_date: On August 24, 2021, the reporting person elected to convert 3,011 shares out of 4,050 shares of vested phantom stock into 3,011 shares of ARMOUR common stock. The person elected to convert the remaining 1,039 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,050 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, February 25, 2020, and January 14, 2021; phantom stock vesting over a three-year period, which was reported on a Form 4 report filed by the reporting person on May 27, 2020; and phantom stock vesting over an approximately four-year period, which was reported on a Form 4 filed by the reporting person on August 26, 2020. F1 · derivative.expiration_date: On August 24, 2021, the reporting person elected to convert 3,011 shares out of 4,050 shares of vested phantom stock into 3,011 shares of ARMOUR common stock. The person elected to convert the remaining 1,039 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,050 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, February 25, 2020, and January 14, 2021; phantom stock vesting over a three-year period, which was reported on a Form 4 report filed by the reporting person on May 27, 2020; and phantom stock vesting over an approximately four-year period, which was reported on a Form 4 filed by the reporting person on August 26, 2020. F1 · balance_after: On August 24, 2021, the reporting person elected to convert 3,011 shares out of 4,050 shares of vested phantom stock into 3,011 shares of ARMOUR common stock. The person elected to convert the remaining 1,039 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,050 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, February 25, 2020, and January 14, 2021; phantom stock vesting over a three-year period, which was reported on a Form 4 report filed by the reporting person on May 27, 2020; and phantom stock vesting over an approximately four-year period, which was reported on a Form 4 filed by the reporting person on August 26, 2020. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 20:35 UTC |
GRUBER MARKCIO
|
Disposition to issuerCommon Stock, par value $0.001 per share | 1,039 | $10.50 | $10,909.50 |
DisclosureSEC source: 0001428205-21-000214 · wf-form4_163001012129821.xml · nonDerivative · entry 2 GRUBER MARK · CIK 0001585875 · CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,717 F1 · shares: On August 24, 2021, the reporting person elected to convert 3,011 shares out of 4,050 shares of vested phantom stock into 3,011 shares of ARMOUR common stock. The person elected to convert the remaining 1,039 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,050 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, February 25, 2020, and January 14, 2021; phantom stock vesting over a three-year period, which was reported on a Form 4 report filed by the reporting person on May 27, 2020; and phantom stock vesting over an approximately four-year period, which was reported on a Form 4 filed by the reporting person on August 26, 2020. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 20:35 UTC |
GRUBER MARKCIO
|
Exercise / conversionCommon Stock, par value $0.001 per share | 4,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000214 · wf-form4_163001012129821.xml · nonDerivative · entry 1 GRUBER MARK · CIK 0001585875 · CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,756 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On August 24, 2021, the reporting person elected to convert 3,011 shares out of 4,050 shares of vested phantom stock into 3,011 shares of ARMOUR common stock. The person elected to convert the remaining 1,039 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,050 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, February 25, 2020, and January 14, 2021; phantom stock vesting over a three-year period, which was reported on a Form 4 report filed by the reporting person on May 27, 2020; and phantom stock vesting over an approximately four-year period, which was reported on a Form 4 filed by the reporting person on August 26, 2020. Read SEC document |
| August 24, 2021 Filed May 25, 2022 21:12 UTC Amendment |
Harper GordonVP Finance and Controller
|
Exercise / conversionPhantom Stock · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-22-000074 · wf-form4a_165351310354795.xml · derivative · entry 3 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,800 Underlying: Common Stock · 3,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: The original Form 4 reported 2900 rather than 3000 shares of phantom stock being vested and 784 rather then 884 shares being converted to cash. The footnote should have read: On August 24, 2021, the reporting person elected to convert 2,116 shares out of 3,000 shares of vested phantom stock into 2,116 shares of ARMOUR common stock. The person elected to convert the remaining 884 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,116 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. F1 · derivative.expiration_date: The original Form 4 reported 2900 rather than 3000 shares of phantom stock being vested and 784 rather then 884 shares being converted to cash. The footnote should have read: On August 24, 2021, the reporting person elected to convert 2,116 shares out of 3,000 shares of vested phantom stock into 2,116 shares of ARMOUR common stock. The person elected to convert the remaining 884 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,116 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. Read SEC document |
| August 24, 2021 Filed May 25, 2022 21:12 UTC Amendment |
Harper GordonVP Finance and Controller
|
Disposition to issuerCommon Stock, par value $0.001 per share | 884 | $10.50 | $9,282.00 |
DisclosureSEC source: 0001428205-22-000074 · wf-form4a_165351310354795.xml · nonDerivative · entry 2 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,011 F1 · shares: The original Form 4 reported 2900 rather than 3000 shares of phantom stock being vested and 784 rather then 884 shares being converted to cash. The footnote should have read: On August 24, 2021, the reporting person elected to convert 2,116 shares out of 3,000 shares of vested phantom stock into 2,116 shares of ARMOUR common stock. The person elected to convert the remaining 884 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,116 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. F2 · balance_after: Amounts reported reflect the current amounts rather then the amounts reported as of August 24, 2021, which only shows a 100 share change in the total. Read SEC document |
| August 24, 2021 Filed May 25, 2022 21:12 UTC Amendment |
Harper GordonVP Finance and Controller
|
Exercise / conversionCommon Stock, par value $0.001 per share | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-22-000074 · wf-form4a_165351310354795.xml · nonDerivative · entry 1 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,111 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The original Form 4 reported 2900 rather than 3000 shares of phantom stock being vested and 784 rather then 884 shares being converted to cash. The footnote should have read: On August 24, 2021, the reporting person elected to convert 2,116 shares out of 3,000 shares of vested phantom stock into 2,116 shares of ARMOUR common stock. The person elected to convert the remaining 884 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,116 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. F2 · balance_after: Amounts reported reflect the current amounts rather then the amounts reported as of August 24, 2021, which only shows a 100 share change in the total. Read SEC document |
| July 27, 2021 Filed Oct 1, 2021 21:12 UTC |
MOUNTAIN JAMES RChief Financial Officer
|
Gift7.00% Series C Cumulative Redeemable Preferred Stock · Derivative | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000233 · wf-form4_163312274267074.xml · derivative · entry 2 MOUNTAIN JAMES R · CIK 0001557465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse's Revocable Trust Disclosed balance after: 4,500 Underlying: Common Stock, par value $0.001 per share · 1,307 shares Expires not disclosed F2 · derivative.exercise_price: Upon the occurrence of a Change of Control (as defined in the Articles Supplementary relating to the Series C Preferred Stock) of the issuer, the reporting person will have the right to convert the shares of Series C Preferred Stock into a number of shares of common stock of the issuer per share of Series C Preferred Stock equal to the lesser of: (i) the quotient obtained by dividing (x) the sum of the $25.00 liquidation preference per share of Series C Preferred Stock plus the amount of any accumulated and unpaid dividends by (y) the Common Stock Price (as defined in the Articles Supplementary relating to the Series C Preferred Stock); and (ii) 2.613696, subject to certain adjustments indicated in the Articles Supplementary relating to the Series C Preferred Stock. F2 · derivative.exercise_date: Upon the occurrence of a Change of Control (as defined in the Articles Supplementary relating to the Series C Preferred Stock) of the issuer, the reporting person will have the right to convert the shares of Series C Preferred Stock into a number of shares of common stock of the issuer per share of Series C Preferred Stock equal to the lesser of: (i) the quotient obtained by dividing (x) the sum of the $25.00 liquidation preference per share of Series C Preferred Stock plus the amount of any accumulated and unpaid dividends by (y) the Common Stock Price (as defined in the Articles Supplementary relating to the Series C Preferred Stock); and (ii) 2.613696, subject to certain adjustments indicated in the Articles Supplementary relating to the Series C Preferred Stock. F3 · derivative.expiration_date: The Series C Preferred Stock has no expiration date. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 20:10 UTC |
STATON DANIEL CDirector · Chairman of the Board
|
GrantRestricted Stock Units · Derivative | 3,655 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000189 · wf-form4_162560219495845.xml · derivative · entry 1 STATON DANIEL C · CIK 0001024240 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote. Disclosed balance after: 24,520 Underlying: Common Stock, par value $0.001 per share · 3,655 shares Expires not disclosed F1 · derivative.exercise_price: On July 1, 2021, the reporting person received 3,655 restricted stock units ("RSUs"), entitling the reporting person to 3,655 shares of common stock upon a separation of service, including retirement, or upon the reporting person's death or disability or a change of control of ARMOUR if earlier than the reporting person's separation of service. The RSUs represent the reporting person's election to defer receipt of the quarterly compensation that the reporting person would otherwise have been paid for his service on ARMOUR's Board of Directors, and to receive such compensation in the form of shares of common stock. F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On July 1, 2021, the reporting person received 3,655 restricted stock units ("RSUs"), entitling the reporting person to 3,655 shares of common stock upon a separation of service, including retirement, or upon the reporting person's death or disability or a change of control of ARMOUR if earlier than the reporting person's separation of service. The RSUs represent the reporting person's election to defer receipt of the quarterly compensation that the reporting person would otherwise have been paid for his service on ARMOUR's Board of Directors, and to receive such compensation in the form of shares of common stock. F1 · derivative.expiration_date: On July 1, 2021, the reporting person received 3,655 restricted stock units ("RSUs"), entitling the reporting person to 3,655 shares of common stock upon a separation of service, including retirement, or upon the reporting person's death or disability or a change of control of ARMOUR if earlier than the reporting person's separation of service. The RSUs represent the reporting person's election to defer receipt of the quarterly compensation that the reporting person would otherwise have been paid for his service on ARMOUR's Board of Directors, and to receive such compensation in the form of shares of common stock. F3 · ownership.nature: Represents restricted stock units owned indirectly through DM Staton Family Limited Partnership. The reporting person is a general partner and a limited partner of DM Staton Family Limited Partnership. The reporting person has a pecuniary interest in the restricted stock units held by DM Staton Family Limited Partnership.Remarks: Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 20:12 UTC |
Downey CarolynDirector
|
GrantCommon Stock, par value $0.001 per share | 1,444 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001428205-21-000190 · wf-form4_162560230917877.xml · nonDerivative · entry 1 Downey Carolyn · CIK 0001455810 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,208 F1 · kind: On July 1, 2021, the reporting person received 1,444 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. The reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 1,444 shares of stock represent the reporting person's election of stock compensation for the past quarter. F1 · price: On July 1, 2021, the reporting person received 1,444 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. The reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 1,444 shares of stock represent the reporting person's election of stock compensation for the past quarter. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 20:14 UTC |
Behar Z JamieDirector
|
GrantRestricted Stock Units · Derivative | 3,655 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000192 · wf-form4_162560245655088.xml · derivative · entry 1 Behar Z Jamie · CIK 0001306260 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,520 Underlying: Common Stock, par value $0.001 per share · 3,655 shares Expires not disclosed F1 · derivative.exercise_price: On July 1, 2021, the reporting person received 3,655 restricted stock units ("RSUs"), entitling the reporting person to 3,655 shares of common stock upon a separation of service, including retirement, or upon the reporting person's death or disability or a change of control of ARMOUR if earlier than the reporting person's separation of service. The RSUs represent the reporting person's election to defer receipt of the quarterly compensation that the reporting person would otherwise have been paid for her service on ARMOUR's Board of Directors, and to receive such compensation in the form of shares of common stock. F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of ARMOUR common stock. F1 · price: On July 1, 2021, the reporting person received 3,655 restricted stock units ("RSUs"), entitling the reporting person to 3,655 shares of common stock upon a separation of service, including retirement, or upon the reporting person's death or disability or a change of control of ARMOUR if earlier than the reporting person's separation of service. The RSUs represent the reporting person's election to defer receipt of the quarterly compensation that the reporting person would otherwise have been paid for her service on ARMOUR's Board of Directors, and to receive such compensation in the form of shares of common stock. F2 · price: Each restricted stock unit is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On July 1, 2021, the reporting person received 3,655 restricted stock units ("RSUs"), entitling the reporting person to 3,655 shares of common stock upon a separation of service, including retirement, or upon the reporting person's death or disability or a change of control of ARMOUR if earlier than the reporting person's separation of service. The RSUs represent the reporting person's election to defer receipt of the quarterly compensation that the reporting person would otherwise have been paid for her service on ARMOUR's Board of Directors, and to receive such compensation in the form of shares of common stock. F1 · derivative.expiration_date: On July 1, 2021, the reporting person received 3,655 restricted stock units ("RSUs"), entitling the reporting person to 3,655 shares of common stock upon a separation of service, including retirement, or upon the reporting person's death or disability or a change of control of ARMOUR if earlier than the reporting person's separation of service. The RSUs represent the reporting person's election to defer receipt of the quarterly compensation that the reporting person would otherwise have been paid for her service on ARMOUR's Board of Directors, and to receive such compensation in the form of shares of common stock. F2 · derivative.underlying_shares: Each restricted stock unit is the economic equivalent of one share of ARMOUR common stock. F1 · balance_after: On July 1, 2021, the reporting person received 3,655 restricted stock units ("RSUs"), entitling the reporting person to 3,655 shares of common stock upon a separation of service, including retirement, or upon the reporting person's death or disability or a change of control of ARMOUR if earlier than the reporting person's separation of service. The RSUs represent the reporting person's election to defer receipt of the quarterly compensation that the reporting person would otherwise have been paid for her service on ARMOUR's Board of Directors, and to receive such compensation in the form of shares of common stock. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 20:13 UTC |
PAPERIN STEWART JDirector
|
GrantCommon Stock, par value $0.001 per share | 1,444 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001428205-21-000191 · wf-form4_162560239286844.xml · nonDerivative · entry 1 PAPERIN STEWART J · CIK 0001207637 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 56,088 F1 · kind: On July 1, 2021, the reporting person received 1,444 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. The reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 1,444 shares of stock represent the reporting person's election of stock compensation for the past quarter. F1 · price: On July 1, 2021, the reporting person received 1,444 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. The reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 1,444 shares of stock represent the reporting person's election of stock compensation for the past quarter. F1 · balance_after: On July 1, 2021, the reporting person received 1,444 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. The reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 1,444 shares of stock represent the reporting person's election of stock compensation for the past quarter. F2 · ownership.nature: Represents shares owned indirectly through the Stewart J. Paperin Family Trust. Mr. Paperin has a pecuniary interest in and investment control over the shares held by the Trust. Read SEC document |
| May 24, 2021 Filed May 27, 2021 01:48 UTC |
STATON DANIEL CDirector · Chairman of the Board
|
Exercise / conversionPhantom Stock · Derivative | 2,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000175 · wf-form4_162208011037499.xml · derivative · entry 4 STATON DANIEL C · CIK 0001024240 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,250 Underlying: Common Stock · 2,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F3 · shares: On May 24, 2021, the reporting person elected to convert 2,400 shares of vested phantom stock into 2,400 shares of ARMOUR common stock. The 2,400 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on the Form 4 report filed by the reporting person on January 14, 2021. F3 · derivative.exercise_date: On May 24, 2021, the reporting person elected to convert 2,400 shares of vested phantom stock into 2,400 shares of ARMOUR common stock. The 2,400 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on the Form 4 report filed by the reporting person on January 14, 2021. F3 · derivative.expiration_date: On May 24, 2021, the reporting person elected to convert 2,400 shares of vested phantom stock into 2,400 shares of ARMOUR common stock. The 2,400 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on the Form 4 report filed by the reporting person on January 14, 2021. F3 · balance_after: On May 24, 2021, the reporting person elected to convert 2,400 shares of vested phantom stock into 2,400 shares of ARMOUR common stock. The 2,400 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on the Form 4 report filed by the reporting person on January 14, 2021. Read SEC document |
| May 24, 2021 Filed May 27, 2021 01:48 UTC |
STATON DANIEL CDirector · Chairman of the Board
|
Exercise / conversionPhantom Stock · Derivative | 2,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000175 · wf-form4_162208011037499.xml · derivative · entry 3 STATON DANIEL C · CIK 0001024240 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,950 Underlying: Common Stock · 2,100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · shares: On May 24, 2021, the reporting person elected to convert 2,100 shares of vested phantom stock into 2,100 shares of ARMOUR common stock. The 2,100 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, January 16, 2020, and January 14, 2021. F1 · derivative.exercise_date: On May 24, 2021, the reporting person elected to convert 2,100 shares of vested phantom stock into 2,100 shares of ARMOUR common stock. The 2,100 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, January 16, 2020, and January 14, 2021. F1 · derivative.expiration_date: On May 24, 2021, the reporting person elected to convert 2,100 shares of vested phantom stock into 2,100 shares of ARMOUR common stock. The 2,100 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, January 16, 2020, and January 14, 2021. F1 · balance_after: On May 24, 2021, the reporting person elected to convert 2,100 shares of vested phantom stock into 2,100 shares of ARMOUR common stock. The 2,100 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, January 16, 2020, and January 14, 2021. Read SEC document |
| May 24, 2021 Filed May 27, 2021 01:48 UTC |
STATON DANIEL CDirector · Chairman of the Board
|
Exercise / conversionCommon Stock, par value $0.001 per share | 2,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000175 · wf-form4_162208011037499.xml · nonDerivative · entry 2 STATON DANIEL C · CIK 0001024240 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote. Disclosed balance after: 309,511 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: On May 24, 2021, the reporting person elected to convert 2,400 shares of vested phantom stock into 2,400 shares of ARMOUR common stock. The 2,400 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on the Form 4 report filed by the reporting person on January 14, 2021. F2 · ownership.nature: Represents shares owned indirectly through DM Staton Family Limited Partnership. The reporting person is a general partner and a limited partner of DM Staton Family Limited Partnership. The reporting person has a pecuniary interest in the shares held by DM Staton Family Limited Partnership. Read SEC document |
| May 24, 2021 Filed May 27, 2021 01:48 UTC |
STATON DANIEL CDirector · Chairman of the Board
|
Exercise / conversionCommon Stock, par value $0.001 per share | 2,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000175 · wf-form4_162208011037499.xml · nonDerivative · entry 1 STATON DANIEL C · CIK 0001024240 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote. Disclosed balance after: 307,111 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On May 24, 2021, the reporting person elected to convert 2,100 shares of vested phantom stock into 2,100 shares of ARMOUR common stock. The 2,100 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, January 16, 2020, and January 14, 2021. F2 · ownership.nature: Represents shares owned indirectly through DM Staton Family Limited Partnership. The reporting person is a general partner and a limited partner of DM Staton Family Limited Partnership. The reporting person has a pecuniary interest in the shares held by DM Staton Family Limited Partnership. Read SEC document |
| May 24, 2021 Filed May 27, 2021 01:49 UTC |
BELL MARC HDirector
|
Exercise / conversionPhantom Stock · Derivative | 2,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000177 · wf-form4_162208014556865.xml · derivative · entry 4 BELL MARC H · CIK 0001026915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,150 Underlying: Common Stock · 2,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F2 · derivative.exercise_date: On May 24, 2021, the reporting person elected to convert 2,400 shares of vested phantom stock into 2,400 shares of ARMOUR common stock. The 2,400 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on the Form 4 reports filed by the reporting person on January 14, 2021. F2 · derivative.expiration_date: On May 24, 2021, the reporting person elected to convert 2,400 shares of vested phantom stock into 2,400 shares of ARMOUR common stock. The 2,400 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on the Form 4 reports filed by the reporting person on January 14, 2021. F2 · balance_after: On May 24, 2021, the reporting person elected to convert 2,400 shares of vested phantom stock into 2,400 shares of ARMOUR common stock. The 2,400 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on the Form 4 reports filed by the reporting person on January 14, 2021. Read SEC document |
| May 24, 2021 Filed May 27, 2021 01:49 UTC |
BELL MARC HDirector
|
Exercise / conversionPhantom Stock · Derivative | 2,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000177 · wf-form4_162208014556865.xml · derivative · entry 3 BELL MARC H · CIK 0001026915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,550 Underlying: Common Stock · 2,100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · shares: On May 24, 2021, the reporting person elected to convert 2,100 shares of vested phantom stock into 2,100 shares of ARMOUR common stock. The 2,100 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, January 16, 2020, and January 14, 2021. F1 · derivative.exercise_date: On May 24, 2021, the reporting person elected to convert 2,100 shares of vested phantom stock into 2,100 shares of ARMOUR common stock. The 2,100 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, January 16, 2020, and January 14, 2021. F1 · derivative.expiration_date: On May 24, 2021, the reporting person elected to convert 2,100 shares of vested phantom stock into 2,100 shares of ARMOUR common stock. The 2,100 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, January 16, 2020, and January 14, 2021. F1 · balance_after: On May 24, 2021, the reporting person elected to convert 2,100 shares of vested phantom stock into 2,100 shares of ARMOUR common stock. The 2,100 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, January 16, 2020, and January 14, 2021. Read SEC document |
| May 24, 2021 Filed May 27, 2021 01:49 UTC |
BELL MARC HDirector
|
Exercise / conversionCommon Stock, par value $0.001 per share | 2,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000177 · wf-form4_162208014556865.xml · nonDerivative · entry 2 BELL MARC H · CIK 0001026915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,994 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On May 24, 2021, the reporting person elected to convert 2,400 shares of vested phantom stock into 2,400 shares of ARMOUR common stock. The 2,400 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on the Form 4 reports filed by the reporting person on January 14, 2021. Read SEC document |
| May 24, 2021 Filed May 27, 2021 01:49 UTC |
BELL MARC HDirector
|
Exercise / conversionCommon Stock, par value $0.001 per share | 2,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000177 · wf-form4_162208014556865.xml · nonDerivative · entry 1 BELL MARC H · CIK 0001026915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,594 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On May 24, 2021, the reporting person elected to convert 2,100 shares of vested phantom stock into 2,100 shares of ARMOUR common stock. The 2,100 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, January 16, 2020, and January 14, 2021. Read SEC document |
| May 24, 2021 Filed May 26, 2021 21:49 UTC |
GUBA THOMAS KDirector
|
Exercise / conversionPhantom Stock · Derivative | 2,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000178 · wf-form4_162208016422719.xml · derivative · entry 2 GUBA THOMAS K · CIK 0001475027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,800 Underlying: Common Stock · 2,850 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · shares: On May 24, 2021, the reporting person elected to convert 2,850 shares of vested phantom stock into 2,850 shares of ARMOUR common stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. F1 · derivative.exercise_date: On May 24, 2021, the reporting person elected to convert 2,850 shares of vested phantom stock into 2,850 shares of ARMOUR common stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. F1 · derivative.expiration_date: On May 24, 2021, the reporting person elected to convert 2,850 shares of vested phantom stock into 2,850 shares of ARMOUR common stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. F2 · derivative.underlying_shares: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · balance_after: On May 24, 2021, the reporting person elected to convert 2,850 shares of vested phantom stock into 2,850 shares of ARMOUR common stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. Read SEC document |
| May 24, 2021 Filed May 26, 2021 21:49 UTC |
GUBA THOMAS KDirector
|
Exercise / conversionCommon Stock, par value $0.001 per share | 2,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000178 · wf-form4_162208016422719.xml · nonDerivative · entry 1 GUBA THOMAS K · CIK 0001475027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,925 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On May 24, 2021, the reporting person elected to convert 2,850 shares of vested phantom stock into 2,850 shares of ARMOUR common stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. Read SEC document |
| May 24, 2021 Filed May 27, 2021 01:49 UTC |
ULM SCOTTDirector · Co-CEO
|
Exercise / conversionPhantom Stock · Derivative | 18,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000176 · wf-form4_162208012827146.xml · derivative · entry 4 ULM SCOTT · CIK 0001469064 · Director · Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,290 Underlying: Common Stock · 18,540 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · shares: On May 24, 2021, the reporting person elected to convert 11,124 shares out of 18,540 shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. F1 · derivative.exercise_date: On May 24, 2021, the reporting person elected to convert 11,124 shares out of 18,540 shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. F1 · derivative.expiration_date: On May 24, 2021, the reporting person elected to convert 11,124 shares out of 18,540 shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. F1 · balance_after: On May 24, 2021, the reporting person elected to convert 11,124 shares out of 18,540 shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. Read SEC document |
| May 24, 2021 Filed May 27, 2021 01:49 UTC |
ULM SCOTTDirector · Co-CEO
|
Disposition to issuerCommon Stock, par value $0.001 per share | 7,416 | $11.99 | $88,917.84 |
DisclosureSEC source: 0001428205-21-000176 · wf-form4_162208012827146.xml · nonDerivative · entry 2 ULM SCOTT · CIK 0001469064 · Director · Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,587 F1 · shares: On May 24, 2021, the reporting person elected to convert 11,124 shares out of 18,540 shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. Read SEC document |
| May 24, 2021 Filed May 27, 2021 01:49 UTC |
ULM SCOTTDirector · Co-CEO
|
Exercise / conversionCommon Stock, par value $0.001 per share | 18,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000176 · wf-form4_162208012827146.xml · nonDerivative · entry 1 ULM SCOTT · CIK 0001469064 · Director · Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,003 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On May 24, 2021, the reporting person elected to convert 11,124 shares out of 18,540 shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. Read SEC document |
| May 24, 2021 Filed May 27, 2021 01:47 UTC |
Downey CarolynDirector
|
Exercise / conversionPhantom Stock · Derivative | 2,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000172 · wf-form4_162208004109426.xml · derivative · entry 3 Downey Carolyn · CIK 0001455810 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,800 Underlying: Common Stock · 2,850 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · shares: On May 24, 2021, the reporting person elected to convert 1,425 shares out of 2,850 shares of vested phantom stock into 1,425 shares of ARMOUR common stock. The person elected to convert the remaining 1,425 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. F1 · derivative.exercise_date: On May 24, 2021, the reporting person elected to convert 1,425 shares out of 2,850 shares of vested phantom stock into 1,425 shares of ARMOUR common stock. The person elected to convert the remaining 1,425 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. F1 · derivative.expiration_date: On May 24, 2021, the reporting person elected to convert 1,425 shares out of 2,850 shares of vested phantom stock into 1,425 shares of ARMOUR common stock. The person elected to convert the remaining 1,425 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. F1 · balance_after: On May 24, 2021, the reporting person elected to convert 1,425 shares out of 2,850 shares of vested phantom stock into 1,425 shares of ARMOUR common stock. The person elected to convert the remaining 1,425 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. Read SEC document |
| May 24, 2021 Filed May 27, 2021 01:47 UTC |
Downey CarolynDirector
|
Disposition to issuerCommon Stock, par value $0.001 per share | 1,425 | $12.02 | $17,128.50 |
DisclosureSEC source: 0001428205-21-000172 · wf-form4_162208004109426.xml · nonDerivative · entry 2 Downey Carolyn · CIK 0001455810 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,764 F1 · shares: On May 24, 2021, the reporting person elected to convert 1,425 shares out of 2,850 shares of vested phantom stock into 1,425 shares of ARMOUR common stock. The person elected to convert the remaining 1,425 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. Read SEC document |
| May 24, 2021 Filed May 27, 2021 01:47 UTC |
Downey CarolynDirector
|
Exercise / conversionCommon Stock, par value $0.001 per share | 2,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000172 · wf-form4_162208004109426.xml · nonDerivative · entry 1 Downey Carolyn · CIK 0001455810 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,189 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On May 24, 2021, the reporting person elected to convert 1,425 shares out of 2,850 shares of vested phantom stock into 1,425 shares of ARMOUR common stock. The person elected to convert the remaining 1,425 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. Read SEC document |
| May 24, 2021 Filed May 27, 2021 01:50 UTC |
Harper GordonVP Finance and Controller
|
Exercise / conversionPhantom Stock · Derivative | 2,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000181 · wf-form4_162208022431698.xml · derivative · entry 3 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,800 Underlying: Common Stock · 2,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · shares: On May 24, 2021, the reporting person elected to convert 2,030 shares out of 2,900 shares of vested phantom stock into 2,030 shares of ARMOUR common stock. The person elected to convert the remaining 870 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,900 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. F1 · derivative.exercise_date: On May 24, 2021, the reporting person elected to convert 2,030 shares out of 2,900 shares of vested phantom stock into 2,030 shares of ARMOUR common stock. The person elected to convert the remaining 870 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,900 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. F1 · derivative.expiration_date: On May 24, 2021, the reporting person elected to convert 2,030 shares out of 2,900 shares of vested phantom stock into 2,030 shares of ARMOUR common stock. The person elected to convert the remaining 870 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,900 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. F1 · balance_after: On May 24, 2021, the reporting person elected to convert 2,030 shares out of 2,900 shares of vested phantom stock into 2,030 shares of ARMOUR common stock. The person elected to convert the remaining 870 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,900 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. Read SEC document |
| May 24, 2021 Filed May 27, 2021 01:50 UTC |
Harper GordonVP Finance and Controller
|
Disposition to issuerCommon Stock, par value $0.001 per share | 870 | $11.99 | $10,431.30 |
DisclosureSEC source: 0001428205-21-000181 · wf-form4_162208022431698.xml · nonDerivative · entry 2 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,739 Read SEC document |
| May 24, 2021 Filed May 27, 2021 01:50 UTC |
Harper GordonVP Finance and Controller
|
Exercise / conversionCommon Stock, par value $0.001 per share | 2,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000181 · wf-form4_162208022431698.xml · nonDerivative · entry 1 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,609 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On May 24, 2021, the reporting person elected to convert 2,030 shares out of 2,900 shares of vested phantom stock into 2,030 shares of ARMOUR common stock. The person elected to convert the remaining 870 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,900 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. Read SEC document |
| May 24, 2021 Filed May 27, 2021 01:50 UTC |
MOUNTAIN JAMES RChief Financial Officer
|
Exercise / conversionPhantom Stock · Derivative | 6,670 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000180 · wf-form4_162208020346274.xml · derivative · entry 2 MOUNTAIN JAMES R · CIK 0001557465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,620 Underlying: Common Stock · 6,670 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · shares: On May 24, 2021, the reporting person elected to convert 6,670 shares of vested phantom stock into 6,670 shares of ARMOUR common stock. The 6,670 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020; phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020; and phantom stock vesting over an approximately five-year period, which was reporting on a Form 4 report filed by the reporting person on January 14, 2021. F1 · derivative.exercise_date: On May 24, 2021, the reporting person elected to convert 6,670 shares of vested phantom stock into 6,670 shares of ARMOUR common stock. The 6,670 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020; phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020; and phantom stock vesting over an approximately five-year period, which was reporting on a Form 4 report filed by the reporting person on January 14, 2021. F1 · derivative.expiration_date: On May 24, 2021, the reporting person elected to convert 6,670 shares of vested phantom stock into 6,670 shares of ARMOUR common stock. The 6,670 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020; phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020; and phantom stock vesting over an approximately five-year period, which was reporting on a Form 4 report filed by the reporting person on January 14, 2021. F1 · balance_after: On May 24, 2021, the reporting person elected to convert 6,670 shares of vested phantom stock into 6,670 shares of ARMOUR common stock. The 6,670 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020; phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020; and phantom stock vesting over an approximately five-year period, which was reporting on a Form 4 report filed by the reporting person on January 14, 2021. Read SEC document |
| May 24, 2021 Filed May 27, 2021 01:50 UTC |
MOUNTAIN JAMES RChief Financial Officer
|
Exercise / conversionCommon Stock, par value $0.001 per share | 6,670 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000180 · wf-form4_162208020346274.xml · nonDerivative · entry 1 MOUNTAIN JAMES R · CIK 0001557465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,140 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On May 24, 2021, the reporting person elected to convert 6,670 shares of vested phantom stock into 6,670 shares of ARMOUR common stock. The 6,670 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020; phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020; and phantom stock vesting over an approximately five-year period, which was reporting on a Form 4 report filed by the reporting person on January 14, 2021. Read SEC document |
| May 24, 2021 Filed May 27, 2021 01:49 UTC |
Hain Robert CDirector
|
Exercise / conversionPhantom Stock · Derivative | 2,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000179 · wf-form4_162208018273807.xml · derivative · entry 3 Hain Robert C · CIK 0001377714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,800 Underlying: Common Stock · 2,850 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · shares: On May 24, 2021, the reporting person elected to convert 1,425 shares out of 2,850 shares of vested phantom stock into 1,425 shares of ARMOUR common stock. The person elected to convert the remaining 1,425 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. F1 · derivative.exercise_date: On May 24, 2021, the reporting person elected to convert 1,425 shares out of 2,850 shares of vested phantom stock into 1,425 shares of ARMOUR common stock. The person elected to convert the remaining 1,425 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. F1 · derivative.expiration_date: On May 24, 2021, the reporting person elected to convert 1,425 shares out of 2,850 shares of vested phantom stock into 1,425 shares of ARMOUR common stock. The person elected to convert the remaining 1,425 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. F1 · balance_after: On May 24, 2021, the reporting person elected to convert 1,425 shares out of 2,850 shares of vested phantom stock into 1,425 shares of ARMOUR common stock. The person elected to convert the remaining 1,425 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. Read SEC document |
| May 24, 2021 Filed May 27, 2021 01:49 UTC |
Hain Robert CDirector
|
Disposition to issuerCommon Stock, par value $0.001 per share | 1,425 | $11.99 | $17,085.75 |
DisclosureSEC source: 0001428205-21-000179 · wf-form4_162208018273807.xml · nonDerivative · entry 2 Hain Robert C · CIK 0001377714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,319 F1 · shares: On May 24, 2021, the reporting person elected to convert 1,425 shares out of 2,850 shares of vested phantom stock into 1,425 shares of ARMOUR common stock. The person elected to convert the remaining 1,425 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. Read SEC document |
| May 24, 2021 Filed May 27, 2021 01:49 UTC |
Hain Robert CDirector
|
Exercise / conversionCommon Stock, par value $0.001 per share | 2,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000179 · wf-form4_162208018273807.xml · nonDerivative · entry 1 Hain Robert C · CIK 0001377714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,744 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On May 24, 2021, the reporting person elected to convert 1,425 shares out of 2,850 shares of vested phantom stock into 1,425 shares of ARMOUR common stock. The person elected to convert the remaining 1,425 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. Read SEC document |
| May 24, 2021 Filed May 27, 2021 01:48 UTC |
PAPERIN STEWART JDirector
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Exercise / conversionPhantom Stock · Derivative | 2,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000174 · wf-form4_162208008304628.xml · derivative · entry 3 PAPERIN STEWART J · CIK 0001207637 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,800 Underlying: Common Stock · 2,850 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · shares: On May 24, 2021, the reporting person elected to convert 2,850 shares of vested phantom stock into 2,850 shares of ARMOUR common stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. F1 · derivative.exercise_date: On May 24, 2021, the reporting person elected to convert 2,850 shares of vested phantom stock into 2,850 shares of ARMOUR common stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. F1 · derivative.expiration_date: On May 24, 2021, the reporting person elected to convert 2,850 shares of vested phantom stock into 2,850 shares of ARMOUR common stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. F1 · balance_after: On May 24, 2021, the reporting person elected to convert 2,850 shares of vested phantom stock into 2,850 shares of ARMOUR common stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.