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Nasdaq · USD

ARQT

Arcutis Biotherapeutics, Inc.

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4236
SEC CIK
0001787306
Parsed reports
442

Last 12 months

Inside the activity.

0 purchase rows · 76 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025019
Dec 202505
Jan 202602
Feb 2026011
Mar 2026013
Apr 202601
May 202608
Jun 202603
Jul 202601
Aug 2026010
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 03, 2022 Filed Mar 7, 2022 20:47 UTC
OSBORNE DAVID WChief Technical Officer
GrantCommon Stock 13,300 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-006492 · doc1.xml · nonDerivative · entry 1

OSBORNE DAVID W · CIK 0001252999 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,282

F1 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon vesting. 25% of the RSUs vest annually on March 3 of each year, beginning March 3, 2023, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
March 03, 2022 Filed Mar 8, 2022 01:53 UTC
Burnett PatrickSee Remarks
GrantStock Option (Right to Buy) · Derivative 47,100 $0.00 Strike: $17.67 $0.00
Disclosure

SEC source: 0001567619-22-006497 · doc1.xml · derivative · entry 4

Burnett Patrick · CIK 0001741987 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,100

Underlying: Common Stock · 47,100 shares

Expires 2032-03-03

F6 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from March 3, 2022 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
March 03, 2022 Filed Mar 8, 2022 01:53 UTC
Burnett PatrickSee Remarks
GrantCommon Stock 17,800 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-006497 · doc1.xml · nonDerivative · entry 1

Burnett Patrick · CIK 0001741987 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,050

F1 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon vesting. 25% of the RSUs vest annually on March 3 of each year, beginning March 3, 2023, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
March 03, 2022 Filed Mar 8, 2022 01:48 UTC
Turney Patricia A.SVP, Operations
GrantStock Option (Right to Buy) · Derivative 35,300 $0.00 Strike: $17.67 $0.00
Disclosure

SEC source: 0001567619-22-006493 · doc1.xml · derivative · entry 4

Turney Patricia A. · CIK 0001801045 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,300

Underlying: Common Stock · 35,300 shares

Expires 2032-03-03

F6 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from March 3, 2022 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
March 03, 2022 Filed Mar 8, 2022 01:48 UTC
Turney Patricia A.SVP, Operations
GrantCommon Stock 13,300 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-006493 · doc1.xml · nonDerivative · entry 1

Turney Patricia A. · CIK 0001801045 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,136

F1 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon vesting. 25% of the RSUs vest annually on March 3 of each year, beginning March 3, 2023, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
March 03, 2022 Filed Mar 8, 2022 01:59 UTC
Watanabe ToddDirector · President and CEO
GrantStock Option (Right to Buy) · Derivative 188,100 $0.00 Strike: $17.67 $0.00
Disclosure

SEC source: 0001567619-22-006498 · doc1.xml · derivative · entry 10

Watanabe Todd Franklin · CIK 0001801061 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,100

Underlying: Common Stock · 188,100 shares

Expires 2032-03-03

F12 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from March 3, 2022 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
March 03, 2022 Filed Mar 8, 2022 01:59 UTC
Watanabe ToddDirector · President and CEO
GrantCommon Stock 70,900 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-006498 · doc1.xml · nonDerivative · entry 1

Watanabe Todd Franklin · CIK 0001801061 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 663,526

F1 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon vesting. 25% of the RSUs vest annually on March 3 of each year, beginning March 3, 2023, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
March 03, 2022 Filed Mar 8, 2022 01:49 UTC
Lock Kenneth A.Chief Commercial Officer
GrantStock Option (Right to Buy) · Derivative 35,300 $0.00 Strike: $17.67 $0.00
Disclosure

SEC source: 0001567619-22-006495 · doc1.xml · derivative · entry 4

Lock Kenneth A. · CIK 0001801047 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,300

Underlying: Common Stock · 35,300 shares

Expires 2032-03-03

F6 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from March 3, 2022 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
March 03, 2022 Filed Mar 8, 2022 01:49 UTC
Lock Kenneth A.Chief Commercial Officer
GrantCommon Stock 13,300 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-006495 · doc1.xml · nonDerivative · entry 1

Lock Kenneth A. · CIK 0001801047 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,034

F1 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon vesting. 25% of the RSUs vest annually on March 3 of each year, beginning March 3, 2023, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
March 03, 2022 Filed Mar 8, 2022 01:46 UTC
Moore Matthew RichardSVP and Chief Business Officer
GrantStock Option (Right to Buy) · Derivative 35,300 $0.00 Strike: $17.67 $0.00
Disclosure

SEC source: 0001567619-22-006491 · doc1.xml · derivative · entry 2

Moore Matthew Richard · CIK 0001840191 · SVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,300

Underlying: Common Stock · 35,300 shares

Expires 2032-03-03

F3 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from March 3, 2022 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
March 03, 2022 Filed Mar 8, 2022 01:46 UTC
Moore Matthew RichardSVP and Chief Business Officer
GrantCommon Stock 13,300 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-006491 · doc1.xml · nonDerivative · entry 1

Moore Matthew Richard · CIK 0001840191 · SVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,300

F1 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon vesting. 25% of the RSUs vest annually on March 3 of each year, beginning March 3, 2023, subject to the Reporting Person's continued service to the Issuer.

F2 · balance_after: Includes 13,300 RSUs.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:17 UTC
Burrows Scott LChief Financial Officer
SaleCommon Stock 420 $17.75 $7,456.13
Disclosure

SEC source: 0001567619-22-006228 · doc1.xml · nonDerivative · entry 1

Burrows Scott L · CIK 0001853327 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,259

F1 · kind: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan to satisfy tax withholding obligations in connection with the vesting of Restricted Stock Units ("RSUs"). Shares and RSUs remain subject to a lock-up agreement with the underwriters for the Issuer's follow-on offering in February 2021.

F2 · price: The transaction was executed in multiple trades in prices ranging from $17.40 to $18.185, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · balance_after: Includes 4,800 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 16:18 UTC
OSBORNE DAVID WChief Technical Officer
SaleCommon Stock 775 $17.75 $13,758.34
Disclosure

SEC source: 0001567619-22-006229 · doc1.xml · nonDerivative · entry 1

OSBORNE DAVID W · CIK 0001252999 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,982

F1 · kind: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan to satisfy tax withholding obligations in connection with the vesting of Restricted Stock Units ("RSUs"). Shares and RSUs remain subject to a lock-up agreement with the underwriters for the Issuer's follow-on offering in February 2021.

F2 · price: The transaction was executed in multiple trades in prices ranging from $17.40 to $18.185, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · balance_after: Includes 1,004 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan as follows: 976 shares on May 31, 2021 and 28 shares on November 30, 2021.

F4 · balance_after: Includes 14,000 RSUs.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:18 UTC
Watanabe ToddDirector · President and CEO
SaleCommon Stock 2,153 $17.75 $38,221.56
Disclosure

SEC source: 0001567619-22-006230 · doc1.xml · nonDerivative · entry 1

Watanabe Todd Franklin · CIK 0001801061 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 592,626

F1 · kind: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan to satisfy tax withholding obligations in connection with the vesting of Restricted Stock Units ("RSUs"). Shares and RSUs remain subject to a lock-up agreement with the underwriters for the Issuer's follow-on offering in February 2021.

F2 · price: The transaction was executed in multiple trades in prices ranging from $17.40 to $18.185, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · balance_after: Includes 47,200 RSUs. The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:16 UTC
Turney Patricia A.SVP, Operations
SaleCommon Stock 936 $17.75 $16,616.53
Disclosure

SEC source: 0001567619-22-006227 · doc1.xml · nonDerivative · entry 1

Turney Patricia A. · CIK 0001801045 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,836

F1 · kind: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan to satisfy tax withholding obligations in connection with the vesting of Restricted Stock Units ("RSUs"). Shares and RSUs remain subject to a lock-up agreement with the underwriters for the Issuer's follow-on offering in February 2021.

F2 · price: The transaction was executed in multiple trades in prices ranging from $17.40 to $18.185, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · balance_after: Includes 1,001 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan as follows: 947 shares on May 31, 2021 and 54 shares on November 30, 2021.

F4 · balance_after: Includes 14,000 RSUs.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:15 UTC
Lock Kenneth A.Chief Commercial Officer
SaleCommon Stock 935 $17.75 $16,598.77
Disclosure

SEC source: 0001567619-22-006226 · doc1.xml · nonDerivative · entry 1

Lock Kenneth A. · CIK 0001801047 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,734

F1 · kind: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan to satisfy tax withholding obligations in connection with the vesting of Restricted Stock Units ("RSUs"). Shares and RSUs remain subject to a lock-up agreement with the underwriters for the Issuer's follow-on offering in February 2021.

F2 · price: The transaction was executed in multiple trades in prices ranging from $17.40 to $18.185, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · balance_after: Includes 1,002 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan as follows: 964 shares on May 31, 2021 and 38 shares on November 30, 2021.

F4 · balance_after: Includes 14,000 RSUs.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 22:55 UTC
Watanabe ToddDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $1.68 $0.00
Disclosure

SEC source: 0001567619-22-003692 · doc1.xml · derivative · entry 7

Watanabe Todd Franklin · CIK 0001801061 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,635

Underlying: Common Stock · 1,000 shares

Expires 2029-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F7 · derivative.exercise_date: The option began vesting monthly over a four year period beginning upon the achievement of certain company milestones, subject to the Reporting Person's continuous provision of services to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 22:55 UTC
Watanabe ToddDirector · President and CEO
SaleCommon Stock 1,000 $17.00 $17,000.00
Disclosure

SEC source: 0001567619-22-003692 · doc1.xml · nonDerivative · entry 2

Watanabe Todd Franklin · CIK 0001801061 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 594,779

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 54,450 RSUs. The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 22:55 UTC
Watanabe ToddDirector · President and CEO
Exercise / conversionCommon Stock 1,000 $1.68 $1,680.60
Disclosure

SEC source: 0001567619-22-003692 · doc1.xml · nonDerivative · entry 1

Watanabe Todd Franklin · CIK 0001801061 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 595,779

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 54,450 RSUs. The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 21:17 UTC
Watanabe ToddDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $1.68 $0.00
Disclosure

SEC source: 0001567619-22-000851 · doc1.xml · derivative · entry 9

Watanabe Todd Franklin · CIK 0001801061 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,635

Underlying: Common Stock · 1,000 shares

Expires 2029-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F7 · derivative.exercise_date: The option began vesting monthly over a four year period beginning upon the achievement of certain company milestones, subject to the Reporting Person's continuous provision of services to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 21:17 UTC
Watanabe ToddDirector · President and CEO
SaleCommon Stock 600 $21.11 $12,666.00
Disclosure

SEC source: 0001567619-22-000851 · doc1.xml · nonDerivative · entry 4

Watanabe Todd Franklin · CIK 0001801061 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 594,779

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 54,450 RSUs. The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 21:17 UTC
Watanabe ToddDirector · President and CEO
SaleCommon Stock 100 $22.06 $2,206.00
Disclosure

SEC source: 0001567619-22-000851 · doc1.xml · nonDerivative · entry 3

Watanabe Todd Franklin · CIK 0001801061 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 595,379

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 54,450 RSUs. The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 21:17 UTC
Watanabe ToddDirector · President and CEO
SaleCommon Stock 300 $22.40 $6,720.00
Disclosure

SEC source: 0001567619-22-000851 · doc1.xml · nonDerivative · entry 2

Watanabe Todd Franklin · CIK 0001801061 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 595,479

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 54,450 RSUs. The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 21:17 UTC
Watanabe ToddDirector · President and CEO
Exercise / conversionCommon Stock 1,000 $1.68 $1,680.60
Disclosure

SEC source: 0001567619-22-000851 · doc1.xml · nonDerivative · entry 1

Watanabe Todd Franklin · CIK 0001801061 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 595,779

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 54,450 RSUs. The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
January 03, 2022 Filed Jan 6, 2022 00:43 UTC
Matsuda MasaruSVP and General Counsel
GrantStock Option (Right to Buy) · Derivative 185,000 $0.00 Strike: $22.79 $0.00
Disclosure

SEC source: 0001567619-22-000671 · doc1.xml · derivative · entry 1

Matsuda Masaru · CIK 0001798679 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,000

Underlying: Common Stock · 185,000 shares

Expires 2032-01-03

F1 · derivative.exercise_date: 25% of the shares subject to the option vest on the one year anniversary measured from January 3, 2022 (the "Vesting Commencement Date"), and 1/48th of the shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 22:19 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $0.58 $0.00
Disclosure

SEC source: 0001567619-22-000625 · doc1.xml · derivative · entry 4

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,106

Underlying: Common Stock · 2,500 shares

Expires 2028-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option began vesting monthly over 35 months beginning July 11, 2019, subject to the Reporting Person's continuous provision of services to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 22:19 UTC SaleCommon Stock 2,500 $21.21 $53,029.50
Disclosure

SEC source: 0001567619-22-000625 · doc1.xml · nonDerivative · entry 2

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,896

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $20.66 to $21.63, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 6,750 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 22:19 UTC Exercise / conversionCommon Stock 2,500 $0.58 $1,450.50
Disclosure

SEC source: 0001567619-22-000625 · doc1.xml · nonDerivative · entry 1

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,396

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 6,750 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
December 30, 2021 Filed Jan 5, 2022 02:05 UTC
Burrows Scott LChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 55,704 $0.00 Strike: $20.59 $0.00
Disclosure

SEC source: 0001567619-22-000388 · doc1.xml · derivative · entry 1

Burrows Scott L · CIK 0001853327 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,704

Underlying: Common Stock · 55,704 shares

Expires 2031-08-23

F1 · derivative.exercise_date: On August 24, 2021, the Reporting Person was granted the option subject to a milestone condition. The Compensation Committee of the Issuer certified the achievement of the milestone and commencement of vesting on December 30, 2021 (the "Milestone Vesting Commencement Date"). 1/48th of the shares subject to the option shall vest on each monthly anniversary of the Milestone Vesting Commencement Date, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Milestone Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
December 30, 2021 Filed Jan 5, 2022 02:05 UTC
Burnett PatrickSee Remarks
GrantCommon Stock 16,750 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-000389 · doc1.xml · nonDerivative · entry 1

Burnett Patrick · CIK 0001741987 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,250

F1 · shares: On August 3, 2020, the Reporting Person was granted performance-based restricted stock units ("RSUs") subject to a milestone condition. The Compensation Committee of the Issuer certified the achievement of the milestone and commencement of vesting on December 30, 2021 (the "Milestone Vesting Commencement Date"). 25% of the performance-based RSUs shall vest annually from the Milestone Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer.

F2 · balance_after: Includes 26,250 RSUs.

Read SEC document
December 27, 2021 Filed Dec 28, 2021 22:00 UTC
Burrows Scott LChief Financial Officer
SaleCommon Stock 12,560 $20.07 $252,139.49
Disclosure

SEC source: 0000899243-21-049940 · doc4.xml · nonDerivative · entry 1

Burrows Scott L · CIK 0001853327 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,679

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $19.88 to $20.31, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 5,800 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

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December 23, 2021 Filed Dec 24, 2021 02:46 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $0.58 $0.00
Disclosure

SEC source: 0000899243-21-049728 · doc4.xml · derivative · entry 4

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,606

Underlying: Common Stock · 2,500 shares

Expires 2028-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option began vesting monthly over 35 months beginning July 11, 2019, subject to the Reporting Person's continuous provision of services to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase.

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December 23, 2021 Filed Dec 24, 2021 02:46 UTC SaleCommon Stock 2,500 $20.16 $50,395.50
Disclosure

SEC source: 0000899243-21-049728 · doc4.xml · nonDerivative · entry 2

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,896

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $20.00 to $20.33, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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December 23, 2021 Filed Dec 24, 2021 02:46 UTC Exercise / conversionCommon Stock 2,500 $0.58 $1,450.50
Disclosure

SEC source: 0000899243-21-049728 · doc4.xml · nonDerivative · entry 1

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,396

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 6,750 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
December 08, 2021 Filed Dec 10, 2021 23:41 UTC
Watanabe ToddDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $1.68 $0.00
Disclosure

SEC source: 0001567619-21-021900 · doc1.xml · derivative · entry 7

Watanabe Todd Franklin · CIK 0001801061 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,635

Underlying: Common Stock · 1,000 shares

Expires 2029-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F7 · derivative.exercise_date: The option began vesting monthly over a four year period beginning upon the achievement of certain company milestones, subject to the Reporting Person's continuous provision of services to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase.

Read SEC document
December 08, 2021 Filed Dec 10, 2021 23:41 UTC
Watanabe ToddDirector · President and CEO
SaleCommon Stock 1,000 $17.00 $17,000.00
Disclosure

SEC source: 0001567619-21-021900 · doc1.xml · nonDerivative · entry 2

Watanabe Todd Franklin · CIK 0001801061 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 594,779

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 54,450 RSUs. The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
December 08, 2021 Filed Dec 10, 2021 23:41 UTC
Watanabe ToddDirector · President and CEO
Exercise / conversionCommon Stock 1,000 $1.68 $1,680.60
Disclosure

SEC source: 0001567619-21-021900 · doc1.xml · nonDerivative · entry 1

Watanabe Todd Franklin · CIK 0001801061 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 595,779

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 54,450 RSUs. The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
November 05, 2021 Filed Nov 9, 2021 22:19 UTC
Watanabe ToddDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $1.68 $0.00
Disclosure

SEC source: 0001567619-21-019584 · doc1.xml · derivative · entry 7

Watanabe Todd Franklin · CIK 0001801061 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,635

Underlying: Common Stock · 1,000 shares

Expires 2029-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F8 · derivative.exercise_date: The option began vesting monthly over a four year period beginning upon the achievement of certain company milestones, subject to the Reporting Person's continuous provision of services to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase.

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November 05, 2021 Filed Nov 9, 2021 22:19 UTC
Watanabe ToddDirector · President and CEO
SaleCommon Stock 1,000 $21.50 $21,501.60
Disclosure

SEC source: 0001567619-21-019584 · doc1.xml · nonDerivative · entry 2

Watanabe Todd Franklin · CIK 0001801061 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 594,779

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $21.35 to $21.69, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 54,450 RSUs. The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
November 05, 2021 Filed Nov 9, 2021 22:19 UTC
Watanabe ToddDirector · President and CEO
Exercise / conversionCommon Stock 1,000 $1.68 $1,680.60
Disclosure

SEC source: 0001567619-21-019584 · doc1.xml · nonDerivative · entry 1

Watanabe Todd Franklin · CIK 0001801061 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 595,779

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 54,450 RSUs. The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 21:16 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $0.58 $0.00
Disclosure

SEC source: 0001567619-21-019290 · doc1.xml · derivative · entry 4

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,106

Underlying: Common Stock · 2,500 shares

Expires 2028-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option began vesting monthly over 35 months beginning July 11, 2019, subject to the Reporting Person's continuous provision of services to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 21:16 UTC SaleCommon Stock 2,500 $21.81 $54,524.00
Disclosure

SEC source: 0001567619-21-019290 · doc1.xml · nonDerivative · entry 2

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,896

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $21.31 to $22.26, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 6,750 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 21:16 UTC Exercise / conversionCommon Stock 2,500 $0.58 $1,450.50
Disclosure

SEC source: 0001567619-21-019290 · doc1.xml · nonDerivative · entry 1

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,396

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 6,750 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
October 05, 2021 Filed Oct 7, 2021 20:05 UTC
Watanabe ToddDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $1.68 $0.00
Disclosure

SEC source: 0001567619-21-018022 · doc1.xml · derivative · entry 7

Watanabe Todd Franklin · CIK 0001801061 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,635

Underlying: Common Stock · 2,500 shares

Expires 2029-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F8 · derivative.exercise_date: The option began vesting monthly over a four year period beginning upon the achievement of certain company milestones, subject to the Reporting Person's continuous provision of services to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase.

Read SEC document
October 05, 2021 Filed Oct 7, 2021 20:05 UTC
Watanabe ToddDirector · President and CEO
SaleCommon Stock 2,500 $24.92 $62,293.50
Disclosure

SEC source: 0001567619-21-018022 · doc1.xml · nonDerivative · entry 2

Watanabe Todd Franklin · CIK 0001801061 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 594,779

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $24.51 to $25.38, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 54,450 RSUs. The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
October 05, 2021 Filed Oct 7, 2021 20:05 UTC
Watanabe ToddDirector · President and CEO
Exercise / conversionCommon Stock 2,500 $1.68 $4,201.50
Disclosure

SEC source: 0001567619-21-018022 · doc1.xml · nonDerivative · entry 1

Watanabe Todd Franklin · CIK 0001801061 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 597,279

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 54,450 RSUs. The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 18:11 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $0.58 $0.00
Disclosure

SEC source: 0001567619-21-017896 · doc1.xml · derivative · entry 4

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,606

Underlying: Common Stock · 2,500 shares

Expires 2028-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option began vesting monthly over 35 months beginning July 11, 2019, subject to the Reporting Person's continuous provision of services to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 18:11 UTC SaleCommon Stock 2,500 $23.87 $59,679.75
Disclosure

SEC source: 0001567619-21-017896 · doc1.xml · nonDerivative · entry 2

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,896

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $23.23 to $24.11, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 6,750 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 18:11 UTC Exercise / conversionCommon Stock 2,500 $0.58 $1,450.50
Disclosure

SEC source: 0001567619-21-017896 · doc1.xml · nonDerivative · entry 1

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,396

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 6,750 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 18:10 UTC
Watanabe ToddDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 1,500 $0.00 Strike: $1.68 $0.00
Disclosure

SEC source: 0001567619-21-017895 · doc1.xml · derivative · entry 7

Watanabe Todd Franklin · CIK 0001801061 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,135

Underlying: Common Stock · 1,500 shares

Expires 2029-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F8 · derivative.exercise_date: The option began vesting monthly over a four year period beginning upon the achievement of certain company milestones, subject to the Reporting Person's continuous provision of services to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.