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Nasdaq · USD

ARQT

Arcutis Biotherapeutics, Inc.

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4236
SEC CIK
0001787306
Parsed reports
442

Last 12 months

Inside the activity.

0 purchase rows · 76 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025019
Dec 202505
Jan 202602
Feb 2026011
Mar 2026013
Apr 202601
May 202608
Jun 202603
Jul 202601
Aug 2026010
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 10, 2021 Filed Mar 11, 2021 20:59 UTC
Smither John WChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 500 $0.00 Strike: $1.68 $0.00
Disclosure

SEC source: 0001567619-21-006086 · doc1.xml · derivative · entry 4

Smither John W · CIK 0001559583 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,982

Underlying: Common Stock · 500 shares

Expires 2029-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F4 · derivative.exercise_date: The option began vesting monthly over a four year period beginning upon the achievement of certain company milestones, subject to the Reporting Person's continuous provision of services to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase.

Read SEC document
March 10, 2021 Filed Mar 11, 2021 20:59 UTC
Smither John WChief Financial Officer
SaleCommon Stock 1,250 $32.90 $41,125.00
Disclosure

SEC source: 0001567619-21-006086 · doc1.xml · nonDerivative · entry 3

Smither John W · CIK 0001559583 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 86,715

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F3 · ownership.nature: The securities are held of record by The 1994 Smither Family Trust, as Amended and Restated in 2014, of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.

Read SEC document
March 10, 2021 Filed Mar 11, 2021 20:59 UTC
Smither John WChief Financial Officer
SaleCommon Stock 500 $32.90 $16,450.00
Disclosure

SEC source: 0001567619-21-006086 · doc1.xml · nonDerivative · entry 2

Smither John W · CIK 0001559583 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,321

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 16,250 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
March 10, 2021 Filed Mar 11, 2021 20:59 UTC
Smither John WChief Financial Officer
Exercise / conversionCommon Stock 500 $1.68 $840.30
Disclosure

SEC source: 0001567619-21-006086 · doc1.xml · nonDerivative · entry 1

Smither John W · CIK 0001559583 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,821

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 16,250 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
March 05, 2021 Filed Mar 5, 2021 20:56 UTC
Watanabe ToddDirector · President and CEO
SaleCommon Stock 1,750 $30.55 $53,462.50
Disclosure

SEC source: 0001567619-21-005737 · doc1.xml · nonDerivative · entry 2

Watanabe Todd Franklin · CIK 0001801061 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 597,166

F3 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 54,450 RSUs.

Read SEC document
March 04, 2021 Filed Mar 5, 2021 20:55 UTC
Smither John WChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 12,396 $0.00 Strike: $1.68 $0.00
Disclosure

SEC source: 0001567619-21-005736 · doc1.xml · derivative · entry 5

Smither John W · CIK 0001559583 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,684

Underlying: Common Stock · 12,396 shares

Expires 2029-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Reflects cash exercise of stock option without the disposition of the underlying shares.

F6 · derivative.exercise_date: 1/4th of the shares subject to the option vest on the one year anniversary measured from May 1, 2019 (the "Vesting Commencement Date"), and 1/48th of the shares vest monthly thereafter such that 100% of the shares subject to the option will be fully vested on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase.

Read SEC document
March 04, 2021 Filed Mar 5, 2021 20:55 UTC
Smither John WChief Financial Officer
Exercise / conversionCommon Stock 12,396 $1.68 $20,832.72
Disclosure

SEC source: 0001567619-21-005736 · doc1.xml · nonDerivative · entry 2

Smither John W · CIK 0001559583 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,321

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Reflects cash exercise of stock option without the disposition of the underlying shares.

F2 · balance_after: Includes 16,250 RSUs.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 15:52 UTC
OSBORNE DAVID WChief Technical Officer
GrantStock Option (Right to Buy) · Derivative 28,800 $0.00 Strike: $32.44 $0.00
Disclosure

SEC source: 0001567619-21-005731 · doc1.xml · derivative · entry 2

OSBORNE DAVID W · CIK 0001252999 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,800

Underlying: Common Stock · 28,800 shares

Expires 2031-03-03

F3 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from March 3, 2021 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 15:52 UTC
OSBORNE DAVID WChief Technical Officer
GrantCommon Stock 9,500 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-005731 · doc1.xml · nonDerivative · entry 1

OSBORNE DAVID W · CIK 0001252999 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,753

F1 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon vesting. 25% of the RSUs vest annually on March 3 of each year, beginning March 3, 2022, subject to the Reporting Person's continued service to the Issuer.

F2 · balance_after: Includes 16,250 RSUs.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 20:55 UTC
Smither John WChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 28,800 $0.00 Strike: $32.44 $0.00
Disclosure

SEC source: 0001567619-21-005736 · doc1.xml · derivative · entry 4

Smither John W · CIK 0001559583 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,800

Underlying: Common Stock · 28,800 shares

Expires 2031-03-03

F5 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from March 3, 2021 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 20:55 UTC
Smither John WChief Financial Officer
GrantCommon Stock 9,500 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-005736 · doc1.xml · nonDerivative · entry 1

Smither John W · CIK 0001559583 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,925

F1 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon vesting. 25% of the RSUs vest annually on March 3 of each year, beginning March 3, 2022, subject to the Reporting Person's continued service to the Issuer.

F2 · balance_after: Includes 16,250 RSUs.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 20:54 UTC
Burnett PatrickSee Remarks
GrantStock Option (Right to Buy) · Derivative 28,800 $0.00 Strike: $32.44 $0.00
Disclosure

SEC source: 0001567619-21-005733 · doc1.xml · derivative · entry 2

Burnett Patrick · CIK 0001741987 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,800

Underlying: Common Stock · 28,800 shares

Expires 2031-03-03

F4 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from March 3, 2021 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 20:54 UTC
Burnett PatrickSee Remarks
GrantCommon Stock 9,500 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-005733 · doc1.xml · nonDerivative · entry 1

Burnett Patrick · CIK 0001741987 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,500

F1 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon vesting. 25% of the RSUs vest annually on March 3 of each year, beginning March 3, 2022, subject to the Reporting Person's continued service to the Issuer.

F2 · balance_after: Includes 9,500 RSUs.

F3 · balance_after: Excludes 33,500 performance-based RSUs previously reported on Table I of Form 4 filed on 8/5/2020 which have not yet vested.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 20:56 UTC
Watanabe ToddDirector · President and CEO
GrantStock Option (Right to Buy) · Derivative 99,200 $0.00 Strike: $32.44 $0.00
Disclosure

SEC source: 0001567619-21-005737 · doc1.xml · derivative · entry 7

Watanabe Todd Franklin · CIK 0001801061 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,200

Underlying: Common Stock · 99,200 shares

Expires 2031-03-03

F8 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from March 3, 2021 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 20:56 UTC
Watanabe ToddDirector · President and CEO
GrantCommon Stock 32,700 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-005737 · doc1.xml · nonDerivative · entry 1

Watanabe Todd Franklin · CIK 0001801061 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 598,916

F1 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon vesting. 25% of the RSUs vest annually on March 3 of each year, beginning March 3, 2022, subject to the Reporting Person's continued service to the Issuer.

F2 · balance_after: Includes 54,450 RSUs.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 20:53 UTC
Lock Kenneth A.Chief Commercial Officer
GrantStock Option (Right to Buy) · Derivative 28,800 $0.00 Strike: $32.44 $0.00
Disclosure

SEC source: 0001567619-21-005732 · doc1.xml · derivative · entry 2

Lock Kenneth A. · CIK 0001801047 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,800

Underlying: Common Stock · 28,800 shares

Expires 2031-03-03

F3 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from March 3, 2021 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 20:53 UTC
Lock Kenneth A.Chief Commercial Officer
GrantCommon Stock 9,500 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-005732 · doc1.xml · nonDerivative · entry 1

Lock Kenneth A. · CIK 0001801047 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,667

F1 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon vesting. 25% of the RSUs vest annually on March 3 of each year, beginning March 3, 2022, subject to the Reporting Person's continued service to the Issuer.

F2 · balance_after: Includes 16,250 RSUs.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 20:51 UTC
Turney Patricia A.SVP, Operations
GrantStock Option (Right to Buy) · Derivative 28,800 $0.00 Strike: $32.44 $0.00
Disclosure

SEC source: 0001567619-21-005730 · doc1.xml · derivative · entry 2

Turney Patricia A. · CIK 0001801045 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,800

Underlying: Common Stock · 28,800 shares

Expires 2031-03-03

F3 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from March 3, 2021 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 20:51 UTC
Turney Patricia A.SVP, Operations
GrantCommon Stock 9,500 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-005730 · doc1.xml · nonDerivative · entry 1

Turney Patricia A. · CIK 0001801045 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,771

F1 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon vesting. 25% of the RSUs vest annually on March 3 of each year, beginning March 3, 2022, subject to the Reporting Person's continued service to the Issuer.

F2 · balance_after: Includes 16,250 RSUs.

Read SEC document
March 02, 2021 Filed Mar 3, 2021 21:51 UTC
Watanabe ToddDirector · President and CEO
SaleCommon Stock 2,107 $35.19 $74,136.06
Disclosure

SEC source: 0001567619-21-005545 · doc1.xml · nonDerivative · entry 1

Watanabe Todd Franklin · CIK 0001801061 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566,216

F1 · kind: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan to satisfy tax withholding obligations in connection with the vesting of Restricted Stock Units ("RSUs"). Shares and RSUs remain subject to a lock-up agreement with the underwriters for the Issuer's follow-on offering in February 2021.

F2 · price: The transaction was executed in multiple trades in prices ranging from $35.12 to $35.385, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · balance_after: Includes 21,750 RSUs. The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 16:50 UTC
OSBORNE DAVID WChief Technical Officer
SaleCommon Stock 780 $34.57 $26,967.72
Disclosure

SEC source: 0001567619-21-005542 · doc1.xml · nonDerivative · entry 1

OSBORNE DAVID W · CIK 0001252999 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,253

F1 · kind: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan to satisfy tax withholding obligations in connection with the vesting of Restricted Stock Units ("RSUs"). Shares and RSUs remain subject to a lock-up agreement with the underwriters for the Issuer's follow-on offering in February 2021.

F2 · balance_after: Includes 6,750 RSUs. The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:48 UTC
Smither John WChief Financial Officer
SaleCommon Stock 773 $34.20 $26,439.69
Disclosure

SEC source: 0001567619-21-005540 · doc1.xml · nonDerivative · entry 1

Smither John W · CIK 0001559583 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,425

F1 · kind: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan to satisfy tax withholding obligations in connection with the vesting of Restricted Stock Units ("RSUs"). Shares and RSUs remain subject to a lock-up agreement with the underwriters for the Issuer's follow-on offering in February 2021.

F2 · balance_after: Includes 6,750 RSUs. The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:49 UTC
Turney Patricia A.SVP, Operations
SaleCommon Stock 934 $34.52 $32,241.68
Disclosure

SEC source: 0001567619-21-005541 · doc1.xml · nonDerivative · entry 1

Turney Patricia A. · CIK 0001801045 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,271

F1 · kind: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan to satisfy tax withholding obligations in connection with the vesting of Restricted Stock Units ("RSUs"). Shares and RSUs remain subject to a lock-up agreement with the underwriters for the Issuer's follow-on offering in February 2021.

F2 · balance_after: Includes 6,750 RSUs. The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:47 UTC
Lock Kenneth A.Chief Commercial Officer
SaleCommon Stock 933 $34.20 $31,907.76
Disclosure

SEC source: 0001567619-21-005539 · doc1.xml · nonDerivative · entry 1

Lock Kenneth A. · CIK 0001801047 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,167

F1 · kind: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan to satisfy tax withholding obligations in connection with the vesting of Restricted Stock Units ("RSUs"). Shares and RSUs remain subject to a lock-up agreement with the underwriters for the Issuer's follow-on offering in February 2021.

F2 · balance_after: Includes 6,750 RSUs. The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:45 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 1,018 $0.00 Strike: $6.52 $0.00
Disclosure

SEC source: 0001567619-21-005538 · doc1.xml · derivative · entry 9

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,976

Underlying: Common Stock · 1,018 shares

Expires 2029-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option vests monthly over a four year period beginning November 20, 2019, subject to the Reporting Person's continuous provision of services to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:45 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 781 $0.00 Strike: $1.68 $0.00
Disclosure

SEC source: 0001567619-21-005538 · doc1.xml · derivative · entry 8

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,552

Underlying: Common Stock · 781 shares

Expires 2029-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option began vesting monthly over a four year period beginning upon the achievement of certain company milestones, subject to the Reporting Person's continuous provision of services to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:45 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 401 $0.00 Strike: $1.68 $0.00
Disclosure

SEC source: 0001567619-21-005538 · doc1.xml · derivative · entry 7

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,495

Underlying: Common Stock · 401 shares

Expires 2029-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option began vesting monthly over a four year period beginning upon the achievement of certain company milestones, subject to the Reporting Person's continuous provision of services to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:45 UTC SaleCommon Stock 166 $34.88 $5,790.63
Disclosure

SEC source: 0001567619-21-005538 · doc1.xml · nonDerivative · entry 5

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,633

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The transaction was executed in multiple trades in prices ranging from $34.82 to $35.02, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 6,750 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:45 UTC SaleCommon Stock 2,034 $34.33 $69,819.29
Disclosure

SEC source: 0001567619-21-005538 · doc1.xml · nonDerivative · entry 4

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,799

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The transaction was executed in multiple trades in prices ranging from $33.81 to $34.72, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 6,750 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:45 UTC Exercise / conversionCommon Stock 1,018 $6.52 $6,639.40
Disclosure

SEC source: 0001567619-21-005538 · doc1.xml · nonDerivative · entry 3

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 6,750 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:45 UTC Exercise / conversionCommon Stock 781 $1.68 $1,312.55
Disclosure

SEC source: 0001567619-21-005538 · doc1.xml · nonDerivative · entry 2

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,815

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 6,750 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:45 UTC Exercise / conversionCommon Stock 401 $1.68 $673.92
Disclosure

SEC source: 0001567619-21-005538 · doc1.xml · nonDerivative · entry 1

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 6,750 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

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February 22, 2021 Filed Feb 24, 2021 20:33 UTC SaleCommon Stock 2,789 $35.97 $100,325.35
Disclosure

SEC source: 0001567619-21-004762 · doc1.xml · nonDerivative · entry 2

CHAUDHURI BHASKAR · CIK 0001458643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 881,391

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $35.80 to $36.15, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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February 22, 2021 Filed Feb 24, 2021 20:33 UTC SaleCommon Stock 7,211 $35.34 $254,865.58
Disclosure

SEC source: 0001567619-21-004762 · doc1.xml · nonDerivative · entry 1

CHAUDHURI BHASKAR · CIK 0001458643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 884,180

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The transaction was executed in multiple trades in prices ranging from $34.80 to $35.76, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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February 16, 2021 Filed Feb 18, 2021 01:35 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 1,222 $0.00 Strike: $0.58 $0.00
Disclosure

SEC source: 0001567619-21-004332 · doc1.xml · derivative · entry 7

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,218

Underlying: Common Stock · 1,222 shares

Expires 2028-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects cash exercise of stock option without the disposition of the underlying shares.

F5 · derivative.exercise_date: The option began vesting monthly over 35 months beginning July 11, 2019, subject to the Reporting Person's continuous provision of services to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase.

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February 16, 2021 Filed Feb 18, 2021 01:35 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 1,041 $0.00 Strike: $1.68 $0.00
Disclosure

SEC source: 0001567619-21-004332 · doc1.xml · derivative · entry 6

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,032

Underlying: Common Stock · 1,041 shares

Expires 2029-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects cash exercise of stock option without the disposition of the underlying shares.

F4 · derivative.exercise_date: The option began vesting on March 13, 2019 and will vest monthly over a four year period, subject to the Reporting Person's continuous provision of services to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase.

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February 16, 2021 Filed Feb 18, 2021 01:35 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 391 $0.00 Strike: $1.68 $0.00
Disclosure

SEC source: 0001567619-21-004332 · doc1.xml · derivative · entry 5

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,324

Underlying: Common Stock · 391 shares

Expires 2029-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects cash exercise of stock option without the disposition of the underlying shares.

F3 · derivative.exercise_date: The option began vesting monthly over a four year period beginning upon the achievement of certain company milestones, subject to the Reporting Person's continuous provision of services to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase.

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February 16, 2021 Filed Feb 18, 2021 01:35 UTC Exercise / conversionCommon Stock 1,222 $0.58 $709.00
Disclosure

SEC source: 0001567619-21-004332 · doc1.xml · nonDerivative · entry 3

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,633

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects cash exercise of stock option without the disposition of the underlying shares.

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February 16, 2021 Filed Feb 18, 2021 01:35 UTC Exercise / conversionCommon Stock 1,041 $1.68 $1,749.50
Disclosure

SEC source: 0001567619-21-004332 · doc1.xml · nonDerivative · entry 2

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,411

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects cash exercise of stock option without the disposition of the underlying shares.

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February 16, 2021 Filed Feb 18, 2021 01:35 UTC Exercise / conversionCommon Stock 391 $1.68 $657.11
Disclosure

SEC source: 0001567619-21-004332 · doc1.xml · nonDerivative · entry 1

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,370

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects cash exercise of stock option without the disposition of the underlying shares.

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February 10, 2021 Filed Feb 12, 2021 22:32 UTC
Smither John WChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 750 $0.00 Strike: $1.68 $0.00
Disclosure

SEC source: 0001567619-21-003626 · doc1.xml · derivative · entry 4

Smither John W · CIK 0001559583 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,482

Underlying: Common Stock · 750 shares

Expires 2029-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F4 · derivative.exercise_date: The option began vesting monthly over a four year period beginning upon the achievement of certain company milestones, subject to the Reporting Person's continuous provision of services to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase.

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February 10, 2021 Filed Feb 12, 2021 22:32 UTC
Smither John WChief Financial Officer
SaleCommon Stock 2,000 $35.64 $71,280.00
Disclosure

SEC source: 0001567619-21-003626 · doc1.xml · nonDerivative · entry 3

Smither John W · CIK 0001559583 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 87,965

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F3 · ownership.nature: The securities are held of record by The 1994 Smither Family Trust, as Amended and Restated in 2014, of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.

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February 10, 2021 Filed Feb 12, 2021 22:32 UTC
Smither John WChief Financial Officer
SaleCommon Stock 750 $35.64 $26,730.00
Disclosure

SEC source: 0001567619-21-003626 · doc1.xml · nonDerivative · entry 2

Smither John W · CIK 0001559583 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,198

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 9,000 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

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February 10, 2021 Filed Feb 12, 2021 22:32 UTC
Smither John WChief Financial Officer
Exercise / conversionCommon Stock 750 $1.68 $1,260.45
Disclosure

SEC source: 0001567619-21-003626 · doc1.xml · nonDerivative · entry 1

Smither John W · CIK 0001559583 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,948

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 9,000 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

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February 05, 2021 Filed Feb 8, 2021 21:00 UTC
Watanabe ToddDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $1.68 $0.00
Disclosure

SEC source: 0001567619-21-002434 · doc1.xml · derivative · entry 8

Watanabe Todd Franklin · CIK 0001801061 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,492

Underlying: Common Stock · 10,000 shares

Expires 2029-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F8 · derivative.exercise_date: The option began vesting monthly over a four year period beginning upon the achievement of certain company milestones, subject to the Reporting Person's continuous provision of services to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase.

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February 05, 2021 Filed Feb 8, 2021 21:00 UTC
Watanabe ToddDirector · President and CEO
SaleCommon Stock 6,700 $34.61 $231,898.39
Disclosure

SEC source: 0001567619-21-002434 · doc1.xml · nonDerivative · entry 3

Watanabe Todd Franklin · CIK 0001801061 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 568,323

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $34.21 to $35.07, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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February 05, 2021 Filed Feb 8, 2021 21:00 UTC
Watanabe ToddDirector · President and CEO
SaleCommon Stock 3,300 $33.64 $111,017.28
Disclosure

SEC source: 0001567619-21-002434 · doc1.xml · nonDerivative · entry 2

Watanabe Todd Franklin · CIK 0001801061 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 575,023

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The transaction was executed in multiple trades in prices ranging from $33.16 to $34.11, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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February 05, 2021 Filed Feb 8, 2021 21:00 UTC
Watanabe ToddDirector · President and CEO
Exercise / conversionCommon Stock 10,000 $1.68 $16,806.00
Disclosure

SEC source: 0001567619-21-002434 · doc1.xml · nonDerivative · entry 1

Watanabe Todd Franklin · CIK 0001801061 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 578,323

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
February 04, 2021 Filed Feb 8, 2021 18:45 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 17,909 $0.00 Strike: $1.68 $0.00
Disclosure

SEC source: 0001567619-21-002418 · doc1.xml · derivative · entry 5

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,073

Underlying: Common Stock · 17,909 shares

Expires 2029-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects cash exercise of stock option without the disposition of the underlying shares.

F4 · derivative.exercise_date: The option began vesting on March 13, 2019 and will vest monthly over a four year period, subject to the Reporting Person's continuous provision of services to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase.

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February 04, 2021 Filed Feb 8, 2021 18:45 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 1,952 $0.00 Strike: $1.68 $0.00
Disclosure

SEC source: 0001567619-21-002418 · doc1.xml · derivative · entry 4

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,715

Underlying: Common Stock · 1,952 shares

Expires 2029-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects cash exercise of stock option without the disposition of the underlying shares.

F3 · derivative.exercise_date: The option began vesting monthly over a four year period beginning upon the achievement of certain company milestones, subject to the Reporting Person's continuous provision of services to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.