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ARR

Armour Residential REIT, Inc.

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4416
SEC CIK
0001428205
Parsed reports
757

Last 12 months

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1 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202611
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 24, 2021 Filed Aug 26, 2021 20:43 UTC
Zimmer Jeffrey JDirector · Co-CEO and President
Exercise / conversionCommon Stock, par value $0.001 per share 18,540 $0.00 $0.00
Disclosure

SEC source: 0001428205-21-000224 · wf-form4_163001058553045.xml · nonDerivative · entry 1

Zimmer Jeffrey J · CIK 0001303087 · Director · Co-CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 24, 2021, the reporting person elected to convert 11,124 shares out of 18,540 shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021.

Read SEC document
August 24, 2021 Filed Aug 26, 2021 20:43 UTC
Harper GordonVP Finance and Controller
Exercise / conversionPhantom Stock · Derivative 2,900 $0.00 $0.00
Disclosure

SEC source: 0001428205-21-000223 · wf-form4_163001056664707.xml · derivative · entry 3

Harper Gordon · CIK 0001698344 · VP Finance and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,900

Underlying: Common Stock · 2,900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · shares: On August 24, 2021, the reporting person elected to convert 2,116 shares out of 2,900 shares of vested phantom stock into 2,116 shares of ARMOUR common stock. The person elected to convert the remaining 784 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,116 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

F1 · derivative.exercise_date: On August 24, 2021, the reporting person elected to convert 2,116 shares out of 2,900 shares of vested phantom stock into 2,116 shares of ARMOUR common stock. The person elected to convert the remaining 784 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,116 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

F1 · derivative.expiration_date: On August 24, 2021, the reporting person elected to convert 2,116 shares out of 2,900 shares of vested phantom stock into 2,116 shares of ARMOUR common stock. The person elected to convert the remaining 784 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,116 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

F1 · balance_after: On August 24, 2021, the reporting person elected to convert 2,116 shares out of 2,900 shares of vested phantom stock into 2,116 shares of ARMOUR common stock. The person elected to convert the remaining 784 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,116 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

Read SEC document
August 24, 2021 Filed Aug 26, 2021 20:43 UTC
Harper GordonVP Finance and Controller
Disposition to issuerCommon Stock, par value $0.001 per share 784 $10.50 $8,232.00
Disclosure

SEC source: 0001428205-21-000223 · wf-form4_163001056664707.xml · nonDerivative · entry 2

Harper Gordon · CIK 0001698344 · VP Finance and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,855

Read SEC document
August 24, 2021 Filed Aug 26, 2021 20:43 UTC
Harper GordonVP Finance and Controller
Exercise / conversionCommon Stock, par value $0.001 per share 2,900 $0.00 $0.00
Disclosure

SEC source: 0001428205-21-000223 · wf-form4_163001056664707.xml · nonDerivative · entry 1

Harper Gordon · CIK 0001698344 · VP Finance and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,639

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 24, 2021, the reporting person elected to convert 2,116 shares out of 2,900 shares of vested phantom stock into 2,116 shares of ARMOUR common stock. The person elected to convert the remaining 784 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,116 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

Read SEC document
August 24, 2021 Filed Aug 26, 2021 20:40 UTC Exercise / conversionPhantom Stock · Derivative 2,850 $0.00 $0.00
Disclosure

SEC source: 0001428205-21-000218 · wf-form4_163001042342165.xml · derivative · entry 3

Hain Robert C · CIK 0001377714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,950

Underlying: Common Stock · 2,850 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · shares: On August 24, 2021, the reporting person elected to convert 1,425 shares out of 2,850 shares of vested phantom stock into 1,425 shares of ARMOUR common stock. The person elected to convert the remaining 1,425 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

F1 · derivative.exercise_date: On August 24, 2021, the reporting person elected to convert 1,425 shares out of 2,850 shares of vested phantom stock into 1,425 shares of ARMOUR common stock. The person elected to convert the remaining 1,425 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

F1 · derivative.expiration_date: On August 24, 2021, the reporting person elected to convert 1,425 shares out of 2,850 shares of vested phantom stock into 1,425 shares of ARMOUR common stock. The person elected to convert the remaining 1,425 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

F1 · balance_after: On August 24, 2021, the reporting person elected to convert 1,425 shares out of 2,850 shares of vested phantom stock into 1,425 shares of ARMOUR common stock. The person elected to convert the remaining 1,425 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

Read SEC document
August 24, 2021 Filed Aug 26, 2021 20:40 UTC Disposition to issuerCommon Stock, par value $0.001 per share 1,425 $10.50 $14,962.50
Disclosure

SEC source: 0001428205-21-000218 · wf-form4_163001042342165.xml · nonDerivative · entry 2

Hain Robert C · CIK 0001377714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,744

F1 · shares: On August 24, 2021, the reporting person elected to convert 1,425 shares out of 2,850 shares of vested phantom stock into 1,425 shares of ARMOUR common stock. The person elected to convert the remaining 1,425 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

Read SEC document
August 24, 2021 Filed Aug 26, 2021 20:40 UTC Exercise / conversionCommon Stock, par value $0.001 per share 2,850 $0.00 $0.00
Disclosure

SEC source: 0001428205-21-000218 · wf-form4_163001042342165.xml · nonDerivative · entry 1

Hain Robert C · CIK 0001377714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,169

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 24, 2021, the reporting person elected to convert 1,425 shares out of 2,850 shares of vested phantom stock into 1,425 shares of ARMOUR common stock. The person elected to convert the remaining 1,425 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

Read SEC document
August 24, 2021 Filed Aug 26, 2021 20:42 UTC Exercise / conversionPhantom Stock · Derivative 2,850 $0.00 $0.00
Disclosure

SEC source: 0001428205-21-000222 · wf-form4_163001054642840.xml · derivative · entry 3

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,950

Underlying: Common Stock · 2,850 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · shares: On August 24, 2021, the reporting person elected to convert 1,710 shares out of 2,850 shares of vested phantom stock into 1,710 shares of ARMOUR common stock. The person elected to convert the remaining 1,140 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

F1 · derivative.exercise_date: On August 24, 2021, the reporting person elected to convert 1,710 shares out of 2,850 shares of vested phantom stock into 1,710 shares of ARMOUR common stock. The person elected to convert the remaining 1,140 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

F1 · derivative.expiration_date: On August 24, 2021, the reporting person elected to convert 1,710 shares out of 2,850 shares of vested phantom stock into 1,710 shares of ARMOUR common stock. The person elected to convert the remaining 1,140 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

F1 · balance_after: On August 24, 2021, the reporting person elected to convert 1,710 shares out of 2,850 shares of vested phantom stock into 1,710 shares of ARMOUR common stock. The person elected to convert the remaining 1,140 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

Read SEC document
August 24, 2021 Filed Aug 26, 2021 20:42 UTC Disposition to issuerCommon Stock, par value $0.001 per share 1,140 $10.50 $11,970.00
Disclosure

SEC source: 0001428205-21-000222 · wf-form4_163001054642840.xml · nonDerivative · entry 2

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,116

F1 · shares: On August 24, 2021, the reporting person elected to convert 1,710 shares out of 2,850 shares of vested phantom stock into 1,710 shares of ARMOUR common stock. The person elected to convert the remaining 1,140 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

Read SEC document
August 24, 2021 Filed Aug 26, 2021 20:42 UTC Exercise / conversionCommon Stock, par value $0.001 per share 2,850 $0.00 $0.00
Disclosure

SEC source: 0001428205-21-000222 · wf-form4_163001054642840.xml · nonDerivative · entry 1

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,256

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 24, 2021, the reporting person elected to convert 1,710 shares out of 2,850 shares of vested phantom stock into 1,710 shares of ARMOUR common stock. The person elected to convert the remaining 1,140 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

Read SEC document
August 24, 2021 Filed Aug 26, 2021 20:40 UTC
MOUNTAIN JAMES RChief Financial Officer
Exercise / conversionPhantom Stock · Derivative 6,670 $0.00 $0.00
Disclosure

SEC source: 0001428205-21-000217 · wf-form4_163001039810888.xml · derivative · entry 2

MOUNTAIN JAMES R · CIK 0001557465 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,950

Underlying: Common Stock · 6,670 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · shares: On August 24, 2021, the reporting person elected to convert 6,670 shares of vested phantom stock into 6,670 shares of ARMOUR common stock. The 6,670 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020; phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020; and phantom stock vesting over an approximately five-year period, which was reporting on a Form 4 report filed by the reporting person on January 14, 2021.

F1 · derivative.exercise_date: On August 24, 2021, the reporting person elected to convert 6,670 shares of vested phantom stock into 6,670 shares of ARMOUR common stock. The 6,670 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020; phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020; and phantom stock vesting over an approximately five-year period, which was reporting on a Form 4 report filed by the reporting person on January 14, 2021.

F1 · derivative.expiration_date: On August 24, 2021, the reporting person elected to convert 6,670 shares of vested phantom stock into 6,670 shares of ARMOUR common stock. The 6,670 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020; phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020; and phantom stock vesting over an approximately five-year period, which was reporting on a Form 4 report filed by the reporting person on January 14, 2021.

F1 · balance_after: On August 24, 2021, the reporting person elected to convert 6,670 shares of vested phantom stock into 6,670 shares of ARMOUR common stock. The 6,670 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020; phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020; and phantom stock vesting over an approximately five-year period, which was reporting on a Form 4 report filed by the reporting person on January 14, 2021.

Read SEC document
August 24, 2021 Filed Aug 26, 2021 20:40 UTC
MOUNTAIN JAMES RChief Financial Officer
Exercise / conversionCommon Stock, par value $0.001 per share 6,670 $0.00 $0.00
Disclosure

SEC source: 0001428205-21-000217 · wf-form4_163001039810888.xml · nonDerivative · entry 1

MOUNTAIN JAMES R · CIK 0001557465 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 24, 2021, the reporting person elected to convert 6,670 shares of vested phantom stock into 6,670 shares of ARMOUR common stock. The 6,670 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020; phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020; and phantom stock vesting over an approximately five-year period, which was reporting on a Form 4 report filed by the reporting person on January 14, 2021.

Read SEC document
August 24, 2021 Filed Aug 26, 2021 20:37 UTC Exercise / conversionPhantom Stock · Derivative 2,850 $0.00 $0.00
Disclosure

SEC source: 0001428205-21-000215 · wf-form4_163001020381883.xml · derivative · entry 2

Behar Z Jamie · CIK 0001306260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,950

Underlying: Common Stock · 2,850 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · shares: On August 24, 2021, the reporting person elected to convert 2,850 shares of vested phantom stock into 2,850 shares of ARMOUR common stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

F1 · derivative.exercise_date: On August 24, 2021, the reporting person elected to convert 2,850 shares of vested phantom stock into 2,850 shares of ARMOUR common stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

F1 · derivative.expiration_date: On August 24, 2021, the reporting person elected to convert 2,850 shares of vested phantom stock into 2,850 shares of ARMOUR common stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

F1 · balance_after: On August 24, 2021, the reporting person elected to convert 2,850 shares of vested phantom stock into 2,850 shares of ARMOUR common stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

Read SEC document
August 24, 2021 Filed Aug 26, 2021 20:37 UTC Exercise / conversionCommon Stock, par value $0.001 per share 2,850 $0.00 $0.00
Disclosure

SEC source: 0001428205-21-000215 · wf-form4_163001020381883.xml · nonDerivative · entry 1

Behar Z Jamie · CIK 0001306260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,558

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On August 24, 2021, the reporting person elected to convert 2,850 shares of vested phantom stock into 2,850 shares of ARMOUR common stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

F1 · price: On August 24, 2021, the reporting person elected to convert 2,850 shares of vested phantom stock into 2,850 shares of ARMOUR common stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

F1 · balance_after: On August 24, 2021, the reporting person elected to convert 2,850 shares of vested phantom stock into 2,850 shares of ARMOUR common stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

Read SEC document
August 24, 2021 Filed Aug 26, 2021 20:35 UTC Exercise / conversionPhantom Stock · Derivative 4,050 $0.00 $0.00
Disclosure

SEC source: 0001428205-21-000214 · wf-form4_163001012129821.xml · derivative · entry 3

GRUBER MARK · CIK 0001585875 · CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,850

Underlying: Common Stock · 4,050 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · shares: On August 24, 2021, the reporting person elected to convert 3,011 shares out of 4,050 shares of vested phantom stock into 3,011 shares of ARMOUR common stock. The person elected to convert the remaining 1,039 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,050 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, February 25, 2020, and January 14, 2021; phantom stock vesting over a three-year period, which was reported on a Form 4 report filed by the reporting person on May 27, 2020; and phantom stock vesting over an approximately four-year period, which was reported on a Form 4 filed by the reporting person on August 26, 2020.

F1 · derivative.exercise_date: On August 24, 2021, the reporting person elected to convert 3,011 shares out of 4,050 shares of vested phantom stock into 3,011 shares of ARMOUR common stock. The person elected to convert the remaining 1,039 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,050 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, February 25, 2020, and January 14, 2021; phantom stock vesting over a three-year period, which was reported on a Form 4 report filed by the reporting person on May 27, 2020; and phantom stock vesting over an approximately four-year period, which was reported on a Form 4 filed by the reporting person on August 26, 2020.

F1 · derivative.expiration_date: On August 24, 2021, the reporting person elected to convert 3,011 shares out of 4,050 shares of vested phantom stock into 3,011 shares of ARMOUR common stock. The person elected to convert the remaining 1,039 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,050 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, February 25, 2020, and January 14, 2021; phantom stock vesting over a three-year period, which was reported on a Form 4 report filed by the reporting person on May 27, 2020; and phantom stock vesting over an approximately four-year period, which was reported on a Form 4 filed by the reporting person on August 26, 2020.

F1 · balance_after: On August 24, 2021, the reporting person elected to convert 3,011 shares out of 4,050 shares of vested phantom stock into 3,011 shares of ARMOUR common stock. The person elected to convert the remaining 1,039 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,050 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, February 25, 2020, and January 14, 2021; phantom stock vesting over a three-year period, which was reported on a Form 4 report filed by the reporting person on May 27, 2020; and phantom stock vesting over an approximately four-year period, which was reported on a Form 4 filed by the reporting person on August 26, 2020.

Read SEC document
August 24, 2021 Filed Aug 26, 2021 20:35 UTC Disposition to issuerCommon Stock, par value $0.001 per share 1,039 $10.50 $10,909.50
Disclosure

SEC source: 0001428205-21-000214 · wf-form4_163001012129821.xml · nonDerivative · entry 2

GRUBER MARK · CIK 0001585875 · CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,717

F1 · shares: On August 24, 2021, the reporting person elected to convert 3,011 shares out of 4,050 shares of vested phantom stock into 3,011 shares of ARMOUR common stock. The person elected to convert the remaining 1,039 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,050 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, February 25, 2020, and January 14, 2021; phantom stock vesting over a three-year period, which was reported on a Form 4 report filed by the reporting person on May 27, 2020; and phantom stock vesting over an approximately four-year period, which was reported on a Form 4 filed by the reporting person on August 26, 2020.

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August 24, 2021 Filed Aug 26, 2021 20:35 UTC Exercise / conversionCommon Stock, par value $0.001 per share 4,050 $0.00 $0.00
Disclosure

SEC source: 0001428205-21-000214 · wf-form4_163001012129821.xml · nonDerivative · entry 1

GRUBER MARK · CIK 0001585875 · CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 24, 2021, the reporting person elected to convert 3,011 shares out of 4,050 shares of vested phantom stock into 3,011 shares of ARMOUR common stock. The person elected to convert the remaining 1,039 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,050 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, February 25, 2020, and January 14, 2021; phantom stock vesting over a three-year period, which was reported on a Form 4 report filed by the reporting person on May 27, 2020; and phantom stock vesting over an approximately four-year period, which was reported on a Form 4 filed by the reporting person on August 26, 2020.

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August 24, 2021 Filed May 25, 2022 21:12 UTC Amendment
Harper GordonVP Finance and Controller
Exercise / conversionPhantom Stock · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001428205-22-000074 · wf-form4a_165351310354795.xml · derivative · entry 3

Harper Gordon · CIK 0001698344 · VP Finance and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,800

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: The original Form 4 reported 2900 rather than 3000 shares of phantom stock being vested and 784 rather then 884 shares being converted to cash. The footnote should have read: On August 24, 2021, the reporting person elected to convert 2,116 shares out of 3,000 shares of vested phantom stock into 2,116 shares of ARMOUR common stock. The person elected to convert the remaining 884 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,116 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

F1 · derivative.expiration_date: The original Form 4 reported 2900 rather than 3000 shares of phantom stock being vested and 784 rather then 884 shares being converted to cash. The footnote should have read: On August 24, 2021, the reporting person elected to convert 2,116 shares out of 3,000 shares of vested phantom stock into 2,116 shares of ARMOUR common stock. The person elected to convert the remaining 884 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,116 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

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August 24, 2021 Filed May 25, 2022 21:12 UTC Amendment
Harper GordonVP Finance and Controller
Disposition to issuerCommon Stock, par value $0.001 per share 884 $10.50 $9,282.00
Disclosure

SEC source: 0001428205-22-000074 · wf-form4a_165351310354795.xml · nonDerivative · entry 2

Harper Gordon · CIK 0001698344 · VP Finance and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,011

F1 · shares: The original Form 4 reported 2900 rather than 3000 shares of phantom stock being vested and 784 rather then 884 shares being converted to cash. The footnote should have read: On August 24, 2021, the reporting person elected to convert 2,116 shares out of 3,000 shares of vested phantom stock into 2,116 shares of ARMOUR common stock. The person elected to convert the remaining 884 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,116 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

F2 · balance_after: Amounts reported reflect the current amounts rather then the amounts reported as of August 24, 2021, which only shows a 100 share change in the total.

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August 24, 2021 Filed May 25, 2022 21:12 UTC Amendment
Harper GordonVP Finance and Controller
Exercise / conversionCommon Stock, par value $0.001 per share 3,000 $0.00 $0.00
Disclosure

SEC source: 0001428205-22-000074 · wf-form4a_165351310354795.xml · nonDerivative · entry 1

Harper Gordon · CIK 0001698344 · VP Finance and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,111

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The original Form 4 reported 2900 rather than 3000 shares of phantom stock being vested and 784 rather then 884 shares being converted to cash. The footnote should have read: On August 24, 2021, the reporting person elected to convert 2,116 shares out of 3,000 shares of vested phantom stock into 2,116 shares of ARMOUR common stock. The person elected to convert the remaining 884 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,116 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

F2 · balance_after: Amounts reported reflect the current amounts rather then the amounts reported as of August 24, 2021, which only shows a 100 share change in the total.

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July 27, 2021 Filed Oct 1, 2021 21:12 UTC
MOUNTAIN JAMES RChief Financial Officer
Gift7.00% Series C Cumulative Redeemable Preferred Stock · Derivative 500 $0.00 $0.00
Disclosure

SEC source: 0001428205-21-000233 · wf-form4_163312274267074.xml · derivative · entry 2

MOUNTAIN JAMES R · CIK 0001557465 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse's Revocable Trust

Disclosed balance after: 4,500

Underlying: Common Stock, par value $0.001 per share · 1,307 shares

Expires not disclosed

F2 · derivative.exercise_price: Upon the occurrence of a Change of Control (as defined in the Articles Supplementary relating to the Series C Preferred Stock) of the issuer, the reporting person will have the right to convert the shares of Series C Preferred Stock into a number of shares of common stock of the issuer per share of Series C Preferred Stock equal to the lesser of: (i) the quotient obtained by dividing (x) the sum of the $25.00 liquidation preference per share of Series C Preferred Stock plus the amount of any accumulated and unpaid dividends by (y) the Common Stock Price (as defined in the Articles Supplementary relating to the Series C Preferred Stock); and (ii) 2.613696, subject to certain adjustments indicated in the Articles Supplementary relating to the Series C Preferred Stock.

F2 · derivative.exercise_date: Upon the occurrence of a Change of Control (as defined in the Articles Supplementary relating to the Series C Preferred Stock) of the issuer, the reporting person will have the right to convert the shares of Series C Preferred Stock into a number of shares of common stock of the issuer per share of Series C Preferred Stock equal to the lesser of: (i) the quotient obtained by dividing (x) the sum of the $25.00 liquidation preference per share of Series C Preferred Stock plus the amount of any accumulated and unpaid dividends by (y) the Common Stock Price (as defined in the Articles Supplementary relating to the Series C Preferred Stock); and (ii) 2.613696, subject to certain adjustments indicated in the Articles Supplementary relating to the Series C Preferred Stock.

F3 · derivative.expiration_date: The Series C Preferred Stock has no expiration date.

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July 01, 2021 Filed Jul 6, 2021 20:10 UTC
STATON DANIEL CDirector · Chairman of the Board
GrantRestricted Stock Units · Derivative 3,655 $0.00 $0.00
Disclosure

SEC source: 0001428205-21-000189 · wf-form4_162560219495845.xml · derivative · entry 1

STATON DANIEL C · CIK 0001024240 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote.

Disclosed balance after: 24,520

Underlying: Common Stock, par value $0.001 per share · 3,655 shares

Expires not disclosed

F1 · derivative.exercise_price: On July 1, 2021, the reporting person received 3,655 restricted stock units ("RSUs"), entitling the reporting person to 3,655 shares of common stock upon a separation of service, including retirement, or upon the reporting person's death or disability or a change of control of ARMOUR if earlier than the reporting person's separation of service. The RSUs represent the reporting person's election to defer receipt of the quarterly compensation that the reporting person would otherwise have been paid for his service on ARMOUR's Board of Directors, and to receive such compensation in the form of shares of common stock.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: On July 1, 2021, the reporting person received 3,655 restricted stock units ("RSUs"), entitling the reporting person to 3,655 shares of common stock upon a separation of service, including retirement, or upon the reporting person's death or disability or a change of control of ARMOUR if earlier than the reporting person's separation of service. The RSUs represent the reporting person's election to defer receipt of the quarterly compensation that the reporting person would otherwise have been paid for his service on ARMOUR's Board of Directors, and to receive such compensation in the form of shares of common stock.

F1 · derivative.expiration_date: On July 1, 2021, the reporting person received 3,655 restricted stock units ("RSUs"), entitling the reporting person to 3,655 shares of common stock upon a separation of service, including retirement, or upon the reporting person's death or disability or a change of control of ARMOUR if earlier than the reporting person's separation of service. The RSUs represent the reporting person's election to defer receipt of the quarterly compensation that the reporting person would otherwise have been paid for his service on ARMOUR's Board of Directors, and to receive such compensation in the form of shares of common stock.

F3 · ownership.nature: Represents restricted stock units owned indirectly through DM Staton Family Limited Partnership. The reporting person is a general partner and a limited partner of DM Staton Family Limited Partnership. The reporting person has a pecuniary interest in the restricted stock units held by DM Staton Family Limited Partnership.Remarks:

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July 01, 2021 Filed Jul 6, 2021 20:12 UTC GrantCommon Stock, par value $0.001 per share 1,444 Not disclosed Not disclosed
Disclosure

SEC source: 0001428205-21-000190 · wf-form4_162560230917877.xml · nonDerivative · entry 1

Downey Carolyn · CIK 0001455810 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,208

F1 · kind: On July 1, 2021, the reporting person received 1,444 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. The reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 1,444 shares of stock represent the reporting person's election of stock compensation for the past quarter.

F1 · price: On July 1, 2021, the reporting person received 1,444 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. The reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 1,444 shares of stock represent the reporting person's election of stock compensation for the past quarter.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 20:14 UTC GrantRestricted Stock Units · Derivative 3,655 $0.00 $0.00
Disclosure

SEC source: 0001428205-21-000192 · wf-form4_162560245655088.xml · derivative · entry 1

Behar Z Jamie · CIK 0001306260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,520

Underlying: Common Stock, par value $0.001 per share · 3,655 shares

Expires not disclosed

F1 · derivative.exercise_price: On July 1, 2021, the reporting person received 3,655 restricted stock units ("RSUs"), entitling the reporting person to 3,655 shares of common stock upon a separation of service, including retirement, or upon the reporting person's death or disability or a change of control of ARMOUR if earlier than the reporting person's separation of service. The RSUs represent the reporting person's election to defer receipt of the quarterly compensation that the reporting person would otherwise have been paid for her service on ARMOUR's Board of Directors, and to receive such compensation in the form of shares of common stock.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of ARMOUR common stock.

F1 · price: On July 1, 2021, the reporting person received 3,655 restricted stock units ("RSUs"), entitling the reporting person to 3,655 shares of common stock upon a separation of service, including retirement, or upon the reporting person's death or disability or a change of control of ARMOUR if earlier than the reporting person's separation of service. The RSUs represent the reporting person's election to defer receipt of the quarterly compensation that the reporting person would otherwise have been paid for her service on ARMOUR's Board of Directors, and to receive such compensation in the form of shares of common stock.

F2 · price: Each restricted stock unit is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: On July 1, 2021, the reporting person received 3,655 restricted stock units ("RSUs"), entitling the reporting person to 3,655 shares of common stock upon a separation of service, including retirement, or upon the reporting person's death or disability or a change of control of ARMOUR if earlier than the reporting person's separation of service. The RSUs represent the reporting person's election to defer receipt of the quarterly compensation that the reporting person would otherwise have been paid for her service on ARMOUR's Board of Directors, and to receive such compensation in the form of shares of common stock.

F1 · derivative.expiration_date: On July 1, 2021, the reporting person received 3,655 restricted stock units ("RSUs"), entitling the reporting person to 3,655 shares of common stock upon a separation of service, including retirement, or upon the reporting person's death or disability or a change of control of ARMOUR if earlier than the reporting person's separation of service. The RSUs represent the reporting person's election to defer receipt of the quarterly compensation that the reporting person would otherwise have been paid for her service on ARMOUR's Board of Directors, and to receive such compensation in the form of shares of common stock.

F2 · derivative.underlying_shares: Each restricted stock unit is the economic equivalent of one share of ARMOUR common stock.

F1 · balance_after: On July 1, 2021, the reporting person received 3,655 restricted stock units ("RSUs"), entitling the reporting person to 3,655 shares of common stock upon a separation of service, including retirement, or upon the reporting person's death or disability or a change of control of ARMOUR if earlier than the reporting person's separation of service. The RSUs represent the reporting person's election to defer receipt of the quarterly compensation that the reporting person would otherwise have been paid for her service on ARMOUR's Board of Directors, and to receive such compensation in the form of shares of common stock.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 20:13 UTC GrantCommon Stock, par value $0.001 per share 1,444 Not disclosed Not disclosed
Disclosure

SEC source: 0001428205-21-000191 · wf-form4_162560239286844.xml · nonDerivative · entry 1

PAPERIN STEWART J · CIK 0001207637 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 56,088

F1 · kind: On July 1, 2021, the reporting person received 1,444 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. The reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 1,444 shares of stock represent the reporting person's election of stock compensation for the past quarter.

F1 · price: On July 1, 2021, the reporting person received 1,444 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. The reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 1,444 shares of stock represent the reporting person's election of stock compensation for the past quarter.

F1 · balance_after: On July 1, 2021, the reporting person received 1,444 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. The reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 1,444 shares of stock represent the reporting person's election of stock compensation for the past quarter.

F2 · ownership.nature: Represents shares owned indirectly through the Stewart J. Paperin Family Trust. Mr. Paperin has a pecuniary interest in and investment control over the shares held by the Trust.

Read SEC document
May 24, 2021 Filed May 27, 2021 01:48 UTC
STATON DANIEL CDirector · Chairman of the Board
Exercise / conversionPhantom Stock · Derivative 2,400 $0.00 $0.00
Disclosure

SEC source: 0001428205-21-000175 · wf-form4_162208011037499.xml · derivative · entry 4

STATON DANIEL C · CIK 0001024240 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,250

Underlying: Common Stock · 2,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F3 · shares: On May 24, 2021, the reporting person elected to convert 2,400 shares of vested phantom stock into 2,400 shares of ARMOUR common stock. The 2,400 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on the Form 4 report filed by the reporting person on January 14, 2021.

F3 · derivative.exercise_date: On May 24, 2021, the reporting person elected to convert 2,400 shares of vested phantom stock into 2,400 shares of ARMOUR common stock. The 2,400 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on the Form 4 report filed by the reporting person on January 14, 2021.

F3 · derivative.expiration_date: On May 24, 2021, the reporting person elected to convert 2,400 shares of vested phantom stock into 2,400 shares of ARMOUR common stock. The 2,400 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on the Form 4 report filed by the reporting person on January 14, 2021.

F3 · balance_after: On May 24, 2021, the reporting person elected to convert 2,400 shares of vested phantom stock into 2,400 shares of ARMOUR common stock. The 2,400 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on the Form 4 report filed by the reporting person on January 14, 2021.

Read SEC document
May 24, 2021 Filed May 27, 2021 01:48 UTC
STATON DANIEL CDirector · Chairman of the Board
Exercise / conversionPhantom Stock · Derivative 2,100 $0.00 $0.00
Disclosure

SEC source: 0001428205-21-000175 · wf-form4_162208011037499.xml · derivative · entry 3

STATON DANIEL C · CIK 0001024240 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,950

Underlying: Common Stock · 2,100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · shares: On May 24, 2021, the reporting person elected to convert 2,100 shares of vested phantom stock into 2,100 shares of ARMOUR common stock. The 2,100 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, January 16, 2020, and January 14, 2021.

F1 · derivative.exercise_date: On May 24, 2021, the reporting person elected to convert 2,100 shares of vested phantom stock into 2,100 shares of ARMOUR common stock. The 2,100 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, January 16, 2020, and January 14, 2021.

F1 · derivative.expiration_date: On May 24, 2021, the reporting person elected to convert 2,100 shares of vested phantom stock into 2,100 shares of ARMOUR common stock. The 2,100 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, January 16, 2020, and January 14, 2021.

F1 · balance_after: On May 24, 2021, the reporting person elected to convert 2,100 shares of vested phantom stock into 2,100 shares of ARMOUR common stock. The 2,100 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, January 16, 2020, and January 14, 2021.

Read SEC document
May 24, 2021 Filed May 27, 2021 01:48 UTC
STATON DANIEL CDirector · Chairman of the Board
Exercise / conversionCommon Stock, par value $0.001 per share 2,400 $0.00 $0.00
Disclosure

SEC source: 0001428205-21-000175 · wf-form4_162208011037499.xml · nonDerivative · entry 2

STATON DANIEL C · CIK 0001024240 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote.

Disclosed balance after: 309,511

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: On May 24, 2021, the reporting person elected to convert 2,400 shares of vested phantom stock into 2,400 shares of ARMOUR common stock. The 2,400 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on the Form 4 report filed by the reporting person on January 14, 2021.

F2 · ownership.nature: Represents shares owned indirectly through DM Staton Family Limited Partnership. The reporting person is a general partner and a limited partner of DM Staton Family Limited Partnership. The reporting person has a pecuniary interest in the shares held by DM Staton Family Limited Partnership.

Read SEC document
May 24, 2021 Filed May 27, 2021 01:48 UTC
STATON DANIEL CDirector · Chairman of the Board
Exercise / conversionCommon Stock, par value $0.001 per share 2,100 $0.00 $0.00
Disclosure

SEC source: 0001428205-21-000175 · wf-form4_162208011037499.xml · nonDerivative · entry 1

STATON DANIEL C · CIK 0001024240 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote.

Disclosed balance after: 307,111

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On May 24, 2021, the reporting person elected to convert 2,100 shares of vested phantom stock into 2,100 shares of ARMOUR common stock. The 2,100 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, January 16, 2020, and January 14, 2021.

F2 · ownership.nature: Represents shares owned indirectly through DM Staton Family Limited Partnership. The reporting person is a general partner and a limited partner of DM Staton Family Limited Partnership. The reporting person has a pecuniary interest in the shares held by DM Staton Family Limited Partnership.

Read SEC document
May 24, 2021 Filed May 27, 2021 01:49 UTC
BELL MARC HDirector
Exercise / conversionPhantom Stock · Derivative 2,400 $0.00 $0.00
Disclosure

SEC source: 0001428205-21-000177 · wf-form4_162208014556865.xml · derivative · entry 4

BELL MARC H · CIK 0001026915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,150

Underlying: Common Stock · 2,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F2 · derivative.exercise_date: On May 24, 2021, the reporting person elected to convert 2,400 shares of vested phantom stock into 2,400 shares of ARMOUR common stock. The 2,400 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on the Form 4 reports filed by the reporting person on January 14, 2021.

F2 · derivative.expiration_date: On May 24, 2021, the reporting person elected to convert 2,400 shares of vested phantom stock into 2,400 shares of ARMOUR common stock. The 2,400 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on the Form 4 reports filed by the reporting person on January 14, 2021.

F2 · balance_after: On May 24, 2021, the reporting person elected to convert 2,400 shares of vested phantom stock into 2,400 shares of ARMOUR common stock. The 2,400 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on the Form 4 reports filed by the reporting person on January 14, 2021.

Read SEC document
May 24, 2021 Filed May 27, 2021 01:49 UTC
BELL MARC HDirector
Exercise / conversionPhantom Stock · Derivative 2,100 $0.00 $0.00
Disclosure

SEC source: 0001428205-21-000177 · wf-form4_162208014556865.xml · derivative · entry 3

BELL MARC H · CIK 0001026915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,550

Underlying: Common Stock · 2,100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · shares: On May 24, 2021, the reporting person elected to convert 2,100 shares of vested phantom stock into 2,100 shares of ARMOUR common stock. The 2,100 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, January 16, 2020, and January 14, 2021.

F1 · derivative.exercise_date: On May 24, 2021, the reporting person elected to convert 2,100 shares of vested phantom stock into 2,100 shares of ARMOUR common stock. The 2,100 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, January 16, 2020, and January 14, 2021.

F1 · derivative.expiration_date: On May 24, 2021, the reporting person elected to convert 2,100 shares of vested phantom stock into 2,100 shares of ARMOUR common stock. The 2,100 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, January 16, 2020, and January 14, 2021.

F1 · balance_after: On May 24, 2021, the reporting person elected to convert 2,100 shares of vested phantom stock into 2,100 shares of ARMOUR common stock. The 2,100 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, January 16, 2020, and January 14, 2021.

Read SEC document
May 24, 2021 Filed May 27, 2021 01:49 UTC
BELL MARC HDirector
Exercise / conversionCommon Stock, par value $0.001 per share 2,400 $0.00 $0.00
Disclosure

SEC source: 0001428205-21-000177 · wf-form4_162208014556865.xml · nonDerivative · entry 2

BELL MARC H · CIK 0001026915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,994

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On May 24, 2021, the reporting person elected to convert 2,400 shares of vested phantom stock into 2,400 shares of ARMOUR common stock. The 2,400 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on the Form 4 reports filed by the reporting person on January 14, 2021.

Read SEC document
May 24, 2021 Filed May 27, 2021 01:49 UTC
BELL MARC HDirector
Exercise / conversionCommon Stock, par value $0.001 per share 2,100 $0.00 $0.00
Disclosure

SEC source: 0001428205-21-000177 · wf-form4_162208014556865.xml · nonDerivative · entry 1

BELL MARC H · CIK 0001026915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,594

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On May 24, 2021, the reporting person elected to convert 2,100 shares of vested phantom stock into 2,100 shares of ARMOUR common stock. The 2,100 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, January 16, 2020, and January 14, 2021.

Read SEC document
May 24, 2021 Filed May 26, 2021 21:49 UTC Exercise / conversionPhantom Stock · Derivative 2,850 $0.00 $0.00
Disclosure

SEC source: 0001428205-21-000178 · wf-form4_162208016422719.xml · derivative · entry 2

GUBA THOMAS K · CIK 0001475027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,800

Underlying: Common Stock · 2,850 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · shares: On May 24, 2021, the reporting person elected to convert 2,850 shares of vested phantom stock into 2,850 shares of ARMOUR common stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

F1 · derivative.exercise_date: On May 24, 2021, the reporting person elected to convert 2,850 shares of vested phantom stock into 2,850 shares of ARMOUR common stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

F1 · derivative.expiration_date: On May 24, 2021, the reporting person elected to convert 2,850 shares of vested phantom stock into 2,850 shares of ARMOUR common stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

F2 · derivative.underlying_shares: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · balance_after: On May 24, 2021, the reporting person elected to convert 2,850 shares of vested phantom stock into 2,850 shares of ARMOUR common stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

Read SEC document
May 24, 2021 Filed May 26, 2021 21:49 UTC Exercise / conversionCommon Stock, par value $0.001 per share 2,850 $0.00 $0.00
Disclosure

SEC source: 0001428205-21-000178 · wf-form4_162208016422719.xml · nonDerivative · entry 1

GUBA THOMAS K · CIK 0001475027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,925

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On May 24, 2021, the reporting person elected to convert 2,850 shares of vested phantom stock into 2,850 shares of ARMOUR common stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

Read SEC document
May 24, 2021 Filed May 27, 2021 01:49 UTC
ULM SCOTTDirector · Co-CEO
Exercise / conversionPhantom Stock · Derivative 18,540 $0.00 $0.00
Disclosure

SEC source: 0001428205-21-000176 · wf-form4_162208012827146.xml · derivative · entry 4

ULM SCOTT · CIK 0001469064 · Director · Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,290

Underlying: Common Stock · 18,540 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · shares: On May 24, 2021, the reporting person elected to convert 11,124 shares out of 18,540 shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021.

F1 · derivative.exercise_date: On May 24, 2021, the reporting person elected to convert 11,124 shares out of 18,540 shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021.

F1 · derivative.expiration_date: On May 24, 2021, the reporting person elected to convert 11,124 shares out of 18,540 shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021.

F1 · balance_after: On May 24, 2021, the reporting person elected to convert 11,124 shares out of 18,540 shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021.

Read SEC document
May 24, 2021 Filed May 27, 2021 01:49 UTC
ULM SCOTTDirector · Co-CEO
Disposition to issuerCommon Stock, par value $0.001 per share 7,416 $11.99 $88,917.84
Disclosure

SEC source: 0001428205-21-000176 · wf-form4_162208012827146.xml · nonDerivative · entry 2

ULM SCOTT · CIK 0001469064 · Director · Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,587

F1 · shares: On May 24, 2021, the reporting person elected to convert 11,124 shares out of 18,540 shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021.

Read SEC document
May 24, 2021 Filed May 27, 2021 01:49 UTC
ULM SCOTTDirector · Co-CEO
Exercise / conversionCommon Stock, par value $0.001 per share 18,540 $0.00 $0.00
Disclosure

SEC source: 0001428205-21-000176 · wf-form4_162208012827146.xml · nonDerivative · entry 1

ULM SCOTT · CIK 0001469064 · Director · Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,003

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On May 24, 2021, the reporting person elected to convert 11,124 shares out of 18,540 shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021.

Read SEC document
May 24, 2021 Filed May 27, 2021 01:47 UTC Exercise / conversionPhantom Stock · Derivative 2,850 $0.00 $0.00
Disclosure

SEC source: 0001428205-21-000172 · wf-form4_162208004109426.xml · derivative · entry 3

Downey Carolyn · CIK 0001455810 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,800

Underlying: Common Stock · 2,850 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · shares: On May 24, 2021, the reporting person elected to convert 1,425 shares out of 2,850 shares of vested phantom stock into 1,425 shares of ARMOUR common stock. The person elected to convert the remaining 1,425 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

F1 · derivative.exercise_date: On May 24, 2021, the reporting person elected to convert 1,425 shares out of 2,850 shares of vested phantom stock into 1,425 shares of ARMOUR common stock. The person elected to convert the remaining 1,425 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

F1 · derivative.expiration_date: On May 24, 2021, the reporting person elected to convert 1,425 shares out of 2,850 shares of vested phantom stock into 1,425 shares of ARMOUR common stock. The person elected to convert the remaining 1,425 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

F1 · balance_after: On May 24, 2021, the reporting person elected to convert 1,425 shares out of 2,850 shares of vested phantom stock into 1,425 shares of ARMOUR common stock. The person elected to convert the remaining 1,425 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

Read SEC document
May 24, 2021 Filed May 27, 2021 01:47 UTC Disposition to issuerCommon Stock, par value $0.001 per share 1,425 $12.02 $17,128.50
Disclosure

SEC source: 0001428205-21-000172 · wf-form4_162208004109426.xml · nonDerivative · entry 2

Downey Carolyn · CIK 0001455810 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,764

F1 · shares: On May 24, 2021, the reporting person elected to convert 1,425 shares out of 2,850 shares of vested phantom stock into 1,425 shares of ARMOUR common stock. The person elected to convert the remaining 1,425 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

Read SEC document
May 24, 2021 Filed May 27, 2021 01:47 UTC Exercise / conversionCommon Stock, par value $0.001 per share 2,850 $0.00 $0.00
Disclosure

SEC source: 0001428205-21-000172 · wf-form4_162208004109426.xml · nonDerivative · entry 1

Downey Carolyn · CIK 0001455810 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,189

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On May 24, 2021, the reporting person elected to convert 1,425 shares out of 2,850 shares of vested phantom stock into 1,425 shares of ARMOUR common stock. The person elected to convert the remaining 1,425 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

Read SEC document
May 24, 2021 Filed May 27, 2021 01:50 UTC
Harper GordonVP Finance and Controller
Exercise / conversionPhantom Stock · Derivative 2,900 $0.00 $0.00
Disclosure

SEC source: 0001428205-21-000181 · wf-form4_162208022431698.xml · derivative · entry 3

Harper Gordon · CIK 0001698344 · VP Finance and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,800

Underlying: Common Stock · 2,900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · shares: On May 24, 2021, the reporting person elected to convert 2,030 shares out of 2,900 shares of vested phantom stock into 2,030 shares of ARMOUR common stock. The person elected to convert the remaining 870 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,900 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

F1 · derivative.exercise_date: On May 24, 2021, the reporting person elected to convert 2,030 shares out of 2,900 shares of vested phantom stock into 2,030 shares of ARMOUR common stock. The person elected to convert the remaining 870 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,900 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

F1 · derivative.expiration_date: On May 24, 2021, the reporting person elected to convert 2,030 shares out of 2,900 shares of vested phantom stock into 2,030 shares of ARMOUR common stock. The person elected to convert the remaining 870 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,900 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

F1 · balance_after: On May 24, 2021, the reporting person elected to convert 2,030 shares out of 2,900 shares of vested phantom stock into 2,030 shares of ARMOUR common stock. The person elected to convert the remaining 870 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,900 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

Read SEC document
May 24, 2021 Filed May 27, 2021 01:50 UTC
Harper GordonVP Finance and Controller
Disposition to issuerCommon Stock, par value $0.001 per share 870 $11.99 $10,431.30
Disclosure

SEC source: 0001428205-21-000181 · wf-form4_162208022431698.xml · nonDerivative · entry 2

Harper Gordon · CIK 0001698344 · VP Finance and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,739

Read SEC document
May 24, 2021 Filed May 27, 2021 01:50 UTC
Harper GordonVP Finance and Controller
Exercise / conversionCommon Stock, par value $0.001 per share 2,900 $0.00 $0.00
Disclosure

SEC source: 0001428205-21-000181 · wf-form4_162208022431698.xml · nonDerivative · entry 1

Harper Gordon · CIK 0001698344 · VP Finance and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On May 24, 2021, the reporting person elected to convert 2,030 shares out of 2,900 shares of vested phantom stock into 2,030 shares of ARMOUR common stock. The person elected to convert the remaining 870 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,900 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

Read SEC document
May 24, 2021 Filed May 27, 2021 01:50 UTC
MOUNTAIN JAMES RChief Financial Officer
Exercise / conversionPhantom Stock · Derivative 6,670 $0.00 $0.00
Disclosure

SEC source: 0001428205-21-000180 · wf-form4_162208020346274.xml · derivative · entry 2

MOUNTAIN JAMES R · CIK 0001557465 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,620

Underlying: Common Stock · 6,670 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · shares: On May 24, 2021, the reporting person elected to convert 6,670 shares of vested phantom stock into 6,670 shares of ARMOUR common stock. The 6,670 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020; phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020; and phantom stock vesting over an approximately five-year period, which was reporting on a Form 4 report filed by the reporting person on January 14, 2021.

F1 · derivative.exercise_date: On May 24, 2021, the reporting person elected to convert 6,670 shares of vested phantom stock into 6,670 shares of ARMOUR common stock. The 6,670 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020; phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020; and phantom stock vesting over an approximately five-year period, which was reporting on a Form 4 report filed by the reporting person on January 14, 2021.

F1 · derivative.expiration_date: On May 24, 2021, the reporting person elected to convert 6,670 shares of vested phantom stock into 6,670 shares of ARMOUR common stock. The 6,670 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020; phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020; and phantom stock vesting over an approximately five-year period, which was reporting on a Form 4 report filed by the reporting person on January 14, 2021.

F1 · balance_after: On May 24, 2021, the reporting person elected to convert 6,670 shares of vested phantom stock into 6,670 shares of ARMOUR common stock. The 6,670 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020; phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020; and phantom stock vesting over an approximately five-year period, which was reporting on a Form 4 report filed by the reporting person on January 14, 2021.

Read SEC document
May 24, 2021 Filed May 27, 2021 01:50 UTC
MOUNTAIN JAMES RChief Financial Officer
Exercise / conversionCommon Stock, par value $0.001 per share 6,670 $0.00 $0.00
Disclosure

SEC source: 0001428205-21-000180 · wf-form4_162208020346274.xml · nonDerivative · entry 1

MOUNTAIN JAMES R · CIK 0001557465 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,140

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On May 24, 2021, the reporting person elected to convert 6,670 shares of vested phantom stock into 6,670 shares of ARMOUR common stock. The 6,670 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020; phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020; and phantom stock vesting over an approximately five-year period, which was reporting on a Form 4 report filed by the reporting person on January 14, 2021.

Read SEC document
May 24, 2021 Filed May 27, 2021 01:49 UTC Exercise / conversionPhantom Stock · Derivative 2,850 $0.00 $0.00
Disclosure

SEC source: 0001428205-21-000179 · wf-form4_162208018273807.xml · derivative · entry 3

Hain Robert C · CIK 0001377714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,800

Underlying: Common Stock · 2,850 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · shares: On May 24, 2021, the reporting person elected to convert 1,425 shares out of 2,850 shares of vested phantom stock into 1,425 shares of ARMOUR common stock. The person elected to convert the remaining 1,425 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

F1 · derivative.exercise_date: On May 24, 2021, the reporting person elected to convert 1,425 shares out of 2,850 shares of vested phantom stock into 1,425 shares of ARMOUR common stock. The person elected to convert the remaining 1,425 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

F1 · derivative.expiration_date: On May 24, 2021, the reporting person elected to convert 1,425 shares out of 2,850 shares of vested phantom stock into 1,425 shares of ARMOUR common stock. The person elected to convert the remaining 1,425 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

F1 · balance_after: On May 24, 2021, the reporting person elected to convert 1,425 shares out of 2,850 shares of vested phantom stock into 1,425 shares of ARMOUR common stock. The person elected to convert the remaining 1,425 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

Read SEC document
May 24, 2021 Filed May 27, 2021 01:49 UTC Disposition to issuerCommon Stock, par value $0.001 per share 1,425 $11.99 $17,085.75
Disclosure

SEC source: 0001428205-21-000179 · wf-form4_162208018273807.xml · nonDerivative · entry 2

Hain Robert C · CIK 0001377714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,319

F1 · shares: On May 24, 2021, the reporting person elected to convert 1,425 shares out of 2,850 shares of vested phantom stock into 1,425 shares of ARMOUR common stock. The person elected to convert the remaining 1,425 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

Read SEC document
May 24, 2021 Filed May 27, 2021 01:49 UTC Exercise / conversionCommon Stock, par value $0.001 per share 2,850 $0.00 $0.00
Disclosure

SEC source: 0001428205-21-000179 · wf-form4_162208018273807.xml · nonDerivative · entry 1

Hain Robert C · CIK 0001377714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,744

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On May 24, 2021, the reporting person elected to convert 1,425 shares out of 2,850 shares of vested phantom stock into 1,425 shares of ARMOUR common stock. The person elected to convert the remaining 1,425 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

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May 24, 2021 Filed May 27, 2021 01:48 UTC Exercise / conversionPhantom Stock · Derivative 2,850 $0.00 $0.00
Disclosure

SEC source: 0001428205-21-000174 · wf-form4_162208008304628.xml · derivative · entry 3

PAPERIN STEWART J · CIK 0001207637 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,800

Underlying: Common Stock · 2,850 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · shares: On May 24, 2021, the reporting person elected to convert 2,850 shares of vested phantom stock into 2,850 shares of ARMOUR common stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

F1 · derivative.exercise_date: On May 24, 2021, the reporting person elected to convert 2,850 shares of vested phantom stock into 2,850 shares of ARMOUR common stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

F1 · derivative.expiration_date: On May 24, 2021, the reporting person elected to convert 2,850 shares of vested phantom stock into 2,850 shares of ARMOUR common stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

F1 · balance_after: On May 24, 2021, the reporting person elected to convert 2,850 shares of vested phantom stock into 2,850 shares of ARMOUR common stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.