Tapewire

NYSE · USD

ARR

Armour Residential REIT, Inc.

Export transactions ↓
Tapewire entity
4416
SEC CIK
0001428205
Parsed reports
757

Last 12 months

Inside the activity.

1 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202611
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 22, 2022 Filed Nov 25, 2022 22:57 UTC Exercise / conversionPhantom Stock · Derivative 4,050 $0.00 $0.00
Disclosure

SEC source: 0001428205-22-000173 · wf-form4_166941705385857.xml · derivative · entry 3

GRUBER MARK · CIK 0001585875 · CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,600

Underlying: Common Stock · 4,050 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: On November 22, 2022, the reporting person elected to convert 3,255 of the 4,050 shares of vested phantom stock into 3,255 shares of ARMOUR common stock. The reporting person elected to convert the remaining 795 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,050 shares are part of, and relate to, phantom stock vesting vesting over a five-year period, reported on a Form 4 filed on November 22, 2017, February 25, 2020 and January 14, 2021; phantom stock vesting over a three-year period, reported on a Form 4 filed May 7, 2020, and phantom stock vesting over an approximately four-year period, reported on a Form 4 filed on August 26, 2020.

F1 · derivative.expiration_date: On November 22, 2022, the reporting person elected to convert 3,255 of the 4,050 shares of vested phantom stock into 3,255 shares of ARMOUR common stock. The reporting person elected to convert the remaining 795 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,050 shares are part of, and relate to, phantom stock vesting vesting over a five-year period, reported on a Form 4 filed on November 22, 2017, February 25, 2020 and January 14, 2021; phantom stock vesting over a three-year period, reported on a Form 4 filed May 7, 2020, and phantom stock vesting over an approximately four-year period, reported on a Form 4 filed on August 26, 2020.

Read SEC document
November 22, 2022 Filed Nov 25, 2022 22:57 UTC Disposition to issuerCommon Stock 795 $5.67 $4,507.65
Disclosure

SEC source: 0001428205-22-000173 · wf-form4_166941705385857.xml · nonDerivative · entry 2

GRUBER MARK · CIK 0001585875 · CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,346

F1 · kind: On November 22, 2022, the reporting person elected to convert 3,255 of the 4,050 shares of vested phantom stock into 3,255 shares of ARMOUR common stock. The reporting person elected to convert the remaining 795 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,050 shares are part of, and relate to, phantom stock vesting vesting over a five-year period, reported on a Form 4 filed on November 22, 2017, February 25, 2020 and January 14, 2021; phantom stock vesting over a three-year period, reported on a Form 4 filed May 7, 2020, and phantom stock vesting over an approximately four-year period, reported on a Form 4 filed on August 26, 2020.

Read SEC document
November 22, 2022 Filed Nov 25, 2022 22:57 UTC Exercise / conversionCommon Stock 4,050 $0.00 $0.00
Disclosure

SEC source: 0001428205-22-000173 · wf-form4_166941705385857.xml · nonDerivative · entry 1

GRUBER MARK · CIK 0001585875 · CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,141

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On November 22, 2022, the reporting person elected to convert 3,255 of the 4,050 shares of vested phantom stock into 3,255 shares of ARMOUR common stock. The reporting person elected to convert the remaining 795 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,050 shares are part of, and relate to, phantom stock vesting vesting over a five-year period, reported on a Form 4 filed on November 22, 2017, February 25, 2020 and January 14, 2021; phantom stock vesting over a three-year period, reported on a Form 4 filed May 7, 2020, and phantom stock vesting over an approximately four-year period, reported on a Form 4 filed on August 26, 2020.

Read SEC document
November 22, 2022 Filed Nov 25, 2022 22:56 UTC Exercise / conversionPhantom Stock · Derivative 700 $0.00 $0.00
Disclosure

SEC source: 0001428205-22-000172 · wf-form4_166941698505198.xml · derivative · entry 3

Hain Robert C · CIK 0001377714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: On November 22, 2022, the reporting person elected to convert 350 of the 700 shares of vested phantom stock into 350 shares of ARMOUR common stock. The reporting person elected to convert the remaining 350 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 700 shares are part of, and relate to, phantom stock vesting over an approximate five-year periods, which was reported on Form 4 report filed by the reporting person on January 14, 2021.

F1 · derivative.expiration_date: On November 22, 2022, the reporting person elected to convert 350 of the 700 shares of vested phantom stock into 350 shares of ARMOUR common stock. The reporting person elected to convert the remaining 350 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 700 shares are part of, and relate to, phantom stock vesting over an approximate five-year periods, which was reported on Form 4 report filed by the reporting person on January 14, 2021.

Read SEC document
November 22, 2022 Filed Nov 25, 2022 22:56 UTC Disposition to issuerCommon Stock, par value $0.001 per share 350 $5.67 $1,984.50
Disclosure

SEC source: 0001428205-22-000172 · wf-form4_166941698505198.xml · nonDerivative · entry 2

Hain Robert C · CIK 0001377714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,469

F1 · kind: On November 22, 2022, the reporting person elected to convert 350 of the 700 shares of vested phantom stock into 350 shares of ARMOUR common stock. The reporting person elected to convert the remaining 350 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 700 shares are part of, and relate to, phantom stock vesting over an approximate five-year periods, which was reported on Form 4 report filed by the reporting person on January 14, 2021.

Read SEC document
November 22, 2022 Filed Nov 25, 2022 22:56 UTC Exercise / conversionCommon Stock, par value $0.001 per share 700 $0.00 $0.00
Disclosure

SEC source: 0001428205-22-000172 · wf-form4_166941698505198.xml · nonDerivative · entry 1

Hain Robert C · CIK 0001377714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,819

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On November 22, 2022, the reporting person elected to convert 350 of the 700 shares of vested phantom stock into 350 shares of ARMOUR common stock. The reporting person elected to convert the remaining 350 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 700 shares are part of, and relate to, phantom stock vesting over an approximate five-year periods, which was reported on Form 4 report filed by the reporting person on January 14, 2021.

Read SEC document
November 22, 2022 Filed Nov 25, 2022 22:54 UTC Exercise / conversionPhantom Stock · Derivative 700 $0.00 $0.00
Disclosure

SEC source: 0001428205-22-000171 · wf-form4_166941685605800.xml · derivative · entry 3

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: On November 22, 2022, the reporting person elected to convert 420 of the 700 shares of vested phantom stock into 420 shares of ARMOUR common stock. The reporting person elected to convert the remaining 280 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 700 shares are part of, and relate to, phantom stock vesting over an approximate five-year periods, which was reported on Form 4 report filed by the reporting person on January 14, 2021.

F1 · derivative.expiration_date: On November 22, 2022, the reporting person elected to convert 420 of the 700 shares of vested phantom stock into 420 shares of ARMOUR common stock. The reporting person elected to convert the remaining 280 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 700 shares are part of, and relate to, phantom stock vesting over an approximate five-year periods, which was reported on Form 4 report filed by the reporting person on January 14, 2021.

Read SEC document
November 22, 2022 Filed Nov 25, 2022 22:54 UTC Disposition to issuerCommon Stock 280 $5.67 $1,587.60
Disclosure

SEC source: 0001428205-22-000171 · wf-form4_166941685605800.xml · nonDerivative · entry 2

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,386

F1 · kind: On November 22, 2022, the reporting person elected to convert 420 of the 700 shares of vested phantom stock into 420 shares of ARMOUR common stock. The reporting person elected to convert the remaining 280 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 700 shares are part of, and relate to, phantom stock vesting over an approximate five-year periods, which was reported on Form 4 report filed by the reporting person on January 14, 2021.

Read SEC document
November 22, 2022 Filed Nov 25, 2022 22:54 UTC Exercise / conversionCommon Stock 700 $0.00 $0.00
Disclosure

SEC source: 0001428205-22-000171 · wf-form4_166941685605800.xml · nonDerivative · entry 1

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On November 22, 2022, the reporting person elected to convert 420 of the 700 shares of vested phantom stock into 420 shares of ARMOUR common stock. The reporting person elected to convert the remaining 280 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 700 shares are part of, and relate to, phantom stock vesting over an approximate five-year periods, which was reported on Form 4 report filed by the reporting person on January 14, 2021.

Read SEC document
November 22, 2022 Filed Nov 25, 2022 22:53 UTC Exercise / conversionPhantom Stock · Derivative 700 $0.00 $0.00
Disclosure

SEC source: 0001428205-22-000170 · wf-form4_166941678608616.xml · derivative · entry 2

Behar Z Jamie · CIK 0001306260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: On November 22, 2022, the reporting person elected to convert 700 shares of vested phantom Stock into 700 shares of ARMOUR common stock. The 700 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on the Form 4 report filed by the reporting person on January 14, 2021.

F1 · derivative.expiration_date: On November 22, 2022, the reporting person elected to convert 700 shares of vested phantom Stock into 700 shares of ARMOUR common stock. The 700 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on the Form 4 report filed by the reporting person on January 14, 2021.

Read SEC document
November 22, 2022 Filed Nov 25, 2022 22:53 UTC Exercise / conversionCommon Stock, par value $0.001 per share 700 $0.00 $0.00
Disclosure

SEC source: 0001428205-22-000170 · wf-form4_166941678608616.xml · nonDerivative · entry 1

Behar Z Jamie · CIK 0001306260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,008

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On November 22, 2022, the reporting person elected to convert 700 shares of vested phantom Stock into 700 shares of ARMOUR common stock. The 700 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on the Form 4 report filed by the reporting person on January 14, 2021.

Read SEC document
October 03, 2022 Filed Oct 4, 2022 20:20 UTC GrantCommon Stock, par value $0.001 per share 3,388 $0.00 $0.00
Disclosure

SEC source: 0001428205-22-000144 · wf-form4_166491483222162.xml · nonDerivative · entry 1

Downey Carolyn · CIK 0001455810 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,914

F1 · price: On October 3, 2022, the reporting person received 3,388 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. The reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 3,388 shares of stock represent the reporting person's election of stock compensation for the past quarter.

Read SEC document
October 03, 2022 Filed Oct 4, 2022 20:21 UTC GrantCommon Stock, par value $0.001 per share 3,388 $0.00 $0.00
Disclosure

SEC source: 0001428205-22-000145 · wf-form4_166491486621400.xml · nonDerivative · entry 2

PAPERIN STEWART J · CIK 0001207637 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 74,594

F1 · price: On October 3, 2022, the reporting person received 3,388 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. The reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 3,388 shares of stock represent the reporting person's election of stock compensation for the past quarter.

F2 · ownership.nature: Represents shares owned indirectly through the Stewart J. Paperin Family Trust. Mr. Paperin has a pecuniary interest in and investment control over the shares held by the Trust.

Read SEC document
August 23, 2022 Filed Aug 25, 2022 20:46 UTC
STATON DANIEL CDirector · Chairman of the Board
Exercise / conversionPhantom Stock · Derivative 2,400 $0.00 $0.00
Disclosure

SEC source: 0001428205-22-000135 · wf-form4_166146035133849.xml · derivative · entry 4

STATON DANIEL C · CIK 0001024240 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,350

Underlying: Common Stock · 2,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F3 · derivative.exercise_date: On August 23, 2022, the reporting person elected to convert 2,400 shares of vested phantom stock into 2,400 shares of ARMOUR common stock. The 2,400 shares are part of, and relate to, phantom stock vesting over a five-year period, reported on Form 4 filed on January 14, 2021.

F3 · derivative.expiration_date: On August 23, 2022, the reporting person elected to convert 2,400 shares of vested phantom stock into 2,400 shares of ARMOUR common stock. The 2,400 shares are part of, and relate to, phantom stock vesting over a five-year period, reported on Form 4 filed on January 14, 2021.

Read SEC document
August 23, 2022 Filed Aug 25, 2022 20:46 UTC
STATON DANIEL CDirector · Chairman of the Board
Exercise / conversionPhantom Stock · Derivative 2,200 $0.00 $0.00
Disclosure

SEC source: 0001428205-22-000135 · wf-form4_166146035133849.xml · derivative · entry 3

STATON DANIEL C · CIK 0001024240 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,750

Underlying: Common Stock · 2,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: On August 23, 2022, the reporting person elected to convert 2,200 shares of vested phantom stock into 2,200 shares of ARMOUR common stock. The 2,200 shares are part of, and relate to, phantom stock vesting over a five-year periods, reported on Form 4s filed on November 22, 2017, January 16, 2020 and January 14, 2021.

F1 · derivative.expiration_date: On August 23, 2022, the reporting person elected to convert 2,200 shares of vested phantom stock into 2,200 shares of ARMOUR common stock. The 2,200 shares are part of, and relate to, phantom stock vesting over a five-year periods, reported on Form 4s filed on November 22, 2017, January 16, 2020 and January 14, 2021.

Read SEC document
August 23, 2022 Filed Aug 25, 2022 20:46 UTC
STATON DANIEL CDirector · Chairman of the Board
Exercise / conversionCommon Stock, par value $0.001 per share 2,400 $0.00 $0.00
Disclosure

SEC source: 0001428205-22-000135 · wf-form4_166146035133849.xml · nonDerivative · entry 2

STATON DANIEL C · CIK 0001024240 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote.

Disclosed balance after: 332,311

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: On August 23, 2022, the reporting person elected to convert 2,400 shares of vested phantom stock into 2,400 shares of ARMOUR common stock. The 2,400 shares are part of, and relate to, phantom stock vesting over a five-year period, reported on Form 4 filed on January 14, 2021.

F2 · ownership.nature: Represents shares owned indirectly through DM Staton Family Limited Partnership. The reporting person is a general partner and a limited partner of DM Staton Family Limited Partnership. The reporting person has a pecuniary interest in the shares held by DM Staton Family Limited Partnership.

Read SEC document
August 23, 2022 Filed Aug 25, 2022 20:46 UTC
STATON DANIEL CDirector · Chairman of the Board
Exercise / conversionCommon Stock, par value $0.001 per share 2,200 $0.00 $0.00
Disclosure

SEC source: 0001428205-22-000135 · wf-form4_166146035133849.xml · nonDerivative · entry 1

STATON DANIEL C · CIK 0001024240 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote.

Disclosed balance after: 329,911

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 23, 2022, the reporting person elected to convert 2,200 shares of vested phantom stock into 2,200 shares of ARMOUR common stock. The 2,200 shares are part of, and relate to, phantom stock vesting over a five-year periods, reported on Form 4s filed on November 22, 2017, January 16, 2020 and January 14, 2021.

F2 · ownership.nature: Represents shares owned indirectly through DM Staton Family Limited Partnership. The reporting person is a general partner and a limited partner of DM Staton Family Limited Partnership. The reporting person has a pecuniary interest in the shares held by DM Staton Family Limited Partnership.

Read SEC document
August 23, 2022 Filed Aug 25, 2022 20:31 UTC
BELL MARC HDirector
Exercise / conversionPhantom Stock · Derivative 2,400 $0.00 $0.00
Disclosure

SEC source: 0001428205-22-000126 · wf-form4_166145947137434.xml · derivative · entry 4

BELL MARC H · CIK 0001026915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,350

Underlying: Common Stock · 2,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F2 · derivative.exercise_date: On August 23, 2022, the reporting person elected to convert 2,400 shares of vested phantom stock into 2,400 shares of ARMOUR common stock. The 2,400 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 on January 16, 2020 and phantom stock vesting over an approximate five year period, reported on a Form 4 filed January 14, 2021.

F2 · derivative.expiration_date: On August 23, 2022, the reporting person elected to convert 2,400 shares of vested phantom stock into 2,400 shares of ARMOUR common stock. The 2,400 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 on January 16, 2020 and phantom stock vesting over an approximate five year period, reported on a Form 4 filed January 14, 2021.

Read SEC document
August 23, 2022 Filed Aug 25, 2022 20:31 UTC
BELL MARC HDirector
Exercise / conversionPhantom Stock · Derivative 2,200 $0.00 $0.00
Disclosure

SEC source: 0001428205-22-000126 · wf-form4_166145947137434.xml · derivative · entry 3

BELL MARC H · CIK 0001026915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,750

Underlying: Common Stock · 2,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: On August 23, 2022, the reporting person elected to convert 2,200 shares of vested phantom stock into 2,200 shares of ARMOUR common stock. The 2,200 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed on January 16, 2020 and phantom stock vesting over an approximate five year period, reported on a Form 4 filed January 14, 2021.

F1 · derivative.expiration_date: On August 23, 2022, the reporting person elected to convert 2,200 shares of vested phantom stock into 2,200 shares of ARMOUR common stock. The 2,200 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed on January 16, 2020 and phantom stock vesting over an approximate five year period, reported on a Form 4 filed January 14, 2021.

F1 · derivative.underlying_shares: On August 23, 2022, the reporting person elected to convert 2,200 shares of vested phantom stock into 2,200 shares of ARMOUR common stock. The 2,200 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed on January 16, 2020 and phantom stock vesting over an approximate five year period, reported on a Form 4 filed January 14, 2021.

Read SEC document
August 23, 2022 Filed Aug 25, 2022 20:31 UTC
BELL MARC HDirector
Exercise / conversionCommon Stock, par value $0.001 per share 2,400 $0.00 $0.00
Disclosure

SEC source: 0001428205-22-000126 · wf-form4_166145947137434.xml · nonDerivative · entry 2

BELL MARC H · CIK 0001026915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,794

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On August 23, 2022, the reporting person elected to convert 2,400 shares of vested phantom stock into 2,400 shares of ARMOUR common stock. The 2,400 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 on January 16, 2020 and phantom stock vesting over an approximate five year period, reported on a Form 4 filed January 14, 2021.

Read SEC document
August 23, 2022 Filed Aug 25, 2022 20:31 UTC
BELL MARC HDirector
Exercise / conversionCommon Stock, par value $0.001 per share 2,200 $0.00 $0.00
Disclosure

SEC source: 0001428205-22-000126 · wf-form4_166145947137434.xml · nonDerivative · entry 1

BELL MARC H · CIK 0001026915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 23, 2022, the reporting person elected to convert 2,200 shares of vested phantom stock into 2,200 shares of ARMOUR common stock. The 2,200 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed on January 16, 2020 and phantom stock vesting over an approximate five year period, reported on a Form 4 filed January 14, 2021.

Read SEC document
August 23, 2022 Filed Aug 25, 2022 20:45 UTC Exercise / conversionPhantom Stock · Derivative 600 $0.00 $0.00
Disclosure

SEC source: 0001428205-22-000134 · wf-form4_166146031217838.xml · derivative · entry 3

PAPERIN STEWART J · CIK 0001207637 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,200

Underlying: Common Stock · 600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: On August 23, 2022, the reporting person elected to convert 600 shares of vested phantom stock into 600 shares of ARMOUR common stock. The 600 shares are part of, and relate to, phantom stock vesting over an approximate five year period, reported on a Form 4 on January 14, 2021.

F1 · derivative.expiration_date: On August 23, 2022, the reporting person elected to convert 600 shares of vested phantom stock into 600 shares of ARMOUR common stock. The 600 shares are part of, and relate to, phantom stock vesting over an approximate five year period, reported on a Form 4 on January 14, 2021.

Read SEC document
August 23, 2022 Filed Aug 25, 2022 20:45 UTC Exercise / conversionCommon Stock, par value $0.001 per share 600 $0.00 $0.00
Disclosure

SEC source: 0001428205-22-000134 · wf-form4_166146031217838.xml · nonDerivative · entry 1

PAPERIN STEWART J · CIK 0001207637 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 71,206

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 23, 2022, the reporting person elected to convert 600 shares of vested phantom stock into 600 shares of ARMOUR common stock. The 600 shares are part of, and relate to, phantom stock vesting over an approximate five year period, reported on a Form 4 on January 14, 2021.

F2 · ownership.nature: Represents shares owned indirectly through the Stewart J. Paperin Family Trust. Mr. Paperin has a pecuniary interest in and investment control over the shares held by the Trust.

Read SEC document
August 23, 2022 Filed Aug 25, 2022 16:34 UTC Exercise / conversionPhantom Stock · Derivative 600 $0.00 $0.00
Disclosure

SEC source: 0001428205-22-000129 · wf-form4_166145962270872.xml · derivative · entry 2

GUBA THOMAS K · CIK 0001475027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,200

Underlying: Common Stock · 600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: On August 23, 2022, the reporting person elected to convert 600 shares of vested phantom stock into 600 shares of ARMOUR common stock. The 600 shares are part of, and relate to phantom stock vesting over a period of an approximate five year period, reported on a Form 4 filed January 14, 2021.

F1 · derivative.expiration_date: On August 23, 2022, the reporting person elected to convert 600 shares of vested phantom stock into 600 shares of ARMOUR common stock. The 600 shares are part of, and relate to phantom stock vesting over a period of an approximate five year period, reported on a Form 4 filed January 14, 2021.

Read SEC document
August 23, 2022 Filed Aug 25, 2022 16:34 UTC Exercise / conversionCommon Stock, par value $0.001 per share 600 $0.00 $0.00
Disclosure

SEC source: 0001428205-22-000129 · wf-form4_166145962270872.xml · nonDerivative · entry 1

GUBA THOMAS K · CIK 0001475027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,525

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 23, 2022, the reporting person elected to convert 600 shares of vested phantom stock into 600 shares of ARMOUR common stock. The 600 shares are part of, and relate to phantom stock vesting over a period of an approximate five year period, reported on a Form 4 filed January 14, 2021.

Read SEC document
August 23, 2022 Filed Aug 25, 2022 20:46 UTC
ULM SCOTTDirector · Co-CEO
Exercise / conversionPhantom Stock · Derivative 18,540 $0.00 $0.00
Disclosure

SEC source: 0001428205-22-000136 · wf-form4_166146038517481.xml · derivative · entry 3

ULM SCOTT · CIK 0001469064 · Director · Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,590

Underlying: Common Stock · 18,540 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: On August 23, 2022, the reporting person elected to convert 18,540 shares of vested phantom stock into 11,124 shares of ARMOUR common stock and to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over a five-year period, reported on Form 4s filed on November 22, 2017 and January 2020, phantom stock vesting over a two-and-a-half year period, reported on Form 4 filed on May 19, 2020, and phantom stock vesting over a six-and-a-half year periods, reported on a Form 4 filed on January 14, 2021.

F1 · derivative.expiration_date: On August 23, 2022, the reporting person elected to convert 18,540 shares of vested phantom stock into 11,124 shares of ARMOUR common stock and to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over a five-year period, reported on Form 4s filed on November 22, 2017 and January 2020, phantom stock vesting over a two-and-a-half year period, reported on Form 4 filed on May 19, 2020, and phantom stock vesting over a six-and-a-half year periods, reported on a Form 4 filed on January 14, 2021.

Read SEC document
August 23, 2022 Filed Aug 25, 2022 20:46 UTC
ULM SCOTTDirector · Co-CEO
Disposition to issuerCommon Stock, par value $0.001 per share 7,416 $7.06 $52,356.96
Disclosure

SEC source: 0001428205-22-000136 · wf-form4_166146038517481.xml · nonDerivative · entry 2

ULM SCOTT · CIK 0001469064 · Director · Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,207

F1 · shares: On August 23, 2022, the reporting person elected to convert 18,540 shares of vested phantom stock into 11,124 shares of ARMOUR common stock and to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over a five-year period, reported on Form 4s filed on November 22, 2017 and January 2020, phantom stock vesting over a two-and-a-half year period, reported on Form 4 filed on May 19, 2020, and phantom stock vesting over a six-and-a-half year periods, reported on a Form 4 filed on January 14, 2021.

Read SEC document
August 23, 2022 Filed Aug 25, 2022 20:46 UTC
ULM SCOTTDirector · Co-CEO
Exercise / conversionCommon Stock, par value $0.001 per share 18,540 $0.00 $0.00
Disclosure

SEC source: 0001428205-22-000136 · wf-form4_166146038517481.xml · nonDerivative · entry 1

ULM SCOTT · CIK 0001469064 · Director · Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,623

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 23, 2022, the reporting person elected to convert 18,540 shares of vested phantom stock into 11,124 shares of ARMOUR common stock and to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over a five-year period, reported on Form 4s filed on November 22, 2017 and January 2020, phantom stock vesting over a two-and-a-half year period, reported on Form 4 filed on May 19, 2020, and phantom stock vesting over a six-and-a-half year periods, reported on a Form 4 filed on January 14, 2021.

Read SEC document
August 23, 2022 Filed Aug 25, 2022 20:31 UTC Exercise / conversionPhantom Stock · Derivative 600 $0.00 $0.00
Disclosure

SEC source: 0001428205-22-000127 · wf-form4_166145948949994.xml · derivative · entry 3

Downey Carolyn · CIK 0001455810 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,200

Underlying: Common Stock · 600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: On August 23, 2022, the reporting person elected to convert 300 shares of the 600 shares of vested phantom stock into 300 share of ARMOUR common stock and to convert the remaining 300 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 600 shares are part of, and relate to, phantom stock vesting over a five-year period, reported on a Form 4 filed on January 14, 2021.

F1 · derivative.expiration_date: On August 23, 2022, the reporting person elected to convert 300 shares of the 600 shares of vested phantom stock into 300 share of ARMOUR common stock and to convert the remaining 300 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 600 shares are part of, and relate to, phantom stock vesting over a five-year period, reported on a Form 4 filed on January 14, 2021.

Read SEC document
August 23, 2022 Filed Aug 25, 2022 20:31 UTC Disposition to issuerCommon Stock, par value $0.001 per share 300 $7.06 $2,118.00
Disclosure

SEC source: 0001428205-22-000127 · wf-form4_166145948949994.xml · nonDerivative · entry 2

Downey Carolyn · CIK 0001455810 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,526

F1 · shares: On August 23, 2022, the reporting person elected to convert 300 shares of the 600 shares of vested phantom stock into 300 share of ARMOUR common stock and to convert the remaining 300 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 600 shares are part of, and relate to, phantom stock vesting over a five-year period, reported on a Form 4 filed on January 14, 2021.

Read SEC document
August 23, 2022 Filed Aug 25, 2022 20:31 UTC Exercise / conversionCommon Stock, par value $0.001 per share 600 $0.00 $0.00
Disclosure

SEC source: 0001428205-22-000127 · wf-form4_166145948949994.xml · nonDerivative · entry 1

Downey Carolyn · CIK 0001455810 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,826

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 23, 2022, the reporting person elected to convert 300 shares of the 600 shares of vested phantom stock into 300 share of ARMOUR common stock and to convert the remaining 300 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 600 shares are part of, and relate to, phantom stock vesting over a five-year period, reported on a Form 4 filed on January 14, 2021.

Read SEC document
August 23, 2022 Filed Aug 25, 2022 20:47 UTC
Zimmer Jeffrey JDirector · Co-CEO and President
Exercise / conversionPhantom Stock · Derivative 18,540 $0.00 $0.00
Disclosure

SEC source: 0001428205-22-000137 · wf-form4_166146040944926.xml · derivative · entry 3

Zimmer Jeffrey J · CIK 0001303087 · Director · Co-CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,590

Underlying: Common Stock · 18,540 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: On August 23, 2022, the reporting person elected to convert 18,540 shares of vested phantom stock into 11,124 shares of ARMOUR common stock and to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over five-year period, reported on Form 4s filed on November 22, 2017 and January 2020, phantom stock vesting over a two-and-a-half year period, reported on a Form 4 filed on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, reported on a Form 4 filed on January 14, 2021.

F1 · derivative.expiration_date: On August 23, 2022, the reporting person elected to convert 18,540 shares of vested phantom stock into 11,124 shares of ARMOUR common stock and to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over five-year period, reported on Form 4s filed on November 22, 2017 and January 2020, phantom stock vesting over a two-and-a-half year period, reported on a Form 4 filed on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, reported on a Form 4 filed on January 14, 2021.

Read SEC document
August 23, 2022 Filed Aug 25, 2022 20:47 UTC
Zimmer Jeffrey JDirector · Co-CEO and President
Disposition to issuerCommon Stock 7,416 $7.06 $52,356.96
Disclosure

SEC source: 0001428205-22-000137 · wf-form4_166146040944926.xml · nonDerivative · entry 2

Zimmer Jeffrey J · CIK 0001303087 · Director · Co-CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,730

F1 · shares: On August 23, 2022, the reporting person elected to convert 18,540 shares of vested phantom stock into 11,124 shares of ARMOUR common stock and to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over five-year period, reported on Form 4s filed on November 22, 2017 and January 2020, phantom stock vesting over a two-and-a-half year period, reported on a Form 4 filed on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, reported on a Form 4 filed on January 14, 2021.

Read SEC document
August 23, 2022 Filed Aug 25, 2022 20:47 UTC
Zimmer Jeffrey JDirector · Co-CEO and President
Exercise / conversionCommon Stock 18,540 $0.00 $0.00
Disclosure

SEC source: 0001428205-22-000137 · wf-form4_166146040944926.xml · nonDerivative · entry 1

Zimmer Jeffrey J · CIK 0001303087 · Director · Co-CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,146

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 23, 2022, the reporting person elected to convert 18,540 shares of vested phantom stock into 11,124 shares of ARMOUR common stock and to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over five-year period, reported on Form 4s filed on November 22, 2017 and January 2020, phantom stock vesting over a two-and-a-half year period, reported on a Form 4 filed on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, reported on a Form 4 filed on January 14, 2021.

Read SEC document
August 23, 2022 Filed Aug 25, 2022 20:36 UTC
MOUNTAIN JAMES RChief Financial Officer
Exercise / conversionPhantom Stock · Derivative 6,670 $0.00 $0.00
Disclosure

SEC source: 0001428205-22-000133 · wf-form4_166145978130344.xml · derivative · entry 3

MOUNTAIN JAMES R · CIK 0001557465 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,270

Underlying: Common Stock · 6,670 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: On August 23, 2022, the reporting person elected to convert 4,000 shares of 6,670 vested phantom stock into 4,000 shares of ARMOUR common stock. and to convert the remaining 2,670 shares of vested phantom stock into cash solely to pay income taxes on the vested stock The 6,670 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed on November 22, 2017 and January 16, 2022; phantom stock vesting over a two-and-a-half year period, reported on a Form 4 filed on May 19, 2020, and phantom stock vesting over an approximate five-year period, which was reported on a Form 4 filed on January 14, 2021.

F1 · derivative.expiration_date: On August 23, 2022, the reporting person elected to convert 4,000 shares of 6,670 vested phantom stock into 4,000 shares of ARMOUR common stock. and to convert the remaining 2,670 shares of vested phantom stock into cash solely to pay income taxes on the vested stock The 6,670 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed on November 22, 2017 and January 16, 2022; phantom stock vesting over a two-and-a-half year period, reported on a Form 4 filed on May 19, 2020, and phantom stock vesting over an approximate five-year period, which was reported on a Form 4 filed on January 14, 2021.

Read SEC document
August 23, 2022 Filed Aug 25, 2022 20:36 UTC
MOUNTAIN JAMES RChief Financial Officer
Disposition to issuerCommon Stock, par value $0.001 per share 2,670 $7.06 $18,850.20
Disclosure

SEC source: 0001428205-22-000133 · wf-form4_166145978130344.xml · nonDerivative · entry 2

MOUNTAIN JAMES R · CIK 0001557465 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,110

F1 · shares: On August 23, 2022, the reporting person elected to convert 4,000 shares of 6,670 vested phantom stock into 4,000 shares of ARMOUR common stock. and to convert the remaining 2,670 shares of vested phantom stock into cash solely to pay income taxes on the vested stock The 6,670 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed on November 22, 2017 and January 16, 2022; phantom stock vesting over a two-and-a-half year period, reported on a Form 4 filed on May 19, 2020, and phantom stock vesting over an approximate five-year period, which was reported on a Form 4 filed on January 14, 2021.

Read SEC document
August 23, 2022 Filed Aug 25, 2022 20:36 UTC
MOUNTAIN JAMES RChief Financial Officer
Exercise / conversionCommon Stock, par value $0.001 per share 6,670 $0.00 $0.00
Disclosure

SEC source: 0001428205-22-000133 · wf-form4_166145978130344.xml · nonDerivative · entry 1

MOUNTAIN JAMES R · CIK 0001557465 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 23, 2022, the reporting person elected to convert 4,000 shares of 6,670 vested phantom stock into 4,000 shares of ARMOUR common stock. and to convert the remaining 2,670 shares of vested phantom stock into cash solely to pay income taxes on the vested stock The 6,670 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed on November 22, 2017 and January 16, 2022; phantom stock vesting over a two-and-a-half year period, reported on a Form 4 filed on May 19, 2020, and phantom stock vesting over an approximate five-year period, which was reported on a Form 4 filed on January 14, 2021.

Read SEC document
August 23, 2022 Filed Aug 25, 2022 20:36 UTC Exercise / conversionPhantom Stock · Derivative 600 $0.00 $0.00
Disclosure

SEC source: 0001428205-22-000132 · wf-form4_166145976376038.xml · derivative · entry 3

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,200

Underlying: Common Stock · 600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: On August 23, 2022, the reporting person elected to convert 360 of the 600 shares of vested phantom stock into 360 shares of ARMOUR common stock and to convert the remaining 240 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 600 shares are part of, and relate to, phantom stock vesting over a period of approximately five years, reported on a Form 4 filed January 14, 2021.

F1 · derivative.expiration_date: On August 23, 2022, the reporting person elected to convert 360 of the 600 shares of vested phantom stock into 360 shares of ARMOUR common stock and to convert the remaining 240 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 600 shares are part of, and relate to, phantom stock vesting over a period of approximately five years, reported on a Form 4 filed January 14, 2021.

Read SEC document
August 23, 2022 Filed Aug 25, 2022 20:36 UTC Disposition to issuerCommon Stock 240 $7.06 $1,694.40
Disclosure

SEC source: 0001428205-22-000132 · wf-form4_166145976376038.xml · nonDerivative · entry 2

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,966

F1 · shares: On August 23, 2022, the reporting person elected to convert 360 of the 600 shares of vested phantom stock into 360 shares of ARMOUR common stock and to convert the remaining 240 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 600 shares are part of, and relate to, phantom stock vesting over a period of approximately five years, reported on a Form 4 filed January 14, 2021.

Read SEC document
August 23, 2022 Filed Aug 25, 2022 20:36 UTC Exercise / conversionCommon Stock 600 $0.00 $0.00
Disclosure

SEC source: 0001428205-22-000132 · wf-form4_166145976376038.xml · nonDerivative · entry 1

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,206

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 23, 2022, the reporting person elected to convert 360 of the 600 shares of vested phantom stock into 360 shares of ARMOUR common stock and to convert the remaining 240 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 600 shares are part of, and relate to, phantom stock vesting over a period of approximately five years, reported on a Form 4 filed January 14, 2021.

Read SEC document
August 23, 2022 Filed Aug 25, 2022 20:36 UTC
Harper GordonVP Finance and Controller
Exercise / conversionPhantom Stock · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001428205-22-000131 · wf-form4_166145974404126.xml · derivative · entry 3

Harper Gordon · CIK 0001698344 · VP Finance and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,800

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On August 23, 2022, the reporting person elected to convert 3000 shares of vested phantom stock into 2,243 shares of ARMOUR common stock and to convert the remaining 757 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 3,000 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, reported on a Form 4 filed on January 16, 2020 and phantom stock vesting over an approximate five year period, reported on a Form 4 filed on January 14, 2021.

F1 · derivative.exercise_price: On August 23, 2022, the reporting person elected to convert 3000 shares of vested phantom stock into 2,243 shares of ARMOUR common stock and to convert the remaining 757 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 3,000 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, reported on a Form 4 filed on January 16, 2020 and phantom stock vesting over an approximate five year period, reported on a Form 4 filed on January 14, 2021.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: On August 23, 2022, the reporting person elected to convert 3000 shares of vested phantom stock into 2,243 shares of ARMOUR common stock and to convert the remaining 757 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 3,000 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, reported on a Form 4 filed on January 16, 2020 and phantom stock vesting over an approximate five year period, reported on a Form 4 filed on January 14, 2021.

F1 · derivative.expiration_date: On August 23, 2022, the reporting person elected to convert 3000 shares of vested phantom stock into 2,243 shares of ARMOUR common stock and to convert the remaining 757 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 3,000 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, reported on a Form 4 filed on January 16, 2020 and phantom stock vesting over an approximate five year period, reported on a Form 4 filed on January 14, 2021.

Read SEC document
August 23, 2022 Filed Aug 25, 2022 20:36 UTC
Harper GordonVP Finance and Controller
Disposition to issuerCommon Stock, par value $0.001 per share 757 $7.06 $5,344.42
Disclosure

SEC source: 0001428205-22-000131 · wf-form4_166145974404126.xml · nonDerivative · entry 2

Harper Gordon · CIK 0001698344 · VP Finance and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,500

F1 · shares: On August 23, 2022, the reporting person elected to convert 3000 shares of vested phantom stock into 2,243 shares of ARMOUR common stock and to convert the remaining 757 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 3,000 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, reported on a Form 4 filed on January 16, 2020 and phantom stock vesting over an approximate five year period, reported on a Form 4 filed on January 14, 2021.

Read SEC document
August 23, 2022 Filed Aug 25, 2022 20:36 UTC
Harper GordonVP Finance and Controller
Exercise / conversionCommon Stock, par value $0.001 per share 3,000 $0.00 $0.00
Disclosure

SEC source: 0001428205-22-000131 · wf-form4_166145974404126.xml · nonDerivative · entry 1

Harper Gordon · CIK 0001698344 · VP Finance and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 23, 2022, the reporting person elected to convert 3000 shares of vested phantom stock into 2,243 shares of ARMOUR common stock and to convert the remaining 757 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 3,000 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, reported on a Form 4 filed on January 16, 2020 and phantom stock vesting over an approximate five year period, reported on a Form 4 filed on January 14, 2021.

Read SEC document
August 23, 2022 Filed Aug 25, 2022 20:34 UTC Exercise / conversionPhantom Stock · Derivative 600 $0.00 $0.00
Disclosure

SEC source: 0001428205-22-000130 · wf-form4_166145964630097.xml · derivative · entry 3

Hain Robert C · CIK 0001377714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,200

Underlying: Common Stock · 600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: On August 23, 2022, the reporting person elected to convert 300 shares of the 600 shares of vested phantom stock into 300 shares of ARMOUR common stock and to convert the remaining 300 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 600 shares are part of, and relate to, phantom stock vesting over an approximate five year period, which was reported on a Form 4 filed on January 14, 2021.

F1 · derivative.expiration_date: On August 23, 2022, the reporting person elected to convert 300 shares of the 600 shares of vested phantom stock into 300 shares of ARMOUR common stock and to convert the remaining 300 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 600 shares are part of, and relate to, phantom stock vesting over an approximate five year period, which was reported on a Form 4 filed on January 14, 2021.

Read SEC document
August 23, 2022 Filed Aug 25, 2022 20:34 UTC Disposition to issuerCommon Stock, par value $0.001 per share 300 $7.06 $2,118.00
Disclosure

SEC source: 0001428205-22-000130 · wf-form4_166145964630097.xml · nonDerivative · entry 2

Hain Robert C · CIK 0001377714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,119

F1 · shares: On August 23, 2022, the reporting person elected to convert 300 shares of the 600 shares of vested phantom stock into 300 shares of ARMOUR common stock and to convert the remaining 300 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 600 shares are part of, and relate to, phantom stock vesting over an approximate five year period, which was reported on a Form 4 filed on January 14, 2021.

Read SEC document
August 23, 2022 Filed Aug 25, 2022 20:34 UTC GrantCommon Stock, par value $0.001 per share 600 $0.00 $0.00
Disclosure

SEC source: 0001428205-22-000130 · wf-form4_166145964630097.xml · nonDerivative · entry 1

Hain Robert C · CIK 0001377714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,419

F1 · shares: On August 23, 2022, the reporting person elected to convert 300 shares of the 600 shares of vested phantom stock into 300 shares of ARMOUR common stock and to convert the remaining 300 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 600 shares are part of, and relate to, phantom stock vesting over an approximate five year period, which was reported on a Form 4 filed on January 14, 2021.

Read SEC document
August 23, 2022 Filed Aug 25, 2022 20:33 UTC Exercise / conversionPhantom Stock · Derivative 4,050 $0.00 $0.00
Disclosure

SEC source: 0001428205-22-000128 · wf-form4_166145959299149.xml · derivative · entry 3

GRUBER MARK · CIK 0001585875 · CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,650

Underlying: Common Stock · 4,050 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: On August 23, 2022, the reporting person elected to convert 4,050 shares of vested phantom stock into 3,202 shares of ARMOUR common stock and to convert the remaining 848 shares of vested phantom stock into cash solely to pay income taxes and the vested stock. The 4,050 shares are part of, and relate to, phantom stock vesting over a five-year period, reported on a Form 4 filed on November 22, 2017, February 25, 2020, and January 14, 2021; phantom stock vesting over a three-year period, reported on a Form 4 filed on May 7, 2020, and phantom stock vesting over an approximately four-year period, reported on a Form 4 filed on August 26, 2020.

F1 · derivative.expiration_date: On August 23, 2022, the reporting person elected to convert 4,050 shares of vested phantom stock into 3,202 shares of ARMOUR common stock and to convert the remaining 848 shares of vested phantom stock into cash solely to pay income taxes and the vested stock. The 4,050 shares are part of, and relate to, phantom stock vesting over a five-year period, reported on a Form 4 filed on November 22, 2017, February 25, 2020, and January 14, 2021; phantom stock vesting over a three-year period, reported on a Form 4 filed on May 7, 2020, and phantom stock vesting over an approximately four-year period, reported on a Form 4 filed on August 26, 2020.

Read SEC document
August 23, 2022 Filed Aug 25, 2022 20:33 UTC Disposition to issuerCommon Stock, par value $0.001 per share 848 $0.00 $0.00
Disclosure

SEC source: 0001428205-22-000128 · wf-form4_166145959299149.xml · nonDerivative · entry 2

GRUBER MARK · CIK 0001585875 · CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,091

F1 · shares: On August 23, 2022, the reporting person elected to convert 4,050 shares of vested phantom stock into 3,202 shares of ARMOUR common stock and to convert the remaining 848 shares of vested phantom stock into cash solely to pay income taxes and the vested stock. The 4,050 shares are part of, and relate to, phantom stock vesting over a five-year period, reported on a Form 4 filed on November 22, 2017, February 25, 2020, and January 14, 2021; phantom stock vesting over a three-year period, reported on a Form 4 filed on May 7, 2020, and phantom stock vesting over an approximately four-year period, reported on a Form 4 filed on August 26, 2020.

Read SEC document
August 23, 2022 Filed Aug 25, 2022 20:33 UTC Exercise / conversionCommon Stock 4,050 $0.00 $0.00
Disclosure

SEC source: 0001428205-22-000128 · wf-form4_166145959299149.xml · nonDerivative · entry 1

GRUBER MARK · CIK 0001585875 · CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 23, 2022, the reporting person elected to convert 4,050 shares of vested phantom stock into 3,202 shares of ARMOUR common stock and to convert the remaining 848 shares of vested phantom stock into cash solely to pay income taxes and the vested stock. The 4,050 shares are part of, and relate to, phantom stock vesting over a five-year period, reported on a Form 4 filed on November 22, 2017, February 25, 2020, and January 14, 2021; phantom stock vesting over a three-year period, reported on a Form 4 filed on May 7, 2020, and phantom stock vesting over an approximately four-year period, reported on a Form 4 filed on August 26, 2020.

Read SEC document
August 23, 2022 Filed Aug 25, 2022 20:31 UTC Exercise / conversionPhantom Stock · Derivative 600 $0.00 $0.00
Disclosure

SEC source: 0001428205-22-000125 · wf-form4_166145940723705.xml · derivative · entry 2

Behar Z Jamie · CIK 0001306260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,200

Underlying: Common Stock · 600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: On August 23, 2022, the reporting person elected to convert 600 shares of vested phantom stock into 600 shares of ARMOUR common stock. The 600 shares are part of, and relate to, phantom stock that vests over an approximate five year period, reported on a Form 4 filed on January 14, 2021.

F1 · derivative.expiration_date: On August 23, 2022, the reporting person elected to convert 600 shares of vested phantom stock into 600 shares of ARMOUR common stock. The 600 shares are part of, and relate to, phantom stock that vests over an approximate five year period, reported on a Form 4 filed on January 14, 2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.