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ARR

Armour Residential REIT, Inc.

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4416
SEC CIK
0001428205
Parsed reports
757

Last 12 months

Inside the activity.

1 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202611
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 23, 2023 Filed May 25, 2023 21:14 UTC Exercise / conversionPhantom Stock · Derivative 2,600 $0.00 $0.00
Disclosure

SEC source: 0001428205-23-000113 · wf-form4_168504924465559.xml · derivative · entry 3

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,300

Underlying: Common Stock · 2,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On May 23, 2023, the reporting person elected to convert 1,560 of the 2,600 shares of vested phantom stock into 1,560 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,040 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,600 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: On May 23, 2023, the reporting person elected to convert 1,560 of the 2,600 shares of vested phantom stock into 1,560 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,040 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,600 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023.

F1 · derivative.expiration_date: On May 23, 2023, the reporting person elected to convert 1,560 of the 2,600 shares of vested phantom stock into 1,560 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,040 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,600 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023.

Read SEC document
May 23, 2023 Filed May 25, 2023 21:14 UTC Disposition to issuerCommon Stock 1,040 $4.82 $5,012.80
Disclosure

SEC source: 0001428205-23-000113 · wf-form4_168504924465559.xml · nonDerivative · entry 2

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,506

F1 · kind: On May 23, 2023, the reporting person elected to convert 1,560 of the 2,600 shares of vested phantom stock into 1,560 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,040 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,600 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023.

Read SEC document
May 23, 2023 Filed May 25, 2023 21:14 UTC Exercise / conversionCommon Stock 2,600 $0.00 $0.00
Disclosure

SEC source: 0001428205-23-000113 · wf-form4_168504924465559.xml · nonDerivative · entry 1

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On May 23, 2023, the reporting person elected to convert 1,560 of the 2,600 shares of vested phantom stock into 1,560 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,040 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,600 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023.

Read SEC document
May 23, 2023 Filed May 25, 2023 21:13 UTC
Harper GordonVP Finance and Controller
Exercise / conversionPhantom Stock · Derivative 4,900 $0.00 $0.00
Disclosure

SEC source: 0001428205-23-000112 · wf-form4_168504920693264.xml · derivative · entry 3

Harper Gordon · CIK 0001698344 · VP Finance and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,000

Underlying: Common Stock · 4,900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On May 23, 2023, the reporting person elected to convert 3,640, of the 4,900 shares of vested phantom stock into 3,640 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,260 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,900 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a seven-and-a-half year period, which were reported on a Form 4 report filed by the reporting person on January 14, 2021 and February 16, 2023.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: On May 23, 2023, the reporting person elected to convert 3,640, of the 4,900 shares of vested phantom stock into 3,640 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,260 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,900 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a seven-and-a-half year period, which were reported on a Form 4 report filed by the reporting person on January 14, 2021 and February 16, 2023.

F1 · derivative.expiration_date: On May 23, 2023, the reporting person elected to convert 3,640, of the 4,900 shares of vested phantom stock into 3,640 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,260 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,900 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a seven-and-a-half year period, which were reported on a Form 4 report filed by the reporting person on January 14, 2021 and February 16, 2023.

Read SEC document
May 23, 2023 Filed May 25, 2023 21:13 UTC
Harper GordonVP Finance and Controller
Disposition to issuerCommon Stock, par value $0.001 per share 1,260 $4.82 $6,073.20
Disclosure

SEC source: 0001428205-23-000112 · wf-form4_168504920693264.xml · nonDerivative · entry 2

Harper Gordon · CIK 0001698344 · VP Finance and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,759

F1 · kind: On May 23, 2023, the reporting person elected to convert 3,640, of the 4,900 shares of vested phantom stock into 3,640 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,260 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,900 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a seven-and-a-half year period, which were reported on a Form 4 report filed by the reporting person on January 14, 2021 and February 16, 2023.

Read SEC document
May 23, 2023 Filed May 25, 2023 21:13 UTC
Harper GordonVP Finance and Controller
Exercise / conversionCommon Stock, par value $0.001 per share 4,900 $0.00 $0.00
Disclosure

SEC source: 0001428205-23-000112 · wf-form4_168504920693264.xml · nonDerivative · entry 1

Harper Gordon · CIK 0001698344 · VP Finance and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,019

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On May 23, 2023, the reporting person elected to convert 3,640, of the 4,900 shares of vested phantom stock into 3,640 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,260 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,900 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a seven-and-a-half year period, which were reported on a Form 4 report filed by the reporting person on January 14, 2021 and February 16, 2023.

Read SEC document
May 23, 2023 Filed May 25, 2023 21:12 UTC
Zimmer Jeffrey JDirector · Co-CEO and President
Exercise / conversionPhantom Stock · Derivative 21,900 $0.00 $0.00
Disclosure

SEC source: 0001428205-23-000111 · wf-form4_168504915217353.xml · derivative · entry 3

Zimmer Jeffrey J · CIK 0001303087 · Director · Co-CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400,250

Underlying: Common Stock · 21,900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On May 23, 2023, the reporting person elected to convert 13,140 of the 21,900 shares of vested phantom stock into 13,140 shares of ARMOUR common stock. The reporting person elected to convert the remaining 8,760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 21,900 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: On May 23, 2023, the reporting person elected to convert 13,140 of the 21,900 shares of vested phantom stock into 13,140 shares of ARMOUR common stock. The reporting person elected to convert the remaining 8,760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 21,900 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023.

F1 · derivative.expiration_date: On May 23, 2023, the reporting person elected to convert 13,140 of the 21,900 shares of vested phantom stock into 13,140 shares of ARMOUR common stock. The reporting person elected to convert the remaining 8,760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 21,900 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023.

Read SEC document
May 23, 2023 Filed May 25, 2023 21:12 UTC
Zimmer Jeffrey JDirector · Co-CEO and President
Disposition to issuerCommon Stock 8,760 $4.82 $42,223.20
Disclosure

SEC source: 0001428205-23-000111 · wf-form4_168504915217353.xml · nonDerivative · entry 2

Zimmer Jeffrey J · CIK 0001303087 · Director · Co-CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 219,756

F1 · kind: On May 23, 2023, the reporting person elected to convert 13,140 of the 21,900 shares of vested phantom stock into 13,140 shares of ARMOUR common stock. The reporting person elected to convert the remaining 8,760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 21,900 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023.

Read SEC document
May 23, 2023 Filed May 25, 2023 21:12 UTC
Zimmer Jeffrey JDirector · Co-CEO and President
Exercise / conversionCommon Stock 21,900 $0.00 $0.00
Disclosure

SEC source: 0001428205-23-000111 · wf-form4_168504915217353.xml · nonDerivative · entry 1

Zimmer Jeffrey J · CIK 0001303087 · Director · Co-CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 228,516

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On May 23, 2023, the reporting person elected to convert 13,140 of the 21,900 shares of vested phantom stock into 13,140 shares of ARMOUR common stock. The reporting person elected to convert the remaining 8,760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 21,900 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023.

Read SEC document
May 23, 2023 Filed May 25, 2023 21:10 UTC Exercise / conversionPhantom Stock · Derivative 2,600 $0.00 $0.00
Disclosure

SEC source: 0001428205-23-000108 · wf-form4_168504903903568.xml · derivative · entry 3

Hain Robert C · CIK 0001377714 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,300

Underlying: Common Stock · 2,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On May 23, 2023, the reporting person elected to convert 1,300 of the 2,600 shares of vested phantom stock into 1,300 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,300 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,600 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: On May 23, 2023, the reporting person elected to convert 1,300 of the 2,600 shares of vested phantom stock into 1,300 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,300 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,600 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023.

F1 · derivative.expiration_date: On May 23, 2023, the reporting person elected to convert 1,300 of the 2,600 shares of vested phantom stock into 1,300 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,300 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,600 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023.

Read SEC document
May 23, 2023 Filed May 25, 2023 21:10 UTC Disposition to issuerCommon Stock, par value $0.001 per share 1,300 $4.82 $6,266.00
Disclosure

SEC source: 0001428205-23-000108 · wf-form4_168504903903568.xml · nonDerivative · entry 2

Hain Robert C · CIK 0001377714 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,069

F1 · kind: On May 23, 2023, the reporting person elected to convert 1,300 of the 2,600 shares of vested phantom stock into 1,300 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,300 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,600 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023.

Read SEC document
May 23, 2023 Filed May 25, 2023 21:10 UTC Exercise / conversionCommon Stock, par value $0.001 per share 2,600 $0.00 $0.00
Disclosure

SEC source: 0001428205-23-000108 · wf-form4_168504903903568.xml · nonDerivative · entry 1

Hain Robert C · CIK 0001377714 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,369

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On May 23, 2023, the reporting person elected to convert 1,300 of the 2,600 shares of vested phantom stock into 1,300 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,300 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,600 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023.

Read SEC document
May 23, 2023 Filed May 25, 2023 21:10 UTC Exercise / conversionPhantom Stock · Derivative 8,300 $0.00 $0.00
Disclosure

SEC source: 0001428205-23-000106 · wf-form4_168504900120966.xml · derivative · entry 3

GRUBER MARK · CIK 0001585875 · CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,000

Underlying: Common Stock · 8,300 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On May 23, 2023, the reporting person elected to convert 6,334, of the 8,300 shares of vested phantom stock into 6,334 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,966 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 8,300 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020 and June 30, 2020, phantom stock vesting over a six-and-a-half year period, reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-and-a-half year period, reported on a Form 4 report filed by the reporting person on February 16, 2023.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: On May 23, 2023, the reporting person elected to convert 6,334, of the 8,300 shares of vested phantom stock into 6,334 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,966 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 8,300 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020 and June 30, 2020, phantom stock vesting over a six-and-a-half year period, reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-and-a-half year period, reported on a Form 4 report filed by the reporting person on February 16, 2023.

F1 · derivative.expiration_date: On May 23, 2023, the reporting person elected to convert 6,334, of the 8,300 shares of vested phantom stock into 6,334 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,966 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 8,300 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020 and June 30, 2020, phantom stock vesting over a six-and-a-half year period, reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-and-a-half year period, reported on a Form 4 report filed by the reporting person on February 16, 2023.

Read SEC document
May 23, 2023 Filed May 25, 2023 21:10 UTC Disposition to issuerCommon Stock 1,966 $4.82 $9,476.12
Disclosure

SEC source: 0001428205-23-000106 · wf-form4_168504900120966.xml · nonDerivative · entry 2

GRUBER MARK · CIK 0001585875 · CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,681

F1 · kind: On May 23, 2023, the reporting person elected to convert 6,334, of the 8,300 shares of vested phantom stock into 6,334 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,966 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 8,300 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020 and June 30, 2020, phantom stock vesting over a six-and-a-half year period, reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-and-a-half year period, reported on a Form 4 report filed by the reporting person on February 16, 2023.

Read SEC document
May 23, 2023 Filed May 25, 2023 21:10 UTC Exercise / conversionCommon Stock 8,300 $0.00 $0.00
Disclosure

SEC source: 0001428205-23-000106 · wf-form4_168504900120966.xml · nonDerivative · entry 1

GRUBER MARK · CIK 0001585875 · CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,647

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On May 23, 2023, the reporting person elected to convert 6,334, of the 8,300 shares of vested phantom stock into 6,334 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,966 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 8,300 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020 and June 30, 2020, phantom stock vesting over a six-and-a-half year period, reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-and-a-half year period, reported on a Form 4 report filed by the reporting person on February 16, 2023.

Read SEC document
May 23, 2023 Filed May 25, 2023 21:08 UTC Exercise / conversionPhantom Stock · Derivative 2,600 $0.00 $0.00
Disclosure

SEC source: 0001428205-23-000103 · wf-form4_168504891041138.xml · derivative · entry 2

Behar Z Jamie · CIK 0001306260 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,300

Underlying: Common Stock · 2,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On May 23, 2023, the reporting person elected to convert 2,600 out of the 2,600 shares of vested phantom stock into 2,600 shares of ARMOUR common stock. The 2,600 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 14, 2021 and February 14, 2023.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: On May 23, 2023, the reporting person elected to convert 2,600 out of the 2,600 shares of vested phantom stock into 2,600 shares of ARMOUR common stock. The 2,600 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 14, 2021 and February 14, 2023.

F1 · derivative.expiration_date: On May 23, 2023, the reporting person elected to convert 2,600 out of the 2,600 shares of vested phantom stock into 2,600 shares of ARMOUR common stock. The 2,600 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 14, 2021 and February 14, 2023.

Read SEC document
May 23, 2023 Filed May 25, 2023 21:08 UTC Exercise / conversionCommon Stock, par value $0.001 per share 2,600 $0.00 $0.00
Disclosure

SEC source: 0001428205-23-000103 · wf-form4_168504891041138.xml · nonDerivative · entry 1

Behar Z Jamie · CIK 0001306260 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,208

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On May 23, 2023, the reporting person elected to convert 2,600 out of the 2,600 shares of vested phantom stock into 2,600 shares of ARMOUR common stock. The 2,600 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 14, 2021 and February 14, 2023.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 20:27 UTC GrantCommon Stock, par value $0.001 per share 3,142 $0.00 $0.00
Disclosure

SEC source: 0001428205-23-000080 · wf-form4_168072640682361.xml · nonDerivative · entry 1

Downey Carolyn · CIK 0001455810 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,636

F1 · price: On April 3, 2023, the reporting person received 3,142 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. The reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 3,142 shares of stock represent the reporting person's election of stock compensation for the past quarter.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 20:27 UTC GrantCommon Stock, par value $0.001 per share 3,142 $0.00 $0.00
Disclosure

SEC source: 0001428205-23-000081 · wf-form4_168072642345364.xml · nonDerivative · entry 1

PAPERIN STEWART J · CIK 0001207637 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 83,966

F1 · price: On April 3, 2023, the reporting person received 3,142 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. The reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 3,142 shares of stock represent the reporting person's election of stock compensation for the past quarter.

F2 · ownership.nature: Represents shares owned indirectly through the Stewart J. Paperin Family Trust. Mr. Paperin has a pecuniary interest in and investment control over the shares held by the Trust.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 21:37 UTC
STATON DANIEL CDirector · Chairman of the Board
Exercise / conversionPhantom Stock · Derivative 3,500 $0.00 $0.00
Disclosure

SEC source: 0001428205-23-000058 · wf-form4_167718823230469.xml · derivative · entry 4

STATON DANIEL C · CIK 0001024240 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,650

Underlying: Common Stock · 3,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each unit of phantom stock unit is the economic equivalent of one share of ARMOUR common stock.

F3 · derivative.exercise_date: On February 21, 2023, the reporting person elected to convert 3,500 of the 3,500 shares of vested phantom stock into 3,500 shares of ARMOUR common stock. The 3,500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, January 14, 2021, and February 14, 2023.

F3 · derivative.expiration_date: On February 21, 2023, the reporting person elected to convert 3,500 of the 3,500 shares of vested phantom stock into 3,500 shares of ARMOUR common stock. The 3,500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, January 14, 2021, and February 14, 2023.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 21:37 UTC
STATON DANIEL CDirector · Chairman of the Board
Exercise / conversionPhantom Stock · Derivative 2,400 $0.00 $0.00
Disclosure

SEC source: 0001428205-23-000058 · wf-form4_167718823230469.xml · derivative · entry 3

STATON DANIEL C · CIK 0001024240 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,150

Underlying: Common Stock · 2,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each unit of phantom stock unit is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: On February 21, 2023, the reporting person elected to convert 2,400 of the 2,400 shares of vested phantom stock into 2,400 shares of ARMOUR common stock. The 2,400 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, January 14, 2021, and February 14, 2023 and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021.

F1 · derivative.expiration_date: On February 21, 2023, the reporting person elected to convert 2,400 of the 2,400 shares of vested phantom stock into 2,400 shares of ARMOUR common stock. The 2,400 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, January 14, 2021, and February 14, 2023 and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 21:37 UTC
STATON DANIEL CDirector · Chairman of the Board
Exercise / conversionCommon Stock, par value $0.001 per share 3,500 $0.00 $0.00
Disclosure

SEC source: 0001428205-23-000058 · wf-form4_167718823230469.xml · nonDerivative · entry 2

STATON DANIEL C · CIK 0001024240 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote.

Disclosed balance after: 343,011

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: On February 21, 2023, the reporting person elected to convert 3,500 of the 3,500 shares of vested phantom stock into 3,500 shares of ARMOUR common stock. The 3,500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, January 14, 2021, and February 14, 2023.

F2 · ownership.nature: Represents shares owned indirectly through DM Staton Family Limited Partnership. The reporting person is a general partner and a limited partner of DM Staton Family Limited Partnership. The reporting person has a pecuniary interest in the shares held by DM Staton Family Limited Partnership.

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February 21, 2023 Filed Feb 23, 2023 21:37 UTC
STATON DANIEL CDirector · Chairman of the Board
Exercise / conversionCommon Stock, par value $0.001 per share 2,400 $0.00 $0.00
Disclosure

SEC source: 0001428205-23-000058 · wf-form4_167718823230469.xml · nonDerivative · entry 1

STATON DANIEL C · CIK 0001024240 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote.

Disclosed balance after: 339,511

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On February 21, 2023, the reporting person elected to convert 2,400 of the 2,400 shares of vested phantom stock into 2,400 shares of ARMOUR common stock. The 2,400 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, January 14, 2021, and February 14, 2023 and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021.

F2 · ownership.nature: Represents shares owned indirectly through DM Staton Family Limited Partnership. The reporting person is a general partner and a limited partner of DM Staton Family Limited Partnership. The reporting person has a pecuniary interest in the shares held by DM Staton Family Limited Partnership.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 21:21 UTC
BELL MARC HDirector
Exercise / conversionPhantom Stock · Derivative 3,500 $0.00 $0.00
Disclosure

SEC source: 0001428205-23-000049 · wf-form4_167718727472306.xml · derivative · entry 4

BELL MARC H · CIK 0001026915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,650

Underlying: Common Stock · 3,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F2 · derivative.exercise_date: On February 21, 2022, the reporting person elected to convert 3,500 of the 3,500 shares shares of vested phantom stock into 3,500 shares of ARMOUR common stock. The 3,500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, January 12, 2021 and February 14, 2023.

F2 · derivative.expiration_date: On February 21, 2022, the reporting person elected to convert 3,500 of the 3,500 shares shares of vested phantom stock into 3,500 shares of ARMOUR common stock. The 3,500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, January 12, 2021 and February 14, 2023.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 21:21 UTC
BELL MARC HDirector
Exercise / conversionPhantom Stock · Derivative 2,400 $0.00 $0.00
Disclosure

SEC source: 0001428205-23-000049 · wf-form4_167718727472306.xml · derivative · entry 3

BELL MARC H · CIK 0001026915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,150

Underlying: Common Stock · 2,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: On February 21, 2022, the reporting person elected to convert 2,400 of the 2,400 shares shares of vested phantom stock into 2,400 shares of ARMOUR common stock. The 2,400 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 report filed by the reporting person on January 12, 2021.

F1 · derivative.expiration_date: On February 21, 2022, the reporting person elected to convert 2,400 of the 2,400 shares shares of vested phantom stock into 2,400 shares of ARMOUR common stock. The 2,400 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 report filed by the reporting person on January 12, 2021.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 21:21 UTC
BELL MARC HDirector
Exercise / conversionCommon Stock, par value $0.001 per share 3,500 $0.00 $0.00
Disclosure

SEC source: 0001428205-23-000049 · wf-form4_167718727472306.xml · nonDerivative · entry 2

BELL MARC H · CIK 0001026915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: On February 21, 2022, the reporting person elected to convert 3,500 of the 3,500 shares shares of vested phantom stock into 3,500 shares of ARMOUR common stock. The 3,500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, January 12, 2021 and February 14, 2023.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 21:21 UTC
BELL MARC HDirector
Exercise / conversionCommon Stock, par value $0.001 per share 2,400 $0.00 $0.00
Disclosure

SEC source: 0001428205-23-000049 · wf-form4_167718727472306.xml · nonDerivative · entry 1

BELL MARC H · CIK 0001026915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,994

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On February 21, 2022, the reporting person elected to convert 2,400 of the 2,400 shares shares of vested phantom stock into 2,400 shares of ARMOUR common stock. The 2,400 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 report filed by the reporting person on January 12, 2021.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 16:25 UTC Exercise / conversionPhantom Stock · Derivative 2,600 $0.00 $0.00
Disclosure

SEC source: 0001428205-23-000052 · wf-form4_167718749335304.xml · derivative · entry 2

GUBA THOMAS K · CIK 0001475027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,900

Underlying: Common Stock · 2,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: On February 21, 2023, the reporting person elected to convert 2600 shares out of 2600 shares of vested phantom stock into 2,600 shares of ARMOUR common stock. The 2,600 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on Form 4s filed by the reporting person on January 14, 2021 and February 14, 2023.

F1 · derivative.expiration_date: On February 21, 2023, the reporting person elected to convert 2600 shares out of 2600 shares of vested phantom stock into 2,600 shares of ARMOUR common stock. The 2,600 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on Form 4s filed by the reporting person on January 14, 2021 and February 14, 2023.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 16:25 UTC Exercise / conversionCommon Stock, par value $0.001 per share 2,600 $0.00 $0.00
Disclosure

SEC source: 0001428205-23-000052 · wf-form4_167718749335304.xml · nonDerivative · entry 1

GUBA THOMAS K · CIK 0001475027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,825

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On February 21, 2023, the reporting person elected to convert 2600 shares out of 2600 shares of vested phantom stock into 2,600 shares of ARMOUR common stock. The 2,600 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on Form 4s filed by the reporting person on January 14, 2021 and February 14, 2023.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 21:38 UTC
ULM SCOTTDirector · Co-CEO
Exercise / conversionPhantom Stock · Derivative 21,900 $0.00 $0.00
Disclosure

SEC source: 0001428205-23-000059 · wf-form4_167718829312898.xml · derivative · entry 3

ULM SCOTT · CIK 0001469064 · Director · Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422,150

Underlying: Common Stock · 21,900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On February 21, 2023, the reporting person elected to convert 13,140 of the21,900 shares of vested phantom stock into 13,140 shares of ARMOUR common stock. The reporting person elected to convert the remaining 8,760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 21,900 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: On February 21, 2023, the reporting person elected to convert 13,140 of the21,900 shares of vested phantom stock into 13,140 shares of ARMOUR common stock. The reporting person elected to convert the remaining 8,760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 21,900 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023.

F1 · derivative.expiration_date: On February 21, 2023, the reporting person elected to convert 13,140 of the21,900 shares of vested phantom stock into 13,140 shares of ARMOUR common stock. The reporting person elected to convert the remaining 8,760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 21,900 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 21:38 UTC
ULM SCOTTDirector · Co-CEO
Disposition to issuerCommon Stock, par value $0.001 per share 8,760 $5.63 $49,318.80
Disclosure

SEC source: 0001428205-23-000059 · wf-form4_167718829312898.xml · nonDerivative · entry 2

ULM SCOTT · CIK 0001469064 · Director · Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,471

F1 · kind: On February 21, 2023, the reporting person elected to convert 13,140 of the21,900 shares of vested phantom stock into 13,140 shares of ARMOUR common stock. The reporting person elected to convert the remaining 8,760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 21,900 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 21:38 UTC
ULM SCOTTDirector · Co-CEO
Exercise / conversionCommon Stock, par value $0.001 per share 21,900 $0.00 $0.00
Disclosure

SEC source: 0001428205-23-000059 · wf-form4_167718829312898.xml · nonDerivative · entry 1

ULM SCOTT · CIK 0001469064 · Director · Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,231

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On February 21, 2023, the reporting person elected to convert 13,140 of the21,900 shares of vested phantom stock into 13,140 shares of ARMOUR common stock. The reporting person elected to convert the remaining 8,760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 21,900 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 21:24 UTC Exercise / conversionPhantom Stock · Derivative 2,600 $0.00 $0.00
Disclosure

SEC source: 0001428205-23-000050 · wf-form4_167718740035707.xml · derivative · entry 3

Downey Carolyn · CIK 0001455810 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,900

Underlying: Common Stock · 2,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: On February 21, 2023, the reporting person elected to convert 1,300 shares out of 2600 shares of vested phantom stock into 1,300 shares of ARMOUR common stock. The person elected to convert the remaining 1,300 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,600 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on Form 4s filed by the reporting person on January 14, 2021 and February 14, 2023.

F1 · derivative.expiration_date: On February 21, 2023, the reporting person elected to convert 1,300 shares out of 2600 shares of vested phantom stock into 1,300 shares of ARMOUR common stock. The person elected to convert the remaining 1,300 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,600 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on Form 4s filed by the reporting person on January 14, 2021 and February 14, 2023.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 21:24 UTC Disposition to issuerCommon Stock, par value $0.001 per share 1,300 $5.63 $7,319.00
Disclosure

SEC source: 0001428205-23-000050 · wf-form4_167718740035707.xml · nonDerivative · entry 2

Downey Carolyn · CIK 0001455810 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,494

F1 · kind: On February 21, 2023, the reporting person elected to convert 1,300 shares out of 2600 shares of vested phantom stock into 1,300 shares of ARMOUR common stock. The person elected to convert the remaining 1,300 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,600 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on Form 4s filed by the reporting person on January 14, 2021 and February 14, 2023.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 21:24 UTC Exercise / conversionCommon Stock, par value $0.001 per share 2,600 $0.00 $0.00
Disclosure

SEC source: 0001428205-23-000050 · wf-form4_167718740035707.xml · nonDerivative · entry 1

Downey Carolyn · CIK 0001455810 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,794

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On February 21, 2023, the reporting person elected to convert 1,300 shares out of 2600 shares of vested phantom stock into 1,300 shares of ARMOUR common stock. The person elected to convert the remaining 1,300 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,600 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on Form 4s filed by the reporting person on January 14, 2021 and February 14, 2023.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 21:39 UTC
Zimmer Jeffrey JDirector · Co-CEO and President
Exercise / conversionPhantom Stock · Derivative 21,900 $0.00 $0.00
Disclosure

SEC source: 0001428205-23-000060 · wf-form4_167718834315695.xml · derivative · entry 3

Zimmer Jeffrey J · CIK 0001303087 · Director · Co-CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422,150

Underlying: Common Stock · 21,900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On February 21, 2023, the reporting person elected to convert 13,140 of the 21,900 shares of vested phantom stock into 13,140 shares of ARMOUR common stock. The reporting person elected to convert the remaining 8,760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 21,900 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: On February 21, 2023, the reporting person elected to convert 13,140 of the 21,900 shares of vested phantom stock into 13,140 shares of ARMOUR common stock. The reporting person elected to convert the remaining 8,760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 21,900 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023.

F1 · derivative.expiration_date: On February 21, 2023, the reporting person elected to convert 13,140 of the 21,900 shares of vested phantom stock into 13,140 shares of ARMOUR common stock. The reporting person elected to convert the remaining 8,760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 21,900 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 21:39 UTC
Zimmer Jeffrey JDirector · Co-CEO and President
Disposition to issuerCommon Stock 8,760 $5.63 $49,318.80
Disclosure

SEC source: 0001428205-23-000060 · wf-form4_167718834315695.xml · nonDerivative · entry 2

Zimmer Jeffrey J · CIK 0001303087 · Director · Co-CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,616

F1 · shares: On February 21, 2023, the reporting person elected to convert 13,140 of the 21,900 shares of vested phantom stock into 13,140 shares of ARMOUR common stock. The reporting person elected to convert the remaining 8,760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 21,900 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 21:39 UTC
Zimmer Jeffrey JDirector · Co-CEO and President
Exercise / conversionCommon Stock 21,900 $0.00 $0.00
Disclosure

SEC source: 0001428205-23-000060 · wf-form4_167718834315695.xml · nonDerivative · entry 1

Zimmer Jeffrey J · CIK 0001303087 · Director · Co-CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,376

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On February 21, 2023, the reporting person elected to convert 13,140 of the 21,900 shares of vested phantom stock into 13,140 shares of ARMOUR common stock. The reporting person elected to convert the remaining 8,760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 21,900 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 21:36 UTC Exercise / conversionPhantom Stock · Derivative 2,600 $0.00 $0.00
Disclosure

SEC source: 0001428205-23-000057 · wf-form4_167718818395433.xml · derivative · entry 3

PAPERIN STEWART J · CIK 0001207637 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,900

Underlying: Common Stock · 2,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: On February 21, 2023, the reporting person elected to convert 2600 shares out of 2600 shares of vested phantom stock into 2,600 shares of ARMOUR common stock. The 2,600 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on Form 4s filed by the reporting person on January 14, 2021 and February 14, 2023.

F1 · derivative.expiration_date: On February 21, 2023, the reporting person elected to convert 2600 shares out of 2600 shares of vested phantom stock into 2,600 shares of ARMOUR common stock. The 2,600 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on Form 4s filed by the reporting person on January 14, 2021 and February 14, 2023.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 21:36 UTC Exercise / conversionCommon Stock, par value $0.001 per share 2,600 $0.00 $0.00
Disclosure

SEC source: 0001428205-23-000057 · wf-form4_167718818395433.xml · nonDerivative · entry 1

PAPERIN STEWART J · CIK 0001207637 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 80,824

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On February 21, 2023, the reporting person elected to convert 2600 shares out of 2600 shares of vested phantom stock into 2,600 shares of ARMOUR common stock. The 2,600 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on Form 4s filed by the reporting person on January 14, 2021 and February 14, 2023.

F2 · ownership.nature: Represents shares owned indirectly through the Stewart J. Paperin Family Trust. Mr. Paperin has a pecuniary interest in and investment control over the shares held by the Trust.

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February 21, 2023 Filed Feb 23, 2023 21:36 UTC
MOUNTAIN JAMES RChief Financial Officer
Exercise / conversionPhantom Stock · Derivative 9,300 $0.00 $0.00
Disclosure

SEC source: 0001428205-23-000056 · wf-form4_167718815608168.xml · derivative · entry 3

MOUNTAIN JAMES R · CIK 0001557465 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,300

Underlying: Common Stock · 9,300 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: On February 21, 2023, the reporting person elected to convert 5,600 of the 9,300 shares s of vested phantom stock into 5,600 shares of ARMOUR common stock. The reporting person elected to convert the remaining 3,700 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 9,300 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023.

F1 · derivative.expiration_date: On February 21, 2023, the reporting person elected to convert 5,600 of the 9,300 shares s of vested phantom stock into 5,600 shares of ARMOUR common stock. The reporting person elected to convert the remaining 3,700 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 9,300 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023.

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February 21, 2023 Filed Feb 23, 2023 21:36 UTC
MOUNTAIN JAMES RChief Financial Officer
Disposition to issuerCommon Stock, par value $0.001 per share 3,700 $5.63 $20,831.00
Disclosure

SEC source: 0001428205-23-000056 · wf-form4_167718815608168.xml · nonDerivative · entry 2

MOUNTAIN JAMES R · CIK 0001557465 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,710

F1 · kind: On February 21, 2023, the reporting person elected to convert 5,600 of the 9,300 shares s of vested phantom stock into 5,600 shares of ARMOUR common stock. The reporting person elected to convert the remaining 3,700 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 9,300 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023.

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February 21, 2023 Filed Feb 23, 2023 21:36 UTC
MOUNTAIN JAMES RChief Financial Officer
Exercise / conversionCommon Stock, par value $0.001 per share 9,300 $0.00 $0.00
Disclosure

SEC source: 0001428205-23-000056 · wf-form4_167718815608168.xml · nonDerivative · entry 1

MOUNTAIN JAMES R · CIK 0001557465 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,410

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On February 21, 2023, the reporting person elected to convert 5,600 of the 9,300 shares s of vested phantom stock into 5,600 shares of ARMOUR common stock. The reporting person elected to convert the remaining 3,700 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 9,300 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023.

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February 21, 2023 Filed Feb 23, 2023 21:30 UTC
Harper GordonVP Finance and Controller
Exercise / conversionPhantom Stock · Derivative 4,900 $0.00 $0.00
Disclosure

SEC source: 0001428205-23-000054 · wf-form4_167718781527756.xml · derivative · entry 3

Harper Gordon · CIK 0001698344 · VP Finance and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,900

Underlying: Common Stock · 4,900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: On February 21, 2023, the reporting person elected to convert 3,298 of the 4,900 shares of vested phantom stock into 3,298 shares of ARMOUR common stock. The reporting Person elected to convert the remaining 1,602 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,900 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on January 16, 2020 and phantom stock vesting over a seven--year period which was reported on Form 4s filed by the reporting person on January 14, 2021 and February 14, 2023.

F1 · derivative.expiration_date: On February 21, 2023, the reporting person elected to convert 3,298 of the 4,900 shares of vested phantom stock into 3,298 shares of ARMOUR common stock. The reporting Person elected to convert the remaining 1,602 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,900 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on January 16, 2020 and phantom stock vesting over a seven--year period which was reported on Form 4s filed by the reporting person on January 14, 2021 and February 14, 2023.

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February 21, 2023 Filed Feb 23, 2023 21:30 UTC
Harper GordonVP Finance and Controller
Disposition to issuerCommon Stock, par value $0.001 per share 1,602 $5.63 $9,019.26
Disclosure

SEC source: 0001428205-23-000054 · wf-form4_167718781527756.xml · nonDerivative · entry 2

Harper Gordon · CIK 0001698344 · VP Finance and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,119

F1 · kind: On February 21, 2023, the reporting person elected to convert 3,298 of the 4,900 shares of vested phantom stock into 3,298 shares of ARMOUR common stock. The reporting Person elected to convert the remaining 1,602 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,900 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on January 16, 2020 and phantom stock vesting over a seven--year period which was reported on Form 4s filed by the reporting person on January 14, 2021 and February 14, 2023.

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February 21, 2023 Filed Feb 23, 2023 21:30 UTC
Harper GordonVP Finance and Controller
Exercise / conversionCommon Stock, par value $0.001 per share 4,900 $0.00 $0.00
Disclosure

SEC source: 0001428205-23-000054 · wf-form4_167718781527756.xml · nonDerivative · entry 1

Harper Gordon · CIK 0001698344 · VP Finance and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On February 21, 2023, the reporting person elected to convert 3,298 of the 4,900 shares of vested phantom stock into 3,298 shares of ARMOUR common stock. The reporting Person elected to convert the remaining 1,602 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,900 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on January 16, 2020 and phantom stock vesting over a seven--year period which was reported on Form 4s filed by the reporting person on January 14, 2021 and February 14, 2023.

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February 21, 2023 Filed Feb 23, 2023 21:31 UTC Exercise / conversionPhantom Stock · Derivative 2,600 $0.00 $0.00
Disclosure

SEC source: 0001428205-23-000055 · wf-form4_167718784234142.xml · derivative · entry 3

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,900

Underlying: Common Stock · 2,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: On February 20, 2023, the reporting person elected to convert ___ shares out of 2600 shares of vested phantom stock into ___shares of ARMOUR common stock. The person elected to convert the remaining ___ shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,600 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on Form 4s filed by the reporting person on January 14, 2021 and February 14, 2023.

F1 · derivative.expiration_date: On February 20, 2023, the reporting person elected to convert ___ shares out of 2600 shares of vested phantom stock into ___shares of ARMOUR common stock. The person elected to convert the remaining ___ shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,600 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on Form 4s filed by the reporting person on January 14, 2021 and February 14, 2023.

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February 21, 2023 Filed Feb 23, 2023 21:31 UTC Disposition to issuerCommon Stock 1,040 $5.63 $5,855.20
Disclosure

SEC source: 0001428205-23-000055 · wf-form4_167718784234142.xml · nonDerivative · entry 2

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,946

F1 · kind: On February 20, 2023, the reporting person elected to convert ___ shares out of 2600 shares of vested phantom stock into ___shares of ARMOUR common stock. The person elected to convert the remaining ___ shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,600 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on Form 4s filed by the reporting person on January 14, 2021 and February 14, 2023.

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February 21, 2023 Filed Feb 23, 2023 21:31 UTC Exercise / conversionCommon Stock 2,600 $0.00 $0.00
Disclosure

SEC source: 0001428205-23-000055 · wf-form4_167718784234142.xml · nonDerivative · entry 1

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,986

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On February 20, 2023, the reporting person elected to convert ___ shares out of 2600 shares of vested phantom stock into ___shares of ARMOUR common stock. The person elected to convert the remaining ___ shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,600 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on Form 4s filed by the reporting person on January 14, 2021 and February 14, 2023.

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February 21, 2023 Filed Feb 23, 2023 21:24 UTC Exercise / conversionPhantom Stock · Derivative 8,300 $0.00 $0.00
Disclosure

SEC source: 0001428205-23-000051 · wf-form4_167718746654102.xml · derivative · entry 3

GRUBER MARK · CIK 0001585875 · CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,300

Underlying: Common Stock · 8,300 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: On February 21, 2023, the reporting person elected to convert 6,001 of the 8,300 shares s of vested phantom stock into 6,001 shares of ARMOUR common stock. The reporting person elected to convert the remaining 2,299 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 8,300 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020 and 8/26/2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023.

F1 · derivative.expiration_date: On February 21, 2023, the reporting person elected to convert 6,001 of the 8,300 shares s of vested phantom stock into 6,001 shares of ARMOUR common stock. The reporting person elected to convert the remaining 2,299 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 8,300 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020 and 8/26/2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.