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ARR

Armour Residential REIT, Inc.

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4416
SEC CIK
0001428205
Parsed reports
757

Last 12 months

Inside the activity.

1 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202611
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 23, 2022 Filed Feb 25, 2022 22:28 UTC
BELL MARC HDirector
Exercise / conversionCommon Stock, par value $0.001 per share 2,100 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-004034 · wf-form4_164582807928047.xml · nonDerivative · entry 1

BELL MARC H · CIK 0001026915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,294

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On February 23, 2022, the reporting person elected to convert 2,100 shares of vested phantom stock into 2,100 shares of ARMOUR common stock. The 2,100 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 17:37 UTC Exercise / conversionPhantom Stock · Derivative 600 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-004046 · wf-form4_164582862565589.xml · derivative · entry 2

GUBA THOMAS K · CIK 0001475027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,400

Underlying: Common Stock · 600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: On February 23, 2022, the reporting person elected to convert 600 shares of vested phantom stock into 600 shares of ARMOUR common stock. The 600 shares are part of, and relate to, phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

F1 · derivative.expiration_date: On February 23, 2022, the reporting person elected to convert 600 shares of vested phantom stock into 600 shares of ARMOUR common stock. The 600 shares are part of, and relate to, phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 17:37 UTC Exercise / conversionCommon Stock, par value $0.001 per share 600 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-004046 · wf-form4_164582862565589.xml · nonDerivative · entry 1

GUBA THOMAS K · CIK 0001475027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On February 23, 2022, the reporting person elected to convert 600 shares of vested phantom stock into 600 shares of ARMOUR common stock. The 600 shares are part of, and relate to, phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 22:48 UTC
ULM SCOTTDirector · Co-CEO
Exercise / conversionPhantom Stock · Derivative 18,540 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-004052 · wf-form4_164582925894498.xml · derivative · entry 3

ULM SCOTT · CIK 0001469064 · Director · Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,670

Underlying: Common Stock · 18,540 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: On February 23, 2022, the reporting person elected to convert 11,124 of the 18,540 shares shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The reporting person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021.

F1 · derivative.expiration_date: On February 23, 2022, the reporting person elected to convert 11,124 of the 18,540 shares shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The reporting person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 22:48 UTC
ULM SCOTTDirector · Co-CEO
Disposition to issuerCommon Stock, par value $0.001 per share 7,416 $8.27 $61,330.32
Disclosure

SEC source: 0001628280-22-004052 · wf-form4_164582925894498.xml · nonDerivative · entry 2

ULM SCOTT · CIK 0001469064 · Director · Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,959

F1 · shares: On February 23, 2022, the reporting person elected to convert 11,124 of the 18,540 shares shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The reporting person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 22:48 UTC
ULM SCOTTDirector · Co-CEO
Exercise / conversionCommon Stock, par value $0.001 per share 18,540 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-004052 · wf-form4_164582925894498.xml · nonDerivative · entry 1

ULM SCOTT · CIK 0001469064 · Director · Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On February 23, 2022, the reporting person elected to convert 11,124 of the 18,540 shares shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The reporting person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 22:30 UTC Exercise / conversionPhantom Stock · Derivative 600 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-004035 · wf-form4_164582818353146.xml · derivative · entry 2

Downey Carolyn · CIK 0001455810 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,400

Underlying: Common Stock · 600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · kind: On February 23, 2022, the reporting person elected to convert 600 shares of vested phantom stock into 600 shares of ARMOUR common stock. The 600 shares are part of, and relate to, phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

F1 · derivative.exercise_date: On February 23, 2022, the reporting person elected to convert 600 shares of vested phantom stock into 600 shares of ARMOUR common stock. The 600 shares are part of, and relate to, phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

F1 · derivative.expiration_date: On February 23, 2022, the reporting person elected to convert 600 shares of vested phantom stock into 600 shares of ARMOUR common stock. The 600 shares are part of, and relate to, phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 22:30 UTC GrantCommon Stock, par value $0.001 per share 600 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-004035 · wf-form4_164582818353146.xml · nonDerivative · entry 1

Downey Carolyn · CIK 0001455810 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,919

F1 · shares: On February 23, 2022, the reporting person elected to convert 600 shares of vested phantom stock into 600 shares of ARMOUR common stock. The 600 shares are part of, and relate to, phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 22:46 UTC Exercise / conversionPhantom Stock · Derivative 600 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-004051 · wf-form4_164582918396593.xml · derivative · entry 3

PAPERIN STEWART J · CIK 0001207637 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,400

Underlying: Common Stock · 600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: On February 23, 2022, the reporting person elected to convert 600 shares of vested phantom stock into 600 shares of ARMOUR common stock. The 600 shares are part of, and relate to, phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

F1 · derivative.expiration_date: On February 23, 2022, the reporting person elected to convert 600 shares of vested phantom stock into 600 shares of ARMOUR common stock. The 600 shares are part of, and relate to, phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 22:46 UTC Exercise / conversionCommon Stock, par value $0.001 per share 600 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-004051 · wf-form4_164582918396593.xml · nonDerivative · entry 1

PAPERIN STEWART J · CIK 0001207637 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 65,699

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On February 23, 2022, the reporting person elected to convert 600 shares of vested phantom stock into 600 shares of ARMOUR common stock. The 600 shares are part of, and relate to, phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

F2 · ownership.nature: Represents shares owned indirectly through the Stewart J. Paperin Family Trust. Mr. Paperin has a pecuniary interest in and investment control over the shares held by the Trust.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 22:44 UTC
Zimmer Jeffrey JDirector · Co-CEO and President
Exercise / conversionPhantom Stock · Derivative 18,540 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-004049 · wf-form4_164582900137490.xml · derivative · entry 3

Zimmer Jeffrey J · CIK 0001303087 · Director · Co-CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,670

Underlying: Common Stock · 18,540 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: On February 23, 2022, the reporting person elected to convert 11,124 of the 18,540 shares shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The reporting person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021.

F1 · derivative.expiration_date: On February 23, 2022, the reporting person elected to convert 11,124 of the 18,540 shares shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The reporting person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 22:44 UTC
Zimmer Jeffrey JDirector · Co-CEO and President
Disposition to issuerCommon Stock 7,416 $8.27 $61,330.32
Disclosure

SEC source: 0001628280-22-004049 · wf-form4_164582900137490.xml · nonDerivative · entry 2

Zimmer Jeffrey J · CIK 0001303087 · Director · Co-CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,482

F1 · shares: On February 23, 2022, the reporting person elected to convert 11,124 of the 18,540 shares shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The reporting person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 22:44 UTC
Zimmer Jeffrey JDirector · Co-CEO and President
Exercise / conversionCommon Stock 18,540 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-004049 · wf-form4_164582900137490.xml · nonDerivative · entry 1

Zimmer Jeffrey J · CIK 0001303087 · Director · Co-CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,898

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On February 23, 2022, the reporting person elected to convert 11,124 of the 18,540 shares shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The reporting person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 22:45 UTC Exercise / conversionPhantom Stock · Derivative 600 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-004050 · wf-form4_164582908896563.xml · derivative · entry 3

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,400

Underlying: Common Stock · 600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: On February 23, 2022, the reporting person elected to convert 360 of the 600 shares of vested phantom stock into 360 shares of ARMOUR common stock. The reporting person elected to convert the remaining 240 shares of vested phantom stock into cash soley to pay income taxes on the vested stock. The 600 shares are part of, and relate to, phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

F1 · derivative.expiration_date: On February 23, 2022, the reporting person elected to convert 360 of the 600 shares of vested phantom stock into 360 shares of ARMOUR common stock. The reporting person elected to convert the remaining 240 shares of vested phantom stock into cash soley to pay income taxes on the vested stock. The 600 shares are part of, and relate to, phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 22:45 UTC Disposition to issuerCommon Stock 240 $8.27 $1,984.80
Disclosure

SEC source: 0001628280-22-004050 · wf-form4_164582908896563.xml · nonDerivative · entry 2

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,246

Read SEC document
February 23, 2022 Filed Feb 25, 2022 22:45 UTC Exercise / conversionCommon Stock 600 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-004050 · wf-form4_164582908896563.xml · nonDerivative · entry 1

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,486

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On February 23, 2022, the reporting person elected to convert 360 of the 600 shares of vested phantom stock into 360 shares of ARMOUR common stock. The reporting person elected to convert the remaining 240 shares of vested phantom stock into cash soley to pay income taxes on the vested stock. The 600 shares are part of, and relate to, phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 22:39 UTC Exercise / conversionPhantom Stock · Derivative 600 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-004047 · wf-form4_164582869986216.xml · derivative · entry 2

Hain Robert C · CIK 0001377714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,400

Underlying: Common Stock · 600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: On February 23, 2022, the reporting person elected to convert the 600 shares of vested phantom stock into 600 shares of ARMOUR common stock. The 600 shares are part of, and relate to, phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

F1 · derivative.expiration_date: On February 23, 2022, the reporting person elected to convert the 600 shares of vested phantom stock into 600 shares of ARMOUR common stock. The 600 shares are part of, and relate to, phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 22:39 UTC Exercise / conversionCommon Stock, par value $0.001 per share 600 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-004047 · wf-form4_164582869986216.xml · nonDerivative · entry 1

Hain Robert C · CIK 0001377714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,819

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On February 23, 2022, the reporting person elected to convert the 600 shares of vested phantom stock into 600 shares of ARMOUR common stock. The 600 shares are part of, and relate to, phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 22:36 UTC Exercise / conversionPhantom Stock · Derivative 4,050 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-004044 · wf-form4_164582856893215.xml · derivative · entry 3

GRUBER MARK · CIK 0001585875 · CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,750

Underlying: Common Stock · 4,050 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: On February 23, 2022, the reporting person elected to convert 2,950 shares out of 4,050 shares of vested phantom stock into 2,950 shares of ARMOUR common stock. The person elected to convert the remaining 1,100 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,050 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, February 25, 2020, and January 14, 2021; phantom stock vesting over a three-year period, which was reported on a Form 4 report filed by the reporting person on May 27, 2020; and phantom stock vesting over an approximately four-year period, which was reported on a Form 4 filed by the reporting person on August 26, 2020.

F1 · derivative.expiration_date: On February 23, 2022, the reporting person elected to convert 2,950 shares out of 4,050 shares of vested phantom stock into 2,950 shares of ARMOUR common stock. The person elected to convert the remaining 1,100 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,050 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, February 25, 2020, and January 14, 2021; phantom stock vesting over a three-year period, which was reported on a Form 4 report filed by the reporting person on May 27, 2020; and phantom stock vesting over an approximately four-year period, which was reported on a Form 4 filed by the reporting person on August 26, 2020.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 22:36 UTC Disposition to issuerCommon Stock 1,100 $8.27 $9,097.00
Disclosure

SEC source: 0001628280-22-004044 · wf-form4_164582856893215.xml · nonDerivative · entry 2

GRUBER MARK · CIK 0001585875 · CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,695

F1 · shares: On February 23, 2022, the reporting person elected to convert 2,950 shares out of 4,050 shares of vested phantom stock into 2,950 shares of ARMOUR common stock. The person elected to convert the remaining 1,100 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,050 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, February 25, 2020, and January 14, 2021; phantom stock vesting over a three-year period, which was reported on a Form 4 report filed by the reporting person on May 27, 2020; and phantom stock vesting over an approximately four-year period, which was reported on a Form 4 filed by the reporting person on August 26, 2020.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 22:36 UTC Exercise / conversionCommon Stock 4,050 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-004044 · wf-form4_164582856893215.xml · nonDerivative · entry 1

GRUBER MARK · CIK 0001585875 · CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,795

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On February 23, 2022, the reporting person elected to convert 2,950 shares out of 4,050 shares of vested phantom stock into 2,950 shares of ARMOUR common stock. The person elected to convert the remaining 1,100 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,050 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, February 25, 2020, and January 14, 2021; phantom stock vesting over a three-year period, which was reported on a Form 4 report filed by the reporting person on May 27, 2020; and phantom stock vesting over an approximately four-year period, which was reported on a Form 4 filed by the reporting person on August 26, 2020.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 22:33 UTC
MOUNTAIN JAMES RChief Financial Officer
Exercise / conversionPhantom Stock · Derivative 6,670 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-004040 · wf-form4_164582835854873.xml · derivative · entry 3

MOUNTAIN JAMES R · CIK 0001557465 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,610

Underlying: Common Stock · 6,670 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: On February 23, 2022, the reporting person elected to convert 4,000 shares out of 6,670 shares of vested phantom stock into 4,000 shares of ARMOUR common stock. The reporting person elected to convert the remaining 2,670 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 6,670 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020; phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020; and phantom stock vesting over an approximately five-year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021.

F1 · derivative.expiration_date: On February 23, 2022, the reporting person elected to convert 4,000 shares out of 6,670 shares of vested phantom stock into 4,000 shares of ARMOUR common stock. The reporting person elected to convert the remaining 2,670 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 6,670 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020; phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020; and phantom stock vesting over an approximately five-year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 22:33 UTC
MOUNTAIN JAMES RChief Financial Officer
Disposition to issuerCommon Stock, par value $0.001 per share 2,670 $8.27 $22,080.90
Disclosure

SEC source: 0001628280-22-004040 · wf-form4_164582835854873.xml · nonDerivative · entry 2

MOUNTAIN JAMES R · CIK 0001557465 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,110

F1 · shares: On February 23, 2022, the reporting person elected to convert 4,000 shares out of 6,670 shares of vested phantom stock into 4,000 shares of ARMOUR common stock. The reporting person elected to convert the remaining 2,670 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 6,670 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020; phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020; and phantom stock vesting over an approximately five-year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 22:33 UTC
MOUNTAIN JAMES RChief Financial Officer
Exercise / conversionCommon Stock, par value $0.001 per share 6,670 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-004040 · wf-form4_164582835854873.xml · nonDerivative · entry 1

MOUNTAIN JAMES R · CIK 0001557465 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On February 23, 2022, the reporting person elected to convert 4,000 shares out of 6,670 shares of vested phantom stock into 4,000 shares of ARMOUR common stock. The reporting person elected to convert the remaining 2,670 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 6,670 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020; phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020; and phantom stock vesting over an approximately five-year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 22:31 UTC
Harper GordonVP Finance and Controller
Exercise / conversionPhantom Stock · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-004038 · wf-form4_164582826322680.xml · derivative · entry 3

Harper Gordon · CIK 0001698344 · VP Finance and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,900

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: On February 23, 2022, the reporting person elected to convert 2,031 shares out of the 3000 shares of vested phantom stock into 2,031 shares of ARMOUR common stock. The person elected to convert the remaining 969 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 3000 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

F1 · derivative.expiration_date: On February 23, 2022, the reporting person elected to convert 2,031 shares out of the 3000 shares of vested phantom stock into 2,031 shares of ARMOUR common stock. The person elected to convert the remaining 969 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 3000 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 22:31 UTC
Harper GordonVP Finance and Controller
Disposition to issuerCommon Stock, par value $0.001 per share 969 $8.27 $8,013.63
Disclosure

SEC source: 0001628280-22-004038 · wf-form4_164582826322680.xml · nonDerivative · entry 2

Harper Gordon · CIK 0001698344 · VP Finance and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,011

Read SEC document
February 23, 2022 Filed Feb 25, 2022 22:31 UTC
Harper GordonVP Finance and Controller
Exercise / conversionCommon Stock, par value $0.001 per share 3,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-004038 · wf-form4_164582826322680.xml · nonDerivative · entry 1

Harper Gordon · CIK 0001698344 · VP Finance and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,980

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On February 23, 2022, the reporting person elected to convert 2,031 shares out of the 3000 shares of vested phantom stock into 2,031 shares of ARMOUR common stock. The person elected to convert the remaining 969 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 3000 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 22:24 UTC Exercise / conversionPhantom Stock · Derivative 600 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-004029 · wf-form4_164582786956527.xml · derivative · entry 2

Behar Z Jamie · CIK 0001306260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,400

Underlying: Common Stock · 600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: On February 23, 2022, the reporting person elected to convert 600 shares of vested phantom stock into 600 shares of ARMOUR common stock. The 600 shares are part of, and relate to, phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

F1 · derivative.expiration_date: On February 23, 2022, the reporting person elected to convert 600 shares of vested phantom stock into 600 shares of ARMOUR common stock. The 600 shares are part of, and relate to, phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 22:24 UTC Exercise / conversionCommon Stock, par value $0.001 per share 600 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-004029 · wf-form4_164582786956527.xml · nonDerivative · entry 1

Behar Z Jamie · CIK 0001306260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,108

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On February 23, 2022, the reporting person elected to convert 600 shares of vested phantom stock into 600 shares of ARMOUR common stock. The 600 shares are part of, and relate to, phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

Read SEC document
February 23, 2022 Filed May 25, 2022 21:00 UTC Amendment Disposition to issuerCommon Stock, par value $0.001 per share 300 $8.27 $2,481.00
Disclosure

SEC source: 0001428205-22-000072 · wf-form4a_165351242295339.xml · nonDerivative · entry 1

Downey Carolyn · CIK 0001455810 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,583

F1 · shares: This transaction was missing from the original Form 4. The reporting person elected to convert 300 shares of vested phantom stock into cash solely to pay income taxes on the vested stock.

F2 · balance_after: Amounts reported reflect the current amounts rather then the amounts reported as of February 24, 2022, which only shows a 300 share change in the total.

Read SEC document
February 23, 2022 Filed May 25, 2022 21:01 UTC Amendment Disposition to issuerCommon Stock, par value $0.001 per share 300 $8.27 $2,481.00
Disclosure

SEC source: 0001428205-22-000073 · wf-form4a_165351245424137.xml · nonDerivative · entry 1

Hain Robert C · CIK 0001377714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,519

F1 · shares: This transaction was missing from the original Form 4. The reporting person elected to convert 300 shares of vested phantom stock into cash solely to pay income taxes on the vested stock.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 17:18 UTC
STATON DANIEL CDirector · Chairman of the Board
GrantRestricted Stock Units · Derivative 4,255 $0.00 $0.00
Disclosure

SEC source: 0001428205-22-000006 · wf-form4_164131672084125.xml · derivative · entry 1

STATON DANIEL C · CIK 0001024240 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote.

Disclosed balance after: 32,647

Underlying: Common Stock, par value $0.001 per share · 4,255 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of ARMOUR common stock.

F2 · derivative.exercise_price: On January 3, 2022, the reporting person received 4,255 restricted stock units ("RSUs"), entitling the reporting person to 4,255 shares of common stock upon a separation of service, including retirement, or upon the reporting person's death or disability or a change of control of ARMOUR if earlier than the reporting person's separation of service. The RSUs represent the reporting person's election to defer receipt of the quarterly compensation that the reporting person would otherwise have been paid for his service on ARMOUR's Board of Directors, and to receive such compensation in the form of shares of common stock.

F2 · derivative.exercise_date: On January 3, 2022, the reporting person received 4,255 restricted stock units ("RSUs"), entitling the reporting person to 4,255 shares of common stock upon a separation of service, including retirement, or upon the reporting person's death or disability or a change of control of ARMOUR if earlier than the reporting person's separation of service. The RSUs represent the reporting person's election to defer receipt of the quarterly compensation that the reporting person would otherwise have been paid for his service on ARMOUR's Board of Directors, and to receive such compensation in the form of shares of common stock.

F2 · derivative.expiration_date: On January 3, 2022, the reporting person received 4,255 restricted stock units ("RSUs"), entitling the reporting person to 4,255 shares of common stock upon a separation of service, including retirement, or upon the reporting person's death or disability or a change of control of ARMOUR if earlier than the reporting person's separation of service. The RSUs represent the reporting person's election to defer receipt of the quarterly compensation that the reporting person would otherwise have been paid for his service on ARMOUR's Board of Directors, and to receive such compensation in the form of shares of common stock.

F3 · ownership.nature: Represents restricted stock units owned indirectly through DM Staton Family Limited Partnership. The reporting person is a general partner and a limited partner of DM Staton Family Limited Partnership. The reporting person has a pecuniary interest in the restricted stock units held by DM Staton Family Limited Partnership.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 17:11 UTC GrantCommon Stock, par value $0.001 per share 1,681 $9.81 $16,490.61
Disclosure

SEC source: 0001428205-22-000003 · wf-form4_164131625626236.xml · nonDerivative · entry 1

Downey Carolyn · CIK 0001455810 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,319

F1 · price: On January 3, 2022, the reporting person received 1,681 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. The reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 1,681 shares of stock represent the reporting person's election of stock compensation for the past quarter.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 17:18 UTC GrantCommon Stock, par value $0.001 per share 1,681 $9.81 $16,490.61
Disclosure

SEC source: 0001428205-22-000005 · wf-form4_164131665410979.xml · nonDerivative · entry 1

PAPERIN STEWART J · CIK 0001207637 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 65,099

F1 · price: On January 3, 2022, the reporting person received 1,681 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. The reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 1,681 shares of stock represent the reporting person's election of stock compensation for the past quarter.

F2 · ownership.nature: Represents shares owned indirectly through the Stewart J. Paperin Family Trust. Mr. Paperin has a pecuniary interest in and investment control over the shares held by the Trust.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 17:14 UTC GrantRestricted Stock Units · Derivative 4,255 $0.00 $0.00
Disclosure

SEC source: 0001428205-22-000004 · wf-form4_164131643762951.xml · derivative · entry 1

Behar Z Jamie · CIK 0001306260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,647

Underlying: Common Stock, par value $0.001 per share · 4,255 shares

Expires not disclosed

F1 · derivative.exercise_price: On January 3, 2022, the reporting person received 4,255 restricted stock units ("RSUs"), entitling the reporting person to 4,255 shares of common stock upon a separation of service, including retirement, or upon the reporting person's death or disability or a change of control of ARMOUR if earlier than the reporting person's separation of service. The RSUs represent the reporting person's election to defer receipt of the quarterly compensation that the reporting person would otherwise have been paid for her service on ARMOUR's Board of Directors, and to receive such compensation in the form of shares of common stock.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: On January 3, 2022, the reporting person received 4,255 restricted stock units ("RSUs"), entitling the reporting person to 4,255 shares of common stock upon a separation of service, including retirement, or upon the reporting person's death or disability or a change of control of ARMOUR if earlier than the reporting person's separation of service. The RSUs represent the reporting person's election to defer receipt of the quarterly compensation that the reporting person would otherwise have been paid for her service on ARMOUR's Board of Directors, and to receive such compensation in the form of shares of common stock.

F1 · derivative.expiration_date: On January 3, 2022, the reporting person received 4,255 restricted stock units ("RSUs"), entitling the reporting person to 4,255 shares of common stock upon a separation of service, including retirement, or upon the reporting person's death or disability or a change of control of ARMOUR if earlier than the reporting person's separation of service. The RSUs represent the reporting person's election to defer receipt of the quarterly compensation that the reporting person would otherwise have been paid for her service on ARMOUR's Board of Directors, and to receive such compensation in the form of shares of common stock.

Read SEC document
November 23, 2021 Filed Nov 26, 2021 22:24 UTC
STATON DANIEL CDirector · Chairman of the Board
Exercise / conversionPhantom Stock · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001428205-21-000274 · wf-form4_163796543981919.xml · derivative · entry 4

STATON DANIEL C · CIK 0001024240 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,950

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F3 · kind: On November 23, 2021, the reporting person elected to convert 2,500 shares of vested phantom stock into 2,500 shares of ARMOUR common stock. The 2,500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on the Form 4 report filed by the reporting person on January 14, 2021.

F3 · derivative.exercise_date: On November 23, 2021, the reporting person elected to convert 2,500 shares of vested phantom stock into 2,500 shares of ARMOUR common stock. The 2,500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on the Form 4 report filed by the reporting person on January 14, 2021.

F3 · derivative.expiration_date: On November 23, 2021, the reporting person elected to convert 2,500 shares of vested phantom stock into 2,500 shares of ARMOUR common stock. The 2,500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on the Form 4 report filed by the reporting person on January 14, 2021.

Read SEC document
November 23, 2021 Filed Nov 26, 2021 22:24 UTC
STATON DANIEL CDirector · Chairman of the Board
Exercise / conversionPhantom Stock · Derivative 2,200 $0.00 $0.00
Disclosure

SEC source: 0001428205-21-000274 · wf-form4_163796543981919.xml · derivative · entry 3

STATON DANIEL C · CIK 0001024240 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,450

Underlying: Common Stock · 2,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · kind: On November 23 2021, the reporting person elected to convert 2,200 shares of vested phantom stock into 2,200 shares of ARMOUR common stock. The 2,200 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, January 16, 2020, and January 14, 2021.

F1 · derivative.exercise_date: On November 23 2021, the reporting person elected to convert 2,200 shares of vested phantom stock into 2,200 shares of ARMOUR common stock. The 2,200 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, January 16, 2020, and January 14, 2021.

F1 · derivative.expiration_date: On November 23 2021, the reporting person elected to convert 2,200 shares of vested phantom stock into 2,200 shares of ARMOUR common stock. The 2,200 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, January 16, 2020, and January 14, 2021.

F5 · balance_after: The totals are being corrected due to a math error in a previous Form 4.

Read SEC document
November 23, 2021 Filed Nov 26, 2021 22:24 UTC
STATON DANIEL CDirector · Chairman of the Board
Exercise / conversionCommon Stock, par value $0.001 per share 2,500 $0.00 $0.00
Disclosure

SEC source: 0001428205-21-000274 · wf-form4_163796543981919.xml · nonDerivative · entry 2

STATON DANIEL C · CIK 0001024240 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote.

Disclosed balance after: 318,711

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: On November 23, 2021, the reporting person elected to convert 2,500 shares of vested phantom stock into 2,500 shares of ARMOUR common stock. The 2,500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on the Form 4 report filed by the reporting person on January 14, 2021.

F2 · ownership.nature: Represents shares owned indirectly through DM Staton Family Limited Partnership. The reporting person is a general partner and a limited partner of DM Staton Family Limited Partnership. The reporting person has a pecuniary interest in the shares held by DM Staton Family Limited Partnership.

Read SEC document
November 23, 2021 Filed Nov 26, 2021 22:24 UTC
STATON DANIEL CDirector · Chairman of the Board
Exercise / conversionCommon Stock, par value $0.001 per share 2,200 $0.00 $0.00
Disclosure

SEC source: 0001428205-21-000274 · wf-form4_163796543981919.xml · nonDerivative · entry 1

STATON DANIEL C · CIK 0001024240 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote.

Disclosed balance after: 316,211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On November 23 2021, the reporting person elected to convert 2,200 shares of vested phantom stock into 2,200 shares of ARMOUR common stock. The 2,200 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, January 16, 2020, and January 14, 2021.

F2 · ownership.nature: Represents shares owned indirectly through DM Staton Family Limited Partnership. The reporting person is a general partner and a limited partner of DM Staton Family Limited Partnership. The reporting person has a pecuniary interest in the shares held by DM Staton Family Limited Partnership.

Read SEC document
November 23, 2021 Filed Nov 26, 2021 21:52 UTC
BELL MARC HDirector
Exercise / conversionPhantom Stock · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001428205-21-000265 · wf-form4_163796351730326.xml · derivative · entry 4

BELL MARC H · CIK 0001026915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,950

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F2 · kind: On November 23, 2021, the reporting person elected to convert 2,500 shares of vested phantom stock into 2,500 shares of ARMOUR common stock. The 2,500 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

F2 · derivative.exercise_date: On November 23, 2021, the reporting person elected to convert 2,500 shares of vested phantom stock into 2,500 shares of ARMOUR common stock. The 2,500 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

F2 · derivative.expiration_date: On November 23, 2021, the reporting person elected to convert 2,500 shares of vested phantom stock into 2,500 shares of ARMOUR common stock. The 2,500 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

Read SEC document
November 23, 2021 Filed Nov 26, 2021 21:52 UTC
BELL MARC HDirector
Exercise / conversionPhantom Stock · Derivative 2,200 $0.00 $0.00
Disclosure

SEC source: 0001428205-21-000265 · wf-form4_163796351730326.xml · derivative · entry 3

BELL MARC H · CIK 0001026915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,450

Underlying: Common Stock · 2,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · kind: On November 23, 2021, the reporting person elected to convert 2,200 shares of vested phantom stock into 2,200 shares of ARMOUR common stock. The 2,200 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

F1 · derivative.exercise_date: On November 23, 2021, the reporting person elected to convert 2,200 shares of vested phantom stock into 2,200 shares of ARMOUR common stock. The 2,200 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

F1 · derivative.expiration_date: On November 23, 2021, the reporting person elected to convert 2,200 shares of vested phantom stock into 2,200 shares of ARMOUR common stock. The 2,200 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

Read SEC document
November 23, 2021 Filed Nov 26, 2021 21:52 UTC
BELL MARC HDirector
Exercise / conversionCommon Stock, par value $0.001 per share 2,500 $0.00 $0.00
Disclosure

SEC source: 0001428205-21-000265 · wf-form4_163796351730326.xml · nonDerivative · entry 2

BELL MARC H · CIK 0001026915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,194

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: On November 23, 2021, the reporting person elected to convert 2,500 shares of vested phantom stock into 2,500 shares of ARMOUR common stock. The 2,500 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

Read SEC document
November 23, 2021 Filed Nov 26, 2021 21:52 UTC
BELL MARC HDirector
Exercise / conversionCommon Stock, par value $0.001 per share 2,200 $0.00 $0.00
Disclosure

SEC source: 0001428205-21-000265 · wf-form4_163796351730326.xml · nonDerivative · entry 1

BELL MARC H · CIK 0001026915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,694

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On November 23, 2021, the reporting person elected to convert 2,200 shares of vested phantom stock into 2,200 shares of ARMOUR common stock. The 2,200 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

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November 23, 2021 Filed Nov 26, 2021 16:53 UTC Exercise / conversionPhantom Stock · Derivative 2,950 $0.00 $0.00
Disclosure

SEC source: 0001428205-21-000268 · wf-form4_163796357245682.xml · derivative · entry 2

GUBA THOMAS K · CIK 0001475027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 2,950 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · shares: On November 23, 2021, the reporting person elected to convert 2,950 shares of vested phantom stock into 2,950 shares of ARMOUR common stock. The 2,950 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

F1 · derivative.exercise_date: On November 23, 2021, the reporting person elected to convert 2,950 shares of vested phantom stock into 2,950 shares of ARMOUR common stock. The 2,950 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

F1 · derivative.expiration_date: On November 23, 2021, the reporting person elected to convert 2,950 shares of vested phantom stock into 2,950 shares of ARMOUR common stock. The 2,950 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

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November 23, 2021 Filed Nov 26, 2021 16:53 UTC Exercise / conversionCommon Stock, par value $0.001 per share 2,950 $0.00 $0.00
Disclosure

SEC source: 0001428205-21-000268 · wf-form4_163796357245682.xml · nonDerivative · entry 1

GUBA THOMAS K · CIK 0001475027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,725

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On November 23, 2021, the reporting person elected to convert 2,950 shares of vested phantom stock into 2,950 shares of ARMOUR common stock. The 2,950 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

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November 23, 2021 Filed Nov 26, 2021 22:24 UTC
ULM SCOTTDirector · Co-CEO
Exercise / conversionPhantom Stock · Derivative 18,540 $0.00 $0.00
Disclosure

SEC source: 0001428205-21-000275 · wf-form4_163796546433468.xml · derivative · entry 3

ULM SCOTT · CIK 0001469064 · Director · Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,210

Underlying: Common Stock · 18,540 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · kind: On November 23, 2021, the reporting person elected to convert 11,124 shares out of 18,540 shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The reporting person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021.

F1 · derivative.exercise_date: On November 23, 2021, the reporting person elected to convert 11,124 shares out of 18,540 shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The reporting person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021.

F1 · derivative.expiration_date: On November 23, 2021, the reporting person elected to convert 11,124 shares out of 18,540 shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The reporting person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021.

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November 23, 2021 Filed Nov 26, 2021 22:24 UTC
ULM SCOTTDirector · Co-CEO
Disposition to issuerCommon Stock, par value $0.001 per share 7,416 $10.13 $75,124.08
Disclosure

SEC source: 0001428205-21-000275 · wf-form4_163796546433468.xml · nonDerivative · entry 2

ULM SCOTT · CIK 0001469064 · Director · Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,835

F1 · shares: On November 23, 2021, the reporting person elected to convert 11,124 shares out of 18,540 shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The reporting person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021.

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November 23, 2021 Filed Nov 26, 2021 22:24 UTC
ULM SCOTTDirector · Co-CEO
Exercise / conversionCommon Stock, par value $0.001 per share 18,540 $0.00 $0.00
Disclosure

SEC source: 0001428205-21-000275 · wf-form4_163796546433468.xml · nonDerivative · entry 1

ULM SCOTT · CIK 0001469064 · Director · Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,251

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On November 23, 2021, the reporting person elected to convert 11,124 shares out of 18,540 shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The reporting person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021.

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November 23, 2021 Filed Nov 26, 2021 21:52 UTC Exercise / conversionPhantom Stock · Derivative 2,950 $0.00 $0.00
Disclosure

SEC source: 0001428205-21-000266 · wf-form4_163796353910533.xml · derivative · entry 3

Downey Carolyn · CIK 0001455810 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 2,950 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: On November 23, 2021, the reporting person elected to convert 1,475 shares out of 2,950 shares of vested phantom stock into 1,475 shares of ARMOUR common stock. The person elected to convert the remaining 1,475 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,950 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

F1 · derivative.expiration_date: On November 23, 2021, the reporting person elected to convert 1,475 shares out of 2,950 shares of vested phantom stock into 1,475 shares of ARMOUR common stock. The person elected to convert the remaining 1,475 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,950 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

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November 23, 2021 Filed Nov 26, 2021 21:52 UTC Disposition to issuerCommon Stock, par value $0.001 per share 1,475 $10.13 $14,941.75
Disclosure

SEC source: 0001428205-21-000266 · wf-form4_163796353910533.xml · nonDerivative · entry 2

Downey Carolyn · CIK 0001455810 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,638

F1 · shares: On November 23, 2021, the reporting person elected to convert 1,475 shares out of 2,950 shares of vested phantom stock into 1,475 shares of ARMOUR common stock. The person elected to convert the remaining 1,475 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,950 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.