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Nasdaq · USD

ARQT

Arcutis Biotherapeutics, Inc.

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4236
SEC CIK
0001787306
Parsed reports
442

Last 12 months

Inside the activity.

0 purchase rows · 76 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025019
Dec 202505
Jan 202602
Feb 2026011
Mar 2026013
Apr 202601
May 202608
Jun 202603
Jul 202601
Aug 2026010
Sep 202603
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 03, 2025 Filed Mar 5, 2025 00:43 UTC
Matsuda MasaruSee Remarks
SaleCommon Stock 3,263 $13.03 $42,520.48
Disclosure

SEC source: 0001787306-25-000038 · wk-form4_1741135382.xml · nonDerivative · entry 2

Matsuda Masaru · CIK 0001798679 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 209,429

F2 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs, granted on March 3, 2022 and March 2, 2023.

F3 · price: The price reported in Column 4 is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $12.6902 to $13.83, inclusive. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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March 03, 2025 Filed Mar 5, 2025 00:44 UTC
Burnett PatrickSee Remarks
SaleCommon Stock 2,819 $13.03 $36,734.67
Disclosure

SEC source: 0001787306-25-000043 · wk-form4_1741135437.xml · nonDerivative · entry 3

Burnett Patrick · CIK 0001741987 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 167,043

F2 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs, granted on March 3, 2022 and March 2, 2023.

F3 · price: The price reported in Column 4 is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $12.6902 to $13.83, inclusive. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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March 03, 2025 Filed Mar 5, 2025 00:43 UTC
Watanabe ToddDirector · See Remarks
SaleCommon Stock 20,880 $13.03 $272,089.37
Disclosure

SEC source: 0001787306-25-000042 · wk-form4_1741135425.xml · nonDerivative · entry 2

Watanabe Todd Franklin · CIK 0001801061 · Director · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 934,249

F2 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs, granted on March 3, 2022 and March 2, 2023.

F3 · price: The price reported in Column 4 is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $12.6902 to $13.83, inclusive. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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March 03, 2025 Filed Mar 5, 2025 00:43 UTC SaleCommon Stock 10,000 $13.00 $130,048.00
Disclosure

SEC source: 0001787306-25-000040 · wk-form4_1741135403.xml · nonDerivative · entry 1

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 131,944

F1 · shares: The transaction reported in this Form 4 was effected pursuant to a 10b5-1 trading plan adopted on March 5, 2024, by the Reporting Person, with a plan end date of May 30, 2025.

F2 · price: The price reported in Column 4 is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $12.68 to $13.69, inclusive. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
February 28, 2025 Filed Mar 5, 2025 00:43 UTC
Matsuda MasaruSee Remarks
GrantStock Option (right to buy) · Derivative 89,000 $0.00 Strike: $13.69 $0.00
Disclosure

SEC source: 0001787306-25-000038 · wk-form4_1741135382.xml · derivative · entry 3

Matsuda Masaru · CIK 0001798679 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 89,000

Underlying: Common Stock · 89,000 shares

Expires 2035-02-28

F4 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from March 1, 2025 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
February 28, 2025 Filed Mar 5, 2025 00:43 UTC
Matsuda MasaruSee Remarks
GrantCommon Stock 34,000 $0.00 $0.00
Disclosure

SEC source: 0001787306-25-000038 · wk-form4_1741135382.xml · nonDerivative · entry 1

Matsuda Masaru · CIK 0001798679 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 212,692

F1 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon vesting, in which 25% of the RSUs vest annually on March 1, (the "Vesting Commencement Date"), of each year beginning March 1, 2026, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:43 UTC
Topper David JosephChief Financial Officer
GrantStock Option (right to buy) · Derivative 89,000 $0.00 Strike: $13.69 $0.00
Disclosure

SEC source: 0001787306-25-000041 · wk-form4_1741135414.xml · derivative · entry 2

Topper David Joseph · CIK 0001740378 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,000

Underlying: Common Stock · 89,000 shares

Expires 2035-02-28

F2 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from March 1, 2025 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer.

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February 28, 2025 Filed Mar 4, 2025 19:43 UTC
Topper David JosephChief Financial Officer
GrantCommon Stock 34,000 $0.00 $0.00
Disclosure

SEC source: 0001787306-25-000041 · wk-form4_1741135414.xml · nonDerivative · entry 1

Topper David Joseph · CIK 0001740378 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 192,374

F1 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon vesting, in which 25% of the RSUs vest annually on March 1, (the "Vesting Commencement Date"), of each year beginning March 1, 2026, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
February 28, 2025 Filed Mar 5, 2025 00:44 UTC
Burnett PatrickSee Remarks
GrantStock Option (right to buy) · Derivative 43,000 $0.00 Strike: $13.69 $0.00
Disclosure

SEC source: 0001787306-25-000043 · wk-form4_1741135437.xml · derivative · entry 6

Burnett Patrick · CIK 0001741987 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 43,000

Underlying: Common Stock · 43,000 shares

Expires 2035-02-28

F6 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from March 1, 2025 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
February 28, 2025 Filed Mar 5, 2025 00:44 UTC
Burnett PatrickSee Remarks
GrantStock Option (right to buy) · Derivative 99,000 $0.00 Strike: $13.69 $0.00
Disclosure

SEC source: 0001787306-25-000043 · wk-form4_1741135437.xml · derivative · entry 5

Burnett Patrick · CIK 0001741987 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 99,000

Underlying: Common Stock · 99,000 shares

Expires 2035-02-28

F6 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from March 1, 2025 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
February 28, 2025 Filed Mar 5, 2025 00:44 UTC
Burnett PatrickSee Remarks
GrantCommon Stock 17,000 $0.00 $0.00
Disclosure

SEC source: 0001787306-25-000043 · wk-form4_1741135437.xml · nonDerivative · entry 2

Burnett Patrick · CIK 0001741987 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 169,862

F1 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon vesting, in which 25% of the RSUs vest annually on March 1, (the "Vesting Commencement Date"), of each year beginning March 1, 2026, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
February 28, 2025 Filed Mar 5, 2025 00:44 UTC
Burnett PatrickSee Remarks
GrantCommon Stock 38,000 $0.00 $0.00
Disclosure

SEC source: 0001787306-25-000043 · wk-form4_1741135437.xml · nonDerivative · entry 1

Burnett Patrick · CIK 0001741987 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 152,862

F1 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon vesting, in which 25% of the RSUs vest annually on March 1, (the "Vesting Commencement Date"), of each year beginning March 1, 2026, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
February 28, 2025 Filed Mar 5, 2025 00:43 UTC
Watanabe ToddDirector · See Remarks
GrantStock Option (right to buy) · Derivative 396,000 $0.00 Strike: $13.69 $0.00
Disclosure

SEC source: 0001787306-25-000042 · wk-form4_1741135425.xml · derivative · entry 8

Watanabe Todd Franklin · CIK 0001801061 · Director · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 396,000

Underlying: Common Stock · 396,000 shares

Expires 2035-02-28

F10 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from March 1, 2025 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
February 28, 2025 Filed Mar 5, 2025 00:43 UTC
Watanabe ToddDirector · See Remarks
GrantCommon Stock 151,000 $0.00 $0.00
Disclosure

SEC source: 0001787306-25-000042 · wk-form4_1741135425.xml · nonDerivative · entry 1

Watanabe Todd Franklin · CIK 0001801061 · Director · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 955,129

F1 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon vesting, in which 25% of the RSUs vest annually on March 1, (the "Vesting Commencement Date"), of each year beginning March 1, 2026, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
February 28, 2025 Filed Mar 5, 2025 00:43 UTC GrantStock Option (right to buy) · Derivative 43,000 $0.00 Strike: $13.69 $0.00
Disclosure

SEC source: 0001787306-25-000039 · wk-form4_1741135393.xml · derivative · entry 4

Edwards Larry Todd · CIK 0001994805 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,000

Underlying: Common Stock · 43,000 shares

Expires 2035-02-28

F2 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from March 1, 2025 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
February 28, 2025 Filed Mar 5, 2025 00:43 UTC GrantStock Option (right to buy) · Derivative 99,000 $0.00 Strike: $13.69 $0.00
Disclosure

SEC source: 0001787306-25-000039 · wk-form4_1741135393.xml · derivative · entry 3

Edwards Larry Todd · CIK 0001994805 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,000

Underlying: Common Stock · 99,000 shares

Expires 2035-02-28

F2 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from March 1, 2025 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
February 28, 2025 Filed Mar 5, 2025 00:43 UTC GrantCommon Stock 17,000 $0.00 $0.00
Disclosure

SEC source: 0001787306-25-000039 · wk-form4_1741135393.xml · nonDerivative · entry 2

Edwards Larry Todd · CIK 0001994805 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,555

F1 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon vesting, in which 25% of the RSUs vest annually on March 1, (the "Vesting Commencement Date"), of each year beginning March 1, 2026, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
February 28, 2025 Filed Mar 5, 2025 00:43 UTC GrantCommon Stock 38,000 $0.00 $0.00
Disclosure

SEC source: 0001787306-25-000039 · wk-form4_1741135393.xml · nonDerivative · entry 1

Edwards Larry Todd · CIK 0001994805 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,555

F1 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon vesting, in which 25% of the RSUs vest annually on March 1, (the "Vesting Commencement Date"), of each year beginning March 1, 2026, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 01:01 UTC
Matsuda MasaruSee Remarks
SaleCommon Stock 8,338 $12.70 $105,892.60
Disclosure

SEC source: 0001787306-25-000017 · wk-form4_1738717273.xml · nonDerivative · entry 1

Matsuda Masaru · CIK 0001798679 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 178,692

F1 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Restricted Stock Units ("RSUs"), granted on January 12, 2024, in which 25% of the RSUs vest annually on February 1, (the "Vesting Commencement Date"), of each year beginning on February 1, 2025, subject to the Reporting Person's continued service to the Issuer.

F2 · price: The price reported in Column 4 is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $12.545 to $13.0096, inclusive. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · balance_after: Reflects the adjusted total which includes the acquisition of 4,000 shares and 1,657 shares under the Company's Employee Stock Purchase Plan on May 31, 2024 and November 30, 2024, respectively, which transactions were exempt from Section 16(a) and (b) and were erroneously reported as non-exempt purchases in the Reporting Person's Form 4 filed on December 3, 2024.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 01:00 UTC
Burnett PatrickSee Remarks
SaleCommon Stock 12,116 $12.70 $153,873.20
Disclosure

SEC source: 0001787306-25-000014 · wk-form4_1738717243.xml · nonDerivative · entry 1

Burnett Patrick · CIK 0001741987 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 114,862

F1 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligation in connection with the vesting of Restricted Stock Units ("RSUs"), granted on January 12, 2024, in which 25% of the RSUs vest annually on February 1, (the "Vesting Commencement Date"), of each year beginning on February 1, 2025, subject to the Reporting Person's continued service to the Issuer.

F2 · price: The price reported in Column 4 is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $12.545 to $13.0096, inclusive. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 01:01 UTC
Watanabe ToddDirector · See Remarks
SaleCommon Stock 19,301 $12.70 $245,122.70
Disclosure

SEC source: 0001787306-25-000016 · wk-form4_1738717263.xml · nonDerivative · entry 1

Watanabe Todd Franklin · CIK 0001801061 · Director · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 804,129

F1 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Restricted Stock Units ("RSUs"), granted on January 12, 2024, in which 25% of the RSUs vest annually on February 1, (the "Vesting Commencement Date"), of each year beginning on February 1, 2025, subject to the Reporting Person's continued service to the Issuer.

F2 · price: The price reported in Column 4 is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $12.545 to $13.0096, inclusive. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 01:00 UTC SaleCommon Stock 10,000 $12.71 $127,100.00
Disclosure

SEC source: 0001787306-25-000015 · wk-form4_1738717253.xml · nonDerivative · entry 1

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 141,944

F1 · shares: The transaction reported in this Form 4 was effected pursuant to a 10b5-1 trading plan adopted on March 5, 2024, by the Reporting Person, with a plan end date of May 30, 2025.

F2 · price: The price reported in Column 4 is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $12.56 to $13.02, inclusive. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 01:00 UTC SaleCommon Stock 2,173 $12.70 $27,597.10
Disclosure

SEC source: 0001787306-25-000013 · wk-form4_1738717233.xml · nonDerivative · entry 1

Edwards Larry Todd · CIK 0001994805 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 135,555

F1 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Restricted Stock Units ("RSUs"), granted on January 12, 2024, in which 25% of the RSUs vest annually on February 1, (the "Vesting Commencement Date"), of each year beginning on February 1, 2025, subject to the Reporting Person's continued service to the Issuer.

F2 · price: The price reported in Column 4 is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $12.545 to $13.0096, inclusive. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · balance_after: Reflects the adjusted total which includes the acquisition of 1,093 shares under the Company's Employee Stock Purchase Plan on November 30, 2024, respectively, which transactions were exempt from Section 16(a) and (b) and were erroneously reported as non-exempt purchases in the Reporting Person's Form 4 filed on December 3, 2024.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 21:08 UTC SaleCommon Stock 10,000 $14.67 $146,714.00
Disclosure

SEC source: 0001787306-25-000002 · wk-form4_1736197683.xml · nonDerivative · entry 1

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 151,944

F1 · shares: The transaction reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted on March 5, 2024, by the Reporting Person, with a plan end date of May 30, 2025.

F2 · price: The price reported in Column 4 is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $14.16 to $15.11, inclusive. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
December 31, 2024 Filed Dec 31, 2024 23:13 UTC
Burnett PatrickSee Remarks
SaleCommon Stock 1,691 $14.00 $23,674.00
Disclosure

SEC source: 0001787306-24-000174 · wk-form4_1735686824.xml · nonDerivative · entry 1

Burnett Patrick · CIK 0001741987 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 126,978

F1 · shares: The transaction reported in this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of performance-based Restricted Stock Units ("RSUs"), granted on August 3, 2020.

F2 · price: The price reported in Column 4 is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $13.8068 to $14.40, inclusive. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
December 20, 2024 Filed Dec 24, 2024 00:22 UTC
Watanabe ToddDirector · See Remarks
SaleCommon Stock 15,000 $15.17 $227,566.50
Disclosure

SEC source: 0001787306-24-000172 · wk-form4_1734999726.xml · nonDerivative · entry 1

Watanabe Todd Franklin · CIK 0001801061 · Director · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 823,430

F1 · shares: The transaction reported in this Form 4 was effected pursuant to a 10b5-1 trading plan adopted on June 14, 2024 by the Reporting Person, with a plan end date of September 30, 2025.

F2 · price: The price reported in Column 4 is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $15.00 to $15.73, inclusive. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · balance_after: Reflects the adjusted total which includes the acquisition of 4,000 shares and 2,038 shares under the Company's Employee Stock Purchase Plan on May 31, 2024 and November 30, 2024, respectively, which transactions were exempt from Section 16(a) and (b) and were erroneously reported as non-exempt purchases in the Reporting Person's Form 4 filed on December 3, 2024.

Read SEC document
December 02, 2024 Filed Dec 3, 2024 21:16 UTC SaleCommon Stock 10,000 $12.51 $125,133.00
Disclosure

SEC source: 0001787306-24-000167 · wk-form4_1733260600.xml · nonDerivative · entry 1

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 161,944

F1 · shares: The transaction reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted on March 5, 2024, by the Reporting Person, with a plan end date of May 30, 2025.

F2 · price: The price reported in Column 4 is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $12.37 to $13.00, inclusive. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
November 30, 2024 Filed Dec 3, 2024 21:16 UTC
Matsuda MasaruSee Remarks
PurchaseCommon Stock 1,657 $7.11 $11,774.64
Disclosure

SEC source: 0001787306-24-000168 · wk-form4_1733260612.xml · nonDerivative · entry 2

Matsuda Masaru · CIK 0001798679 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,030

F1 · shares: Pursuant to the purchase transaction of the Company's Employee Stock Purchase Plan.

Read SEC document
November 30, 2024 Filed Dec 3, 2024 21:17 UTC PurchaseCommon Stock 1,093 $7.11 $7,766.86
Disclosure

SEC source: 0001787306-24-000169 · wk-form4_1733260622.xml · nonDerivative · entry 1

Edwards Larry Todd · CIK 0001994805 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,728

F1 · shares: Pursuant to the purchase transaction of the Company's Employee Stock Purchase Plan.

Read SEC document
November 30, 2024 Filed Dec 3, 2024 21:16 UTC
Watanabe ToddDirector · See Remarks
PurchaseCommon Stock 2,038 $7.11 $14,482.03
Disclosure

SEC source: 0001787306-24-000166 · wk-form4_1733260588.xml · nonDerivative · entry 2

Watanabe Todd Franklin · CIK 0001801061 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 838,430

F1 · shares: Pursuant to the purchase transaction of the Company's Employee Stock Purchase Plan.

Read SEC document
November 22, 2024 Filed Nov 26, 2024 21:21 UTC
Burnett PatrickSee Remarks
Exercise / conversionStock Option (right to buy) · Derivative 16,023 $0.00 Strike: $3.64 $0.00
Disclosure

SEC source: 0001787306-24-000161 · wk-form4_1732656053.xml · derivative · entry 3

Burnett Patrick · CIK 0001741987 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 218,500

Underlying: Common Stock · 16,023 shares

Expires 2034-01-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On January 12, 2024, the Reporting Person was granted options, in which 1/48th of the shares subject to the option vest on each monthly anniversary measured from January 12, 2024 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer.

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November 22, 2024 Filed Nov 26, 2024 21:21 UTC
Burnett PatrickSee Remarks
SaleCommon Stock 16,023 $10.14 $162,514.88
Disclosure

SEC source: 0001787306-24-000161 · wk-form4_1732656053.xml · nonDerivative · entry 2

Burnett Patrick · CIK 0001741987 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,669

F1 · price: The price reported in Column 4 is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $10.205 to $10.14, inclusive. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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November 22, 2024 Filed Nov 26, 2024 21:21 UTC
Burnett PatrickSee Remarks
Exercise / conversionCommon Stock 16,023 $0.00 $0.00
Disclosure

SEC source: 0001787306-24-000161 · wk-form4_1732656053.xml · nonDerivative · entry 1

Burnett Patrick · CIK 0001741987 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,692

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 19, 2024 Filed Nov 20, 2024 00:52 UTC
Matsuda MasaruSee Remarks
SaleCommon Stock 1,775 $9.68 $17,190.34
Disclosure

SEC source: 0001787306-24-000159 · wk-form4_1732063965.xml · nonDerivative · entry 2

Matsuda Masaru · CIK 0001798679 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 181,373

F2 · shares: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the PSUs, the shares were sold upon the vesting of the PSUs solely to cover applicable tax withholdings.

F3 · price: The price reported in Column 4 is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $9.22 to $10.09, inclusive. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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November 18, 2024 Filed Nov 20, 2024 00:52 UTC
Matsuda MasaruSee Remarks
GrantCommon Stock 4,875 $0.00 $0.00
Disclosure

SEC source: 0001787306-24-000159 · wk-form4_1732063965.xml · nonDerivative · entry 1

Matsuda Masaru · CIK 0001798679 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 183,148

F1 · shares: Represents the vesting of performance stock units ("PSUs") initially granted on January 3, 2022, that were subject to a performance-based vesting condition. The vesting condition was certified as satisfied on November 18, 2022. The PSUs vest 25% per year on each anniversary of the certification date, subject to the Reporting Person's continued service to the Issuer on such vesting date.

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November 15, 2024 Filed Nov 19, 2024 00:04 UTC
Burnett PatrickSee Remarks
Exercise / conversionStock Option (right to buy) · Derivative 100 $0.00 Strike: $3.64 $0.00
Disclosure

SEC source: 0001787306-24-000157 · wk-form4_1731974656.xml · derivative · entry 7

Burnett Patrick · CIK 0001741987 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 234,523

Underlying: Common Stock · 100 shares

Expires 2034-01-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On January 12, 2024, the Reporting Person was granted options, in which 1/48th of the shares subject to the option vest on each monthly anniversary measured from January 12, 2024 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer.

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November 15, 2024 Filed Nov 19, 2024 00:04 UTC
Burnett PatrickSee Remarks
SaleCommon Stock 100 $10.03 $1,003.00
Disclosure

SEC source: 0001787306-24-000157 · wk-form4_1731974656.xml · nonDerivative · entry 5

Burnett Patrick · CIK 0001741987 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,669

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November 15, 2024 Filed Nov 19, 2024 00:04 UTC
Burnett PatrickSee Remarks
Exercise / conversionCommon Stock 100 $0.00 $0.00
Disclosure

SEC source: 0001787306-24-000157 · wk-form4_1731974656.xml · nonDerivative · entry 4

Burnett Patrick · CIK 0001741987 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,769

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 14, 2024 Filed Nov 19, 2024 00:04 UTC
Burnett PatrickSee Remarks
Exercise / conversionStock Option (right to buy) · Derivative 18,377 $0.00 Strike: $3.64 $0.00
Disclosure

SEC source: 0001787306-24-000157 · wk-form4_1731974656.xml · derivative · entry 6

Burnett Patrick · CIK 0001741987 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 234,623

Underlying: Common Stock · 18,377 shares

Expires 2034-01-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On January 12, 2024, the Reporting Person was granted options, in which 1/48th of the shares subject to the option vest on each monthly anniversary measured from January 12, 2024 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer.

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November 14, 2024 Filed Nov 19, 2024 00:04 UTC
Burnett PatrickSee Remarks
SaleCommon Stock 18,377 $10.29 $189,182.03
Disclosure

SEC source: 0001787306-24-000157 · wk-form4_1731974656.xml · nonDerivative · entry 3

Burnett Patrick · CIK 0001741987 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,669

F1 · price: The price reported in Column 4 is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $10.4926 to $10.00, inclusive. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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November 14, 2024 Filed Nov 19, 2024 00:04 UTC
Burnett PatrickSee Remarks
Exercise / conversionCommon Stock 18,377 $0.00 $0.00
Disclosure

SEC source: 0001787306-24-000157 · wk-form4_1731974656.xml · nonDerivative · entry 2

Burnett Patrick · CIK 0001741987 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2024 Filed Nov 19, 2024 00:04 UTC
Burnett PatrickSee Remarks
SaleCommon Stock 50,749 $10.29 $522,435.58
Disclosure

SEC source: 0001787306-24-000157 · wk-form4_1731974656.xml · nonDerivative · entry 1

Burnett Patrick · CIK 0001741987 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,669

F1 · price: The price reported in Column 4 is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $10.4926 to $10.00, inclusive. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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November 11, 2024 Filed Nov 13, 2024 23:45 UTC SaleCommon Stock 8,687 $10.85 $94,238.31
Disclosure

SEC source: 0001787306-24-000155 · wk-form4_1731541502.xml · nonDerivative · entry 1

Curran Terrie · CIK 0001690298 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,139

F1 · price: The price reported in Column 4 is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $10.7542 to $10.97, inclusive. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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November 04, 2024 Filed Nov 5, 2024 21:46 UTC
Matsuda MasaruSee Remarks
SaleCommon Stock 5,015 $8.68 $43,551.26
Disclosure

SEC source: 0001787306-24-000145 · wk-form4_1730843178.xml · nonDerivative · entry 1

Matsuda Masaru · CIK 0001798679 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 178,273

F1 · shares: The sale was made pursuant to the Issuer's mandatory sell-to-cover requirements implemented to satisfy the tax withholding obligations associated with the vesting of the Reporting Person's Restricted Stock Units ("RSUs").

F2 · price: The price reported in Column 4 is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $8.32 to $8.86, inclusive. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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November 04, 2024 Filed Nov 5, 2024 21:45 UTC
Burnett PatrickSee Remarks
SaleCommon Stock 15,441 $8.68 $134,092.73
Disclosure

SEC source: 0001787306-24-000142 · wk-form4_1730843144.xml · nonDerivative · entry 1

Burnett Patrick · CIK 0001741987 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 179,418

F1 · shares: The sale was made pursuant to the Issuer's mandatory sell-to-cover requirements implemented to satisfy the tax withholding obligations associated with the vesting of the Reporting Person's Restricted Stock Units ("RSUs").

F2 · price: The price reported in Column 4 is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $8.32 to $8.86, inclusive. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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November 04, 2024 Filed Nov 5, 2024 21:46 UTC
Watanabe ToddDirector · See Remarks
SaleCommon Stock 13,871 $8.68 $120,458.54
Disclosure

SEC source: 0001787306-24-000144 · wk-form4_1730843166.xml · nonDerivative · entry 1

Watanabe Todd Franklin · CIK 0001801061 · Director · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 832,392

F1 · shares: The sale was made pursuant to the Issuer's mandatory sell-to-cover requirements implemented to satisfy the tax withholding obligations associated with the vesting of the Reporting Person's Restricted Stock Units ("RSUs").

F2 · price: The price reported in Column 4 is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $8.32 to $8.86, inclusive. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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November 01, 2024 Filed Nov 5, 2024 21:46 UTC SaleCommon Stock 10,000 $8.65 $86,541.00
Disclosure

SEC source: 0001787306-24-000143 · wk-form4_1730843155.xml · nonDerivative · entry 1

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 171,944

F1 · shares: The transaction reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $8.4493 to $8.82, inclusive. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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October 02, 2024 Filed Oct 3, 2024 20:55 UTC
Edwards Larry ToddSVP Chief Commercial Officer
SaleCommon Stock 3,725 $10.01 $37,295.45
Disclosure

SEC source: 0001787306-24-000136 · wk-form4_1727988928.xml · nonDerivative · entry 1

Edwards Larry Todd · CIK 0001994805 · SVP Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 136,635

F1 · kind: The sale was made pursuant to the Issuer's mandatory sell-to-cover requirements implemented to satisfy the tax withholding obligations associated with the vesting of the Reporting Person's Restricted Stock Units ("RSUs").

F2 · price: The price reported in Column 4 is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $9.51 to $10.31, inclusive. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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October 01, 2024 Filed Oct 3, 2024 20:55 UTC SaleCommon Stock 10,000 $9.26 $92,616.00
Disclosure

SEC source: 0001787306-24-000137 · wk-form4_1727988938.xml · nonDerivative · entry 1

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 181,944

F1 · kind: The transaction reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $9.22 to $9.4138, inclusive. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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September 24, 2024 Filed Sep 25, 2024 21:42 UTC
Topper David JosephChief Financial Officer
SaleCommon Stock 11,626 $9.48 $110,264.47
Disclosure

SEC source: 0001787306-24-000133 · wk-form4_1727314925.xml · nonDerivative · entry 2

Topper David Joseph · CIK 0001740378 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 158,374

F2 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the PSUs, the shares were sold upon the vesting of the PSUs solely to cover applicable tax withholding.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $9.40 to $9.61, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.