Last 12 months
Inside the activity.
1 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 1 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 23, 2021 Filed Nov 26, 2021 21:52 UTC |
Downey CarolynDirector
|
Exercise / conversionCommon Stock, par value $0.001 per share | 2,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000266 · wf-form4_163796353910533.xml · nonDerivative · entry 1 Downey Carolyn · CIK 0001455810 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,113 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On November 23, 2021, the reporting person elected to convert 1,475 shares out of 2,950 shares of vested phantom stock into 1,475 shares of ARMOUR common stock. The person elected to convert the remaining 1,475 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,950 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. Read SEC document |
| November 23, 2021 Filed Nov 26, 2021 22:23 UTC |
PAPERIN STEWART JDirector
|
Exercise / conversionPhantom Stock · Derivative | 2,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000273 · wf-form4_163796542191710.xml · derivative · entry 3 PAPERIN STEWART J · CIK 0001207637 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 2,950 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · kind: On November 23, 2021, the reporting person elected to convert 2,950 shares of vested phantom stock into 2,950 shares of ARMOUR common stock. The 2,950 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. F1 · derivative.exercise_date: On November 23, 2021, the reporting person elected to convert 2,950 shares of vested phantom stock into 2,950 shares of ARMOUR common stock. The 2,950 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. F1 · derivative.expiration_date: On November 23, 2021, the reporting person elected to convert 2,950 shares of vested phantom stock into 2,950 shares of ARMOUR common stock. The 2,950 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. Read SEC document |
| November 23, 2021 Filed Nov 26, 2021 22:23 UTC |
PAPERIN STEWART JDirector
|
Exercise / conversionCommon Stock, par value $0.001 per share | 2,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000273 · wf-form4_163796542191710.xml · nonDerivative · entry 1 PAPERIN STEWART J · CIK 0001207637 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 63,418 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On November 23, 2021, the reporting person elected to convert 2,950 shares of vested phantom stock into 2,950 shares of ARMOUR common stock. The 2,950 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. F2 · ownership.nature: Represents shares owned indirectly through the Stewart J. Paperin Family Trust. Mr. Paperin has a pecuniary interest in and investment control over the shares held by the Trust. Read SEC document |
| November 23, 2021 Filed Nov 26, 2021 22:23 UTC |
MOUNTAIN JAMES RChief Financial Officer
|
Exercise / conversionPhantom Stock · Derivative | 6,670 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000272 · wf-form4_163796540408282.xml · derivative · entry 3 MOUNTAIN JAMES R · CIK 0001557465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,280 Underlying: Common Stock · 6,670 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · kind: On November 23, 2021, the reporting person elected to convert 4,000 shares out of 6,670 shares of vested phantom stock into 4,000 shares of ARMOUR common stock. The reporting person elected to convert the remaining 2,670 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 6,670 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020; phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020; and phantom stock vesting over an approximately five-year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. F1 · derivative.exercise_date: On November 23, 2021, the reporting person elected to convert 4,000 shares out of 6,670 shares of vested phantom stock into 4,000 shares of ARMOUR common stock. The reporting person elected to convert the remaining 2,670 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 6,670 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020; phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020; and phantom stock vesting over an approximately five-year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. F1 · derivative.expiration_date: On November 23, 2021, the reporting person elected to convert 4,000 shares out of 6,670 shares of vested phantom stock into 4,000 shares of ARMOUR common stock. The reporting person elected to convert the remaining 2,670 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 6,670 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020; phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020; and phantom stock vesting over an approximately five-year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. Read SEC document |
| November 23, 2021 Filed Nov 26, 2021 22:23 UTC |
MOUNTAIN JAMES RChief Financial Officer
|
Disposition to issuerCommon Stock, par value $0.001 per share | 2,670 | $10.13 | $27,047.10 |
DisclosureSEC source: 0001428205-21-000272 · wf-form4_163796540408282.xml · nonDerivative · entry 2 MOUNTAIN JAMES R · CIK 0001557465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,110 F1 · shares: On November 23, 2021, the reporting person elected to convert 4,000 shares out of 6,670 shares of vested phantom stock into 4,000 shares of ARMOUR common stock. The reporting person elected to convert the remaining 2,670 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 6,670 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020; phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020; and phantom stock vesting over an approximately five-year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. Read SEC document |
| November 23, 2021 Filed Nov 26, 2021 22:23 UTC |
MOUNTAIN JAMES RChief Financial Officer
|
Exercise / conversionCommon Stock, par value $0.001 per share | 6,670 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000272 · wf-form4_163796540408282.xml · nonDerivative · entry 1 MOUNTAIN JAMES R · CIK 0001557465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,780 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On November 23, 2021, the reporting person elected to convert 4,000 shares out of 6,670 shares of vested phantom stock into 4,000 shares of ARMOUR common stock. The reporting person elected to convert the remaining 2,670 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 6,670 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020; phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020; and phantom stock vesting over an approximately five-year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. Read SEC document |
| November 23, 2021 Filed Nov 26, 2021 22:23 UTC |
HOLLIHAN JOHN P IIIDirector
|
Exercise / conversionPhantom Stock · Derivative | 2,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000271 · wf-form4_163796538328013.xml · derivative · entry 3 HOLLIHAN JOHN P III · CIK 0001248587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 2,950 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On November 23, 2021, the reporting person elected to convert 1,770 shares out of 2,950 shares of vested phantom stock into 1,770 shares of ARMOUR common stock. The person elected to convert the remaining 1,180 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,770 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. F1 · derivative.expiration_date: On November 23, 2021, the reporting person elected to convert 1,770 shares out of 2,950 shares of vested phantom stock into 1,770 shares of ARMOUR common stock. The person elected to convert the remaining 1,180 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,770 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. Read SEC document |
| November 23, 2021 Filed Nov 26, 2021 22:23 UTC |
HOLLIHAN JOHN P IIIDirector
|
Disposition to issuerCommon Stock | 1,180 | $10.13 | $11,953.40 |
DisclosureSEC source: 0001428205-21-000271 · wf-form4_163796538328013.xml · nonDerivative · entry 2 HOLLIHAN JOHN P III · CIK 0001248587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,886 F1 · shares: On November 23, 2021, the reporting person elected to convert 1,770 shares out of 2,950 shares of vested phantom stock into 1,770 shares of ARMOUR common stock. The person elected to convert the remaining 1,180 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,770 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. Read SEC document |
| November 23, 2021 Filed Nov 26, 2021 22:23 UTC |
HOLLIHAN JOHN P IIIDirector
|
Exercise / conversionCommon Stock | 2,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000271 · wf-form4_163796538328013.xml · nonDerivative · entry 1 HOLLIHAN JOHN P III · CIK 0001248587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,066 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On November 23, 2021, the reporting person elected to convert 1,770 shares out of 2,950 shares of vested phantom stock into 1,770 shares of ARMOUR common stock. The person elected to convert the remaining 1,180 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,770 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. Read SEC document |
| November 23, 2021 Filed Nov 26, 2021 21:53 UTC |
Harper GordonVP Finance and Controller
|
Exercise / conversionPhantom Stock · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000270 · wf-form4_163796360288454.xml · derivative · entry 3 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,900 Underlying: Common Stock · 3,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · kind: On November 23, 2021, the reporting person elected to convert 2,125 out of 3,000 shares of vested phantom stock into 2,125 shares of ARMOUR common stock. The person elected to convert the remaining 875 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,125 shares are part of, and relate to, phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the reporting person on November 22, 2017, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. F1 · derivative.exercise_date: On November 23, 2021, the reporting person elected to convert 2,125 out of 3,000 shares of vested phantom stock into 2,125 shares of ARMOUR common stock. The person elected to convert the remaining 875 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,125 shares are part of, and relate to, phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the reporting person on November 22, 2017, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. F1 · derivative.expiration_date: On November 23, 2021, the reporting person elected to convert 2,125 out of 3,000 shares of vested phantom stock into 2,125 shares of ARMOUR common stock. The person elected to convert the remaining 875 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,125 shares are part of, and relate to, phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the reporting person on November 22, 2017, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. Read SEC document |
| November 23, 2021 Filed Nov 26, 2021 21:53 UTC |
Harper GordonVP Finance and Controller
|
Disposition to issuerCommon Stock, par value $0.001 per share | 875 | $10.13 | $8,863.75 |
DisclosureSEC source: 0001428205-21-000270 · wf-form4_163796360288454.xml · nonDerivative · entry 2 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,980 F1 · shares: On November 23, 2021, the reporting person elected to convert 2,125 out of 3,000 shares of vested phantom stock into 2,125 shares of ARMOUR common stock. The person elected to convert the remaining 875 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,125 shares are part of, and relate to, phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the reporting person on November 22, 2017, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. Read SEC document |
| November 23, 2021 Filed Nov 26, 2021 21:53 UTC |
Harper GordonVP Finance and Controller
|
Exercise / conversionCommon Stock, par value $0.001 per share | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000270 · wf-form4_163796360288454.xml · nonDerivative · entry 1 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,855 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On November 23, 2021, the reporting person elected to convert 2,125 out of 3,000 shares of vested phantom stock into 2,125 shares of ARMOUR common stock. The person elected to convert the remaining 875 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,125 shares are part of, and relate to, phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the reporting person on November 22, 2017, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. Read SEC document |
| November 23, 2021 Filed Nov 26, 2021 21:52 UTC |
GRUBER MARKCIO
|
Exercise / conversionPhantom Stock · Derivative | 4,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000267 · wf-form4_163796355673748.xml · derivative · entry 3 GRUBER MARK · CIK 0001585875 · CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,800 Underlying: Common Stock · 4,050 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · kind: On November 23, 2021, the reporting person elected to convert 3,028 shares out of 4,050 shares of vested phantom stock into 3,028 shares of ARMOUR common stock. The person elected to convert the remaining 1,022 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,050 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, February 25, 2020, and January 14, 2021; phantom stock vesting over a three-year period, which was reported on a Form 4 report filed by the reporting person on May 27, 2020; and phantom stock vesting over an approximately four-year period, which was reported on a Form 4 filed by the reporting person on August 26, 2020. F1 · derivative.exercise_date: On November 23, 2021, the reporting person elected to convert 3,028 shares out of 4,050 shares of vested phantom stock into 3,028 shares of ARMOUR common stock. The person elected to convert the remaining 1,022 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,050 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, February 25, 2020, and January 14, 2021; phantom stock vesting over a three-year period, which was reported on a Form 4 report filed by the reporting person on May 27, 2020; and phantom stock vesting over an approximately four-year period, which was reported on a Form 4 filed by the reporting person on August 26, 2020. F1 · derivative.expiration_date: On November 23, 2021, the reporting person elected to convert 3,028 shares out of 4,050 shares of vested phantom stock into 3,028 shares of ARMOUR common stock. The person elected to convert the remaining 1,022 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,050 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, February 25, 2020, and January 14, 2021; phantom stock vesting over a three-year period, which was reported on a Form 4 report filed by the reporting person on May 27, 2020; and phantom stock vesting over an approximately four-year period, which was reported on a Form 4 filed by the reporting person on August 26, 2020. Read SEC document |
| November 23, 2021 Filed Nov 26, 2021 21:52 UTC |
GRUBER MARKCIO
|
Disposition to issuerCommon Stock | 1,022 | $10.13 | $10,352.86 |
DisclosureSEC source: 0001428205-21-000267 · wf-form4_163796355673748.xml · nonDerivative · entry 2 GRUBER MARK · CIK 0001585875 · CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,745 F1 · shares: On November 23, 2021, the reporting person elected to convert 3,028 shares out of 4,050 shares of vested phantom stock into 3,028 shares of ARMOUR common stock. The person elected to convert the remaining 1,022 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,050 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, February 25, 2020, and January 14, 2021; phantom stock vesting over a three-year period, which was reported on a Form 4 report filed by the reporting person on May 27, 2020; and phantom stock vesting over an approximately four-year period, which was reported on a Form 4 filed by the reporting person on August 26, 2020. Read SEC document |
| November 23, 2021 Filed Nov 26, 2021 21:52 UTC |
GRUBER MARKCIO
|
Exercise / conversionCommon Stock | 4,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000267 · wf-form4_163796355673748.xml · nonDerivative · entry 1 GRUBER MARK · CIK 0001585875 · CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,767 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On November 23, 2021, the reporting person elected to convert 3,028 shares out of 4,050 shares of vested phantom stock into 3,028 shares of ARMOUR common stock. The person elected to convert the remaining 1,022 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,050 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, February 25, 2020, and January 14, 2021; phantom stock vesting over a three-year period, which was reported on a Form 4 report filed by the reporting person on May 27, 2020; and phantom stock vesting over an approximately four-year period, which was reported on a Form 4 filed by the reporting person on August 26, 2020. Read SEC document |
| November 23, 2021 Filed Nov 26, 2021 21:53 UTC |
Hain Robert CDirector
|
Exercise / conversionPhantom Stock · Derivative | 2,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000269 · wf-form4_163796358736133.xml · derivative · entry 3 Hain Robert C · CIK 0001377714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 2,950 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · kind: On November 23, 2021, the reporting person elected to convert 1,475 shares out of 2,950 shares of vested phantom stock into 1,475 shares of ARMOUR common stock. The person elected to convert the remaining 1,475 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,950 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. F1 · derivative.exercise_date: On November 23, 2021, the reporting person elected to convert 1,475 shares out of 2,950 shares of vested phantom stock into 1,475 shares of ARMOUR common stock. The person elected to convert the remaining 1,475 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,950 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. F1 · derivative.expiration_date: On November 23, 2021, the reporting person elected to convert 1,475 shares out of 2,950 shares of vested phantom stock into 1,475 shares of ARMOUR common stock. The person elected to convert the remaining 1,475 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,950 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. Read SEC document |
| November 23, 2021 Filed Nov 26, 2021 21:53 UTC |
Hain Robert CDirector
|
Disposition to issuerCommon Stock, par value $0.001 per share | 1,475 | $10.13 | $14,941.75 |
DisclosureSEC source: 0001428205-21-000269 · wf-form4_163796358736133.xml · nonDerivative · entry 2 Hain Robert C · CIK 0001377714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,219 F1 · shares: On November 23, 2021, the reporting person elected to convert 1,475 shares out of 2,950 shares of vested phantom stock into 1,475 shares of ARMOUR common stock. The person elected to convert the remaining 1,475 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,950 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. Read SEC document |
| November 23, 2021 Filed Nov 26, 2021 21:53 UTC |
Hain Robert CDirector
|
Exercise / conversionCommon Stock, par value $0.001 per share | 2,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000269 · wf-form4_163796358736133.xml · nonDerivative · entry 1 Hain Robert C · CIK 0001377714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,694 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On November 23, 2021, the reporting person elected to convert 1,475 shares out of 2,950 shares of vested phantom stock into 1,475 shares of ARMOUR common stock. The person elected to convert the remaining 1,475 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,950 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. Read SEC document |
| November 23, 2021 Filed Nov 26, 2021 21:50 UTC |
Behar Z JamieDirector
|
Exercise / conversionPhantom Stock · Derivative | 2,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000264 · wf-form4_163796343457253.xml · derivative · entry 2 Behar Z Jamie · CIK 0001306260 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 2,950 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On November 23, 2021, the reporting person elected to convert 2,950 shares of vested phantom stock into 2,950 shares of ARMOUR common stock. The 2,950 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. F1 · derivative.expiration_date: On November 23, 2021, the reporting person elected to convert 2,950 shares of vested phantom stock into 2,950 shares of ARMOUR common stock. The 2,950 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. Read SEC document |
| November 23, 2021 Filed Nov 26, 2021 21:50 UTC |
Behar Z JamieDirector
|
Exercise / conversionCommon Stock, par value $0.001 per share | 2,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000264 · wf-form4_163796343457253.xml · nonDerivative · entry 1 Behar Z Jamie · CIK 0001306260 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,508 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On November 23, 2021, the reporting person elected to convert 2,950 shares of vested phantom stock into 2,950 shares of ARMOUR common stock. The 2,950 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. Read SEC document |
| November 23, 2021 Filed Nov 26, 2021 21:49 UTC |
Zimmer Jeffrey JDirector · Co-CEO and President
|
Exercise / conversionPhantom Stock · Derivative | 18,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000263 · wf-form4_163796337234185.xml · derivative · entry 3 Zimmer Jeffrey J · CIK 0001303087 · Director · Co-CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,210 Underlying: Common Stock · 18,540 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On November 23, 2021, the reporting person elected to convert 11,124 of the 18,540 shares shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The reporting person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. F1 · derivative.expiration_date: On November 23, 2021, the reporting person elected to convert 11,124 of the 18,540 shares shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The reporting person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. Read SEC document |
| November 23, 2021 Filed Nov 26, 2021 21:49 UTC |
Zimmer Jeffrey JDirector · Co-CEO and President
|
Disposition to issuerCommon Stock, par value $0.001 per share | 7,416 | $10.13 | $75,124.08 |
DisclosureSEC source: 0001428205-21-000263 · wf-form4_163796337234185.xml · nonDerivative · entry 2 Zimmer Jeffrey J · CIK 0001303087 · Director · Co-CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,358 F1 · shares: On November 23, 2021, the reporting person elected to convert 11,124 of the 18,540 shares shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The reporting person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. Read SEC document |
| November 23, 2021 Filed Nov 26, 2021 21:49 UTC |
Zimmer Jeffrey JDirector · Co-CEO and President
|
Exercise / conversionCommon Stock | 18,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000263 · wf-form4_163796337234185.xml · nonDerivative · entry 1 Zimmer Jeffrey J · CIK 0001303087 · Director · Co-CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,774 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On November 23, 2021, the reporting person elected to convert 11,124 of the 18,540 shares shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The reporting person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. Read SEC document |
| October 01, 2021 Filed Oct 1, 2021 21:12 UTC |
MOUNTAIN JAMES RChief Financial Officer
|
SaleCommon Stock, par value $0.001 per share | 33,700 | $10.81 | $364,179.05 |
DisclosureSEC source: 0001428205-21-000233 · wf-form4_163312274267074.xml · nonDerivative · entry 1 MOUNTAIN JAMES R · CIK 0001557465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,110 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.78 to $10.86, inclusive. The reporting person undertakes to provide ARMOUR Residential REIT, Inc., any security holder of ARMOUR Residential REIT, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1). Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 13:22 UTC |
STATON DANIEL CDirector · Chairman of the Board
|
GrantRestricted Stock Units · Derivative | 3,872 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000236 · wf-form4_163344011226911.xml · derivative · entry 1 STATON DANIEL C · CIK 0001024240 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote. Disclosed balance after: 28,392 Underlying: Common Stock, par value $0.001 per share · 3,872 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of ARMOUR common stock. F2 · derivative.exercise_price: On October 1, 2021, the reporting person received 3,872 restricted stock units ("RSUs"), entitling the reporting person to 3,872 shares of common stock upon a separation of service, including retirement, or upon the reporting person's death or disability or a change of control of ARMOUR if earlier than the reporting person's separation of service. The RSUs represent the reporting person's election to defer receipt of the quarterly compensation that the reporting person would otherwise have been paid for his service on ARMOUR's Board of Directors, and to receive such compensation in the form of shares of common stock. F2 · derivative.exercise_date: On October 1, 2021, the reporting person received 3,872 restricted stock units ("RSUs"), entitling the reporting person to 3,872 shares of common stock upon a separation of service, including retirement, or upon the reporting person's death or disability or a change of control of ARMOUR if earlier than the reporting person's separation of service. The RSUs represent the reporting person's election to defer receipt of the quarterly compensation that the reporting person would otherwise have been paid for his service on ARMOUR's Board of Directors, and to receive such compensation in the form of shares of common stock. F2 · derivative.expiration_date: On October 1, 2021, the reporting person received 3,872 restricted stock units ("RSUs"), entitling the reporting person to 3,872 shares of common stock upon a separation of service, including retirement, or upon the reporting person's death or disability or a change of control of ARMOUR if earlier than the reporting person's separation of service. The RSUs represent the reporting person's election to defer receipt of the quarterly compensation that the reporting person would otherwise have been paid for his service on ARMOUR's Board of Directors, and to receive such compensation in the form of shares of common stock. F1 · derivative.underlying_shares: Each restricted stock unit is the economic equivalent of one share of ARMOUR common stock. F3 · ownership.nature: Represents restricted stock units owned indirectly through DM Staton Family Limited Partnership. The reporting person is a general partner and a limited partner of DM Staton Family Limited Partnership. The reporting person has a pecuniary interest in the restricted stock units held by DM Staton Family Limited Partnership. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 13:25 UTC |
Downey CarolynDirector
|
GrantCommon Stock, par value $0.001 per share | 1,530 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000239 · wf-form4_163344028733118.xml · nonDerivative · entry 1 Downey Carolyn · CIK 0001455810 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,163 F1 · kind: On October 1, 2021, the reporting person received 1,530 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. The reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 1,530 shares of stock represent the reporting person's election of stock compensation for the past quarter. F1 · price: On October 1, 2021, the reporting person received 1,530 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. The reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 1,530 shares of stock represent the reporting person's election of stock compensation for the past quarter. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 13:23 UTC |
Behar Z JamieDirector
|
GrantRestricted Stock Units · Derivative | 3,872 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000238 · wf-form4_163344021300464.xml · derivative · entry 1 Behar Z Jamie · CIK 0001306260 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,392 Underlying: Common Stock, par value $0.001 per share · 3,872 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of ARMOUR common stock. F2 · derivative.exercise_price: On October 1, 2021, the reporting person received 3,872 restricted stock units ("RSUs"), entitling the reporting person to 3,872 shares of common stock upon a separation of service, including retirement, or upon the reporting person's death or disability or a change of control of ARMOUR if earlier than the reporting person's separation of service. The RSUs represent the reporting person's election to defer receipt of the quarterly compensation that the reporting person would otherwise have been paid for her service on ARMOUR's Board of Directors, and to receive such compensation in the form of shares of common stock. F2 · derivative.exercise_date: On October 1, 2021, the reporting person received 3,872 restricted stock units ("RSUs"), entitling the reporting person to 3,872 shares of common stock upon a separation of service, including retirement, or upon the reporting person's death or disability or a change of control of ARMOUR if earlier than the reporting person's separation of service. The RSUs represent the reporting person's election to defer receipt of the quarterly compensation that the reporting person would otherwise have been paid for her service on ARMOUR's Board of Directors, and to receive such compensation in the form of shares of common stock. F2 · derivative.expiration_date: On October 1, 2021, the reporting person received 3,872 restricted stock units ("RSUs"), entitling the reporting person to 3,872 shares of common stock upon a separation of service, including retirement, or upon the reporting person's death or disability or a change of control of ARMOUR if earlier than the reporting person's separation of service. The RSUs represent the reporting person's election to defer receipt of the quarterly compensation that the reporting person would otherwise have been paid for her service on ARMOUR's Board of Directors, and to receive such compensation in the form of shares of common stock. F1 · derivative.underlying_shares: Each restricted stock unit is the economic equivalent of one share of ARMOUR common stock. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 13:22 UTC |
PAPERIN STEWART JDirector
|
GrantCommon Stock, par value $0.001 per share | 1,530 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001428205-21-000237 · wf-form4_163344015967647.xml · nonDerivative · entry 2 PAPERIN STEWART J · CIK 0001207637 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 60,468 F1 · kind: On October 1, 2021, the reporting person received shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. The reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 1,530 shares of stock represent the reporting person's election of stock compensation for the past quarter. F1 · price: On October 1, 2021, the reporting person received shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. The reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 1,530 shares of stock represent the reporting person's election of stock compensation for the past quarter. F2 · ownership.nature: Represents shares owned indirectly through the Stewart J. Paperin Family Trust. Mr. Paperin has a pecuniary interest in and investment control over the shares held by the Trust. Read SEC document |
| September 30, 2021 Filed Oct 1, 2021 21:13 UTC |
ULM SCOTTDirector · Co-CEO
|
SaleCommon Stock, par value $0.001 per share | 27,478 | $10.80 | $296,866.82 |
DisclosureSEC source: 0001428205-21-000234 · wf-form4_163312279084299.xml · nonDerivative · entry 1 ULM SCOTT · CIK 0001469064 · Director · Co-CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By ARMOUR Capital Management LP Disclosed balance after: 0 F1 · shares: The shares were part of 80,000 shares sold by ARMOUR Capital Management LP ("ACM"), a limited partnership that is the external manager of the issuer. Mr. Ulm is reporting a sale by ACM of the shares in which he has a pecuniary interest based on his proportionate ownership interest in ACM. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.77 to $10.84, inclusive. The reporting person undertakes to provide ARMOUR Residential REIT, Inc., any security holder of ARMOUR Residential REIT, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The reported shares were held directly by ACM. The 80,000 shares held by ACM were reported in the aggregate for both Mr. Ulm and Mr. Zimmer, a Co-CEO of the issuer, in previous Form 4 reports. Mr. Ulm is the sole controlling member of Stacumny LLC, which is one of the general partners of ACM, along with an entity controlled by Mr. Zimmer. Read SEC document |
| September 30, 2021 Filed Oct 1, 2021 21:14 UTC |
Zimmer Jeffrey JDirector · Co-CEO and President
|
SaleCommon Stock, par value $0.001 per share | 28,763 | $10.80 | $310,749.70 |
DisclosureSEC source: 0001428205-21-000235 · wf-form4_163312283204136.xml · nonDerivative · entry 1 Zimmer Jeffrey J · CIK 0001303087 · Director · Co-CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By ARMOUR Capital Management LP Disclosed balance after: 0 F1 · kind: The shares were part of 80,000 shares sold by ARMOUR Capital Management LP ("ACM"), a limited partnership that is the external manager of the issuer. Mr. Zimmer is reporting a sale by ACM of the shares in which he has a pecuniary interest based on his proportionate ownership interest in ACM. F1 · shares: The shares were part of 80,000 shares sold by ARMOUR Capital Management LP ("ACM"), a limited partnership that is the external manager of the issuer. Mr. Zimmer is reporting a sale by ACM of the shares in which he has a pecuniary interest based on his proportionate ownership interest in ACM. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.77 to $10.84, inclusive. The reporting person undertakes to provide ARMOUR Residential REIT, Inc., any security holder of ARMOUR Residential REIT, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1). F3 · balance_after: The reported shares were held directly by ACM. The 80,000 shares held by ACM were reported in the aggregate for both Mr. Zimmer and Mr. Ulm, a Co-CEO of the issuer, in previous Form 4 reports. Mr. Zimmer is the sole controlling member of Remmiz LLC, which is one of the general partners of ACM, along with an entity controlled by Mr. Ulm. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 20:42 UTC |
BELL MARC HDirector
|
Exercise / conversionPhantom Stock · Derivative | 2,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000221 · wf-form4_163001052214860.xml · derivative · entry 4 BELL MARC H · CIK 0001026915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,650 Underlying: Common Stock · 2,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F2 · derivative.exercise_date: On August 24, 2021, the reporting person elected to convert 2,400 shares of vested phantom stock into 2,400 shares of ARMOUR common stock. The 2,400 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on the Form 4 reports filed by the reporting person on January 14, 2021. F2 · derivative.expiration_date: On August 24, 2021, the reporting person elected to convert 2,400 shares of vested phantom stock into 2,400 shares of ARMOUR common stock. The 2,400 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on the Form 4 reports filed by the reporting person on January 14, 2021. F2 · balance_after: On August 24, 2021, the reporting person elected to convert 2,400 shares of vested phantom stock into 2,400 shares of ARMOUR common stock. The 2,400 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on the Form 4 reports filed by the reporting person on January 14, 2021. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 20:42 UTC |
BELL MARC HDirector
|
Exercise / conversionPhantom Stock · Derivative | 2,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000221 · wf-form4_163001052214860.xml · derivative · entry 3 BELL MARC H · CIK 0001026915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,050 Underlying: Common Stock · 2,100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · shares: On August 24, 2021, the reporting person elected to convert 2,100 shares of vested phantom stock into 2,100 shares of ARMOUR common stock. The 2,100 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, January 16, 2020, and January 14, 2021. F1 · derivative.exercise_date: On August 24, 2021, the reporting person elected to convert 2,100 shares of vested phantom stock into 2,100 shares of ARMOUR common stock. The 2,100 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, January 16, 2020, and January 14, 2021. F1 · derivative.expiration_date: On August 24, 2021, the reporting person elected to convert 2,100 shares of vested phantom stock into 2,100 shares of ARMOUR common stock. The 2,100 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, January 16, 2020, and January 14, 2021. F1 · balance_after: On August 24, 2021, the reporting person elected to convert 2,100 shares of vested phantom stock into 2,100 shares of ARMOUR common stock. The 2,100 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, January 16, 2020, and January 14, 2021. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 20:42 UTC |
BELL MARC HDirector
|
Exercise / conversionCommon Stock, par value $0.001 per share | 2,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000221 · wf-form4_163001052214860.xml · nonDerivative · entry 2 BELL MARC H · CIK 0001026915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,494 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On August 24, 2021, the reporting person elected to convert 2,400 shares of vested phantom stock into 2,400 shares of ARMOUR common stock. The 2,400 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on the Form 4 reports filed by the reporting person on January 14, 2021. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 20:42 UTC |
BELL MARC HDirector
|
Exercise / conversionCommon Stock, par value $0.001 per share | 2,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000221 · wf-form4_163001052214860.xml · nonDerivative · entry 1 BELL MARC H · CIK 0001026915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,094 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On August 24, 2021, the reporting person elected to convert 2,100 shares of vested phantom stock into 2,100 shares of ARMOUR common stock. The 2,100 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, January 16, 2020, and January 14, 2021. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 20:41 UTC |
STATON DANIEL CDirector · Chairman of the Board
|
Exercise / conversionPhantom Stock · Derivative | 2,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000219 · wf-form4_163001045547873.xml · derivative · entry 4 STATON DANIEL C · CIK 0001024240 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,750 Underlying: Common Stock · 2,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F3 · shares: On August 24, 2021, the reporting person elected to convert 2,400 shares of vested phantom stock into 2,400 shares of ARMOUR common stock. The 2,400 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on the Form 4 report filed by the reporting person on January 14, 2021. F3 · derivative.exercise_date: On August 24, 2021, the reporting person elected to convert 2,400 shares of vested phantom stock into 2,400 shares of ARMOUR common stock. The 2,400 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on the Form 4 report filed by the reporting person on January 14, 2021. F3 · derivative.expiration_date: On August 24, 2021, the reporting person elected to convert 2,400 shares of vested phantom stock into 2,400 shares of ARMOUR common stock. The 2,400 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on the Form 4 report filed by the reporting person on January 14, 2021. F3 · balance_after: On August 24, 2021, the reporting person elected to convert 2,400 shares of vested phantom stock into 2,400 shares of ARMOUR common stock. The 2,400 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on the Form 4 report filed by the reporting person on January 14, 2021. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 20:41 UTC |
STATON DANIEL CDirector · Chairman of the Board
|
Exercise / conversionPhantom Stock · Derivative | 2,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000219 · wf-form4_163001045547873.xml · derivative · entry 3 STATON DANIEL C · CIK 0001024240 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,150 Underlying: Common Stock · 2,100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · shares: On August 24, 2021, the reporting person elected to convert 2,100 shares of vested phantom stock into 2,100 shares of ARMOUR common stock. The 2,100 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, January 16, 2020, and January 14, 2021. F1 · derivative.exercise_date: On August 24, 2021, the reporting person elected to convert 2,100 shares of vested phantom stock into 2,100 shares of ARMOUR common stock. The 2,100 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, January 16, 2020, and January 14, 2021. F1 · derivative.expiration_date: On August 24, 2021, the reporting person elected to convert 2,100 shares of vested phantom stock into 2,100 shares of ARMOUR common stock. The 2,100 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, January 16, 2020, and January 14, 2021. F1 · balance_after: On August 24, 2021, the reporting person elected to convert 2,100 shares of vested phantom stock into 2,100 shares of ARMOUR common stock. The 2,100 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, January 16, 2020, and January 14, 2021. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 20:41 UTC |
STATON DANIEL CDirector · Chairman of the Board
|
Exercise / conversionCommon Stock, par value $0.001 per share | 2,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000219 · wf-form4_163001045547873.xml · nonDerivative · entry 2 STATON DANIEL C · CIK 0001024240 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote. Disclosed balance after: 314,011 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: On August 24, 2021, the reporting person elected to convert 2,400 shares of vested phantom stock into 2,400 shares of ARMOUR common stock. The 2,400 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on the Form 4 report filed by the reporting person on January 14, 2021. F2 · ownership.nature: Represents shares owned indirectly through DM Staton Family Limited Partnership. The reporting person is a general partner and a limited partner of DM Staton Family Limited Partnership. The reporting person has a pecuniary interest in the shares held by DM Staton Family Limited Partnership. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 20:41 UTC |
STATON DANIEL CDirector · Chairman of the Board
|
Exercise / conversionCommon Stock, par value $0.001 per share | 2,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000219 · wf-form4_163001045547873.xml · nonDerivative · entry 1 STATON DANIEL C · CIK 0001024240 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote. Disclosed balance after: 311,611 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On August 24, 2021, the reporting person elected to convert 2,100 shares of vested phantom stock into 2,100 shares of ARMOUR common stock. The 2,100 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, January 16, 2020, and January 14, 2021. F2 · ownership.nature: Represents shares owned indirectly through DM Staton Family Limited Partnership. The reporting person is a general partner and a limited partner of DM Staton Family Limited Partnership. The reporting person has a pecuniary interest in the shares held by DM Staton Family Limited Partnership. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 16:39 UTC |
GUBA THOMAS KDirector
|
Exercise / conversionPhantom Stock · Derivative | 2,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000216 · wf-form4_163001036657432.xml · derivative · entry 2 GUBA THOMAS K · CIK 0001475027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,950 Underlying: Common Stock · 2,850 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · shares: On August 24, 2021, the reporting person elected to convert 2,850 shares of vested phantom stock into 2,850 shares of ARMOUR common stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. F1 · derivative.exercise_date: On August 24, 2021, the reporting person elected to convert 2,850 shares of vested phantom stock into 2,850 shares of ARMOUR common stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. F1 · derivative.expiration_date: On August 24, 2021, the reporting person elected to convert 2,850 shares of vested phantom stock into 2,850 shares of ARMOUR common stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. F2 · derivative.underlying_shares: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · balance_after: On August 24, 2021, the reporting person elected to convert 2,850 shares of vested phantom stock into 2,850 shares of ARMOUR common stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 16:39 UTC |
GUBA THOMAS KDirector
|
Exercise / conversionCommon Stock, par value $0.001 per share | 2,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000216 · wf-form4_163001036657432.xml · nonDerivative · entry 1 GUBA THOMAS K · CIK 0001475027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,775 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On August 24, 2021, the reporting person elected to convert 2,850 shares of vested phantom stock into 2,850 shares of ARMOUR common stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 20:44 UTC |
ULM SCOTTDirector · Co-CEO
|
Exercise / conversionPhantom Stock · Derivative | 18,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000226 · wf-form4_163001063145542.xml · derivative · entry 4 ULM SCOTT · CIK 0001469064 · Director · Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,750 Underlying: Common Stock · 18,540 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · shares: On August 24, 2021, the reporting person elected to convert 11,124 shares out of 18,540 shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. F1 · derivative.exercise_date: On August 24, 2021, the reporting person elected to convert 11,124 shares out of 18,540 shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. F1 · derivative.expiration_date: On August 24, 2021, the reporting person elected to convert 11,124 shares out of 18,540 shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. F1 · balance_after: On August 24, 2021, the reporting person elected to convert 11,124 shares out of 18,540 shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 20:44 UTC |
ULM SCOTTDirector · Co-CEO
|
Disposition to issuerCommon Stock, par value $0.001 per share | 7,416 | $10.50 | $77,868.00 |
DisclosureSEC source: 0001428205-21-000226 · wf-form4_163001063145542.xml · nonDerivative · entry 2 ULM SCOTT · CIK 0001469064 · Director · Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,711 F1 · shares: On August 24, 2021, the reporting person elected to convert 11,124 shares out of 18,540 shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 20:44 UTC |
ULM SCOTTDirector · Co-CEO
|
Exercise / conversionCommon Stock, par value $0.001 per share | 18,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000226 · wf-form4_163001063145542.xml · nonDerivative · entry 1 ULM SCOTT · CIK 0001469064 · Director · Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,127 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On August 24, 2021, the reporting person elected to convert 11,124 shares out of 18,540 shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 20:41 UTC |
Downey CarolynDirector
|
Exercise / conversionPhantom Stock · Derivative | 2,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000220 · wf-form4_163001048092645.xml · derivative · entry 3 Downey Carolyn · CIK 0001455810 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,950 Underlying: Common Stock · 2,850 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · shares: On August 24, 2021, the reporting person elected to convert 1,425 shares out of 2,850 shares of vested phantom stock into 1,425 shares of ARMOUR common stock. The person elected to convert the remaining 1,425 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. F1 · derivative.exercise_date: On August 24, 2021, the reporting person elected to convert 1,425 shares out of 2,850 shares of vested phantom stock into 1,425 shares of ARMOUR common stock. The person elected to convert the remaining 1,425 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. F1 · derivative.expiration_date: On August 24, 2021, the reporting person elected to convert 1,425 shares out of 2,850 shares of vested phantom stock into 1,425 shares of ARMOUR common stock. The person elected to convert the remaining 1,425 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. F1 · balance_after: On August 24, 2021, the reporting person elected to convert 1,425 shares out of 2,850 shares of vested phantom stock into 1,425 shares of ARMOUR common stock. The person elected to convert the remaining 1,425 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 20:41 UTC |
Downey CarolynDirector
|
Disposition to issuerCommon Stock, par value $0.001 per share | 1,425 | $10.50 | $14,962.50 |
DisclosureSEC source: 0001428205-21-000220 · wf-form4_163001048092645.xml · nonDerivative · entry 2 Downey Carolyn · CIK 0001455810 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,633 F1 · shares: On August 24, 2021, the reporting person elected to convert 1,425 shares out of 2,850 shares of vested phantom stock into 1,425 shares of ARMOUR common stock. The person elected to convert the remaining 1,425 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 20:41 UTC |
Downey CarolynDirector
|
Exercise / conversionCommon Stock, par value $0.001 per share | 2,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000220 · wf-form4_163001048092645.xml · nonDerivative · entry 1 Downey Carolyn · CIK 0001455810 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,058 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On August 24, 2021, the reporting person elected to convert 1,425 shares out of 2,850 shares of vested phantom stock into 1,425 shares of ARMOUR common stock. The person elected to convert the remaining 1,425 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 20:43 UTC |
PAPERIN STEWART JDirector
|
Exercise / conversionPhantom Stock · Derivative | 2,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000225 · wf-form4_163001060288814.xml · derivative · entry 3 PAPERIN STEWART J · CIK 0001207637 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,950 Underlying: Common Stock · 2,850 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · shares: On August 24, 2021, the reporting person elected to convert 2,850 shares of vested phantom stock into 2,850 shares of ARMOUR common stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. F1 · derivative.exercise_date: On August 24, 2021, the reporting person elected to convert 2,850 shares of vested phantom stock into 2,850 shares of ARMOUR common stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. F1 · derivative.expiration_date: On August 24, 2021, the reporting person elected to convert 2,850 shares of vested phantom stock into 2,850 shares of ARMOUR common stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. F1 · balance_after: On August 24, 2021, the reporting person elected to convert 2,850 shares of vested phantom stock into 2,850 shares of ARMOUR common stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 20:43 UTC |
PAPERIN STEWART JDirector
|
Exercise / conversionCommon Stock, par value $0.001 per share | 2,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000225 · wf-form4_163001060288814.xml · nonDerivative · entry 1 PAPERIN STEWART J · CIK 0001207637 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 58,938 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On August 24, 2021, the reporting person elected to convert 2,850 shares of vested phantom stock into 2,850 shares of ARMOUR common stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. F2 · ownership.nature: Represents shares owned indirectly through the Stewart J. Paperin Family Trust. Mr. Paperin has a pecuniary interest in and investment control over the shares held by the Trust. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 20:43 UTC |
Zimmer Jeffrey JDirector · Co-CEO and President
|
Exercise / conversionPhantom Stock · Derivative | 18,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000224 · wf-form4_163001058553045.xml · derivative · entry 4 Zimmer Jeffrey J · CIK 0001303087 · Director · Co-CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,750 Underlying: Common Stock · 18,540 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On August 24, 2021, the reporting person elected to convert 11,124 shares out of 18,540 shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. F1 · derivative.expiration_date: On August 24, 2021, the reporting person elected to convert 11,124 shares out of 18,540 shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 20:43 UTC |
Zimmer Jeffrey JDirector · Co-CEO and President
|
Disposition to issuerCommon Stock, par value $0.001 per share | 7,416 | $10.50 | $77,868.00 |
DisclosureSEC source: 0001428205-21-000224 · wf-form4_163001058553045.xml · nonDerivative · entry 2 Zimmer Jeffrey J · CIK 0001303087 · Director · Co-CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,234 F1 · shares: On August 24, 2021, the reporting person elected to convert 11,124 shares out of 18,540 shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.