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Nasdaq · USD

ARQT

Arcutis Biotherapeutics, Inc.

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4236
SEC CIK
0001787306
Parsed reports
442

Last 12 months

Inside the activity.

0 purchase rows · 76 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025019
Dec 202505
Jan 202602
Feb 2026011
Mar 2026013
Apr 202601
May 202608
Jun 202603
Jul 202601
Aug 2026010
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 04, 2021 Filed Feb 8, 2021 18:45 UTC Exercise / conversionCommon Stock 17,909 $1.68 $30,097.87
Disclosure

SEC source: 0001567619-21-002418 · doc1.xml · nonDerivative · entry 2

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,979

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects cash exercise of stock option without the disposition of the underlying shares.

Read SEC document
February 04, 2021 Filed Feb 8, 2021 18:45 UTC Exercise / conversionCommon Stock 1,952 $1.68 $3,280.53
Disclosure

SEC source: 0001567619-21-002418 · doc1.xml · nonDerivative · entry 1

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,070

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects cash exercise of stock option without the disposition of the underlying shares.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 00:39 UTC SaleCommon Stock 9,949 $33.25 $330,804.25
Disclosure

SEC source: 0001567619-21-002041 · doc1.xml · nonDerivative · entry 2

CHAUDHURI BHASKAR · CIK 0001458643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 891,391

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 16:23 UTC
Smither John WChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 1,250 $0.00 Strike: $1.68 $0.00
Disclosure

SEC source: 0001567619-21-002077 · doc1.xml · derivative · entry 4

Smither John W · CIK 0001559583 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,232

Underlying: Common Stock · 1,250 shares

Expires 2029-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F4 · derivative.exercise_date: The option began vesting monthly over a four year period beginning upon the achievement of certain company milestones, subject to the Reporting Person's continuous provision of services to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 16:23 UTC
Smither John WChief Financial Officer
SaleCommon Stock 3,750 $35.00 $131,250.00
Disclosure

SEC source: 0001567619-21-002077 · doc1.xml · nonDerivative · entry 3

Smither John W · CIK 0001559583 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 89,965

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F3 · ownership.nature: The securities are held of record by The 1994 Smither Family Trust, as Amended and Restated in 2014, of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 16:23 UTC
Smither John WChief Financial Officer
SaleCommon Stock 1,250 $35.00 $43,750.00
Disclosure

SEC source: 0001567619-21-002077 · doc1.xml · nonDerivative · entry 2

Smither John W · CIK 0001559583 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,198

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 9,000 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 16:23 UTC
Smither John WChief Financial Officer
Exercise / conversionCommon Stock 1,250 $1.68 $2,100.75
Disclosure

SEC source: 0001567619-21-002077 · doc1.xml · nonDerivative · entry 1

Smither John W · CIK 0001559583 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,448

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 9,000 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 16:24 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 1,820 $0.00 Strike: $1.68 $0.00
Disclosure

SEC source: 0001567619-21-002078 · doc1.xml · derivative · entry 9

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,333

Underlying: Common Stock · 1,820 shares

Expires 2029-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F6 · derivative.exercise_date: The option began vesting monthly over a four year period beginning upon the achievement of certain company milestones, subject to the Reporting Person's continuous provision of services to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 16:24 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 380 $0.00 Strike: $1.68 $0.00
Disclosure

SEC source: 0001567619-21-002078 · doc1.xml · derivative · entry 8

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,896

Underlying: Common Stock · 380 shares

Expires 2029-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F6 · derivative.exercise_date: The option began vesting monthly over a four year period beginning upon the achievement of certain company milestones, subject to the Reporting Person's continuous provision of services to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 16:24 UTC SaleCommon Stock 50 $36.00 $1,800.00
Disclosure

SEC source: 0001567619-21-002078 · doc1.xml · nonDerivative · entry 6

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,118

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 16:24 UTC SaleCommon Stock 350 $35.02 $12,258.51
Disclosure

SEC source: 0001567619-21-002078 · doc1.xml · nonDerivative · entry 5

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,168

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The transaction was executed in multiple trades in prices ranging from $35.00 to $35.10, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 16:24 UTC SaleCommon Stock 1,250 $34.49 $43,113.75
Disclosure

SEC source: 0001567619-21-002078 · doc1.xml · nonDerivative · entry 4

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,518

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $34.00 to $34.99, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 16:24 UTC SaleCommon Stock 550 $33.45 $18,399.98
Disclosure

SEC source: 0001567619-21-002078 · doc1.xml · nonDerivative · entry 3

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,768

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The transaction was executed in multiple trades in prices ranging from $33.00 to $33.89, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 16:24 UTC Exercise / conversionCommon Stock 1,820 $1.68 $3,058.69
Disclosure

SEC source: 0001567619-21-002078 · doc1.xml · nonDerivative · entry 2

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,318

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 16:24 UTC Exercise / conversionCommon Stock 380 $1.68 $638.63
Disclosure

SEC source: 0001567619-21-002078 · doc1.xml · nonDerivative · entry 1

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
January 29, 2021 Filed Feb 3, 2021 00:39 UTC SaleCommon Stock 51 $27.50 $1,402.50
Disclosure

SEC source: 0001567619-21-002041 · doc1.xml · nonDerivative · entry 1

CHAUDHURI BHASKAR · CIK 0001458643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 901,340

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 21:41 UTC
Smither John WChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 500 $0.00 Strike: $1.68 $0.00
Disclosure

SEC source: 0001567619-21-001340 · doc1.xml · derivative · entry 4

Smither John W · CIK 0001559583 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,482

Underlying: Common Stock · 500 shares

Expires 2029-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F4 · derivative.exercise_date: The option began vesting monthly over a four year period beginning upon the achievement of certain company milestones, subject to the Reporting Person's continuous provision of services to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 21:41 UTC
Smither John WChief Financial Officer
SaleCommon Stock 1,250 $30.00 $37,500.00
Disclosure

SEC source: 0001567619-21-001340 · doc1.xml · nonDerivative · entry 3

Smither John W · CIK 0001559583 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 93,715

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F3 · ownership.nature: The securities are held of record by The 1994 Smither Family Trust, as Amended and Restated in 2014, of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 21:41 UTC
Smither John WChief Financial Officer
SaleCommon Stock 500 $30.00 $15,000.00
Disclosure

SEC source: 0001567619-21-001340 · doc1.xml · nonDerivative · entry 2

Smither John W · CIK 0001559583 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,198

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 9,000 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 21:41 UTC
Smither John WChief Financial Officer
Exercise / conversionCommon Stock 500 $1.68 $840.30
Disclosure

SEC source: 0001567619-21-001340 · doc1.xml · nonDerivative · entry 1

Smither John W · CIK 0001559583 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,698

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 9,000 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
January 19, 2021 Filed Jan 22, 2021 01:07 UTC
Moore Matthew RichardSVP and Chief Business Officer
GrantStock Option (Right to Buy) · Derivative 80,000 $0.00 Strike: $28.72 $0.00
Disclosure

SEC source: 0001567619-21-001353 · doc1.xml · derivative · entry 2

Moore Matthew Richard · CIK 0001840191 · SVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2031-01-19

F2 · derivative.exercise_date: The option vests as to 1/4th of the total shares on January 11, 2022, and then 1/48th of the total shares monthly thereafter, with 100% of the total shares vested on January 11, 2025, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
January 19, 2021 Filed Jan 22, 2021 01:07 UTC
Moore Matthew RichardSVP and Chief Business Officer
GrantStock Option (Right to Buy) · Derivative 80,000 $0.00 Strike: $28.72 $0.00
Disclosure

SEC source: 0001567619-21-001353 · doc1.xml · derivative · entry 1

Moore Matthew Richard · CIK 0001840191 · SVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2031-01-19

F1 · derivative.exercise_date: The option vests as to 1/4th of the total shares on July 20, 2021, and then 1/48th of the total shares monthly thereafter, with 100% of the total shares vested on July 20, 2024, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
January 12, 2021 Filed Jan 14, 2021 16:11 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 1,222 $0.00 Strike: $0.58 $0.00
Disclosure

SEC source: 0001567619-21-001012 · doc1.xml · derivative · entry 3

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,440

Underlying: Common Stock · 1,222 shares

Expires 2028-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects cash exercise of stock option without the disposition of the underlying shares.

F3 · derivative.exercise_date: The option began vesting monthly over 35 months beginning July 11, 2019, subject to the Reporting Person's continuous provision of services to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase.

Read SEC document
January 12, 2021 Filed Jan 14, 2021 16:11 UTC Exercise / conversionCommon Stock 1,222 $0.58 $709.00
Disclosure

SEC source: 0001567619-21-001012 · doc1.xml · nonDerivative · entry 1

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,118

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects cash exercise of stock option without the disposition of the underlying shares.

Read SEC document
January 05, 2021 Filed Jan 7, 2021 20:13 UTC Amendment
Watanabe ToddDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $1.68 $0.00
Disclosure

SEC source: 0001567619-21-000712 · doc1.xml · derivative · entry 7

Watanabe Todd Franklin · CIK 0001801061 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,492

Underlying: Common Stock · 10,000 shares

Expires 2029-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F8 · derivative.exercise_date: The option began vesting monthly over a four year period beginning upon the achievement of certain company milestones, subject to the Reporting Person's continuous provision of services to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase.

Read SEC document
January 05, 2021 Filed Jan 7, 2021 20:13 UTC Amendment
Watanabe ToddDirector · President and CEO
SaleCommon Stock 10,000 $28.08 $280,754.00
Disclosure

SEC source: 0001567619-21-000712 · doc1.xml · nonDerivative · entry 2

Watanabe Todd Franklin · CIK 0001801061 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 568,323

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $27.71 to $28.53, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,395 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan as follows: 1,320 shares on May 31, 2020 and 75 shares on November 30, 2020.

Read SEC document
January 05, 2021 Filed Jan 7, 2021 20:13 UTC Amendment
Watanabe ToddDirector · President and CEO
Exercise / conversionCommon Stock 10,000 $1.68 $16,806.00
Disclosure

SEC source: 0001567619-21-000712 · doc1.xml · nonDerivative · entry 1

Watanabe Todd Franklin · CIK 0001801061 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 578,323

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 1,395 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan as follows: 1,320 shares on May 31, 2020 and 75 shares on November 30, 2020.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 18:16 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 1,809 $0.00 Strike: $1.68 $0.00
Disclosure

SEC source: 0001567619-21-000468 · doc1.xml · derivative · entry 6

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,153

Underlying: Common Stock · 1,809 shares

Expires 2029-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F4 · derivative.exercise_date: The option began vesting monthly over a four year period beginning upon the achievement of certain company milestones, subject to the Reporting Person's continuous provision of services to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 18:16 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 391 $0.00 Strike: $1.68 $0.00
Disclosure

SEC source: 0001567619-21-000468 · doc1.xml · derivative · entry 5

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,276

Underlying: Common Stock · 391 shares

Expires 2029-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F4 · derivative.exercise_date: The option began vesting monthly over a four year period beginning upon the achievement of certain company milestones, subject to the Reporting Person's continuous provision of services to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 18:16 UTC SaleCommon Stock 2,200 $27.82 $61,214.56
Disclosure

SEC source: 0001567619-21-000468 · doc1.xml · nonDerivative · entry 3

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,896

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The transaction was executed in multiple trades in prices ranging from $27.50 to $28.49, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 18:16 UTC Exercise / conversionCommon Stock 1,809 $1.68 $3,040.21
Disclosure

SEC source: 0001567619-21-000468 · doc1.xml · nonDerivative · entry 2

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,096

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 18:16 UTC Exercise / conversionCommon Stock 391 $1.68 $657.11
Disclosure

SEC source: 0001567619-21-000468 · doc1.xml · nonDerivative · entry 1

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,287

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
December 18, 2020 Filed Feb 16, 2021 19:29 UTC
OSBORNE DAVID WChief Technical Officer
GiftCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-004140 · doc1.xml · nonDerivative · entry 1

OSBORNE DAVID W · CIK 0001252999 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,033

F1 · balance_after: Includes 9,000 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 15:15 UTC
OSBORNE DAVID WChief Technical Officer
SaleCommon Stock 15,000 $30.00 $450,000.00
Disclosure

SEC source: 0001567619-20-021191 · doc1.xml · nonDerivative · entry 1

OSBORNE DAVID W · CIK 0001252999 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,533

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 9,000 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

F3 · balance_after: Includes 1,254 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan as follows: 1,038 shares on May 31, 2020 and 216 shares on November 30, 2020.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 20:14 UTC
Smither John WChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 1,500 $0.00 Strike: $1.68 $0.00
Disclosure

SEC source: 0001567619-20-021190 · doc1.xml · derivative · entry 4

Smither John W · CIK 0001559583 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,982

Underlying: Common Stock · 1,500 shares

Expires 2029-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F5 · derivative.exercise_date: The option began vesting monthly over a four year period beginning upon the achievement of certain company milestones, subject to the Reporting Person's continuous provision of services to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase.

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December 14, 2020 Filed Dec 16, 2020 20:14 UTC
Smither John WChief Financial Officer
SaleCommon Stock 3,750 $30.00 $112,500.00
Disclosure

SEC source: 0001567619-20-021190 · doc1.xml · nonDerivative · entry 3

Smither John W · CIK 0001559583 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 94,965

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F4 · ownership.nature: The securities are held of record by The 1994 Smither Family Trust, as Amended and Restated in 2014, of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.

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December 14, 2020 Filed Dec 16, 2020 20:14 UTC
Smither John WChief Financial Officer
SaleCommon Stock 1,500 $30.00 $45,000.00
Disclosure

SEC source: 0001567619-20-021190 · doc1.xml · nonDerivative · entry 2

Smither John W · CIK 0001559583 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,198

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 9,000 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

F3 · balance_after: Includes 1,323 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan as follows: 1,176 shares on May 31, 2020 and 147 shares on November 30, 2020.

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December 14, 2020 Filed Dec 16, 2020 20:14 UTC
Smither John WChief Financial Officer
Exercise / conversionCommon Stock 1,500 $1.68 $2,520.90
Disclosure

SEC source: 0001567619-20-021190 · doc1.xml · nonDerivative · entry 1

Smither John W · CIK 0001559583 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,698

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 9,000 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

F3 · balance_after: Includes 1,323 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan as follows: 1,176 shares on May 31, 2020 and 147 shares on November 30, 2020.

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December 14, 2020 Filed Dec 16, 2020 20:14 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 1,222 $0.00 Strike: $0.58 $0.00
Disclosure

SEC source: 0001567619-20-021189 · doc1.xml · derivative · entry 3

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,662

Underlying: Common Stock · 1,222 shares

Expires 2028-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects cash exercise of stock option without the disposition of the underlying shares.

F4 · derivative.exercise_date: The option began vesting monthly over 35 months beginning July 11, 2019, subject to the Reporting Person's continuous provision of services to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase.

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December 14, 2020 Filed Dec 16, 2020 20:14 UTC Exercise / conversionCommon Stock 1,222 $0.58 $709.00
Disclosure

SEC source: 0001567619-20-021189 · doc1.xml · nonDerivative · entry 1

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,896

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects cash exercise of stock option without the disposition of the underlying shares.

F2 · balance_after: Includes 830 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan on May 31, 2020.

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December 01, 2020 Filed Dec 4, 2020 00:40 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 1,810 $0.00 Strike: $1.68 $0.00
Disclosure

SEC source: 0001567619-20-020620 · doc1.xml · derivative · entry 8

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,962

Underlying: Common Stock · 1,810 shares

Expires 2029-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F6 · derivative.exercise_date: The option began vesting monthly over a four year period beginning upon the achievement of certain company milestones, subject to the Reporting Person's continuous provision of services to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase.

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December 01, 2020 Filed Dec 4, 2020 00:40 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 390 $0.00 Strike: $1.68 $0.00
Disclosure

SEC source: 0001567619-20-020620 · doc1.xml · derivative · entry 7

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,667

Underlying: Common Stock · 390 shares

Expires 2029-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F6 · derivative.exercise_date: The option began vesting monthly over a four year period beginning upon the achievement of certain company milestones, subject to the Reporting Person's continuous provision of services to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase.

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December 01, 2020 Filed Dec 4, 2020 00:40 UTC SaleCommon Stock 263 $27.36 $7,195.68
Disclosure

SEC source: 0001567619-20-020620 · doc1.xml · nonDerivative · entry 5

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,844

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The transaction was executed in multiple trades in prices ranging from $26.95 to $27.59, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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December 01, 2020 Filed Dec 4, 2020 00:40 UTC SaleCommon Stock 1,050 $26.29 $27,607.02
Disclosure

SEC source: 0001567619-20-020620 · doc1.xml · nonDerivative · entry 4

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,107

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $25.88 to $26.82, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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December 01, 2020 Filed Dec 4, 2020 00:40 UTC SaleCommon Stock 887 $25.20 $22,351.87
Disclosure

SEC source: 0001567619-20-020620 · doc1.xml · nonDerivative · entry 3

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,157

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The transaction was executed in multiple trades in prices ranging from $24.64 to $25.44, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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December 01, 2020 Filed Dec 4, 2020 00:40 UTC Exercise / conversionCommon Stock 1,810 $1.68 $3,040.80
Disclosure

SEC source: 0001567619-20-020620 · doc1.xml · nonDerivative · entry 2

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,044

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

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December 01, 2020 Filed Dec 4, 2020 00:40 UTC Exercise / conversionCommon Stock 390 $1.68 $655.20
Disclosure

SEC source: 0001567619-20-020620 · doc1.xml · nonDerivative · entry 1

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,234

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

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November 30, 2020 Filed Feb 16, 2021 23:32 UTC
Lock Kenneth A.Chief Commercial Officer
GrantCommon Stock 233 $23.05 $5,371.12
Disclosure

SEC source: 0001567619-21-004119 · doc1.xml · nonDerivative · entry 2

Lock Kenneth A. · CIK 0001801047 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,100

F1 · kind: Shares acquired pursuant to the Issuer's Employee Stock Purchase Plan.

F2 · balance_after: Includes 9,000 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

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November 30, 2020 Filed Feb 16, 2021 23:31 UTC
Turney Patricia A.SVP, Operations
GrantCommon Stock 264 $23.05 $6,085.73
Disclosure

SEC source: 0001567619-21-004118 · doc1.xml · nonDerivative · entry 2

Turney Patricia A. · CIK 0001801045 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,205

F1 · kind: Shares acquired pursuant to the Issuer's Employee Stock Purchase Plan.

F2 · balance_after: Includes 9,000 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

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November 12, 2020 Filed Nov 13, 2020 16:57 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 1,222 $0.00 Strike: $0.58 $0.00
Disclosure

SEC source: 0001567619-20-019438 · doc1.xml · derivative · entry 3

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,884

Underlying: Common Stock · 1,222 shares

Expires 2028-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects cash exercise of stock option without the disposition of the underlying shares.

F3 · derivative.exercise_date: The option began vesting monthly over 35 months beginning July 11, 2019, subject to the Reporting Person's continuous provision of services to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.