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ARQT

Arcutis Biotherapeutics, Inc.

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4236
SEC CIK
0001787306
Parsed reports
442

Last 12 months

Inside the activity.

0 purchase rows · 76 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025019
Dec 202505
Jan 202602
Feb 2026011
Mar 2026013
Apr 202601
May 202608
Jun 202603
Jul 202601
Aug 2026010
Sep 202603
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 02, 2024 Filed May 3, 2024 20:22 UTC
Watanabe ToddDirector · See Remarks
SaleCommon Stock 13,783 $8.74 $120,433.10
Disclosure

SEC source: 0001787306-24-000070 · wk-form4_1714767763.xml · nonDerivative · entry 1

Watanabe Todd Franklin · CIK 0001801061 · Director · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 860,750

F1 · shares: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan to satisfy tax withholding obligations in connection with the vesting of Restricted Stock Units.

F2 · price: The transaction was executed in multiple trades in prices ranging from $8.47 to $9.07, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:29 UTC
Moore Matthew RichardSVP and Chief Business Officer
GrantCommon Stock 4,166 $0.00 $0.00
Disclosure

SEC source: 0001787306-24-000072 · wk-form4_1714768141.xml · nonDerivative · entry 1

Moore Matthew Richard · CIK 0001840191 · SVP and Chief Business Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 150,186

F1 · kind: Represents Restricted Stock Units ("RSUs"), initial grant on February 22, 2024, that were subject to a performance-based vesting condition, that was determined to be satisfied on the Vesting Commencement Date, May 1, 2024.

F2 · shares: The RSUs will vest in twelve equal quarterly installments on the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
April 10, 2024 Filed Apr 11, 2024 20:32 UTC
Topper David JosephChief Financial Officer
GrantStock Option (right to buy) · Derivative 310,000 $0.00 Strike: $12.34 $0.00
Disclosure

SEC source: 0001787306-24-000050 · wk-form4_1712881960.xml · derivative · entry 2

Topper David Joseph · CIK 0001740378 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 310,000

Underlying: Common Stock · 310,000 shares

Expires 2034-04-10

F2 · derivative.exercise_date: The option will vest and become exercisable as to 25% of the shares on the first annual anniversary of the grant date of April 10, 2024, and the remaining options will vest at 2.0833%, on each monthly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date.

Read SEC document
April 10, 2024 Filed Apr 11, 2024 20:32 UTC
Topper David JosephChief Financial Officer
GrantCommon Stock 110,000 $0.00 $0.00
Disclosure

SEC source: 0001787306-24-000050 · wk-form4_1712881960.xml · nonDerivative · entry 1

Topper David Joseph · CIK 0001740378 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,000

F1 · shares: Represents Restricted Stock Units ("RSUs") that will vest as to 25% of the RSUs on each annual anniversary of April 10, 2024, subject to the Reporting Person's continued service through the applicable vesting date.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 22:14 UTC
Matsuda MasaruSee Remark
SaleCommon Stock 3,760 $11.12 $41,815.71
Disclosure

SEC source: 0001787306-24-000042 · wk-form4_1709763281.xml · nonDerivative · entry 1

Matsuda Masaru · CIK 0001798679 · See Remark

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 190,424

F1 · kind: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan to satisfy tax withholding obligations in connection with the vesting of Restricted Stock Units.

F2 · price: The transaction was executed in multiple trades in prices ranging from $11.000 to $11.3200, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 21:28 UTC PurchaseCommon Stock 21,052 $9.50 $199,994.00
Disclosure

SEC source: 0001415889-24-007040 · form4-03062024_090313.xml · nonDerivative · entry 1

Heron Patrick J · CIK 0001365617 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Frazier Life Sciences VIII, L.P.

Disclosed balance after: 8,785,284

F1 · ownership.nature: The shares are held directly by Frazier Life Sciences VIII, L.P. FHM Life Sciences VIII, L.P. is the general partner of Frazier Life Sciences VIII, L.P. and FHM Life Sciences VIII, L.L.C. is the general partner of FHM Life Sciences VIII, L.P. James N. Topper and the Reporting Person are the sole managing members of FHM Life Sciences VIII, L.L.C. and share voting and investment power over the shares held by Frazier Life Sciences VIII, L.P. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 22:12 UTC
Burnett PatrickSee Remarks
SaleCommon Stock 4,782 $11.12 $53,181.58
Disclosure

SEC source: 0001787306-24-000040 · wk-form4_1709763131.xml · nonDerivative · entry 1

Burnett Patrick · CIK 0001741987 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 269,300

F1 · kind: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan to satisfy tax withholding obligations in connection with the vesting of Restricted Stock Units.

F2 · price: The transaction was executed in multiple trades in prices ranging from $11.000 to $11.3200, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 22:09 UTC
Watanabe ToddDirector · See Remarks
SaleCommon Stock 14,903 $11.12 $165,739.24
Disclosure

SEC source: 0001787306-24-000038 · wk-form4_1709762984.xml · nonDerivative · entry 1

Watanabe Todd Franklin · CIK 0001801061 · Director · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 874,533

F1 · kind: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan to satisfy tax withholding obligations in connection with the vesting of Restricted Stock Units.

F2 · price: The transaction was executed in multiple trades in prices ranging from $11.000 to $11.3200, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 22:08 UTC
Moore Matthew RichardSVP and Chief Business Officer
SaleCommon Stock 3,468 $11.12 $38,568.32
Disclosure

SEC source: 0001787306-24-000036 · wk-form4_1709762890.xml · nonDerivative · entry 1

Moore Matthew Richard · CIK 0001840191 · SVP and Chief Business Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 146,020

F1 · kind: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan to satisfy tax withholding obligations in connection with the vesting of Restricted Stock Units.

F2 · price: The transaction was executed in multiple trades in prices ranging from $11.000 to $11.3200, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 21:11 UTC
Watanabe ToddDirector · See Remarks
SaleCommon Stock 2,465 $10.60 $26,129.00
Disclosure

SEC source: 0001787306-24-000034 · wk-form4_1709327446.xml · nonDerivative · entry 1

Watanabe Todd Franklin · CIK 0001801061 · Director · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 889,436

F1 · kind: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan to satisfy tax withholding obligations in connection with the vesting of Restricted Stock Units granted on February 27, 2020.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 23:32 UTC
Matsuda MasaruSee Remark
Disposition to issuerStock Option (right to buy) · Derivative 55,800 Not disclosed Strike: $15.82 Not disclosed
Disclosure

SEC source: 0001787306-24-000018 · wk-form4_1708039941.xml · derivative · entry 6

Matsuda Masaru · CIK 0001798679 · See Remark

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 55,800 shares

Expires 2033-03-02

F3 · price: On February 13, 2024, the Issuer canceled, pursuant to the Issuer's option exchange program, an option granted to the Reporting Person on March 2, 2023. and received in exchange for the option, these RSUs that vest in twelve equal quarterly installments commencing May 1, 2024.

F6 · derivative.exercise_date: The canceled option vest as to 1/48 of the shares subject to the option vest on each monthly anniversary measured from March 1, 2023 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 23:32 UTC
Matsuda MasaruSee Remark
Disposition to issuerStock Option (right to buy) · Derivative 35,300 Not disclosed Strike: $17.67 Not disclosed
Disclosure

SEC source: 0001787306-24-000018 · wk-form4_1708039941.xml · derivative · entry 5

Matsuda Masaru · CIK 0001798679 · See Remark

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,300 shares

Expires 2032-03-03

F2 · price: On February 13, 2024, the Issuer canceled, pursuant to the Issuer's option exchange program, an option granted to the Reporting Person on March 3, 2022, and received in exchange for the option, these RSUs that vest in eight equal quarterly installments commencing May 1, 2024.

F5 · derivative.exercise_date: The canceled option vest as to 1/48 of the shares subject to the option vest on each monthly anniversary measured from March 1, 2022 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 23:32 UTC
Matsuda MasaruSee Remark
Disposition to issuerStock Option (right to buy) · Derivative 185,000 Not disclosed Strike: $22.79 Not disclosed
Disclosure

SEC source: 0001787306-24-000018 · wk-form4_1708039941.xml · derivative · entry 4

Matsuda Masaru · CIK 0001798679 · See Remark

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 185,000 shares

Expires 2032-01-03

F1 · price: On February 13, 2024, the Issuer canceled, pursuant to the Issuer's option exchange program, an option granted to the Reporting Person on January 3, 2022, and received in exchange for the option, these Restricted Stock Units ("RSUs") that vest in eight equal quarterly installments commencing May 1, 2024.

F4 · derivative.exercise_date: The canceled option vested as to 1/4 of the total shares on January 3, 2023, and then 1/48 of the total shares vest monthly thereafter, with 100% of the total shares vesting on January 3, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 23:32 UTC
Matsuda MasaruSee Remark
GrantCommon Stock 27,900 Not disclosed Not disclosed
Disclosure

SEC source: 0001787306-24-000018 · wk-form4_1708039941.xml · nonDerivative · entry 3

Matsuda Masaru · CIK 0001798679 · See Remark

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 194,184

F3 · price: On February 13, 2024, the Issuer canceled, pursuant to the Issuer's option exchange program, an option granted to the Reporting Person on March 2, 2023. and received in exchange for the option, these RSUs that vest in twelve equal quarterly installments commencing May 1, 2024.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 23:32 UTC
Matsuda MasaruSee Remark
GrantCommon Stock 17,650 Not disclosed Not disclosed
Disclosure

SEC source: 0001787306-24-000018 · wk-form4_1708039941.xml · nonDerivative · entry 2

Matsuda Masaru · CIK 0001798679 · See Remark

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,284

F2 · price: On February 13, 2024, the Issuer canceled, pursuant to the Issuer's option exchange program, an option granted to the Reporting Person on March 3, 2022, and received in exchange for the option, these RSUs that vest in eight equal quarterly installments commencing May 1, 2024.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 23:32 UTC
Matsuda MasaruSee Remark
GrantCommon Stock 74,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001787306-24-000018 · wk-form4_1708039941.xml · nonDerivative · entry 1

Matsuda Masaru · CIK 0001798679 · See Remark

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,634

F1 · price: On February 13, 2024, the Issuer canceled, pursuant to the Issuer's option exchange program, an option granted to the Reporting Person on January 3, 2022, and received in exchange for the option, these Restricted Stock Units ("RSUs") that vest in eight equal quarterly installments commencing May 1, 2024.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 23:23 UTC
Smither John WChief Financial Officer
Disposition to issuerStock Option (right to buy) · Derivative 25,718 Not disclosed Strike: $32.44 Not disclosed
Disclosure

SEC source: 0001787306-24-000014 · wk-form4_1708039415.xml · derivative · entry 5

Smither John W · CIK 0001559583 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,718 shares

Expires 2025-03-31

F2 · price: On February 13, 2024, the Issuer canceled, pursuant to the Issuer's option exchange program, an option granted to the Reporting Person on March 3, 2021, and received in exchange for the option, these RSUs that vest in eight equal quarterly installments commencing May 1, 2024.

F5 · derivative.exercise_date: This option is fully vested.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 23:23 UTC
Smither John WChief Financial Officer
Disposition to issuerStock Option (right to buy) · Derivative 8,379 Not disclosed Strike: $27.61 Not disclosed
Disclosure

SEC source: 0001787306-24-000014 · wk-form4_1708039415.xml · derivative · entry 4

Smither John W · CIK 0001559583 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,379 shares

Expires 2025-03-31

F1 · price: On February 13, 2024, the Issuer canceled, pursuant to the Issuer's option exchange program, an option granted to the Reporting Person on February 27, 2020, and received in exchange for the option, these Restricted Stock Units ("RSUs") that vest in four equal quarterly installments commencing May 1, 2024.

F4 · derivative.exercise_date: This option is fully vested.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 23:23 UTC
Smither John WChief Financial Officer
GrantCommon Stock 8,572 Not disclosed Not disclosed
Disclosure

SEC source: 0001787306-24-000014 · wk-form4_1708039415.xml · nonDerivative · entry 2

Smither John W · CIK 0001559583 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,365

F2 · price: On February 13, 2024, the Issuer canceled, pursuant to the Issuer's option exchange program, an option granted to the Reporting Person on March 3, 2021, and received in exchange for the option, these RSUs that vest in eight equal quarterly installments commencing May 1, 2024.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 23:23 UTC
Smither John WChief Financial Officer
GrantCommon Stock 2,793 Not disclosed Not disclosed
Disclosure

SEC source: 0001787306-24-000014 · wk-form4_1708039415.xml · nonDerivative · entry 1

Smither John W · CIK 0001559583 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,793

F1 · price: On February 13, 2024, the Issuer canceled, pursuant to the Issuer's option exchange program, an option granted to the Reporting Person on February 27, 2020, and received in exchange for the option, these Restricted Stock Units ("RSUs") that vest in four equal quarterly installments commencing May 1, 2024.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 23:36 UTC
Burnett PatrickSee Remarks
Disposition to issuerStock Option (right to buy) · Derivative 55,800 Not disclosed Strike: $15.82 Not disclosed
Disclosure

SEC source: 0001787306-24-000020 · wk-form4_1708040155.xml · derivative · entry 8

Burnett Patrick · CIK 0001741987 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 55,800 shares

Expires 2033-03-02

F4 · price: On February 13, 2024, the Issuer canceled, pursuant to the Issuer's option exchange program, an option granted to the Reporting Person on March 2, 2023, and received in exchange for the option, these RSUs that vest in twelve equal quarterly installments commencing May 1, 2024.

F8 · derivative.exercise_date: The canceled option vest as to 1/48 of the shares subject to the option vest on each monthly anniversary measured from March 1, 2023 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 23:36 UTC
Burnett PatrickSee Remarks
Disposition to issuerStock Option (right to buy) · Derivative 47,100 Not disclosed Strike: $17.67 Not disclosed
Disclosure

SEC source: 0001787306-24-000020 · wk-form4_1708040155.xml · derivative · entry 7

Burnett Patrick · CIK 0001741987 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 47,100 shares

Expires 2032-03-03

F3 · price: On February 13, 2024, the Issuer canceled, pursuant to the Issuer's option exchange program, an option granted to the Reporting Person on March 3, 2022, and received in exchange for the option, these RSUs that vest in eight equal quarterly installments commencing May 1, 2024.

F7 · derivative.exercise_date: The canceled option vest as to 1/48 of the shares subject to the option vest on each monthly anniversary measured from March 1, 2022 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 23:36 UTC
Burnett PatrickSee Remarks
Disposition to issuerStock Option (right to buy) · Derivative 28,800 Not disclosed Strike: $32.44 Not disclosed
Disclosure

SEC source: 0001787306-24-000020 · wk-form4_1708040155.xml · derivative · entry 6

Burnett Patrick · CIK 0001741987 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,800 shares

Expires 2031-03-02

F2 · price: On February 13, 2024, the Issuer canceled, pursuant to the Issuer's option exchange program, an option granted to the Reporting Person on March 3, 2021, and received in exchange for the option, these RSUs that vest in eight equal quarterly installments commencing May 1, 2024

F6 · derivative.exercise_date: The canceled option vest as to 1/48 of the shares subject to the option vest on each monthly anniversary measured from March 3, 2021 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 23:36 UTC
Burnett PatrickSee Remarks
Disposition to issuerStock Option (right to buy) · Derivative 320,000 Not disclosed Strike: $25.89 Not disclosed
Disclosure

SEC source: 0001787306-24-000020 · wk-form4_1708040155.xml · derivative · entry 5

Burnett Patrick · CIK 0001741987 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 320,000 shares

Expires 2030-08-03

F1 · price: On February 13, 2024, the Issuer canceled, pursuant to the Issuer's option exchange program, an option granted to the Reporting Person on August 3, 2020, and received in exchange for the option, these Restricted Stock Units ("RSUs") that vest in four equal quarterly installments commencing May 1, 2024.

F5 · derivative.exercise_date: The canceled option vested as to 1/4 of the total shares on August 1, 2021, and then 1/48 of the total shares vest monthly thereafter, with 100% of the total shares vesting on August 1, 2024, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 23:36 UTC
Burnett PatrickSee Remarks
GrantCommon Stock 27,900 Not disclosed Not disclosed
Disclosure

SEC source: 0001787306-24-000020 · wk-form4_1708040155.xml · nonDerivative · entry 4

Burnett Patrick · CIK 0001741987 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 274,082

F4 · price: On February 13, 2024, the Issuer canceled, pursuant to the Issuer's option exchange program, an option granted to the Reporting Person on March 2, 2023, and received in exchange for the option, these RSUs that vest in twelve equal quarterly installments commencing May 1, 2024.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 23:36 UTC
Burnett PatrickSee Remarks
GrantCommon Stock 23,550 Not disclosed Not disclosed
Disclosure

SEC source: 0001787306-24-000020 · wk-form4_1708040155.xml · nonDerivative · entry 3

Burnett Patrick · CIK 0001741987 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 246,182

F3 · price: On February 13, 2024, the Issuer canceled, pursuant to the Issuer's option exchange program, an option granted to the Reporting Person on March 3, 2022, and received in exchange for the option, these RSUs that vest in eight equal quarterly installments commencing May 1, 2024.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 23:36 UTC
Burnett PatrickSee Remarks
GrantCommon Stock 9,600 Not disclosed Not disclosed
Disclosure

SEC source: 0001787306-24-000020 · wk-form4_1708040155.xml · nonDerivative · entry 2

Burnett Patrick · CIK 0001741987 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 222,632

F2 · price: On February 13, 2024, the Issuer canceled, pursuant to the Issuer's option exchange program, an option granted to the Reporting Person on March 3, 2021, and received in exchange for the option, these RSUs that vest in eight equal quarterly installments commencing May 1, 2024

Read SEC document
February 13, 2024 Filed Feb 15, 2024 23:36 UTC
Burnett PatrickSee Remarks
GrantCommon Stock 128,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001787306-24-000020 · wk-form4_1708040155.xml · nonDerivative · entry 1

Burnett Patrick · CIK 0001741987 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 213,032

F1 · price: On February 13, 2024, the Issuer canceled, pursuant to the Issuer's option exchange program, an option granted to the Reporting Person on August 3, 2020, and received in exchange for the option, these Restricted Stock Units ("RSUs") that vest in four equal quarterly installments commencing May 1, 2024.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 23:47 UTC
Moore Matthew RichardSVP and Chief Business Officer
Disposition to issuerStock Option (Right to Buy) · Derivative 12,500 Not disclosed Strike: $28.72 Not disclosed
Disclosure

SEC source: 0001787306-24-000022 · wk-form4_1708040852.xml · derivative · entry 10

Moore Matthew Richard · CIK 0001840191 · SVP and Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,500 shares

Expires 2031-01-18

F4 · price: On February 13, 2024, the Issuer canceled, pursuant to the Issuer's option exchange program, performance-based option granted to the Reporting Person on January 19, 2021, and deemed earned on August 29, 2023, and received in exchange for the option, these RSUs that vest in eight equal quarterly installments commencing May 1, 2024.

F9 · derivative.exercise_date: The canceled option vested as to 1/48 of the shares vest on each monthly anniversary of the milestone vesting commencement date, beginning on September 29, 2023, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 23:47 UTC
Moore Matthew RichardSVP and Chief Business Officer
Disposition to issuerStock Option (Right to Buy) · Derivative 39,500 Not disclosed Strike: $15.82 Not disclosed
Disclosure

SEC source: 0001787306-24-000022 · wk-form4_1708040852.xml · derivative · entry 9

Moore Matthew Richard · CIK 0001840191 · SVP and Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 39,500 shares

Expires 2033-03-02

F3 · price: On February 13, 2024, the Issuer canceled, pursuant to the Issuer's option exchange program, an option granted to the Reporting Person on March 2, 2023, and received in exchange for the option, these RSUs that vest in twelve equal quarterly installments commencing May 1, 2024.

F8 · derivative.exercise_date: The canceled option vested as to 1/48 of the shares vest on each monthly anniversary measured from March 1, 2023 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 23:47 UTC
Moore Matthew RichardSVP and Chief Business Officer
Disposition to issuerStock Option (Right to Buy) · Derivative 35,300 Not disclosed Strike: $17.67 Not disclosed
Disclosure

SEC source: 0001787306-24-000022 · wk-form4_1708040852.xml · derivative · entry 8

Moore Matthew Richard · CIK 0001840191 · SVP and Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,300 shares

Expires 2032-03-03

F2 · price: On February 13, 2024, the Issuer canceled, pursuant to the Issuer's option exchange program, an option granted to the Reporting Person on March 3, 2022, and received in exchange for the option, these RSUs that vest in eight equal quarterly installments commencing May 1, 2024.

F7 · derivative.exercise_date: The canceled option vested as to 1/48 of the shares vest on each monthly anniversary measured from March 1, 2022 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 23:47 UTC
Moore Matthew RichardSVP and Chief Business Officer
Disposition to issuerStock Option (Right to Buy) · Derivative 80,000 Not disclosed Strike: $28.72 Not disclosed
Disclosure

SEC source: 0001787306-24-000022 · wk-form4_1708040852.xml · derivative · entry 7

Moore Matthew Richard · CIK 0001840191 · SVP and Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 80,000 shares

Expires 2031-01-19

F1 · price: On February 13, 2024, the Issuer canceled, pursuant to the Issuer's option exchange program, an option granted to the Reporting Person on January 19, 2021, and received in exchange for the option, these Restricted Stock Units ("RSUs") that vest in eight equal quarterly installments commencing May 1, 2024.

F6 · derivative.exercise_date: The canceled option vested as to 1/4 of the total shares on January 11, 2022, and then 1/48 of the total shares vest monthly thereafter, with 100% of the total shares vesting on January 11, 2025, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 23:47 UTC
Moore Matthew RichardSVP and Chief Business Officer
Disposition to issuerStock Option (Right to Buy) · Derivative 80,000 Not disclosed Strike: $28.72 Not disclosed
Disclosure

SEC source: 0001787306-24-000022 · wk-form4_1708040852.xml · derivative · entry 6

Moore Matthew Richard · CIK 0001840191 · SVP and Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 80,000 shares

Expires 2031-01-19

F1 · price: On February 13, 2024, the Issuer canceled, pursuant to the Issuer's option exchange program, an option granted to the Reporting Person on January 19, 2021, and received in exchange for the option, these Restricted Stock Units ("RSUs") that vest in eight equal quarterly installments commencing May 1, 2024.

F5 · derivative.exercise_date: The canceled option vested as to 1/4 of the total shares on July 20, 2021, and then 1/48 of the total shares vest monthly thereafter, with 100% of the total shares vesting on July 20, 2024, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 23:47 UTC
Moore Matthew RichardSVP and Chief Business Officer
GrantCommon Stock 4,166 Not disclosed Not disclosed
Disclosure

SEC source: 0001787306-24-000022 · wk-form4_1708040852.xml · nonDerivative · entry 5

Moore Matthew Richard · CIK 0001840191 · SVP and Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,488

F4 · price: On February 13, 2024, the Issuer canceled, pursuant to the Issuer's option exchange program, performance-based option granted to the Reporting Person on January 19, 2021, and deemed earned on August 29, 2023, and received in exchange for the option, these RSUs that vest in eight equal quarterly installments commencing May 1, 2024.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 23:47 UTC
Moore Matthew RichardSVP and Chief Business Officer
GrantCommon Stock 19,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001787306-24-000022 · wk-form4_1708040852.xml · nonDerivative · entry 4

Moore Matthew Richard · CIK 0001840191 · SVP and Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,322

F3 · price: On February 13, 2024, the Issuer canceled, pursuant to the Issuer's option exchange program, an option granted to the Reporting Person on March 2, 2023, and received in exchange for the option, these RSUs that vest in twelve equal quarterly installments commencing May 1, 2024.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 23:47 UTC
Moore Matthew RichardSVP and Chief Business Officer
GrantCommon Stock 17,650 Not disclosed Not disclosed
Disclosure

SEC source: 0001787306-24-000022 · wk-form4_1708040852.xml · nonDerivative · entry 3

Moore Matthew Richard · CIK 0001840191 · SVP and Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,572

F2 · price: On February 13, 2024, the Issuer canceled, pursuant to the Issuer's option exchange program, an option granted to the Reporting Person on March 3, 2022, and received in exchange for the option, these RSUs that vest in eight equal quarterly installments commencing May 1, 2024.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 23:47 UTC
Moore Matthew RichardSVP and Chief Business Officer
GrantCommon Stock 26,666 Not disclosed Not disclosed
Disclosure

SEC source: 0001787306-24-000022 · wk-form4_1708040852.xml · nonDerivative · entry 2

Moore Matthew Richard · CIK 0001840191 · SVP and Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,922

F1 · price: On February 13, 2024, the Issuer canceled, pursuant to the Issuer's option exchange program, an option granted to the Reporting Person on January 19, 2021, and received in exchange for the option, these Restricted Stock Units ("RSUs") that vest in eight equal quarterly installments commencing May 1, 2024.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 23:47 UTC
Moore Matthew RichardSVP and Chief Business Officer
GrantCommon Stock 26,666 Not disclosed Not disclosed
Disclosure

SEC source: 0001787306-24-000022 · wk-form4_1708040852.xml · nonDerivative · entry 1

Moore Matthew Richard · CIK 0001840191 · SVP and Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,256

F1 · price: On February 13, 2024, the Issuer canceled, pursuant to the Issuer's option exchange program, an option granted to the Reporting Person on January 19, 2021, and received in exchange for the option, these Restricted Stock Units ("RSUs") that vest in eight equal quarterly installments commencing May 1, 2024.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 23:30 UTC
Watanabe ToddDirector · See Remarks
Disposition to issuerStock Option (right to buy) · Derivative 232,200 Not disclosed Strike: $15.82 Not disclosed
Disclosure

SEC source: 0001787306-24-000016 · wk-form4_1708039829.xml · derivative · entry 12

Watanabe Todd Franklin · CIK 0001801061 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 232,200 shares

Expires 2033-03-02

F4 · price: On February 13, 2024, the Issuer canceled, pursuant to the Issuer's option exchange program, an option granted to the Reporting Person on March 2, 2023. and received in exchange for the option, these RSUs that vest in twelve equal quarterly installments commencing May 1, 2024.

F12 · derivative.exercise_date: The canceled option vest as to 1/48 of the shares subject to the option vest on each monthly anniversary measured from March 1, 2023 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 23:30 UTC
Watanabe ToddDirector · See Remarks
Disposition to issuerStock Option (right to buy) · Derivative 188,100 Not disclosed Strike: $17.67 Not disclosed
Disclosure

SEC source: 0001787306-24-000016 · wk-form4_1708039829.xml · derivative · entry 11

Watanabe Todd Franklin · CIK 0001801061 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 188,100 shares

Expires 2032-03-03

F3 · price: On February 13, 2024, the Issuer canceled, pursuant to the Issuer's option exchange program, an option granted to the Reporting Person on March 3, 2022, and received in exchange for the option, these RSUs that vest in eight equal quarterly installments commencing May 1, 2024.

F11 · derivative.exercise_date: The canceled option vest as to 1/48 of the shares subject to the option vest on each monthly anniversary measured from March 1, 2022 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 23:30 UTC
Watanabe ToddDirector · See Remarks
Disposition to issuerStock Option (right to buy) · Derivative 99,200 Not disclosed Strike: $32.44 Not disclosed
Disclosure

SEC source: 0001787306-24-000016 · wk-form4_1708039829.xml · derivative · entry 10

Watanabe Todd Franklin · CIK 0001801061 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 99,200 shares

Expires 2031-03-03

F2 · price: On February 13, 2024, the Issuer canceled, pursuant to the Issuer's option exchange program, an option granted to the Reporting Person on March 3, 2021, and received in exchange for the option, these RSUs that vest in eight equal quarterly installments commencing May 1, 2024.

F10 · derivative.exercise_date: The canceled option vest as to 1/48 of the shares subject to the option vest on each monthly anniversary measured from March 3, 2021 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 23:30 UTC
Watanabe ToddDirector · See Remarks
Disposition to issuerStock Option (right to buy) · Derivative 65,000 Not disclosed Strike: $27.61 Not disclosed
Disclosure

SEC source: 0001787306-24-000016 · wk-form4_1708039829.xml · derivative · entry 9

Watanabe Todd Franklin · CIK 0001801061 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 65,000 shares

Expires 2030-02-27

F1 · price: On February 13, 2024, the Issuer canceled, pursuant to the Issuer's option exchange program, an option granted to the Reporting Person on February 27, 2020, and received in exchange for the option, these Restricted Stock Units ("RSUs") that vest in four equal quarterly installments commencing May 1, 2024.

F9 · derivative.exercise_date: The canceled option vest in equal monthly installments over a period of 48 months commencing on the grant date so that 100% of the shares become fully vested and exercisable on February 27, 2024, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 23:30 UTC
Watanabe ToddDirector · See Remarks
GrantCommon Stock 116,100 Not disclosed Not disclosed
Disclosure

SEC source: 0001787306-24-000016 · wk-form4_1708039829.xml · nonDerivative · entry 4

Watanabe Todd Franklin · CIK 0001801061 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 891,901

F4 · price: On February 13, 2024, the Issuer canceled, pursuant to the Issuer's option exchange program, an option granted to the Reporting Person on March 2, 2023. and received in exchange for the option, these RSUs that vest in twelve equal quarterly installments commencing May 1, 2024.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 23:30 UTC
Watanabe ToddDirector · See Remarks
GrantCommon Stock 94,050 Not disclosed Not disclosed
Disclosure

SEC source: 0001787306-24-000016 · wk-form4_1708039829.xml · nonDerivative · entry 3

Watanabe Todd Franklin · CIK 0001801061 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 775,801

F3 · price: On February 13, 2024, the Issuer canceled, pursuant to the Issuer's option exchange program, an option granted to the Reporting Person on March 3, 2022, and received in exchange for the option, these RSUs that vest in eight equal quarterly installments commencing May 1, 2024.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 23:30 UTC
Watanabe ToddDirector · See Remarks
GrantCommon Stock 33,066 Not disclosed Not disclosed
Disclosure

SEC source: 0001787306-24-000016 · wk-form4_1708039829.xml · nonDerivative · entry 2

Watanabe Todd Franklin · CIK 0001801061 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 681,751

F2 · price: On February 13, 2024, the Issuer canceled, pursuant to the Issuer's option exchange program, an option granted to the Reporting Person on March 3, 2021, and received in exchange for the option, these RSUs that vest in eight equal quarterly installments commencing May 1, 2024.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 23:30 UTC
Watanabe ToddDirector · See Remarks
GrantCommon Stock 21,666 Not disclosed Not disclosed
Disclosure

SEC source: 0001787306-24-000016 · wk-form4_1708039829.xml · nonDerivative · entry 1

Watanabe Todd Franklin · CIK 0001801061 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 648,685

F1 · price: On February 13, 2024, the Issuer canceled, pursuant to the Issuer's option exchange program, an option granted to the Reporting Person on February 27, 2020, and received in exchange for the option, these Restricted Stock Units ("RSUs") that vest in four equal quarterly installments commencing May 1, 2024.

Read SEC document
January 12, 2024 Filed Jan 17, 2024 21:32 UTC
Matsuda MasaruSee Remark
GrantStock Option (right to buy) · Derivative 176,000 $0.00 Strike: $3.64 $0.00
Disclosure

SEC source: 0001787306-24-000008 · wk-form4_1705527155.xml · derivative · entry 2

Matsuda Masaru · CIK 0001798679 · See Remark

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,000

Underlying: Common Stock · 176,000 shares

Expires 2034-01-12

F2 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from January 12, 2024 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniverary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
January 12, 2024 Filed Jan 17, 2024 21:32 UTC
Matsuda MasaruSee Remark
GrantCommon Stock 28,000 $0.00 $0.00
Disclosure

SEC source: 0001787306-24-000008 · wk-form4_1705527155.xml · nonDerivative · entry 1

Matsuda Masaru · CIK 0001798679 · See Remark

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,634

F1 · shares: Constitute Restricted Stock Units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon vesting. 25% of the RSUs vest annual on February 1, (the "Vesting Commencement Date"), of each year, beginning on February 1, 2025, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
January 12, 2024 Filed Jan 17, 2024 21:35 UTC
Burnett PatrickSee Remarks
GrantStock Option (right to buy) · Derivative 276,000 $0.00 Strike: $3.64 $0.00
Disclosure

SEC source: 0001787306-24-000012 · wk-form4_1705527338.xml · derivative · entry 2

Burnett Patrick · CIK 0001741987 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 276,000

Underlying: Common Stock · 276,000 shares

Expires 2034-01-12

F2 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from January 12, 2024 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
January 12, 2024 Filed Jan 17, 2024 21:35 UTC
Burnett PatrickSee Remarks
GrantCommon Stock 28,000 $0.00 $0.00
Disclosure

SEC source: 0001787306-24-000012 · wk-form4_1705527338.xml · nonDerivative · entry 1

Burnett Patrick · CIK 0001741987 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,032

F1 · shares: Constitute Restricted Stock Units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon vesting. 25% of the RSUs vest annually on February 1, (the "Vesting Commencement Date"), of each year, beginning on February 1, 2025, subject to the Reporting Person's continued service to the Issuer.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.