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Nasdaq · USD

ARQT

Arcutis Biotherapeutics, Inc.

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Tapewire entity
4236
SEC CIK
0001787306
Parsed reports
442

Last 12 months

Inside the activity.

0 purchase rows · 76 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025019
Dec 202505
Jan 202602
Feb 2026011
Mar 2026013
Apr 202601
May 202608
Jun 202603
Jul 202601
Aug 2026010
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 21, 2024 Filed Sep 25, 2024 21:42 UTC
Topper David JosephChief Financial Officer
GrantCommon Stock 60,000 $0.00 $0.00
Disclosure

SEC source: 0001787306-24-000133 · wk-form4_1727314925.xml · nonDerivative · entry 1

Topper David Joseph · CIK 0001740378 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,000

F1 · shares: Represents Performance Stock Units ("PSUs"), initially granted on June 20, 2024, in which the shares were subject to a performance-based vesting condition, which was deemed satisfied on September 21, 2024 (the "Vesting Commencement Date"). Therefore, 50% of the shares vested on September 21, 2024 and the remaining 50% of the shares vest on September 21, 2025, subject to the Reporting Person's continued service with the Company through the applicable vesting date.

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September 03, 2024 Filed Sep 5, 2024 21:56 UTC SaleCommon Stock 10,000 $10.77 $107,695.00
Disclosure

SEC source: 0001787306-24-000131 · wk-form4_1725573381.xml · nonDerivative · entry 1

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 191,944

F1 · kind: The transaction reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $10.67 to $10.865, inclusive. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · balance_after: The total shares reported in Column 5 includes shares held in a revocable living trust that previously were reported indirectly.

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August 19, 2024 Filed Aug 21, 2024 20:39 UTC
Burnett PatrickSee Remarks
SaleCommon Stock 1,728 $8.29 $14,318.21
Disclosure

SEC source: 0001787306-24-000128 · wk-form4_1724272751.xml · nonDerivative · entry 1

Burnett Patrick · CIK 0001741987 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 194,859

F1 · kind: The sale was made pursuant to the Issuer's mandatory sell-to-cover requirements implemented to satisfy the tax withholding obligations associated with the vesting of the reporting person's Restricted Stock Units.

F2 · price: The price reported in Column 4 is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $8.27 to $8.30, inclusive. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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August 02, 2024 Filed Aug 5, 2024 20:37 UTC
Matsuda MasaruSee Remarks
SaleCommon Stock 5,220 $9.02 $47,064.04
Disclosure

SEC source: 0001787306-24-000118 · wk-form4_1722890249.xml · nonDerivative · entry 1

Matsuda Masaru · CIK 0001798679 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 183,288

F1 · shares: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan to satisfy tax withholding obligations in connection with the vesting of Restricted Stock Units.

F2 · price: The price reported in Column 4 is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $8.74 to $9.26, inclusive. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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August 02, 2024 Filed Aug 5, 2024 20:37 UTC
Burnett PatrickSee Remarks
SaleCommon Stock 13,206 $9.02 $119,106.23
Disclosure

SEC source: 0001787306-24-000117 · wk-form4_1722890238.xml · nonDerivative · entry 1

Burnett Patrick · CIK 0001741987 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 196,587

F1 · shares: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan to satisfy tax withholding obligations in connection with the vesting of Restricted Stock Units.

F2 · price: The price reported in Column 4 is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $8.74 to $9.26, inclusive. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
August 02, 2024 Filed Aug 5, 2024 20:37 UTC
Watanabe ToddDirector · See Remarks
SaleCommon Stock 14,487 $9.02 $130,648.11
Disclosure

SEC source: 0001787306-24-000116 · wk-form4_1722890227.xml · nonDerivative · entry 1

Watanabe Todd Franklin · CIK 0001801061 · Director · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 846,263

F1 · shares: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan to satisfy tax withholding obligations in connection with the vesting of Restricted Stock Units.

F2 · price: The price reported in Column 4 is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $8.74 to $9.26, inclusive. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
August 01, 2024 Filed Aug 5, 2024 20:37 UTC Exercise / conversionStock Option (right to buy) · Derivative 6,614 $0.00 Strike: $1.68 $0.00
Disclosure

SEC source: 0001787306-24-000115 · wk-form4_1722890217.xml · derivative · entry 5

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,614 shares

Expires 2029-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F4 · derivative.exercise_date: This option is fully vested.

Read SEC document
August 01, 2024 Filed Aug 5, 2024 20:37 UTC SaleCommon Stock 3,386 $9.87 $33,418.47
Disclosure

SEC source: 0001787306-24-000115 · wk-form4_1722890217.xml · nonDerivative · entry 3

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 176,953

F1 · kind: The transaction reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $9.76 to $10.08, inclusive. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
August 01, 2024 Filed Aug 5, 2024 20:37 UTC SaleCommon Stock 6,614 $9.87 $65,277.53
Disclosure

SEC source: 0001787306-24-000115 · wk-form4_1722890217.xml · nonDerivative · entry 2

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 180,339

F1 · kind: The transaction reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $9.76 to $10.08, inclusive. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
August 01, 2024 Filed Aug 5, 2024 20:37 UTC Exercise / conversionCommon Stock 6,614 $1.68 $11,115.49
Disclosure

SEC source: 0001787306-24-000115 · wk-form4_1722890217.xml · nonDerivative · entry 1

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 186,953

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 23:13 UTC Exercise / conversionStock Option (right to buy) · Derivative 4,319 $0.00 Strike: $1.68 $0.00
Disclosure

SEC source: 0001787306-24-000108 · wk-form4_1719961990.xml · derivative · entry 6

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,614

Underlying: Common Stock · 4,319 shares

Expires 2029-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F3 · derivative.exercise_date: This option is fully vested.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 23:13 UTC Exercise / conversionStock Option (right to buy) · Derivative 5,681 $0.00 Strike: $1.68 $0.00
Disclosure

SEC source: 0001787306-24-000108 · wk-form4_1719961990.xml · derivative · entry 5

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,681 shares

Expires 2029-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F3 · derivative.exercise_date: This option is fully vested.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 23:13 UTC SaleCommon Stock 10,000 $9.31 $93,141.00
Disclosure

SEC source: 0001787306-24-000108 · wk-form4_1719961990.xml · nonDerivative · entry 3

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 180,339

Read SEC document
July 01, 2024 Filed Jul 2, 2024 23:13 UTC Exercise / conversionCommon Stock 4,319 $1.68 $7,258.51
Disclosure

SEC source: 0001787306-24-000108 · wk-form4_1719961990.xml · nonDerivative · entry 2

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 190,339

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 23:13 UTC Exercise / conversionCommon Stock 5,681 $1.68 $9,547.49
Disclosure

SEC source: 0001787306-24-000108 · wk-form4_1719961990.xml · nonDerivative · entry 1

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 186,020

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 20:51 UTC GrantStock Option (right to buy) · Derivative 27,052 $0.00 Strike: $8.63 $0.00
Disclosure

SEC source: 0001787306-24-000102 · wk-form4_1718743906.xml · derivative · entry 2

Krishnamohan Neha · CIK 0001866171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,052

Underlying: Common Stock · 27,052 shares

Expires 2034-06-14

F2 · derivative.exercise_date: The underlying shares subject to the option vest and become exercisable as to 100% on the first anniversary of June 14, 2024, subject to the non-employee director's continuous service.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 20:51 UTC GrantCommon Stock 10,139 $0.00 $0.00
Disclosure

SEC source: 0001787306-24-000102 · wk-form4_1718743906.xml · nonDerivative · entry 1

Krishnamohan Neha · CIK 0001866171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,746

F1 · shares: Represents Restricted Stock Units ("RSUs") granted in connection with the Reporting Person's service as a non-employee director as of the Company's 2024 annual meeting of stockholders. The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof. The RSUs vest in full on the one-year anniversary of the date of grant, subject to the non-employee director's continuous service.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 20:52 UTC GrantStock Option (right to buy) · Derivative 27,052 $0.00 Strike: $8.63 $0.00
Disclosure

SEC source: 0001787306-24-000103 · wk-form4_1718743917.xml · derivative · entry 2

Curran Terrie · CIK 0001690298 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,052

Underlying: Common Stock · 27,052 shares

Expires 2034-06-14

F2 · derivative.exercise_date: The underlying shares subject to the option vest and become exercisable as to 100% on the first anniversary of June 14, 2024, subject to the non-employee director's continuous service.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 20:52 UTC GrantCommon Stock 10,139 $0.00 $0.00
Disclosure

SEC source: 0001787306-24-000103 · wk-form4_1718743917.xml · nonDerivative · entry 1

Curran Terrie · CIK 0001690298 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,826

F1 · shares: Represents Restricted Stock Units ("RSUs") granted in connection with the Reporting Person's service as a non-employee director as of the Company's 2024 annual meeting of stockholders. The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof. The RSUs vest in full on the one-year anniversary of the date of grant, subject to the non-employee director's continuous service.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 20:51 UTC GrantStock Option (right to buy) · Derivative 27,052 $0.00 Strike: $8.63 $0.00
Disclosure

SEC source: 0001787306-24-000099 · wk-form4_1718743875.xml · derivative · entry 3

CHAUDHURI BHASKAR · CIK 0001458643 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,052

Underlying: Common Stock · 27,052 shares

Expires 2034-06-14

F3 · derivative.exercise_date: The underlying shares subject to the option vest and become exercisable as to 100% on the first anniversary of June 14, 2024, subject to the non-employee director's continuous service.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 20:51 UTC GrantCommon Stock 10,139 $0.00 $0.00
Disclosure

SEC source: 0001787306-24-000099 · wk-form4_1718743875.xml · nonDerivative · entry 1

CHAUDHURI BHASKAR · CIK 0001458643 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 860,217

F1 · shares: Represents Restricted Stock Units ("RSUs") granted in connection with the Reporting Person's service as a non-employee director as of the Company's 2024 annual meeting of stockholders. The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof. The RSUs vest in full on the one-year anniversary of the date of grant, subject to the non-employee director's continuous service.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 20:52 UTC GrantStock Option (right to buy) · Derivative 27,052 $0.00 Strike: $8.63 $0.00
Disclosure

SEC source: 0001787306-24-000106 · wk-form4_1718743948.xml · derivative · entry 3

Leonard Keith R · CIK 0001416180 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,052

Underlying: Common Stock · 27,052 shares

Expires 2034-06-14

F3 · derivative.exercise_date: The underlying shares subject to the option vest and become exercisable as to 100% on the first anniversary of June 14, 2024, subject to the non-employee director's continuous service.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 20:52 UTC GrantCommon Stock 10,139 $0.00 $0.00
Disclosure

SEC source: 0001787306-24-000106 · wk-form4_1718743948.xml · nonDerivative · entry 1

Leonard Keith R · CIK 0001416180 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,826

F1 · shares: Represents Restricted Stock Units {"RSUs") granted in connection with the Reporting Person's service as a non-employee director as of the Company's 2024 annual meeting of stockholders. The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof. The RSUs vest in full on the one-year anniversary of the date of grant, subject to the non-employee director's continuous service.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 20:52 UTC
Heron Patrick JDirector · 10% owner
GrantStock Option (right to buy) · Derivative 27,052 $0.00 Strike: $8.63 $0.00
Disclosure

SEC source: 0001787306-24-000104 · wk-form4_1718743928.xml · derivative · entry 2

Heron Patrick J · CIK 0001365617 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,052

Underlying: Common Stock · 27,052 shares

Expires 2034-06-14

F2 · derivative.exercise_date: The underlying shares subject to the option vest and become exercisable as to 100% on the first anniversary of June 14, 2024, subject to the non-employee director's continuous service.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 20:52 UTC
Heron Patrick JDirector · 10% owner
GrantCommon Stock 10,139 $0.00 $0.00
Disclosure

SEC source: 0001787306-24-000104 · wk-form4_1718743928.xml · nonDerivative · entry 1

Heron Patrick J · CIK 0001365617 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,826

F1 · shares: Represents Restricted Stock Units ("RSUs") granted in connection with the Reporting Person's service as a non-employee director as of the Company's 2024 annual meeting of stockholders. The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof. The RSUs vest in full on the one-year anniversary of the date of grant, subject to the non-employee director's continuous service.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 20:51 UTC GrantStock Option (right to buy) · Derivative 27,052 $0.00 Strike: $8.63 $0.00
Disclosure

SEC source: 0001787306-24-000100 · wk-form4_1718743886.xml · derivative · entry 2

Gilbert Halley E · CIK 0001601360 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,052

Underlying: Common Stock · 27,052 shares

Expires 2034-06-14

F2 · derivative.exercise_date: The underlying shares subject to the option vest and become exercisable as to 100% on the first anniversary of June 14, 2024, subject to the non-employee director's continuous service.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 20:51 UTC GrantCommon Stock 10,139 $0.00 $0.00
Disclosure

SEC source: 0001787306-24-000100 · wk-form4_1718743886.xml · nonDerivative · entry 1

Gilbert Halley E · CIK 0001601360 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,826

F1 · shares: Represents Restricted Stock Units ("RSUs") granted in connection with the Reporting Person's service as a non-employee director as of the Company's 2024 annual meeting of stockholders. The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof. The RSUs vest in full on the one-year anniversary of the date of grant, subject to the non-employee director's continuous service.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 20:52 UTC GrantStock Option (right to buy) · Derivative 27,052 $0.00 Strike: $8.63 $0.00
Disclosure

SEC source: 0001787306-24-000105 · wk-form4_1718743938.xml · derivative · entry 3

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,052

Underlying: Common Stock · 27,052 shares

Expires 2034-06-14

F3 · derivative.exercise_date: The underlying shares subject to the option vest and become exercisable as to 100% on the first anniversary of June 14, 2024, subject to the non-employee director's continuous service.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 20:52 UTC GrantCommon Stock 10,139 $0.00 $0.00
Disclosure

SEC source: 0001787306-24-000105 · wk-form4_1718743938.xml · nonDerivative · entry 1

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,339

F1 · shares: Represents Restricted Stock Units ("RSUs") granted in connection with the Reporting Person's service as a non-employee director as of the Company's 2024 annual meeting of stockholders. The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof. The RSUs vest in full on the one-year anniversary of the date of grant, subject to the non-employee director's continuous service.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 20:51 UTC
LIN SUE-JEANDirector
GrantStock Option (right to buy) · Derivative 27,052 $0.00 Strike: $8.63 $0.00
Disclosure

SEC source: 0001787306-24-000101 · wk-form4_1718743896.xml · derivative · entry 2

LIN SUE-JEAN · CIK 0001867788 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,052

Underlying: Common Stock · 27,052 shares

Expires 2034-06-14

F2 · derivative.exercise_date: The underlying shares subject to the option vest and become exercisable as to 100% on the first anniversary of June 14, 2024, subject to the non-employee director's continuous service.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 20:51 UTC
LIN SUE-JEANDirector
GrantCommon Stock 10,139 $0.00 $0.00
Disclosure

SEC source: 0001787306-24-000101 · wk-form4_1718743896.xml · nonDerivative · entry 1

LIN SUE-JEAN · CIK 0001867788 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,126

F1 · shares: Represents Restricted Stock Units ("RSUs") granted in connection with the Reporting Person's service as a non-employee director as of the Company's 2024 annual meeting of stockholders. The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof. The RSUs vest in full on the one-year anniversary of the date of grant, subject to the non-employee director's continuous service.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 20:15 UTC Exercise / conversionStock Option (right to buy) · Derivative 6,458 $0.00 Strike: $1.68 $0.00
Disclosure

SEC source: 0001787306-24-000087 · wk-form4_1717704925.xml · derivative · entry 7

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,458 shares

Expires 2029-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is fully vested.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 20:15 UTC Exercise / conversionStock Option (right to buy) · Derivative 3,542 $0.00 Strike: $1.68 $0.00
Disclosure

SEC source: 0001787306-24-000087 · wk-form4_1717704925.xml · derivative · entry 6

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,681

Underlying: Common Stock · 3,542 shares

Expires 2029-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is fully vested.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 20:15 UTC SaleCommon Stock 6,458 $8.01 $51,755.70
Disclosure

SEC source: 0001787306-24-000087 · wk-form4_1717704925.xml · nonDerivative · entry 4

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,200

F1 · price: The transaction was executed in multiple trades in prices ranging from $8.00 to $8.155, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 20:15 UTC SaleCommon Stock 3,542 $8.00 $28,336.00
Disclosure

SEC source: 0001787306-24-000087 · wk-form4_1717704925.xml · nonDerivative · entry 3

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,658

Read SEC document
June 04, 2024 Filed Jun 6, 2024 20:15 UTC Exercise / conversionCommon Stock 6,458 $1.68 $10,853.31
Disclosure

SEC source: 0001787306-24-000087 · wk-form4_1717704925.xml · nonDerivative · entry 2

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 04, 2024 Filed Jun 6, 2024 20:15 UTC Exercise / conversionCommon Stock 3,542 $1.68 $5,952.69
Disclosure

SEC source: 0001787306-24-000087 · wk-form4_1717704925.xml · nonDerivative · entry 1

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,742

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 31, 2024 Filed Dec 3, 2024 21:16 UTC
Matsuda MasaruSee Remarks
PurchaseCommon Stock 4,000 $1.69 $6,768.00
Disclosure

SEC source: 0001787306-24-000168 · wk-form4_1733260612.xml · nonDerivative · entry 1

Matsuda Masaru · CIK 0001798679 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,373

F1 · shares: Pursuant to the purchase transaction of the Company's Employee Stock Purchase Plan.

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May 31, 2024 Filed Dec 3, 2024 21:16 UTC
Watanabe ToddDirector · See Remarks
PurchaseCommon Stock 4,000 $1.69 $6,768.00
Disclosure

SEC source: 0001787306-24-000166 · wk-form4_1733260588.xml · nonDerivative · entry 1

Watanabe Todd Franklin · CIK 0001801061 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 836,392

F1 · shares: Pursuant to the purchase transaction of the Company's Employee Stock Purchase Plan.

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May 30, 2024 Filed May 31, 2024 20:50 UTC
Burnett PatrickSee Remarks
Exercise / conversionStock Option (right to buy) · Derivative 23,000 $0.00 Strike: $3.64 $0.00
Disclosure

SEC source: 0001787306-24-000085 · wk-form4_1717188632.xml · derivative · entry 4

Burnett Patrick · CIK 0001741987 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 253,000

Underlying: Common Stock · 23,000 shares

Expires 2034-01-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On January 12, 2024, the Reporting Person was granted options, in which 1/48th of the shares subject to the option vest on each monthly anniversary measured from January 12, 2024 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer.

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May 30, 2024 Filed May 31, 2024 20:50 UTC
Burnett PatrickSee Remarks
SaleCommon Stock 23,000 $8.75 $201,319.00
Disclosure

SEC source: 0001787306-24-000085 · wk-form4_1717188632.xml · nonDerivative · entry 3

Burnett Patrick · CIK 0001741987 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 209,793

F2 · price: The transaction was executed in multiple trades in prices ranging from $8.70 to $8.88, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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May 30, 2024 Filed May 31, 2024 20:50 UTC
Burnett PatrickSee Remarks
Exercise / conversionCommon Stock 23,000 $0.00 $0.00
Disclosure

SEC source: 0001787306-24-000085 · wk-form4_1717188632.xml · nonDerivative · entry 2

Burnett Patrick · CIK 0001741987 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 232,793

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 29, 2024 Filed May 31, 2024 20:50 UTC
Burnett PatrickSee Remarks
SaleCommon Stock 49,952 $8.72 $435,386.63
Disclosure

SEC source: 0001787306-24-000085 · wk-form4_1717188632.xml · nonDerivative · entry 1

Burnett Patrick · CIK 0001741987 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 209,793

F1 · price: The transaction was executed in multiple trades in prices ranging from $8.50 to $8.85, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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May 28, 2024 Filed May 29, 2024 23:38 UTC
Matsuda MasaruSee Remark
SaleCommon Stock 1,775 $9.01 $15,988.14
Disclosure

SEC source: 0001787306-24-000083 · wk-form4_1717025879.xml · nonDerivative · entry 2

Matsuda Masaru · CIK 0001798679 · See Remark

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 188,508

F2 · kind: The sale was made pursuant to the Issuer's mandatory sell-to-cover requirements implemented to satisfy the tax withholding obligations associated with the vesting of the reporting person's PSUs.

F3 · price: The transaction was executed in multiple trades in prices ranging from $8.99 to $9.02, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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May 27, 2024 Filed May 29, 2024 23:38 UTC
Matsuda MasaruSee Remark
GrantCommon Stock 4,875 $0.00 $0.00
Disclosure

SEC source: 0001787306-24-000083 · wk-form4_1717025879.xml · nonDerivative · entry 1

Matsuda Masaru · CIK 0001798679 · See Remark

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 190,283

F1 · shares: Represents performance stock units ("PSUs") initially granted on January 3, 2022 that were subject to a performance-based vesting condition. The vesting condition was determined to be satisfied on May 27, 2022. The PSUs will vest fully on May 27, 2025, subject to the Reporting Person's continued service to the Issuer on such vesting date.

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May 17, 2024 Filed May 20, 2024 21:12 UTC
Edwards Larry ToddSVP Chief Commercial Officer
SaleCommon Stock 7,640 $8.98 $68,581.99
Disclosure

SEC source: 0001787306-24-000081 · wk-form4_1716239548.xml · nonDerivative · entry 2

Edwards Larry Todd · CIK 0001994805 · SVP Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,360

F2 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the RSUs, the shares were sold upon the vesting of the RSUs solely to cover applicable tax withholding.

F3 · price: The transaction was executed in multiple trades in prices ranging from $8.76 to $9.115, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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May 16, 2024 Filed May 20, 2024 21:12 UTC
Edwards Larry ToddSVP Chief Commercial Officer
GrantCommon Stock 60,000 $0.00 $0.00
Disclosure

SEC source: 0001787306-24-000081 · wk-form4_1716239548.xml · nonDerivative · entry 1

Edwards Larry Todd · CIK 0001994805 · SVP Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,000

F1 · shares: Represents Restricted Stock Units ("RSUs"), initially granted on February 22, 2024, in which the shares were subject to a performance-based vesting condition, which was deemed satisfied on May 16, 2024 (the "Vesting Commencement Date"). Therefore, 50% of the shares vested on May 16, 2024 and the remaining 50% of the shares vest on May 16, 2025, subject to the Reporting Person's continued service with the Company through the applicable vesting date.

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May 02, 2024 Filed May 3, 2024 20:22 UTC
Matsuda MasaruSee Remark
SaleCommon Stock 5,016 $8.74 $43,828.80
Disclosure

SEC source: 0001787306-24-000069 · wk-form4_1714767741.xml · nonDerivative · entry 1

Matsuda Masaru · CIK 0001798679 · See Remark

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 185,408

F1 · shares: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan to satisfy tax withholding obligations in connection with the vesting of Restricted Stock Units.

F2 · price: The transaction was executed in multiple trades in prices ranging from $8.47 to $9.07, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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May 02, 2024 Filed May 3, 2024 20:22 UTC
Burnett PatrickSee Remarks
SaleCommon Stock 9,555 $8.74 $83,489.68
Disclosure

SEC source: 0001787306-24-000068 · wk-form4_1714767714.xml · nonDerivative · entry 1

Burnett Patrick · CIK 0001741987 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 259,745

F1 · shares: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan to satisfy tax withholding obligation in connection with the vesting of Restricted Stock Units.

F2 · price: The transaction was executed in multiple trades in prices ranging from $8.47 to $9.07, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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May 02, 2024 Filed May 3, 2024 20:29 UTC
Moore Matthew RichardSVP and Chief Business Officer
SaleCommon Stock 4,681 $8.74 $40,901.64
Disclosure

SEC source: 0001787306-24-000072 · wk-form4_1714768141.xml · nonDerivative · entry 2

Moore Matthew Richard · CIK 0001840191 · SVP and Chief Business Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 145,505

F3 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the RSUs, the shares were sold upon the vesting of the RSUs solely to cover applicable tax withholding.

F4 · price: The transaction was executed in multiple trades in prices ranging from $8.47 to $9.07, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.