Last 12 months
Inside the activity.
1 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 1 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 22, 2023 Filed Aug 24, 2023 20:17 UTC |
ULM SCOTTDirector · Co-CEO
|
Disposition to issuerCommon Stock, par value $0.001 per share | 8,760 | $4.63 | $40,558.80 |
DisclosureSEC source: 0001428205-23-000150 · wk-form4_1692908252.xml · nonDerivative · entry 2 ULM SCOTT · CIK 0001469064 · Director · Co-CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 257,751 F1 · kind: On August 22, 2023, the reporting person elected to convert 13,140 of the 21,900 shares of vested phantom stock into 13,140 shares of ARMOUR common stock. The reporting person elected to convert the remaining 8,760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 21,900 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. Read SEC document |
| August 22, 2023 Filed Aug 24, 2023 20:17 UTC |
ULM SCOTTDirector · Co-CEO
|
Exercise / conversionCommon Stock, par value $0.001 per share | 21,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000150 · wk-form4_1692908252.xml · nonDerivative · entry 1 ULM SCOTT · CIK 0001469064 · Director · Co-CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 266,511 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On August 22, 2023, the reporting person elected to convert 13,140 of the 21,900 shares of vested phantom stock into 13,140 shares of ARMOUR common stock. The reporting person elected to convert the remaining 8,760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 21,900 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. Read SEC document |
| August 22, 2023 Filed Aug 24, 2023 20:23 UTC |
Downey CarolynDirector
|
Exercise / conversionPhantom Stock · Derivative | 2,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000156 · wk-form4_1692908622.xml · derivative · entry 3 Downey Carolyn · CIK 0001455810 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,700 Underlying: Common Stock · 2,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On August 22, 2023, the reporting person elected to convert 1,300 of the 2,600 shares of vested phantom stock into 1,300 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,300 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,600 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On August 22, 2023, the reporting person elected to convert 1,300 of the 2,600 shares of vested phantom stock into 1,300 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,300 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,600 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023. F1 · derivative.expiration_date: On August 22, 2023, the reporting person elected to convert 1,300 of the 2,600 shares of vested phantom stock into 1,300 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,300 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,600 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023. Read SEC document |
| August 22, 2023 Filed Aug 24, 2023 20:23 UTC |
Downey CarolynDirector
|
Disposition to issuerCommon Stock, par value $0.001 per share | 1,300 | $4.63 | $6,019.00 |
DisclosureSEC source: 0001428205-23-000156 · wk-form4_1692908622.xml · nonDerivative · entry 2 Downey Carolyn · CIK 0001455810 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,331 F1 · kind: On August 22, 2023, the reporting person elected to convert 1,300 of the 2,600 shares of vested phantom stock into 1,300 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,300 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,600 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023. Read SEC document |
| August 22, 2023 Filed Aug 24, 2023 20:23 UTC |
Downey CarolynDirector
|
Exercise / conversionCommon Stock, par value $0.001 per share | 2,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000156 · wk-form4_1692908622.xml · nonDerivative · entry 1 Downey Carolyn · CIK 0001455810 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,631 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On August 22, 2023, the reporting person elected to convert 1,300 of the 2,600 shares of vested phantom stock into 1,300 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,300 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,600 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023. Read SEC document |
| August 22, 2023 Filed Aug 24, 2023 20:27 UTC |
Hain Robert CDirector
|
Exercise / conversionPhantom Stock · Derivative | 2,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000161 · wk-form4_1692908834.xml · derivative · entry 3 Hain Robert C · CIK 0001377714 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,700 Underlying: Common Stock · 2,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · kind: On August 22, 2023, the reporting person elected to convert 1,300 of the 2,600 shares of vested phantom stock into 1,300 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,300 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,600 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023. F1 · derivative.exercise_date: On August 22, 2023, the reporting person elected to convert 1,300 of the 2,600 shares of vested phantom stock into 1,300 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,300 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,600 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023. F1 · derivative.expiration_date: On August 22, 2023, the reporting person elected to convert 1,300 of the 2,600 shares of vested phantom stock into 1,300 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,300 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,600 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023. Read SEC document |
| August 22, 2023 Filed Aug 24, 2023 20:27 UTC |
Hain Robert CDirector
|
Disposition to issuerCommon Stock, par value $0.001 per share | 1,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000161 · wk-form4_1692908834.xml · nonDerivative · entry 2 Hain Robert C · CIK 0001377714 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,369 F1 · kind: On August 22, 2023, the reporting person elected to convert 1,300 of the 2,600 shares of vested phantom stock into 1,300 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,300 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,600 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023. Read SEC document |
| August 22, 2023 Filed Aug 24, 2023 20:27 UTC |
Hain Robert CDirector
|
Exercise / conversionCommon Stock, par value $0.001 per share | 2,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000161 · wk-form4_1692908834.xml · nonDerivative · entry 1 Hain Robert C · CIK 0001377714 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,669 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On August 22, 2023, the reporting person elected to convert 1,300 of the 2,600 shares of vested phantom stock into 1,300 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,300 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,600 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023. Read SEC document |
| August 22, 2023 Filed Aug 24, 2023 20:26 UTC |
GRUBER MARKCIO
|
Exercise / conversionPhantom Stock · Derivative | 8,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000160 · wk-form4_1692908787.xml · derivative · entry 3 GRUBER MARK · CIK 0001585875 · CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 168,700 Underlying: Common Stock · 8,300 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On August 22, 2023, the reporting person elected to convert 6,370, of the 8,300 shares of vested phantom stock into 6,370 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,930 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 8,300 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020 and June 30, 2020, phantom stock vesting over a six-and-a-half year period, reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-and-a-half year period, reported on a Form 4 report filed by the reporting person on February 16, 2023. F1 · derivative.expiration_date: On August 22, 2023, the reporting person elected to convert 6,370, of the 8,300 shares of vested phantom stock into 6,370 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,930 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 8,300 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020 and June 30, 2020, phantom stock vesting over a six-and-a-half year period, reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-and-a-half year period, reported on a Form 4 report filed by the reporting person on February 16, 2023. Read SEC document |
| August 22, 2023 Filed Aug 24, 2023 20:26 UTC |
GRUBER MARKCIO
|
Disposition to issuerCommon Stock | 1,930 | $4.63 | $8,935.90 |
DisclosureSEC source: 0001428205-23-000160 · wk-form4_1692908787.xml · nonDerivative · entry 2 GRUBER MARK · CIK 0001585875 · CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 103,051 F1 · kind: On August 22, 2023, the reporting person elected to convert 6,370, of the 8,300 shares of vested phantom stock into 6,370 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,930 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 8,300 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020 and June 30, 2020, phantom stock vesting over a six-and-a-half year period, reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-and-a-half year period, reported on a Form 4 report filed by the reporting person on February 16, 2023. Read SEC document |
| August 22, 2023 Filed Aug 24, 2023 20:26 UTC |
GRUBER MARKCIO
|
Exercise / conversionCommon Stock | 8,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000160 · wk-form4_1692908787.xml · nonDerivative · entry 1 GRUBER MARK · CIK 0001585875 · CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,981 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On August 22, 2023, the reporting person elected to convert 6,370, of the 8,300 shares of vested phantom stock into 6,370 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,930 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 8,300 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020 and June 30, 2020, phantom stock vesting over a six-and-a-half year period, reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-and-a-half year period, reported on a Form 4 report filed by the reporting person on February 16, 2023. Read SEC document |
| August 22, 2023 Filed Aug 24, 2023 20:26 UTC |
Harper GordonVP Finance and Controller
|
Exercise / conversionPhantom Stock · Derivative | 4,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000159 · wk-form4_1692908750.xml · derivative · entry 3 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,100 Underlying: Common Stock · 4,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On August 22, 2023, the reporting person elected to convert 3,663, of the 4,900 shares of vested phantom stock into 3,663 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,237 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,900 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a seven-and-a-half year period, which were reported on a Form 4 report filed by the reporting person on January 14, 2021 and February 16, 2023. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On August 22, 2023, the reporting person elected to convert 3,663, of the 4,900 shares of vested phantom stock into 3,663 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,237 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,900 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a seven-and-a-half year period, which were reported on a Form 4 report filed by the reporting person on January 14, 2021 and February 16, 2023. F1 · derivative.expiration_date: On August 22, 2023, the reporting person elected to convert 3,663, of the 4,900 shares of vested phantom stock into 3,663 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,237 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,900 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a seven-and-a-half year period, which were reported on a Form 4 report filed by the reporting person on January 14, 2021 and February 16, 2023. Read SEC document |
| August 22, 2023 Filed Aug 24, 2023 20:26 UTC |
Harper GordonVP Finance and Controller
|
Disposition to issuerCommon Stock, par value $0.001 per share | 1,237 | $4.63 | $5,727.31 |
DisclosureSEC source: 0001428205-23-000159 · wk-form4_1692908750.xml · nonDerivative · entry 2 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,422 F1 · kind: On August 22, 2023, the reporting person elected to convert 3,663, of the 4,900 shares of vested phantom stock into 3,663 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,237 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,900 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a seven-and-a-half year period, which were reported on a Form 4 report filed by the reporting person on January 14, 2021 and February 16, 2023. Read SEC document |
| August 22, 2023 Filed Aug 24, 2023 20:26 UTC |
Harper GordonVP Finance and Controller
|
Exercise / conversionCommon Stock, par value $0.001 per share | 4,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000159 · wk-form4_1692908750.xml · nonDerivative · entry 1 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,659 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On August 22, 2023, the reporting person elected to convert 3,663, of the 4,900 shares of vested phantom stock into 3,663 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,237 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,900 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a seven-and-a-half year period, which were reported on a Form 4 report filed by the reporting person on January 14, 2021 and February 16, 2023. Read SEC document |
| August 22, 2023 Filed Aug 24, 2023 20:25 UTC |
MOUNTAIN JAMES RChief Financial Officer
|
Exercise / conversionPhantom Stock · Derivative | 9,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000158 · wk-form4_1692908706.xml · derivative · entry 3 MOUNTAIN JAMES R · CIK 0001557465 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 173,700 Underlying: Common Stock · 9,300 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On August 22, 2023, the reporting person elected to convert 5,600, of the 9,300 shares of vested phantom stock into 5,600 shares of ARMOUR common stock. The reporting person elected to convert the remaining 3,700 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 9,300 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a seven-and-a-half year period, which were reported on a Form 4 report filed by the reporting person on January 14, 2021 and February 16, 2023. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On August 22, 2023, the reporting person elected to convert 5,600, of the 9,300 shares of vested phantom stock into 5,600 shares of ARMOUR common stock. The reporting person elected to convert the remaining 3,700 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 9,300 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a seven-and-a-half year period, which were reported on a Form 4 report filed by the reporting person on January 14, 2021 and February 16, 2023. F1 · derivative.expiration_date: On August 22, 2023, the reporting person elected to convert 5,600, of the 9,300 shares of vested phantom stock into 5,600 shares of ARMOUR common stock. The reporting person elected to convert the remaining 3,700 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 9,300 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a seven-and-a-half year period, which were reported on a Form 4 report filed by the reporting person on January 14, 2021 and February 16, 2023. Read SEC document |
| August 22, 2023 Filed Aug 24, 2023 20:25 UTC |
MOUNTAIN JAMES RChief Financial Officer
|
Disposition to issuerCommon Stock, par value $0.001 per share | 3,700 | $4.63 | $17,131.00 |
DisclosureSEC source: 0001428205-23-000158 · wk-form4_1692908706.xml · nonDerivative · entry 2 MOUNTAIN JAMES R · CIK 0001557465 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,910 F1 · kind: On August 22, 2023, the reporting person elected to convert 5,600, of the 9,300 shares of vested phantom stock into 5,600 shares of ARMOUR common stock. The reporting person elected to convert the remaining 3,700 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 9,300 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a seven-and-a-half year period, which were reported on a Form 4 report filed by the reporting person on January 14, 2021 and February 16, 2023. Read SEC document |
| August 22, 2023 Filed Aug 24, 2023 20:25 UTC |
MOUNTAIN JAMES RChief Financial Officer
|
Exercise / conversionCommon Stock, par value $0.001 per share | 9,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000158 · wk-form4_1692908706.xml · nonDerivative · entry 1 MOUNTAIN JAMES R · CIK 0001557465 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,610 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On August 22, 2023, the reporting person elected to convert 5,600, of the 9,300 shares of vested phantom stock into 5,600 shares of ARMOUR common stock. The reporting person elected to convert the remaining 3,700 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 9,300 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a seven-and-a-half year period, which were reported on a Form 4 report filed by the reporting person on January 14, 2021 and February 16, 2023. Read SEC document |
| August 22, 2023 Filed Aug 24, 2023 20:23 UTC |
HOLLIHAN JOHN P IIIDirector
|
Exercise / conversionPhantom Stock · Derivative | 2,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000155 · wk-form4_1692908583.xml · derivative · entry 3 HOLLIHAN JOHN P III · CIK 0001248587 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,700 Underlying: Common Stock · 2,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On August 22, 2023, the reporting person elected to convert 1,560 of the 2,600 shares of vested phantom stock into 1,560 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,040 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,600 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On August 22, 2023, the reporting person elected to convert 1,560 of the 2,600 shares of vested phantom stock into 1,560 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,040 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,600 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023. F1 · derivative.expiration_date: On August 22, 2023, the reporting person elected to convert 1,560 of the 2,600 shares of vested phantom stock into 1,560 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,040 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,600 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023. Read SEC document |
| August 22, 2023 Filed Aug 24, 2023 20:23 UTC |
HOLLIHAN JOHN P IIIDirector
|
Disposition to issuerCommon Stock | 1,040 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000155 · wk-form4_1692908583.xml · nonDerivative · entry 2 HOLLIHAN JOHN P III · CIK 0001248587 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,066 F1 · kind: On August 22, 2023, the reporting person elected to convert 1,560 of the 2,600 shares of vested phantom stock into 1,560 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,040 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,600 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023. Read SEC document |
| August 22, 2023 Filed Aug 24, 2023 20:23 UTC |
HOLLIHAN JOHN P IIIDirector
|
Exercise / conversionCommon Stock | 2,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000155 · wk-form4_1692908583.xml · nonDerivative · entry 1 HOLLIHAN JOHN P III · CIK 0001248587 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,106 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On August 22, 2023, the reporting person elected to convert 1,560 of the 2,600 shares of vested phantom stock into 1,560 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,040 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,600 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023. Read SEC document |
| August 22, 2023 Filed Aug 24, 2023 20:24 UTC |
Behar Z JamieDirector
|
Exercise / conversionPhantom Stock · Derivative | 2,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000157 · wk-form4_1692908665.xml · derivative · entry 2 Behar Z Jamie · CIK 0001306260 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,700 Underlying: Common Stock · 2,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On August 22, 2023, the reporting person elected to convert 2,600 out of the 2,600 shares of vested phantom stock into 2,600 shares of ARMOUR common stock. The 2,600 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 14, 2021 and February 14, 2023. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On August 22, 2023, the reporting person elected to convert 2,600 out of the 2,600 shares of vested phantom stock into 2,600 shares of ARMOUR common stock. The 2,600 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 14, 2021 and February 14, 2023. F1 · derivative.expiration_date: On August 22, 2023, the reporting person elected to convert 2,600 out of the 2,600 shares of vested phantom stock into 2,600 shares of ARMOUR common stock. The 2,600 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 14, 2021 and February 14, 2023. Read SEC document |
| August 22, 2023 Filed Aug 24, 2023 20:24 UTC |
Behar Z JamieDirector
|
Exercise / conversionCommon Stock, par value $0.001 per share | 2,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000157 · wk-form4_1692908665.xml · nonDerivative · entry 1 Behar Z Jamie · CIK 0001306260 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,808 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On August 22, 2023, the reporting person elected to convert 2,600 out of the 2,600 shares of vested phantom stock into 2,600 shares of ARMOUR common stock. The 2,600 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 14, 2021 and February 14, 2023. Read SEC document |
| August 22, 2023 Filed Aug 24, 2023 20:22 UTC |
PAPERIN STEWART JDirector
|
Exercise / conversionPhantom Stock · Derivative | 2,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000154 · wk-form4_1692908511.xml · derivative · entry 3 PAPERIN STEWART J · CIK 0001207637 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,700 Underlying: Common Stock · 2,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On August 22, 2023, the reporting person elected to convert 2,600 out of the 2,600 shares of vested phantom stock into 2,600 shares of ARMOUR common stock. The 2,600 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 14, 2021 and February 14, 2023. F1 · derivative.expiration_date: On August 22, 2023, the reporting person elected to convert 2,600 out of the 2,600 shares of vested phantom stock into 2,600 shares of ARMOUR common stock. The 2,600 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 14, 2021 and February 14, 2023. Read SEC document |
| August 22, 2023 Filed Aug 24, 2023 20:22 UTC |
PAPERIN STEWART JDirector
|
Exercise / conversionCommon Stock, par value $0.001 per share | 2,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000154 · wk-form4_1692908511.xml · nonDerivative · entry 1 PAPERIN STEWART J · CIK 0001207637 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 92,261 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On August 22, 2023, the reporting person elected to convert 2,600 out of the 2,600 shares of vested phantom stock into 2,600 shares of ARMOUR common stock. The 2,600 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 14, 2021 and February 14, 2023. F2 · ownership.nature: Represents shares owned indirectly through the Stewart J. Paperin Family Trust. Mr. Paperin has a pecuniary interest in and investment control over the shares held by the Trust. Read SEC document |
| August 22, 2023 Filed Aug 24, 2023 20:16 UTC |
Zimmer Jeffrey JDirector · Co-CEO and President
|
Exercise / conversionPhantom Stock · Derivative | 21,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000149 · wk-form4_1692908199.xml · derivative · entry 3 Zimmer Jeffrey J · CIK 0001303087 · Director · Co-CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 378,350 Underlying: Common Stock · 21,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On August 22, 2023, the reporting person elected to convert 13,140 of the 21,900 shares of vested phantom stock into 13,140 shares of ARMOUR common stock. The reporting person elected to convert the remaining 8,760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 21,900 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On August 22, 2023, the reporting person elected to convert 13,140 of the 21,900 shares of vested phantom stock into 13,140 shares of ARMOUR common stock. The reporting person elected to convert the remaining 8,760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 21,900 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. F1 · derivative.expiration_date: On August 22, 2023, the reporting person elected to convert 13,140 of the 21,900 shares of vested phantom stock into 13,140 shares of ARMOUR common stock. The reporting person elected to convert the remaining 8,760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 21,900 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. Read SEC document |
| August 22, 2023 Filed Aug 24, 2023 20:16 UTC |
Zimmer Jeffrey JDirector · Co-CEO and President
|
Disposition to issuerCommon Stock | 8,760 | $4.63 | $40,558.80 |
DisclosureSEC source: 0001428205-23-000149 · wk-form4_1692908199.xml · nonDerivative · entry 2 Zimmer Jeffrey J · CIK 0001303087 · Director · Co-CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 232,896 F1 · kind: On August 22, 2023, the reporting person elected to convert 13,140 of the 21,900 shares of vested phantom stock into 13,140 shares of ARMOUR common stock. The reporting person elected to convert the remaining 8,760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 21,900 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. Read SEC document |
| August 22, 2023 Filed Aug 24, 2023 20:16 UTC |
Zimmer Jeffrey JDirector · Co-CEO and President
|
Exercise / conversionCommon Stock | 21,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000149 · wk-form4_1692908199.xml · nonDerivative · entry 1 Zimmer Jeffrey J · CIK 0001303087 · Director · Co-CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 241,656 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On August 22, 2023, the reporting person elected to convert 13,140 of the 21,900 shares of vested phantom stock into 13,140 shares of ARMOUR common stock. The reporting person elected to convert the remaining 8,760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 21,900 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. Read SEC document |
| July 03, 2023 Filed Jul 5, 2023 20:22 UTC |
Downey CarolynDirector
|
GrantCommon Stock, par value $0.001 per share | 3,095 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000129 · wk-form4_1688588536.xml · nonDerivative · entry 1 Downey Carolyn · CIK 0001455810 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,031 F1 · kind: Only July 3, 2023, the reporting person received 3,095 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. The reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 3,095 shares of stock represent the reporting person's election of stock compensation for the past quarter. Read SEC document |
| July 03, 2023 Filed Jul 5, 2023 20:21 UTC |
PAPERIN STEWART JDirector
|
GrantCommon Stock, par value $0.001 per share | 3,095 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000128 · wk-form4_1688588441.xml · nonDerivative · entry 1 PAPERIN STEWART J · CIK 0001207637 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 89,661 F1 · kind: Only July 3, 2023, the reporting person received 3,095 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. The reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 3,095 shares of stock represent the reporting person's election of stock compensation for the past quarter. F2 · ownership.nature: Represents shares owned indirectly through the Stewart J. Paperin Family Trust. Mr. Paperin has a pecuniary interest in and investment control over the shares held by the Trust. Read SEC document |
| May 23, 2023 Filed May 25, 2023 21:12 UTC |
STATON DANIEL CDirector · Chairman of the Board
|
Exercise / conversionPhantom Stock · Derivative | 3,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000109 · wf-form4_168504909982844.xml · derivative · entry 4 STATON DANIEL C · CIK 0001024240 · Director · Chairman of the Board 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,750 Underlying: Common Stock · 3,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: On May 23, 2023, the reporting person elected to convert 3,500 of the 3,500 shares of vested phantom stock into 3,500 shares of ARMOUR common stock. The 3,500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, January 14, 2021 and February 14, 2023. F4 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F3 · derivative.exercise_date: On May 23, 2023, the reporting person elected to convert 3,500 of the 3,500 shares of vested phantom stock into 3,500 shares of ARMOUR common stock. The 3,500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, January 14, 2021 and February 14, 2023. F3 · derivative.expiration_date: On May 23, 2023, the reporting person elected to convert 3,500 of the 3,500 shares of vested phantom stock into 3,500 shares of ARMOUR common stock. The 3,500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, January 14, 2021 and February 14, 2023. Read SEC document |
| May 23, 2023 Filed May 25, 2023 21:12 UTC |
STATON DANIEL CDirector · Chairman of the Board
|
Exercise / conversionPhantom Stock · Derivative | 2,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000109 · wf-form4_168504909982844.xml · derivative · entry 3 STATON DANIEL C · CIK 0001024240 · Director · Chairman of the Board 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,250 Underlying: Common Stock · 2,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On May 23, 2023, the reporting person elected to convert 2,400 of the 2,400 shares of vested phantom stock into 2,400 shares of ARMOUR common stock. The 2,400 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023 and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. F4 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On May 23, 2023, the reporting person elected to convert 2,400 of the 2,400 shares of vested phantom stock into 2,400 shares of ARMOUR common stock. The 2,400 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023 and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. F1 · derivative.expiration_date: On May 23, 2023, the reporting person elected to convert 2,400 of the 2,400 shares of vested phantom stock into 2,400 shares of ARMOUR common stock. The 2,400 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023 and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. Read SEC document |
| May 23, 2023 Filed May 25, 2023 21:12 UTC |
STATON DANIEL CDirector · Chairman of the Board
|
Exercise / conversionCommon Stock, par value $0.001 per share | 3,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000109 · wf-form4_168504909982844.xml · nonDerivative · entry 2 STATON DANIEL C · CIK 0001024240 · Director · Chairman of the Board 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote. Disclosed balance after: 348,911 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: On May 23, 2023, the reporting person elected to convert 3,500 of the 3,500 shares of vested phantom stock into 3,500 shares of ARMOUR common stock. The 3,500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, January 14, 2021 and February 14, 2023. F2 · ownership.nature: Represents shares owned indirectly through DM Staton Family Limited Partnership. The reporting person is a general partner and a limited partner of DM Staton Family Limited Partnership. The reporting person has a pecuniary interest in the shares held by DM Staton Family Limited Partnership. Read SEC document |
| May 23, 2023 Filed May 25, 2023 21:12 UTC |
STATON DANIEL CDirector · Chairman of the Board
|
Exercise / conversionCommon Stock, par value $0.001 per share | 2,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000109 · wf-form4_168504909982844.xml · nonDerivative · entry 1 STATON DANIEL C · CIK 0001024240 · Director · Chairman of the Board 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote. Disclosed balance after: 345,411 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On May 23, 2023, the reporting person elected to convert 2,400 of the 2,400 shares of vested phantom stock into 2,400 shares of ARMOUR common stock. The 2,400 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023 and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. F2 · ownership.nature: Represents shares owned indirectly through DM Staton Family Limited Partnership. The reporting person is a general partner and a limited partner of DM Staton Family Limited Partnership. The reporting person has a pecuniary interest in the shares held by DM Staton Family Limited Partnership. Read SEC document |
| May 23, 2023 Filed May 25, 2023 21:09 UTC |
BELL MARC HDirector
|
Exercise / conversionPhantom Stock · Derivative | 3,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000104 · wf-form4_168504892697897.xml · derivative · entry 4 BELL MARC H · CIK 0001026915 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,750 Underlying: Common Stock · 3,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: On May 23, 2023, the reporting person elected to convert 3,500 of the 3,500 shares of vested phantom stock into 3,500 shares of ARMOUR common stock. The 3,500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, January 14, 2021 and February 14, 2023. F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F2 · derivative.exercise_date: On May 23, 2023, the reporting person elected to convert 3,500 of the 3,500 shares of vested phantom stock into 3,500 shares of ARMOUR common stock. The 3,500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, January 14, 2021 and February 14, 2023. F2 · derivative.expiration_date: On May 23, 2023, the reporting person elected to convert 3,500 of the 3,500 shares of vested phantom stock into 3,500 shares of ARMOUR common stock. The 3,500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, January 14, 2021 and February 14, 2023. Read SEC document |
| May 23, 2023 Filed May 25, 2023 21:09 UTC |
BELL MARC HDirector
|
Exercise / conversionPhantom Stock · Derivative | 2,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000104 · wf-form4_168504892697897.xml · derivative · entry 3 BELL MARC H · CIK 0001026915 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,250 Underlying: Common Stock · 2,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On May 23, 2023, the reporting person elected to convert 2,400 of the 2,400 shares of vested phantom stock into 2,400 shares of ARMOUR common stock. The 2,400 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023 and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On May 23, 2023, the reporting person elected to convert 2,400 of the 2,400 shares of vested phantom stock into 2,400 shares of ARMOUR common stock. The 2,400 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023 and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. F1 · derivative.expiration_date: On May 23, 2023, the reporting person elected to convert 2,400 of the 2,400 shares of vested phantom stock into 2,400 shares of ARMOUR common stock. The 2,400 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023 and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. Read SEC document |
| May 23, 2023 Filed May 25, 2023 21:09 UTC |
BELL MARC HDirector
|
Exercise / conversionCommon Stock, par value $0.001 per share | 3,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000104 · wf-form4_168504892697897.xml · nonDerivative · entry 2 BELL MARC H · CIK 0001026915 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,394 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: On May 23, 2023, the reporting person elected to convert 3,500 of the 3,500 shares of vested phantom stock into 3,500 shares of ARMOUR common stock. The 3,500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, January 14, 2021 and February 14, 2023. Read SEC document |
| May 23, 2023 Filed May 25, 2023 21:09 UTC |
BELL MARC HDirector
|
Exercise / conversionCommon Stock, par value $0.001 per share | 2,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000104 · wf-form4_168504892697897.xml · nonDerivative · entry 1 BELL MARC H · CIK 0001026915 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,894 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On May 23, 2023, the reporting person elected to convert 2,400 of the 2,400 shares of vested phantom stock into 2,400 shares of ARMOUR common stock. The 2,400 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023 and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. Read SEC document |
| May 23, 2023 Filed May 25, 2023 17:10 UTC |
GUBA THOMAS KDirector
|
Exercise / conversionPhantom Stock · Derivative | 2,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000107 · wf-form4_168504902096901.xml · derivative · entry 2 GUBA THOMAS K · CIK 0001475027 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,300 Underlying: Common Stock · 2,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On May 23, 2023, the reporting person elected to convert 2,600 out of the 2,600 shares of vested phantom stock into 2,600 shares of ARMOUR common stock. The 2,600 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 14, 2021 and February 14, 2023. F1 · derivative.expiration_date: On May 23, 2023, the reporting person elected to convert 2,600 out of the 2,600 shares of vested phantom stock into 2,600 shares of ARMOUR common stock. The 2,600 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 14, 2021 and February 14, 2023. Read SEC document |
| May 23, 2023 Filed May 25, 2023 17:10 UTC |
GUBA THOMAS KDirector
|
Exercise / conversionCommon Stock, par value $0.001 per share | 2,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000107 · wf-form4_168504902096901.xml · nonDerivative · entry 1 GUBA THOMAS K · CIK 0001475027 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,425 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On May 23, 2023, the reporting person elected to convert 2,600 out of the 2,600 shares of vested phantom stock into 2,600 shares of ARMOUR common stock. The 2,600 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 14, 2021 and February 14, 2023. Read SEC document |
| May 23, 2023 Filed May 25, 2023 21:12 UTC |
ULM SCOTTDirector · Co-CEO
|
Exercise / conversionPhantom Stock · Derivative | 21,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000110 · wf-form4_168504913365762.xml · derivative · entry 3 ULM SCOTT · CIK 0001469064 · Director · Co-CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 400,250 Underlying: Common Stock · 21,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On May 23, 2023, the reporting person elected to convert 13,140 of the 21,900 shares of vested phantom stock into 13,140 shares of ARMOUR common stock. The reporting person elected to convert the remaining 8,760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 21,900 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On May 23, 2023, the reporting person elected to convert 13,140 of the 21,900 shares of vested phantom stock into 13,140 shares of ARMOUR common stock. The reporting person elected to convert the remaining 8,760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 21,900 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. F1 · derivative.expiration_date: On May 23, 2023, the reporting person elected to convert 13,140 of the 21,900 shares of vested phantom stock into 13,140 shares of ARMOUR common stock. The reporting person elected to convert the remaining 8,760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 21,900 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. Read SEC document |
| May 23, 2023 Filed May 25, 2023 21:12 UTC |
ULM SCOTTDirector · Co-CEO
|
Disposition to issuerCommon Stock, par value $0.001 per share | 8,760 | $4.82 | $42,223.20 |
DisclosureSEC source: 0001428205-23-000110 · wf-form4_168504913365762.xml · nonDerivative · entry 2 ULM SCOTT · CIK 0001469064 · Director · Co-CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 244,611 F1 · kind: On May 23, 2023, the reporting person elected to convert 13,140 of the 21,900 shares of vested phantom stock into 13,140 shares of ARMOUR common stock. The reporting person elected to convert the remaining 8,760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 21,900 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. Read SEC document |
| May 23, 2023 Filed May 25, 2023 21:12 UTC |
ULM SCOTTDirector · Co-CEO
|
Exercise / conversionCommon Stock, par value $0.001 per share | 21,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000110 · wf-form4_168504913365762.xml · nonDerivative · entry 1 ULM SCOTT · CIK 0001469064 · Director · Co-CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 253,371 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On May 23, 2023, the reporting person elected to convert 13,140 of the 21,900 shares of vested phantom stock into 13,140 shares of ARMOUR common stock. The reporting person elected to convert the remaining 8,760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 21,900 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. Read SEC document |
| May 23, 2023 Filed May 25, 2023 21:09 UTC |
Downey CarolynDirector
|
Exercise / conversionPhantom Stock · Derivative | 2,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000105 · wf-form4_168504894705800.xml · derivative · entry 3 Downey Carolyn · CIK 0001455810 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,300 Underlying: Common Stock · 2,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On May 23, 2023, the reporting person elected to convert 1,300 of the 2,600 shares of vested phantom stock into 1,300 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,300 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,600 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On May 23, 2023, the reporting person elected to convert 1,300 of the 2,600 shares of vested phantom stock into 1,300 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,300 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,600 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023. F1 · derivative.expiration_date: On May 23, 2023, the reporting person elected to convert 1,300 of the 2,600 shares of vested phantom stock into 1,300 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,300 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,600 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023. Read SEC document |
| May 23, 2023 Filed May 25, 2023 21:09 UTC |
Downey CarolynDirector
|
Disposition to issuerCommon Stock, par value $0.001 per share | 1,300 | $4.82 | $6,266.00 |
DisclosureSEC source: 0001428205-23-000105 · wf-form4_168504894705800.xml · nonDerivative · entry 2 Downey Carolyn · CIK 0001455810 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,936 F1 · kind: On May 23, 2023, the reporting person elected to convert 1,300 of the 2,600 shares of vested phantom stock into 1,300 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,300 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,600 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023. Read SEC document |
| May 23, 2023 Filed May 25, 2023 21:09 UTC |
Downey CarolynDirector
|
Exercise / conversionCommon Stock, par value $0.001 per share | 2,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000105 · wf-form4_168504894705800.xml · nonDerivative · entry 1 Downey Carolyn · CIK 0001455810 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,236 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On May 23, 2023, the reporting person elected to convert 1,300 of the 2,600 shares of vested phantom stock into 1,300 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,300 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,600 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023. Read SEC document |
| May 23, 2023 Filed May 25, 2023 21:15 UTC |
PAPERIN STEWART JDirector
|
Exercise / conversionPhantom Stock · Derivative | 2,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000115 · wf-form4_168504933497678.xml · derivative · entry 3 PAPERIN STEWART J · CIK 0001207637 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,300 Underlying: Common Stock · 2,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On May 23, 2023, the reporting person elected to convert 2,600 out of the 2,600 shares of vested phantom stock into 2,600 shares of ARMOUR common stock. The 2,600 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 14, 2021 and February 14, 2023. F1 · derivative.expiration_date: On May 23, 2023, the reporting person elected to convert 2,600 out of the 2,600 shares of vested phantom stock into 2,600 shares of ARMOUR common stock. The 2,600 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 14, 2021 and February 14, 2023. Read SEC document |
| May 23, 2023 Filed May 25, 2023 21:15 UTC |
PAPERIN STEWART JDirector
|
Exercise / conversionCommon Stock, par value $0.001 per share | 2,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000115 · wf-form4_168504933497678.xml · nonDerivative · entry 1 PAPERIN STEWART J · CIK 0001207637 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 86,566 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On May 23, 2023, the reporting person elected to convert 2,600 out of the 2,600 shares of vested phantom stock into 2,600 shares of ARMOUR common stock. The 2,600 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 14, 2021 and February 14, 2023. F2 · ownership.nature: Represents shares owned indirectly through the Stewart J. Paperin Family Trust. Mr. Paperin has a pecuniary interest in and investment control over the shares held by the Trust. Read SEC document |
| May 23, 2023 Filed May 25, 2023 21:14 UTC |
MOUNTAIN JAMES RChief Financial Officer
|
Exercise / conversionPhantom Stock · Derivative | 9,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000114 · wf-form4_168504926465305.xml · derivative · entry 3 MOUNTAIN JAMES R · CIK 0001557465 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 183,000 Underlying: Common Stock · 9,300 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On May 23, 2023, the reporting person elected to convert 5,600, of the 9,300 shares of vested phantom stock into 5,600 shares of ARMOUR common stock. The reporting person elected to convert the remaining 3,700 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 9,300 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a seven-and-a-half year period, which were reported on a Form 4 report filed by the reporting person on January 14, 2021 and February 16, 2023. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On May 23, 2023, the reporting person elected to convert 5,600, of the 9,300 shares of vested phantom stock into 5,600 shares of ARMOUR common stock. The reporting person elected to convert the remaining 3,700 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 9,300 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a seven-and-a-half year period, which were reported on a Form 4 report filed by the reporting person on January 14, 2021 and February 16, 2023. F1 · derivative.expiration_date: On May 23, 2023, the reporting person elected to convert 5,600, of the 9,300 shares of vested phantom stock into 5,600 shares of ARMOUR common stock. The reporting person elected to convert the remaining 3,700 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 9,300 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a seven-and-a-half year period, which were reported on a Form 4 report filed by the reporting person on January 14, 2021 and February 16, 2023. Read SEC document |
| May 23, 2023 Filed May 25, 2023 21:14 UTC |
MOUNTAIN JAMES RChief Financial Officer
|
Disposition to issuerCommon Stock, par value $0.001 per share | 3,700 | $4.82 | $17,834.00 |
DisclosureSEC source: 0001428205-23-000114 · wf-form4_168504926465305.xml · nonDerivative · entry 2 MOUNTAIN JAMES R · CIK 0001557465 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,310 F1 · kind: On May 23, 2023, the reporting person elected to convert 5,600, of the 9,300 shares of vested phantom stock into 5,600 shares of ARMOUR common stock. The reporting person elected to convert the remaining 3,700 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 9,300 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a seven-and-a-half year period, which were reported on a Form 4 report filed by the reporting person on January 14, 2021 and February 16, 2023. Read SEC document |
| May 23, 2023 Filed May 25, 2023 21:14 UTC |
MOUNTAIN JAMES RChief Financial Officer
|
Exercise / conversionCommon Stock, par value $0.001 per share | 9,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000114 · wf-form4_168504926465305.xml · nonDerivative · entry 1 MOUNTAIN JAMES R · CIK 0001557465 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,010 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On May 23, 2023, the reporting person elected to convert 5,600, of the 9,300 shares of vested phantom stock into 5,600 shares of ARMOUR common stock. The reporting person elected to convert the remaining 3,700 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 9,300 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a seven-and-a-half year period, which were reported on a Form 4 report filed by the reporting person on January 14, 2021 and February 16, 2023. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.